President

0001221073-23-000071.txt : 20231016 0001221073-23-000071.hdr.sgml : 20231016 20231013212129 ACCESSION NUMBER: 0001221073-23-000071 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231016 DATE AS OF CHANGE: 20231013 EFFECTIVENESS DATE: 20231016 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALBERT HARGROVE GLOBAL ADVISORS, LLC CENTRAL INDEX KEY: 0001484205 IRS NUMBER: 330804608 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13854 FILM NUMBER: 231326100 BUSINESS ADDRESS: STREET 1: 111 WEST OCEAN BOULEVARD, SUITE 2300 CITY: LONG BEACH STATE: CA ZIP: 90802 BUSINESS PHONE: 562-435-5657 MAIL ADDRESS: STREET 1: 111 WEST OCEAN BOULEVARD, SUITE 2300 CITY: LONG BEACH STATE: CA ZIP: 90802 FORMER COMPANY: FORMER CONFORMED NAME: Halbert, Hargrove/Russell LLC DATE OF NAME CHANGE: 20100217 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001484205 XXXXXXXX 09-30-2023 09-30-2023 false HALBERT HARGROVE GLOBAL ADVISORS, LLC

111 WEST OCEAN BOULEVARD, SUITE 2300 LONG BEACH CA 90802

13F HOLDINGS REPORT 028-13854 000105515 801-33048 N John Carlos Abusaid President 562-435-5657 /s/ John Carlos Abusaid Long Beach CA 10-11-2023 1 120 1340886201 1 0001040197 028-06392 MAI Capital Management INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 BBG001S5T7X2 234050 2500 SH OTR 1 2500 0 0 3M CO COM 88579Y101 BBG001S5T7X2 8801 94 SH SOLE 94 0 0 ADVANCED MICRO DEVICES INC COM 007903107 BBG001S5NN36 205640 2000 SH OTR 1 2000 0 0 ADVANCED MICRO DEVICES INC COM 007903107 BBG001S5NN36 5450 53 SH SOLE 53 0 0 AEROVIRONMENT INC COM 008073108 BBG001SPPWP6 245366 2200 SH SOLE 2200 0 0 AIRBNB INC COM CL A 009066101 BBG001Y2XS16 9467490 69000 SH OTR 1 69000 0 0 AIRBNB INC COM CL A 009066101 BBG001Y2XS16 9467490 69000 PRN Put OTR 1 69000 0 0 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 786 6 SH SOLE 6 0 0 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 261720 2000 SH OTR 1 2000 0 0 ALPHABET INC CAP STK CL C 02079K107 BBG009S3NB21 5274 40 SH SOLE 40 0 0 ALPHABET INC CAP STK CL C 02079K107 BBG009S3NB21 395550 3000 SH OTR 1 3000 0 0 AMAZON COM INC COM 023135106 BBG001S5PQL7 1144080 9000 SH OTR 1 9000 0 0 AMAZON COM INC COM 023135106 BBG001S5PQL7 23263 183 SH SOLE 183 0 0 APPLE INC COM 037833100 BBG001S5N8V8 545102 3184 SH SOLE 3184 0 0 APPLE INC COM 037833100 BBG001S5N8V8 7726903 45131 SH OTR 1 45131 0 0 APPLE INC COM 037833100 BBG001S5N8V8 2465424 14400 PRN Put OTR 1 14400 0 0 ARK ETF TR FINTECH INNOVA 00214Q708 BBG00N7YFKY9 196640 10157 SH SOLE 10157 0 0 BALL CORP COM 058498106 BBG001S5P7Q4 1245 25 SH SOLE 25 0 0 BALL CORP COM 058498106 BBG001S5P7Q4 441678 8873 SH OTR 1 8873 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 BBG001S90346 175150 500 SH OTR 1 500 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 BBG001S90346 63181 180 SH SOLE 180 0 0 BLACKSTONE INC COM 09260D107 BBG001S7H949 225882 2108 SH OTR 1 2108 0 0 CBOE GLOBAL MKTS INC COM 12503M108 BBG001T71BP7 3348113 21433 SH OTR 1 21433 0 0 CISCO SYS INC COM 17275R102 BBG001S6HC62 34837 648 SH SOLE 648 0 0 CISCO SYS INC COM 17275R102 BBG001S6HC62 185760 3455 SH OTR 1 3455 0 0 COSTCO WHSL CORP NEW COM 22160K105 BBG001S9KRQ7 8475 15 SH SOLE 15 0 0 COSTCO WHSL CORP NEW COM 22160K105 BBG001S9KRQ7 515716 913 SH OTR 1 913 0 0 EATON VANCE TAX-MANAGED GLOB COM 27829F108 BBG001SPXHX1 91831 12460 SH SOLE 12460 0 0 ELI LILLY & CO COM 532457108 BBG001S5STL8 1612 3 SH SOLE 3 0 0 ELI LILLY & CO COM 532457108 BBG001S5STL8 1166110 2171 SH OTR 1 2171 0 0 ELI LILLY & CO COM 532457108 BBG001S5STL8 1127973 2100 PRN Put OTR 1 2100 0 0 GLOBAL X FDS GENOMIC BIOTECH 37954Y434 BBG00NTYZBH2 136892 13460 SH SOLE 13460 0 0 INGERSOLL RAND INC COM 45687V106 BBG002R1CW36 254880 4000 SH OTR 1 4000 0 0 INGERSOLL RAND INC COM 45687V106 BBG002R1CW36 3696 58 SH SOLE 58 0 0 INGERSOLL RAND INC COM 45687V106 BBG002R1CW36 254880 4000 PRN Put OTR 1 4000 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 BBG001S7XR78 7308 25 SH SOLE 25 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 BBG001S7XR78 1169160 4000 SH OTR 1 4000 0 0 INVESCO ACTIVELY MANAGED ETF VAR RATE INVT 46090A879 BBG00DW0G9Y1 283920 11382 SH SOLE 11382 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 BBG001S9GN63 816654 2279 SH SOLE 2279 0 0 ISHARES INC CORE MSCI EMKT 46434G103 BBG003HC3DG9 96072770 2018760 SH SOLE 2018760 0 0 ISHARES INC ESG AWR MSCI EM 46434G863 BBG00D7BDH70 882171 29134 SH SOLE 29134 0 0 ISHARES TR AGGRES ALLOC ETF 464289859 BBG001T3YVL0 229803 3620 SH SOLE 3620 0 0 ISHARES TR CORE MSCI EAFE 46432F842 BBG003H6TRS0 111798855 1737356 SH SOLE 1737356 0 0 ISHARES TR CORE S&P500 ETF 464287200 BBG001SFB7R6 216489032 504131 SH SOLE 504131 0 0 ISHARES TR CORE US AGGBD ET 464287226 BBG001SM1QT8 423863 4507 SH SOLE 4507 0 0 ISHARES TR CRE U S REIT ETF 464288521 BBG001ST7G55 10974539 232610 SH SOLE 232610 0 0 ISHARES TR EAFE SML CP ETF 464288273 BBG001SYVWS7 33779093 598178 SH SOLE 598178 0 0 ISHARES TR ESG AW MSCI EAFE 46435G516 BBG00D7BBRS7 1484724 21477 SH SOLE 21477 0 0 ISHARES TR ESG AWR MSCI USA 46435G425 BBG00FFPFTS4 6186492 65877 SH SOLE 65877 0 0 ISHARES TR ESG AWRE 1 5 YR 46435G243 BBG00H4BFM35 2111652 88837 SH SOLE 88837 0 0 ISHARES TR ESG AWRE USD ETF 46435G193 BBG00H4BH3F2 602110 27670 SH SOLE 27670 0 0 ISHARES TR INTL DEV RE ETF 464288489 BBG001T0KY80 7171311 378034 SH SOLE 378034 0 0 ISHARES TR INTL EQTY FACTOR 46434V274 BBG008LPBS09 10736136 415324 SH SOLE 415324 0 0 ISHARES TR MICRO-CAP ETF 464288869 BBG001SP7X10 11058779 110477 SH SOLE 110477 0 0 ISHARES TR MSCI EAFE ETF 464287465 BBG001SG09V7 1435708 20832 SH SOLE 20832 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 BBG001SK77D5 59153031 1558710 SH SOLE 1558710 0 0 ISHARES TR MSCI GBL SUS DEV 46435G532 BBG00CRHS639 823525 11051 SH SOLE 11051 0 0 ISHARES TR RUS 1000 ETF 464287622 BBG001S562W9 115099915 489975 SH SOLE 489975 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 BBG001S56320 342862 1289 SH SOLE 1289 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 BBG001SFC7Y7 65841606 372534 SH SOLE 372534 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 BBG001SFC7Z6 6770153 27627 SH SOLE 27627 0 0 ISHARES TR SELECT DIVID ETF 464287168 BBG001SDJVG2 460015 4274 SH OTR 1 4274 0 0 ISHARES TR SELECT DIVID ETF 464287168 BBG001SDJVG2 1507 14 SH SOLE 14 0 0 ISHARES TR U S EQUITY FACTR 46434V282 BBG008LNYFB5 15395876 355399 SH SOLE 355399 0 0 ISHARES TR USD GRN BOND ETF 46435U440 BBG00MK1NQ85 276620 6129 SH SOLE 6129 0 0 J P MORGAN EXCHANGE TRADED F INCOME ETF 46641Q159 BBG0130Y3986 6528627 147041 SH SOLE 147041 0 0 J P MORGAN EXCHANGE TRADED F INTL BD OPP ETF 46641Q852 BBG00GD9GQY8 5198040 114268 SH SOLE 114268 0 0 KELLANOVA COM 487836108 BBG001S5SJL0 406632 6833 SH SOLE 6833 0 0 MCDONALDS CORP COM 580135101 BBG001S5T110 18441 70 SH SOLE 70 0 0 MCDONALDS CORP COM 580135101 BBG001S5T110 402585 1528 SH OTR 1 1528 0 0 MICROSOFT CORP COM 594918104 BBG001S5TD05 6787548 21497 SH OTR 1 21497 0 0 MICROSOFT CORP COM 594918104 BBG001S5TD05 301563 955 SH SOLE 955 0 0 MICROSOFT CORP COM 594918104 BBG001S5TD05 568350 1800 PRN Put OTR 1 1800 0 0 NETFLIX INC COM 64110L106 BBG001SF6L46 6042 16 SH SOLE 16 0 0 NETFLIX INC COM 64110L106 BBG001SF6L46 302080 800 SH OTR 1 800 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 BBG002N12C17 6455258 73439 SH SOLE 73439 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 BBG001T618D9 18767674 187414 SH SOLE 187414 0 0 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 BBG005VLSHH1 894265 9540 SH SOLE 9540 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 BBG001T5XQV6 367190 7257 SH SOLE 7257 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 BBG001S7T223 295443 8907 SH OTR 1 8907 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 BBG001S7T1Q9 246696 1532 SH OTR 1 1532 0 0 SHOPIFY INC CL A 82509L107 BBG004DW5NC7 654840 12000 SH OTR 1 12000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 675427 1580 SH SOLE 1580 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 BBG001S5SBV6 1420370 7000 SH OTR 1 7000 0 0 UNITEDHEALTH GROUP INC COM 91324P102 BBG001S6WCJ1 9580 19 SH SOLE 19 0 0 UNITEDHEALTH GROUP INC COM 91324P102 BBG001S6WCJ1 261150 518 SH OTR 1 518 0 0 UNITEDHEALTH GROUP INC COM 91324P102 BBG001S6WCJ1 252095 500 PRN Put OTR 1 500 0 0 UNITY SOFTWARE INC COM 91332U101 BBG0056JW5H5 235425 7500 SH OTR 1 7500 0 0 UNITY SOFTWARE INC COM 91332U101 BBG0056JW5H5 235425 7500 PRN Put OTR 1 7500 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 BBG001SHTTS4 364452 1338 SH SOLE 1338 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 BBG001SMD2X3 682608 9022 SH SOLE 9022 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 BBG001SHTB03 314528 1481 SH SOLE 1481 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 BBG001SHVR78 719298 5215 SH SOLE 5215 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 BBG001SHTTZ6 403881 10300 SH SOLE 10300 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 BBG001T0SKD6 1208963 11384 SH SOLE 11384 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 BBG001TCVT65 2848708 73175 SH SOLE 73175 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 BBG001TCHM11 10861283 55796 SH SOLE 55796 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 BBG001TCH7W0 1781789 24941 SH SOLE 24941 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 BBG001SQX4T3 259772 1672 SH OTR 1 1672 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 BBG001SSPWL4 12382224 283216 SH SOLE 283216 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 BBG001SS0V24 214663 2078 SH SOLE 2078 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 BBG001SS0V24 404233 3912 SH OTR 1 3912 0 0 VANGUARD WORLD FD ESG US STK ETF 921910733 BBG00M0P2SP4 827802 11005 SH SOLE 11005 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 BBG001SHTTR5 247344 596 SH SOLE 596 0 0 VISA INC COM CL A 92826C839 BBG001SRCFY3 21621 94 SH SOLE 94 0 0 VISA INC COM CL A 92826C839 BBG001SRCFY3 352181 1531 SH OTR 1 1531 0 0 VOYA GLBL EQTY DIV & PREM OP COM 92912T100 BBG001SMKRM2 54880 11200 SH SOLE 11200 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 BBG001S5XBY7 571568 25700 SH OTR 1 25700 0 0 WISDOMTREE TR ARTIFICIAL INTEL 97717Y543 BBG013Y3WKR9 176169 10113 SH SOLE 10113 0 0 WISDOMTREE TR CYBERSECURITY FD 97717Y659 BBG00YZ66B57 212503 10402 SH SOLE 10402 0 0 WISDOMTREE TR EMERGING MARKETS 97717Y642 BBG0112YXBJ8 30045306 1165957 SH SOLE 1165957 0 0 WISDOMTREE TR FLOATNG RAT TREA 97717Y527 BBG005YHYNG8 103841610 2063625 SH SOLE 2063625 0 0 WISDOMTREE TR INTERNATIONL EFI 97717Y634 BBG0112Z5KQ8 89359891 2797690 SH SOLE 2797690 0 0 WISDOMTREE TR US EFFICIENT COR 97717Y790 BBG00LLPH6R3 211025160 6036189 SH SOLE 6036189 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 BBG004LMH3Z6 239485 3772 SH SOLE 3772 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 BBG001SHKFX7 957692 33961 SH SOLE 33961 0 0 YUM BRANDS INC COM 988498101 BBG001S7JQ30 198803 1591 SH OTR 1 1591 0 0 YUM BRANDS INC COM 988498101 BBG001S7JQ30 30705 246 SH SOLE 246 0 0 ZIONS BANCORPORATION N A COM 989701107 BBG001S5XN80 666714 19109 SH OTR 1 19109 0 0 ZIONS BANCORPORATION N A COM 989701107 BBG001S5XN80 3489 100 SH SOLE 100 0 0