The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 1,516 | 20,908 | SH | SOLE | 20,908 | 0 | 0 | ||
ABERDEEN ASIA PACIFIC INCOM | COM | 003009107 | 65 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 214 | 235 | SH | SOLE | 235 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 593 | 638 | SH | SOLE | 638 | 0 | 0 | ||
ALPS ETF TR | SECTR DIV DOGS | 00162Q858 | 449 | 10,526 | SH | SOLE | 10,526 | 0 | 0 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 3,831 | 320,335 | SH | SOLE | 320,335 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 872 | 11,715 | SH | SOLE | 11,715 | 0 | 0 | ||
AMPHENOL CORP NEW | CL A | 032095101 | 747 | 10,124 | SH | SOLE | 10,124 | 0 | 0 | ||
ANNALY CAP MGMT INC | COM | 035710409 | 1,792 | 148,675 | SH | SOLE | 148,675 | 0 | 0 | ||
ANTHEM INC | UNIT 05/01/20188 | 036752202 | 779 | 14,757 | SH | SOLE | 14,757 | 0 | 0 | ||
APOLLO COML REAL EST FIN INC | COM | 03762U105 | 1,572 | 84,743 | SH | SOLE | 84,743 | 0 | 0 | ||
APOLLO GLOBAL MGMT LLC | CL A SHS | 037612306 | 1,347 | 50,939 | SH | SOLE | 50,939 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 469 | 3,257 | SH | SOLE | 3,257 | 0 | 0 | ||
ASSURANT INC | COM | 04621X108 | 553 | 5,333 | SH | SOLE | 5,333 | 0 | 0 | ||
AUTODESK INC | COM | 052769106 | 773 | 7,669 | SH | SOLE | 7,669 | 0 | 0 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 2,123 | 20,722 | SH | SOLE | 20,722 | 0 | 0 | ||
BARD C R INC | COM | 067383109 | 756 | 2,392 | SH | SOLE | 2,392 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 408 | 2,410 | SH | SOLE | 2,410 | 0 | 0 | ||
BLACKROCK ENHANCED EQT DIV T | COM | 09251A104 | 115 | 13,080 | SH | SOLE | 13,080 | 0 | 0 | ||
BUILDERS FIRSTSOURCE INC | COM | 12008R107 | 236 | 15,396 | SH | SOLE | 15,396 | 0 | 0 | ||
CENTURYLINK INC | COM | 156700106 | 1,160 | 48,565 | SH | SOLE | 48,565 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 2,186 | 69,835 | SH | SOLE | 69,835 | 0 | 0 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BUL 2019 HY | 18383M373 | 257 | 10,404 | SH | SOLE | 10,404 | 0 | 0 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BLT2018 HY | 18383M381 | 387 | 15,240 | SH | SOLE | 15,240 | 0 | 0 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BLT2017 HY | 18383M399 | 521 | 20,240 | SH | SOLE | 20,240 | 0 | 0 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BULL2019 E | 18383M522 | 353 | 16,608 | SH | SOLE | 16,608 | 0 | 0 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BULL2018 E | 18383M530 | 218 | 10,264 | SH | SOLE | 10,264 | 0 | 0 | ||
CLAYMORE EXCHANGE TRD FD TR | GUGG CRP BD 2017 | 18383M548 | 415 | 18,362 | SH | SOLE | 18,362 | 0 | 0 | ||
CME GROUP INC | COM | 12572Q105 | 424 | 3,382 | SH | SOLE | 3,382 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 229 | 5,102 | SH | SOLE | 5,102 | 0 | 0 | ||
COHEN & STEERS REIT & PFD IN | COM | 19247X100 | 787 | 37,885 | SH | SOLE | 37,885 | 0 | 0 | ||
COHERENT INC | COM | 192479103 | 211 | 940 | SH | SOLE | 940 | 0 | 0 | ||
CORNING INC | COM | 219350105 | 1,783 | 59,337 | SH | SOLE | 59,337 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 581 | 3,632 | SH | SOLE | 3,632 | 0 | 0 | ||
CRANE CO | COM | 224399105 | 581 | 7,316 | SH | SOLE | 7,316 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 241 | 4,408 | SH | SOLE | 4,408 | 0 | 0 | ||
CUMMINS INC | COM | 231021106 | 673 | 4,149 | SH | SOLE | 4,149 | 0 | 0 | ||
DIGITAL RLTY TR INC | COM | 253868103 | 2,883 | 25,524 | SH | SOLE | 25,524 | 0 | 0 | ||
DIREXION SHS ETF TR | ALL CP INSIDER | 25459Y769 | 236 | 5,948 | SH | SOLE | 5,948 | 0 | 0 | ||
DNP SELECT INCOME FD | COM | 23325P104 | 157 | 14,270 | SH | SOLE | 14,270 | 0 | 0 | ||
DOW CHEM CO | COM | 260543103 | 2,138 | 33,906 | SH | SOLE | 33,906 | 0 | 0 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 234 | 2,796 | SH | SOLE | 2,796 | 0 | 0 | ||
EATON CORP PLC | SHS | G29183103 | 2,602 | 33,437 | SH | SOLE | 33,437 | 0 | 0 | ||
ENDEAVOUR SILVER CORP | COM | 29258Y103 | 107 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 325 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
EQUINIX INC | COM PAR $0.001 | 29444U700 | 3,082 | 7,182 | SH | SOLE | 7,182 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 510 | 6,321 | SH | SOLE | 6,321 | 0 | 0 | ||
FEDERAL AGRIC MTG CORP | CL A | 313148108 | 523 | 20,111 | SH | SOLE | 20,111 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | SENIOR LN FD | 33738D309 | 1,910 | 39,483 | SH | SOLE | 39,483 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | FIRST TR TA HIYL | 33738D408 | 1,766 | 35,924 | SH | SOLE | 35,924 | 0 | 0 | ||
FIRST TR EXCHANGE-TRADED FD | PFD SECS INC ETF | 33739E108 | 2,863 | 143,092 | SH | SOLE | 143,092 | 0 | 0 | ||
FIRST TR NASDAQ ABA CMNTY BK | UT COM SHS ETF | 33736Q104 | 807 | 15,940 | SH | SOLE | 15,940 | 0 | 0 | ||
GAMING & LEISURE PPTYS INC | COM | 36467J108 | 1,109 | 29,429 | SH | SOLE | 29,429 | 0 | 0 | ||
HARRIS CORP DEL | COM | 413875105 | 2,489 | 22,821 | SH | SOLE | 22,821 | 0 | 0 | ||
HERCULES CAPITAL INC | COM | 427096508 | 1,420 | 107,258 | SH | SOLE | 107,258 | 0 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 2,257 | 16,934 | SH | SOLE | 16,934 | 0 | 0 | ||
HP INC | COM | 40434L105 | 235 | 13,429 | SH | SOLE | 13,429 | 0 | 0 | ||
HUNTSMAN CORP | COM | 447011107 | 2,633 | 101,882 | SH | SOLE | 101,882 | 0 | 0 | ||
ICHOR HOLDINGS | SHS | G4740B105 | 582 | 28,873 | SH | SOLE | 28,873 | 0 | 0 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 415 | 2,897 | SH | SOLE | 2,897 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 285 | 8,433 | SH | SOLE | 8,433 | 0 | 0 | ||
INTL PAPER CO | COM | 460146103 | 2,229 | 39,376 | SH | SOLE | 39,376 | 0 | 0 | ||
ISHARES | JP MRG EM CRP BD | 464286251 | 1,612 | 31,676 | SH | SOLE | 31,676 | 0 | 0 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 1,138 | 10,029 | SH | SOLE | 10,029 | 0 | 0 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 774 | 5,653 | SH | SOLE | 5,653 | 0 | 0 | ||
ISHARES TR | RUS MDCP VAL ETF | 464287473 | 815 | 9,687 | SH | SOLE | 9,687 | 0 | 0 | ||
ISHARES TR | U.S. CNSM SV ETF | 464287580 | 2,081 | 12,682 | SH | SOLE | 12,682 | 0 | 0 | ||
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 2,099 | 17,656 | SH | SOLE | 17,656 | 0 | 0 | ||
ISHARES TR | RUSSELL 3000 ETF | 464287689 | 582 | 4,038 | SH | SOLE | 4,038 | 0 | 0 | ||
ISHARES TR | US HLTHCARE ETF | 464287762 | 585 | 3,520 | SH | SOLE | 3,520 | 0 | 0 | ||
ISHARES TR | DOW JONES US ETF | 464287846 | 570 | 4,694 | SH | SOLE | 4,694 | 0 | 0 | ||
ISHARES TR | U.S. AER&DEF ETF | 464288760 | 2,865 | 18,207 | SH | SOLE | 18,207 | 0 | 0 | ||
ISHARES TR | U.S. MED DVC ETF | 464288810 | 668 | 4,011 | SH | SOLE | 4,011 | 0 | 0 | ||
ISHARES TR | US HLTHCR PR ETF | 464288828 | 458 | 3,084 | SH | SOLE | 3,084 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 876 | 6,619 | SH | SOLE | 6,619 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 659 | 7,214 | SH | SOLE | 7,214 | 0 | 0 | ||
KLA-TENCOR CORP | COM | 482480100 | 2,443 | 26,693 | SH | SOLE | 26,693 | 0 | 0 | ||
L3 TECHNOLOGIES INC | COM | 502413107 | 524 | 3,136 | SH | SOLE | 3,136 | 0 | 0 | ||
LASALLE HOTEL PPTYS | COM SH BEN INT | 517942108 | 2,774 | 93,073 | SH | SOLE | 93,073 | 0 | 0 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 3,884 | 13,992 | SH | SOLE | 13,992 | 0 | 0 | ||
MACQUARIE INFRASTRUCTURE COR | COM | 55608B105 | 1,080 | 13,778 | SH | SOLE | 13,778 | 0 | 0 | ||
MARSH & MCLENNAN COS INC | COM | 571748102 | 445 | 5,713 | SH | SOLE | 5,713 | 0 | 0 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 627 | 5,164 | SH | SOLE | 5,164 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC | COM | 595017104 | 688 | 8,909 | SH | SOLE | 8,909 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 773 | 11,215 | SH | SOLE | 11,215 | 0 | 0 | ||
MONROE CAP CORP | COM | 610335101 | 989 | 64,940 | SH | SOLE | 64,940 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 587 | 13,183 | SH | SOLE | 13,183 | 0 | 0 | ||
NEW SR INVT GROUP INC | COM | 648691103 | 1,225 | 121,921 | SH | SOLE | 121,921 | 0 | 0 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 3,595 | 14,005 | SH | SOLE | 14,005 | 0 | 0 | ||
OLD REP INTL CORP | COM | 680223104 | 1,035 | 53,012 | SH | SOLE | 53,012 | 0 | 0 | ||
PACCAR INC | COM | 693718108 | 576 | 8,727 | SH | SOLE | 8,727 | 0 | 0 | ||
PACKAGING CORP AMER | COM | 695156109 | 2,449 | 21,990 | SH | SOLE | 21,990 | 0 | 0 | ||
PACWEST BANCORP DEL | COM | 695263103 | 1,606 | 34,390 | SH | SOLE | 34,390 | 0 | 0 | ||
PENNYMAC FINL SVCS INC | CL A | 70932B101 | 979 | 58,597 | SH | SOLE | 58,597 | 0 | 0 | ||
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 231 | 8,800 | SH | SOLE | 8,800 | 0 | 0 | ||
POWERSHARES ETF TR II | PFD PORTFOLIO | 73936T565 | 204 | 13,496 | SH | SOLE | 13,496 | 0 | 0 | ||
POWERSHARES ETF TRUST II | KBW HG YLD FIN | 73936Q793 | 1,257 | 51,779 | SH | SOLE | 51,779 | 0 | 0 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 4,210 | 30,590 | SH | SOLE | 30,590 | 0 | 0 | ||
PRICELINE GRP INC | COM NEW | 741503403 | 299 | 160 | SH | SOLE | 160 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 531 | 6,098 | SH | SOLE | 6,098 | 0 | 0 | ||
PRUDENTIAL FINL INC | COM | 744320102 | 1,638 | 15,143 | SH | SOLE | 15,143 | 0 | 0 | ||
PUBLIC STORAGE | COM | 74460D109 | 231 | 1,107 | SH | SOLE | 1,107 | 0 | 0 | ||
QUANTA SVCS INC | COM | 74762E102 | 491 | 14,928 | SH | SOLE | 14,928 | 0 | 0 | ||
RAYTHEON CO | COM NEW | 755111507 | 537 | 3,325 | SH | SOLE | 3,325 | 0 | 0 | ||
REALTY INCOME CORP | COM | 756109104 | 1,096 | 19,868 | SH | SOLE | 19,868 | 0 | 0 | ||
REGIONS FINL CORP NEW | COM | 7591EP100 | 499 | 34,085 | SH | SOLE | 34,085 | 0 | 0 | ||
REPUBLIC SVCS INC | COM | 760759100 | 2,121 | 33,276 | SH | SOLE | 33,276 | 0 | 0 | ||
REYNOLDS AMERICAN INC | COM | 761713106 | 208 | 3,193 | SH | SOLE | 3,193 | 0 | 0 | ||
ROCKWELL AUTOMATION INC | COM | 773903109 | 505 | 3,118 | SH | SOLE | 3,118 | 0 | 0 | ||
RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W106 | 3,097 | 33,414 | SH | SOLE | 33,414 | 0 | 0 | ||
RYDEX ETF TRUST | GUGGENHM S&P 500 | 78355W205 | 552 | 3,226 | SH | SOLE | 3,226 | 0 | 0 | ||
SCHWAB STRATEGIC TR | SCHWAB FDT US SC | 808524763 | 233 | 6,702 | SH | SOLE | 6,702 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 1,886 | 27,697 | SH | SOLE | 27,697 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 3,510 | 64,151 | SH | SOLE | 64,151 | 0 | 0 | ||
SENIOR HSG PPTYS TR | SH BEN INT | 81721M109 | 391 | 19,118 | SH | SOLE | 19,118 | 0 | 0 | ||
SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | 509 | 2,388 | SH | SOLE | 2,388 | 0 | 0 | ||
SPDR SERIES TRUST | CITI INT GVT ETF | 78464A490 | 1,031 | 18,549 | SH | SOLE | 18,549 | 0 | 0 | ||
STRYKER CORP | COM | 863667101 | 638 | 4,597 | SH | SOLE | 4,597 | 0 | 0 | ||
SUNTRUST BKS INC | COM | 867914103 | 602 | 10,618 | SH | SOLE | 10,618 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 2,443 | 69,892 | SH | SOLE | 69,892 | 0 | 0 | ||
TORTOISE ENERGY INFRA CORP | COM | 89147L100 | 212 | 6,980 | SH | SOLE | 6,980 | 0 | 0 | ||
TRIANGLE CAP CORP | COM | 895848109 | 979 | 55,572 | SH | SOLE | 55,572 | 0 | 0 | ||
UBS AG JERSEY BRH | ETRAC WELLS BDCI | 902641588 | 1,352 | 59,493 | SH | SOLE | 59,493 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 2,642 | 21,637 | SH | SOLE | 21,637 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 206 | 1,110 | SH | SOLE | 1,110 | 0 | 0 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 232 | 1,972 | SH | SOLE | 1,972 | 0 | 0 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 471 | 3,705 | SH | SOLE | 3,705 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 453 | 3,339 | SH | SOLE | 3,339 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 913 | 10,425 | SH | SOLE | 10,425 | 0 | 0 | ||
VENTAS INC | COM | 92276F100 | 266 | 3,822 | SH | SOLE | 3,822 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 329 | 7,374 | SH | SOLE | 7,374 | 0 | 0 | ||
WESTERN DIGITAL CORP | COM | 958102105 | 3,139 | 35,424 | SH | SOLE | 35,424 | 0 | 0 |