0001415889-24-009006.txt : 20240322
0001415889-24-009006.hdr.sgml : 20240322
20240322174830
ACCESSION NUMBER: 0001415889-24-009006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240322
FILED AS OF DATE: 20240322
DATE AS OF CHANGE: 20240322
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dyckerhoff Stefan A
CENTRAL INDEX KEY: 0001484394
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41979
FILM NUMBER: 24776432
MAIL ADDRESS:
STREET 1: 755 PAGE MILL ROAD,
STREET 2: SUITE A-200
CITY: PALO ALTO
STATE: CA
ZIP: 94304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Astera Labs, Inc.
CENTRAL INDEX KEY: 0001736297
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 823437062
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2901 TASMAN DR. SUITE 205
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 408-242-7319
MAIL ADDRESS:
STREET 1: 2901 TASMAN DR. SUITE 205
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
4
1
form4-03222024_090324.xml
X0508
4
2024-03-22
0001736297
Astera Labs, Inc.
ALAB
0001484394
Dyckerhoff Stefan A
755 PAGE MILL ROAD, SUITE A-200
PALO ALTO
CA
94304-1005
true
false
true
false
0
Common Stock
2024-03-22
4
C
0
9936
A
9936
I
By Limited Partnership (TF)
Common Stock
2024-03-22
4
C
0
16503
A
16503
I
By Trust
Common Stock
2024-03-22
4
C
0
16761590
A
16761590
I
By Limited Partnership (SHV)
Common Stock
2024-03-22
4
C
0
23827
A
23827
I
By Irrevocable Trust
Common Stock
2024-03-22
4
C
0
179617
A
179617
D
Common Stock
2024-03-22
4
C
0
210013
A
210013
I
By SHM Investments, LLC
Series A Preferred Stock
2024-03-22
4
C
0
65
0
D
Common Stock
65
0
I
By Limited Partnership (TF)
Series A Preferred Stock
2024-03-22
4
C
0
65
0
D
Common Stock
65
0
I
By Trust
Series A Preferred Stock
2024-03-22
4
C
0
9672
0
D
Common Stock
9672
0
I
By Limited Partnership (SHV)
Series B Preferred Stock
2024-03-22
4
C
0
23827
0
D
Common Stock
23827
0
I
By Irrevocable Trust
Series B Preferred Stock
2024-03-22
4
C
0
1010
0
D
Common Stock
1010
0
I
By Limited Partnership (TF)
Series B Preferred Stock
2024-03-22
4
C
0
179617
0
D
Common Stock
179617
0
D
Series B Preferred Stock
2024-03-22
4
C
0
1010
0
D
Common Stock
1010
0
I
By Trust
Series B Preferred Stock
2024-03-22
4
C
0
14957606
0
D
Common Stock
14957606
0
I
By Limited Partnership (SHV)
Series B Preferred Stock
2024-03-22
4
C
0
203445
0
D
Common Stock
203445
0
I
By SHM Investments, LLC
Series C Preferred Stock
2024-03-22
4
C
0
6568
0
D
Common Stock
6568
0
I
By Trust
Series C Preferred Stock
2024-03-22
4
C
0
478056
0
D
Common Stock
478056
0
I
By Limited Partnership (SHV)
Series C Preferred Stock
2024-03-22
4
C
0
6568
0
D
Common Stock
6568
0
I
By SHM Investments, LLC
Series D Preferred Stock
2024-03-22
4
C
0
8861
0
D
Common Stock
8861
0
I
By Limited Partnership (TF)
Series D Preferred Stock
2024-03-22
4
C
0
8860
0
D
Common Stock
8860
0
I
By Trust
Series D Preferred Stock
2024-03-22
4
C
0
1316256
0
D
Common Stock
1316256
0
I
By Limited Partnership (SHV)
Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date.
Shares held by a limited partnership of which the Reporting Person is a trustee of a trust which is the general partner. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
Shares held by a trust of which the Reporting Person is a Trustee. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV"). The Reporting Person is a managing director and member of the management committee of the general partner of SHV. The Reporting Person disclaims beneficial ownership in these shares
except as to the Reporting Person's pecuniary interest therein.
Shares held by an irrevocable trust of which the Reporting Person is a Trustee. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
Shares held by SHM Investments, LLC ("SHMI"). The Reporting Person is a managing member of SHMI. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
/s/ Kanwalpreet S. Kalra, Attorney-in-Fact
2024-03-22