0001221073-23-000068.txt : 20230814
0001221073-23-000068.hdr.sgml : 20230814
20230814140332
ACCESSION NUMBER: 0001221073-23-000068
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230630
FILED AS OF DATE: 20230814
DATE AS OF CHANGE: 20230814
EFFECTIVENESS DATE: 20230814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HALBERT HARGROVE GLOBAL ADVISORS, LLC
CENTRAL INDEX KEY: 0001484205
IRS NUMBER: 330804608
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13854
FILM NUMBER: 231168510
BUSINESS ADDRESS:
STREET 1: 111 WEST OCEAN BOULEVARD, SUITE 2300
CITY: LONG BEACH
STATE: CA
ZIP: 90802
BUSINESS PHONE: 562-435-5657
MAIL ADDRESS:
STREET 1: 111 WEST OCEAN BOULEVARD, SUITE 2300
CITY: LONG BEACH
STATE: CA
ZIP: 90802
FORMER COMPANY:
FORMER CONFORMED NAME: Halbert, Hargrove/Russell LLC
DATE OF NAME CHANGE: 20100217
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001484205
XXXXXXXX
06-30-2023
06-30-2023
false
HALBERT HARGROVE GLOBAL ADVISORS, LLC
111 WEST OCEAN BOULEVARD, SUITE 2300
LONG BEACH
CA
90802
13F HOLDINGS REPORT
028-13854
000105515
801-33048
N
John Carlos Abusaid
President
562-435-5657
/s/ John Carlos Abusaid
Long Beach
CA
08-10-2023
1
118
1370531883
1
0001040197
028-06392
MAI Capital Management
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
BBG001S5T7X2
4705
47
SH
SOLE
47
0
0
3M CO
COM
88579Y101
BBG001S5T7X2
440396
4400
SH
OTR
1
4400
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
BBG001S5NN36
227820
2000
SH
OTR
1
2000
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
BBG001S5NN36
6266
55
SH
SOLE
55
0
0
AEROVIRONMENT INC
COM
008073108
BBG001SPPWP6
342638
3350
SH
SOLE
3350
0
0
AIRBNB INC
COM CL A
009066101
BBG001Y2XS16
1282
10
SH
SOLE
10
0
0
AIRBNB INC
COM CL A
009066101
BBG001Y2XS16
8843040
69000
SH
OTR
1
69000
0
0
AIRBNB INC
COM CL A
009066101
BBG001Y2XS16
2563200
20000
PRN
Put
OTR
1
20000
0
0
ALPHABET INC
CAP STK CL A
02079K305
BBG009S39JY5
16160
135
SH
SOLE
135
0
0
ALPHABET INC
CAP STK CL A
02079K305
BBG009S39JY5
239400
2000
SH
OTR
1
2000
0
0
ALPHABET INC
CAP STK CL C
02079K107
BBG009S3NB21
22380
185
SH
SOLE
185
0
0
ALPHABET INC
CAP STK CL C
02079K107
BBG009S3NB21
362910
3000
SH
OTR
1
3000
0
0
AMAZON COM INC
COM
023135106
BBG001S5PQL7
1173240
9000
SH
OTR
1
9000
0
0
AMAZON COM INC
COM
023135106
BBG001S5PQL7
90470
694
SH
SOLE
694
0
0
APPLE INC
COM
037833100
BBG001S5N8V8
717796
3701
SH
SOLE
3701
0
0
APPLE INC
COM
037833100
BBG001S5N8V8
8828043
45512
SH
OTR
1
45512
0
0
APPLE INC
COM
037833100
BBG001S5N8V8
2851359
14700
PRN
Put
OTR
1
14700
0
0
ARK ETF TR
FINTECH INNOVA
00214Q708
BBG00N7YFKY9
212007
10139
SH
SOLE
10139
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
BBG001S90346
73779
216
SH
SOLE
216
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
BBG001S90346
170500
500
SH
OTR
1
500
0
0
CBOE GLOBAL MKTS INC
COM
12503M108
BBG001T71BP7
277
2
SH
SOLE
2
0
0
CBOE GLOBAL MKTS INC
COM
12503M108
BBG001T71BP7
2958024
21433
SH
OTR
1
21433
0
0
CISCO SYS INC
COM
17275R102
BBG001S6HC62
177471
3430
SH
OTR
1
3430
0
0
CISCO SYS INC
COM
17275R102
BBG001S6HC62
35287
682
SH
SOLE
682
0
0
COSTCO WHSL CORP NEW
COM
22160K105
BBG001S9KRQ7
11306
21
SH
SOLE
21
0
0
COSTCO WHSL CORP NEW
COM
22160K105
BBG001S9KRQ7
490536
911
SH
OTR
1
911
0
0
EATON VANCE TAX-MANAGED GLOB
COM
27829F108
BBG001SPXHX1
98684
12460
SH
SOLE
12460
0
0
GLOBAL X FDS
GENOMIC BIOTECH
37954Y434
BBG00NTYZBH2
152243
12561
SH
SOLE
12561
0
0
INGERSOLL RAND INC
COM
45687V106
BBG002R1CW36
4314
66
SH
SOLE
66
0
0
INGERSOLL RAND INC
COM
45687V106
BBG002R1CW36
261440
4000
SH
OTR
1
4000
0
0
INGERSOLL RAND INC
COM
45687V106
BBG002R1CW36
261440
4000
PRN
Put
OTR
1
4000
0
0
INVESCO ACTIVELY MANAGED ETF
VAR RATE INVT
46090A879
BBG00DW0G9Y1
400680
16098
SH
SOLE
16098
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
BBG001S9GN63
1021118
2764
SH
SOLE
2764
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
BBG003HC3DG9
94644819
1920163
SH
SOLE
1920163
0
0
ISHARES INC
ESG AWR MSCI EM
46434G863
BBG00D7BDH70
923209
29188
SH
SOLE
29188
0
0
ISHARES TR
AGGRES ALLOC ETF
464289859
BBG001T3YVL0
219085
3302
SH
SOLE
3302
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
BBG003H6TRS0
115889632
1716883
SH
SOLE
1716883
0
0
ISHARES TR
CORE S&P TTL STK
464287150
BBG001SHTRL5
249550
2551
SH
SOLE
2551
0
0
ISHARES TR
CORE S&P500 ETF
464287200
BBG001SFB7R6
227345550
510075
SH
SOLE
510075
0
0
ISHARES TR
CORE US AGGBD ET
464287226
BBG001SM1QT8
435585
4447
SH
SOLE
4447
0
0
ISHARES TR
CRE U S REIT ETF
464288521
BBG001ST7G55
11842975
230363
SH
SOLE
230363
0
0
ISHARES TR
EAFE SML CP ETF
464288273
BBG001SYVWS7
34942249
592442
SH
SOLE
592442
0
0
ISHARES TR
ESG AW MSCI EAFE
46435G516
BBG00D7BBRS7
2687637
36852
SH
SOLE
36852
0
0
ISHARES TR
ESG AWR MSCI USA
46435G425
BBG00FFPFTS4
6373249
65393
SH
SOLE
65393
0
0
ISHARES TR
ESG AWRE 1 5 YR
46435G243
BBG00H4BFM35
2450888
102505
SH
SOLE
102505
0
0
ISHARES TR
INTL DEV RE ETF
464288489
BBG001T0KY80
6984477
351774
SH
SOLE
351774
0
0
ISHARES TR
INTL EQTY FACTOR
46434V274
BBG008LPBS09
10924014
407460
SH
SOLE
407460
0
0
ISHARES TR
MICRO-CAP ETF
464288869
BBG001SP7X10
12232696
111919
SH
SOLE
111919
0
0
ISHARES TR
MSCI EAFE ETF
464287465
BBG001SG09V7
107000742
1475872
SH
SOLE
1475872
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
BBG001SK77D5
63918806
1615743
SH
SOLE
1615743
0
0
ISHARES TR
MSCI GBL SUS DEV
46435G532
BBG00CRHS639
891768
11281
SH
SOLE
11281
0
0
ISHARES TR
RUS 1000 ETF
464287622
BBG001S562W9
118969372
488099
SH
SOLE
488099
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
BBG001S56320
354708
1289
SH
SOLE
1289
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
BBG001SFC7Y7
69381125
370487
SH
SOLE
370487
0
0
ISHARES TR
RUSSELL 3000 ETF
464287689
BBG001SFC7Z6
7217183
28361
SH
SOLE
28361
0
0
ISHARES TR
SELECT DIVID ETF
464287168
BBG001SDJVG2
484203
4273
SH
OTR
1
4273
0
0
ISHARES TR
U S EQUITY FACTR
46434V282
BBG008LNYFB5
15585610
349767
SH
SOLE
349767
0
0
ISHARES TR
USD GRN BOND ETF
46435U440
BBG00MK1NQ85
284122
6105
SH
SOLE
6105
0
0
J P MORGAN EXCHANGE TRADED F
INTL BD OPP ETF
46641Q852
BBG00GD9GQY8
4515798
96906
SH
SOLE
96906
0
0
KELLOGG CO
COM
487836108
BBG001S5SJL0
460545
6833
SH
SOLE
6833
0
0
LILLY ELI & CO
COM
532457108
BBG001S5STL8
11725
25
SH
SOLE
25
0
0
LILLY ELI & CO
COM
532457108
BBG001S5STL8
1018155
2171
SH
OTR
1
2171
0
0
LILLY ELI & CO
COM
532457108
BBG001S5STL8
984858
2100
PRN
Put
OTR
1
2100
0
0
MCDONALDS CORP
COM
580135101
BBG001S5T110
453602
1520
SH
OTR
1
1520
0
0
MCDONALDS CORP
COM
580135101
BBG001S5T110
20591
69
SH
SOLE
69
0
0
MICROSOFT CORP
COM
594918104
BBG001S5TD05
420919
1236
SH
SOLE
1236
0
0
MICROSOFT CORP
COM
594918104
BBG001S5TD05
7055800
20719
SH
OTR
1
20719
0
0
MICROSOFT CORP
COM
594918104
BBG001S5TD05
1157836
3400
PRN
Put
OTR
1
3400
0
0
NETFLIX INC
COM
64110L106
BBG001SF6L46
37883
86
SH
SOLE
86
0
0
NETFLIX INC
COM
64110L106
BBG001SF6L46
352392
800
SH
OTR
1
800
0
0
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
BBG001T618D9
6735367
67516
SH
SOLE
67516
0
0
PIMCO ETF TR
ENHNCD LW DUR AC
72201R718
BBG005VLSHH1
13534499
144382
SH
SOLE
144382
0
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
BBG001T5XQV6
380034
7257
SH
SOLE
7257
0
0
SELECT SECTOR SPDR TR
FINANCIAL
81369Y605
BBG001S7T223
298923
8867
SH
OTR
1
8867
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
BBG001S7T1Q9
259760
1530
SH
OTR
1
1530
0
0
SHOPIFY INC
CL A
82509L107
BBG004DW5NC7
775200
12000
SH
OTR
1
12000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
BBG001S72SM3
724438
1634
SH
SOLE
1634
0
0
TRANE TECHNOLOGIES PLC
SHS
G8994E103
BBG001S5SBV6
2487
13
SH
SOLE
13
0
0
TRANE TECHNOLOGIES PLC
SHS
G8994E103
BBG001S5SBV6
1338820
7000
SH
OTR
1
7000
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
BBG001S6WCJ1
248951
517
SH
OTR
1
517
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
BBG001S6WCJ1
17304
36
SH
SOLE
36
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
BBG001S6WCJ1
240320
500
PRN
Put
OTR
1
500
0
0
UNITY SOFTWARE INC
COM
91332U101
BBG0056JW5H5
325650
7500
SH
OTR
1
7500
0
0
UNITY SOFTWARE INC
COM
91332U101
BBG0056JW5H5
87
2
SH
SOLE
2
0
0
UNITY SOFTWARE INC
COM
91332U101
BBG0056JW5H5
217100
5000
PRN
Put
OTR
1
5000
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
BBG001SHTTS4
380969
1346
SH
SOLE
1346
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
BBG001SMD2X3
722253
8644
SH
SOLE
8644
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
BBG001SHTB03
387411
1759
SH
SOLE
1759
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
BBG001SHVR78
740910
5214
SH
SOLE
5214
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
BBG001SHTTZ6
441528
10854
SH
SOLE
10854
0
0
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
BBG001T0SKD6
1276836
11557
SH
SOLE
11557
0
0
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
BBG001TCVT65
3336429
83016
SH
SOLE
83016
0
0
VANGUARD SCOTTSDALE FDS
VNG RUS1000IDX
92206C730
BBG001TCHM11
11062752
54886
SH
SOLE
54886
0
0
VANGUARD SCOTTSDALE FDS
VNG RUS2000IDX
92206C664
BBG001TCH7W0
1996284
26399
SH
SOLE
26399
0
0
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
BBG001SQX4T3
270270
1664
SH
OTR
1
1664
0
0
VANGUARD TAX-MANAGED FDS
VAN FTSE DEV MKT
921943858
BBG001SSPWL4
13141170
284564
SH
SOLE
284564
0
0
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
BBG001SS0V24
272483
2569
SH
SOLE
2569
0
0
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
BBG001SS0V24
411978
3884
SH
OTR
1
3884
0
0
VANGUARD WORLD FD
ESG US STK ETF
921910733
BBG00M0P2SP4
892570
11392
SH
SOLE
11392
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
BBG001SHTTR5
314290
711
SH
SOLE
711
0
0
VISA INC
COM CL A
92826C839
BBG001SRCFY3
362956
1528
SH
OTR
1
1528
0
0
VISA INC
COM CL A
92826C839
BBG001SRCFY3
30635
129
SH
SOLE
129
0
0
VOYA GLBL EQTY DIV & PREM OP
COM
92912T100
BBG001SMKRM2
57568
11200
SH
SOLE
11200
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
BBG001S5XBY7
732193
25700
SH
OTR
1
25700
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
BBG001S5XBY7
257
9
SH
SOLE
9
0
0
WISDOMTREE TR
CLOUD COMPUTNG
97717Y691
BBG00Q5FMZC8
201169
6346
SH
SOLE
6346
0
0
WISDOMTREE TR
CYBERSECURITY FD
97717Y659
BBG00YZ66B57
201478
10402
SH
SOLE
10402
0
0
WISDOMTREE TR
EMERGING MARKETS
97717Y642
BBG0112YXBJ8
31218705
1119620
SH
SOLE
1119620
0
0
WISDOMTREE TR
GROWTH LEADERS
97717Y717
BBG00P5NTY75
217770
6753
SH
SOLE
6753
0
0
WISDOMTREE TR
INTERNATIONL EFI
97717Y634
BBG0112Z5KQ8
89530715
2599388
SH
SOLE
2599388
0
0
WISDOMTREE TR
US EFFICIENT COR
97717Y790
BBG00LLPH6R3
223215770
6021467
SH
SOLE
6021467
0
0
WISDOMTREE TR
US HIGH DIVIDEND
97717W208
BBG001SHKNX0
235065
2954
SH
SOLE
2954
0
0
WISDOMTREE TR
US QTLY DIV GRT
97717X669
BBG004LMH3Z6
251442
3772
SH
SOLE
3772
0
0
WISDOMTREE TR
US SMALLCAP DIVD
97717W604
BBG001SHKFX7
975682
33890
SH
SOLE
33890
0
0
YUM BRANDS INC
COM
988498101
BBG001S7JQ30
219418
1583
SH
OTR
1
1583
0
0
YUM BRANDS INC
COM
988498101
BBG001S7JQ30
34465
249
SH
SOLE
249
0
0
ZIONS BANCORPORATION N A
COM
989701107
BBG001S5XN80
2686
100
SH
SOLE
100
0
0
ZIONS BANCORPORATION N A
COM
989701107
BBG001S5XN80
513267
19109
SH
OTR
1
19109
0
0