President

0001221073-23-000035.txt : 20230425 0001221073-23-000035.hdr.sgml : 20230425 20230425165319 ACCESSION NUMBER: 0001221073-23-000035 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230425 DATE AS OF CHANGE: 20230425 EFFECTIVENESS DATE: 20230425 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALBERT HARGROVE GLOBAL ADVISORS, LLC CENTRAL INDEX KEY: 0001484205 IRS NUMBER: 330804608 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13854 FILM NUMBER: 23845614 BUSINESS ADDRESS: STREET 1: 111 WEST OCEAN BOULEVARD, SUITE 2300 CITY: LONG BEACH STATE: CA ZIP: 90802 BUSINESS PHONE: 562-435-5657 MAIL ADDRESS: STREET 1: 111 WEST OCEAN BOULEVARD, SUITE 2300 CITY: LONG BEACH STATE: CA ZIP: 90802 FORMER COMPANY: FORMER CONFORMED NAME: Halbert, Hargrove/Russell LLC DATE OF NAME CHANGE: 20100217 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001484205 XXXXXXXX 03-31-2023 03-31-2023 false HALBERT HARGROVE GLOBAL ADVISORS, LLC

111 WEST OCEAN BOULEVARD, SUITE 2300 LONG BEACH CA 90802

13F HOLDINGS REPORT 028-13854 000105515 801-33048 N John Carlos Abusaid President 562-435-5657 /s/ John Carlos Abusaid Long Beach CA 04-25-2023 2 270 1476436819 2 0001040197 028-06392 MAI Capital Management 3 0000932859 028-04558 PARAMETRIC PORTFOLIO ASSOCIATES LLC INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 BBG001S5T7X2 736 7 SH SOLE 7 0 0 3M CO COM 88579Y101 BBG001S5T7X2 632435 6017 SH OTR 2,3 0 0 6017 ABBOTT LABS COM 002824100 BBG001S5N9M6 213064 2104 SH OTR 3 0 0 2104 ABBOTT LABS COM 002824100 BBG001S5N9M6 40201 397 SH SOLE 397 0 0 ABBVIE INC COM 00287Y109 BBG0025Y4RZ3 76976 483 SH SOLE 483 0 0 ABBVIE INC COM 00287Y109 BBG0025Y4RZ3 530943 3332 SH OTR 3 0 0 3332 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 BBG001SCXK90 275100 963 SH OTR 3 0 0 963 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 BBG001SCXK90 39156 137 SH SOLE 137 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 BBG001S5NCQ5 412901 1071 SH OTR 3 0 0 1071 ADOBE SYSTEMS INCORPORATED COM 00724F101 BBG001S5NCQ5 771 2 SH 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TRANE TECHNOLOGIES PLC SHS G8994E103 BBG001S5SBV6 1381401 7508 SH OTR 2,3 0 0 7508 TRANE TECHNOLOGIES PLC SHS G8994E103 BBG001S5SBV6 643930 3500 PRN Put OTR 2 0 0 3500 UNION PAC CORP COM 907818108 BBG001S5X2M0 286552 1424 SH OTR 3 0 0 1424 UNION PAC CORP COM 907818108 BBG001S5X2M0 25561 127 SH SOLE 127 0 0 UNITED PARCEL SERVICE INC CL B 911312106 BBG001SDGSH1 11252 58 SH SOLE 58 0 0 UNITED PARCEL SERVICE INC CL B 911312106 BBG001SDGSH1 248618 1282 SH OTR 3 0 0 1282 UNITEDHEALTH GROUP INC COM 91324P102 BBG001S6WCJ1 25520 54 SH SOLE 54 0 0 UNITEDHEALTH GROUP INC COM 91324P102 BBG001S6WCJ1 993494 2102 SH OTR 2,3 0 0 2102 UNITEDHEALTH GROUP INC COM 91324P102 BBG001S6WCJ1 236295 500 PRN Put OTR 2 0 0 500 UNITY SOFTWARE INC COM 91332U101 BBG0056JW5H5 1331 41 SH SOLE 41 0 0 UNITY SOFTWARE INC COM 91332U101 BBG0056JW5H5 310905 9584 SH OTR 2,3 0 0 9584 UNITY SOFTWARE INC COM 91332U101 BBG0056JW5H5 243300 7500 PRN Put OTR 2 0 0 7500 VANGUARD BD INDEX FDS VANGUARD ULTRA 92203C303 BBG00ZXBYMT4 14481845 294107 SH SOLE 294107 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 BBG001SHTTS4 338046 1355 SH SOLE 1355 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 BBG001SMD2X3 736978 8875 SH SOLE 8875 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 BBG001SHTB03 307014 1504 SH SOLE 1504 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 BBG001SHVR78 720106 5214 SH SOLE 5214 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 BBG001SHTTZ6 414619 10263 SH SOLE 10263 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 BBG001T0SKD6 1258304 11519 SH SOLE 11519 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 BBG001TCVT65 3511807 86562 SH SOLE 86562 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 BBG001TCHM11 10345468 55522 SH SOLE 55522 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 BBG001TCH7W0 1893638 26271 SH SOLE 26271 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 BBG001SQX4T3 256260 1664 SH OTR 2 0 0 1664 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 BBG001SSPWL4 12631307 279639 SH SOLE 279639 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 BBG001SS0V24 191238 1813 SH SOLE 1813 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 BBG001SS0V24 406355 3852 SH OTR 2 0 0 3852 VANGUARD WORLD FD ESG US STK ETF 921910733 BBG00M0P2SP4 853930 11908 SH SOLE 11908 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 BBG001SHTTR5 289028 750 SH SOLE 750 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 BBG001S67QY1 239313 6154 SH OTR 3 0 0 6154 VERIZON COMMUNICATIONS INC COM 92343V104 BBG001S67QY1 9567 246 SH SOLE 246 0 0 VISA INC COM CL A 92826C839 BBG001SRCFY3 80264 356 SH SOLE 356 0 0 VISA INC COM CL A 92826C839 BBG001SRCFY3 1216019 5393 SH OTR 2,3 0 0 5393 VOYA GLBL EQTY DIV & PREM OP COM 92912T100 BBG001SMKRM2 57120 11200 SH SOLE 11200 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 BBG001S5XBY7 928391 26848 SH OTR 2,3 0 0 26848 WALGREENS BOOTS ALLIANCE INC COM 931427108 BBG001S5XBY7 312 9 SH SOLE 9 0 0 WALMART INC COM 931142103 BBG001S5XH92 19906 135 SH SOLE 135 0 0 WALMART INC COM 931142103 BBG001S5XH92 332436 2255 SH OTR 3 0 0 2255 WELLS FARGO CO NEW COM 949746101 BBG001S5XF23 205852 5507 SH OTR 3 0 0 5507 WELLS FARGO CO NEW COM 949746101 BBG001S5XF23 11028 295 SH SOLE 295 0 0 WISDOMTREE TR CYBERSECURITY FD 97717Y659 BBG00YZ66B57 191388 10402 SH SOLE 10402 0 0 WISDOMTREE TR EMERGING MARKETS 97717Y642 BBG0112YXBJ8 32732201 1166374 SH SOLE 1166374 0 0 WISDOMTREE TR INTERNATIONL EFI 97717Y634 BBG0112Z5KQ8 87695548 2554651 SH SOLE 2554651 0 0 WISDOMTREE TR US EFFICIENT COR 97717Y790 BBG00LLPH6R3 208928919 5959182 SH SOLE 5959182 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 BBG001SHKFX7 966312 33834 SH SOLE 33834 0 0 YUM BRANDS INC COM 988498101 BBG001S7JQ30 263307 1994 SH OTR 2,3 0 0 1994 YUM BRANDS INC COM 988498101 BBG001S7JQ30 32856 249 SH SOLE 249 0 0 ZIONS BANCORPORATION N A COM 989701107 BBG001S5XN80 586764 19605 SH OTR 2,3 0 0 19605 ZOETIS INC CL A 98978V103 BBG0039320P7 3329 20 SH SOLE 20 0 0 ZOETIS INC CL A 98978V103 BBG0039320P7 257850 1549 SH OTR 3 0 0 1549