0001221073-23-000003.txt : 20230125
0001221073-23-000003.hdr.sgml : 20230125
20230125071956
ACCESSION NUMBER: 0001221073-23-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230125
DATE AS OF CHANGE: 20230125
EFFECTIVENESS DATE: 20230125
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HALBERT HARGROVE GLOBAL ADVISORS, LLC
CENTRAL INDEX KEY: 0001484205
IRS NUMBER: 330804608
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13854
FILM NUMBER: 23549756
BUSINESS ADDRESS:
STREET 1: 111 WEST OCEAN BOULEVARD, SUITE 2300
CITY: LONG BEACH
STATE: CA
ZIP: 90802
BUSINESS PHONE: 562-435-5657
MAIL ADDRESS:
STREET 1: 111 WEST OCEAN BOULEVARD, SUITE 2300
CITY: LONG BEACH
STATE: CA
ZIP: 90802
FORMER COMPANY:
FORMER CONFORMED NAME: Halbert, Hargrove/Russell LLC
DATE OF NAME CHANGE: 20100217
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001484205
XXXXXXXX
12-31-2022
12-31-2022
false
HALBERT HARGROVE GLOBAL ADVISORS, LLC
111 WEST OCEAN BOULEVARD, SUITE 2300
LONG BEACH
CA
90802
13F HOLDINGS REPORT
028-13854
000105515
801-33048
N
John Carlos Abusaid
President
562-435-5657
/s/ John Carlos Abusaid
Long Beach
CA
01-16-2023
2
248
1399261175
2
0001040197
028-06392
MAI Capital Management
3
0000932859
028-04558
PARAMETRIC PORTFOLIO ASSOCIATES LLC
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
BBG001S5T7X2
839
7
SH
SOLE
7
0
0
3M CO
COM
88579Y101
BBG001S5T7X2
753273
6281
SH
OTR
2,3
0
0
6281
ABBOTT LABS
COM
002824100
BBG001S5N9M6
264480
2409
SH
OTR
3
0
0
2409
ABBOTT LABS
COM
002824100
BBG001S5N9M6
41610
379
SH
SOLE
379
0
0
ABBVIE INC
COM
00287Y109
BBG0025Y4RZ3
497900
3081
SH
OTR
3
0
0
3081
ABBVIE INC
COM
00287Y109
BBG0025Y4RZ3
46867
290
SH
SOLE
290
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
BBG001SCXK90
31487
118
SH
SOLE
118
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
BBG001SCXK90
288767
1082
SH
OTR
3
0
0
1082
ADOBE SYSTEMS INCORPORATED
COM
00724F101
BBG001S5NCQ5
357206
1061
SH
OTR
3
0
0
1061
ADVANCED MICRO DEVICES INC
COM
007903107
BBG001S5NN36
264161
4078
SH
OTR
2,3
0
0
4078
ADVANCED MICRO DEVICES INC
COM
007903107
BBG001S5NN36
2526
39
SH
SOLE
39
0
0
AEROVIRONMENT INC
COM
008073108
BBG001SPPWP6
286961
3350
SH
SOLE
3350
0
0
AEROVIRONMENT INC
COM
008073108
BBG001SPPWP6
3512
41
SH
OTR
3
0
0
41
AIR PRODS & CHEMS INC
COM
009158106
BBG001S5NSB6
28052
91
SH
SOLE
91
0
0
AIR PRODS & CHEMS INC
COM
009158106
BBG001S5NSB6
177704
576
SH
OTR
3
0
0
576
AIRBNB INC
COM CL A
009066101
BBG001Y2XS16
6056392
70835
SH
OTR
2,3
0
0
70835
AIRBNB INC
COM CL A
009066101
BBG001Y2XS16
5899500
69000
PRN
Put
OTR
2
0
0
69000
ALPHABET INC
CAP STK CL A
02079K305
BBG009S39JY5
1377006
15607
SH
OTR
2,3
0
0
15607
ALPHABET INC
CAP STK CL A
02079K305
BBG009S39JY5
2647
30
SH
SOLE
30
0
0
ALPHABET INC
CAP STK CL C
02079K107
BBG009S3NB21
1047830
11809
SH
OTR
2,3
0
0
11809
ALPHABET INC
CAP STK CL C
02079K107
BBG009S3NB21
3638
41
SH
SOLE
41
0
0
AMAZON COM INC
COM
023135106
BBG001S5PQL7
2030431
24172
SH
OTR
2,3
0
0
24172
AMAZON COM INC
COM
023135106
BBG001S5PQL7
15540
185
SH
SOLE
185
0
0
AMERICAN EXPRESS CO
COM
025816109
BBG001S5P034
235230
1592
SH
OTR
3
0
0
1592
AMERICAN EXPRESS CO
COM
025816109
BBG001S5P034
9160
62
SH
SOLE
62
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
BBG001S5NPQ6
3813
18
SH
SOLE
18
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
BBG001S5NPQ6
268036
1265
SH
OTR
3
0
0
1265
AMGEN INC
COM
031162100
BBG001S5NNL6
324243
1235
SH
OTR
3
0
0
1235
AMGEN INC
COM
031162100
BBG001S5NNL6
10506
40
SH
SOLE
40
0
0
APPLE INC
COM
037833100
BBG001S5N8V8
386467
2974
SH
SOLE
2974
0
0
APPLE INC
COM
037833100
BBG001S5N8V8
10943821
84229
SH
OTR
2,3
0
0
84229
APPLE INC
COM
037833100
BBG001S5N8V8
2533635
19500
PRN
Put
OTR
2
0
0
19500
AT&T INC
COM
00206R102
BBG001S5VWH2
11377
618
SH
SOLE
618
0
0
AT&T INC
COM
00206R102
BBG001S5VWH2
184247
10008
SH
OTR
3
0
0
10008
AUTOMATIC DATA PROCESSING IN
COM
053015103
BBG001S82KF6
7166
30
SH
SOLE
30
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
BBG001S82KF6
220034
921
SH
OTR
3
0
0
921
BANK AMERICA CORP
COM
060505104
BBG001S5P0Y0
16295
492
SH
SOLE
492
0
0
BANK AMERICA CORP
COM
060505104
BBG001S5P0Y0
610310
18427
SH
OTR
2,3
0
0
18427
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
BBG001S90346
46953
152
SH
SOLE
152
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
BBG001S90346
926527
2999
SH
OTR
2,3
0
0
2999
BLACKROCK INC
COM
09247X101
BBG001SDBP55
12047
17
SH
SOLE
17
0
0
BLACKROCK INC
COM
09247X101
BBG001SDBP55
243838
344
SH
OTR
3
0
0
344
BOEING CO
COM
097023105
BBG001S5P0V3
212294
1114
SH
OTR
2,3
0
0
1114
BOEING CO
COM
097023105
BBG001S5P0V3
9905
52
SH
SOLE
52
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
BBG001S8N8J6
242539
3371
SH
OTR
3
0
0
3371
BRISTOL-MYERS SQUIBB CO
COM
110122108
BBG001S8N8J6
17556
244
SH
SOLE
244
0
0
BROADCOM INC
COM
11135F101
BBG00KHY5SY8
452332
809
SH
OTR
3
0
0
809
BROADCOM INC
COM
11135F101
BBG00KHY5SY8
2237
4
SH
SOLE
4
0
0
CATERPILLAR INC
COM
149123101
BBG001S5PJ06
15811
66
SH
SOLE
66
0
0
CATERPILLAR INC
COM
149123101
BBG001S5PJ06
236456
987
SH
OTR
3
0
0
987
CBOE GLOBAL MKTS INC
COM
12503M108
BBG001T71BP7
2745386
21881
SH
OTR
2,3
0
0
21881
CHEVRON CORP NEW
COM
166764100
BBG001S67ZC5
41103
229
SH
SOLE
229
0
0
CHEVRON CORP NEW
COM
166764100
BBG001S67ZC5
546892
3047
SH
OTR
3
0
0
3047
CHUBB LIMITED
COM
H1467J104
BBG001S8S1L3
221
1
SH
SOLE
1
0
0
CHUBB LIMITED
COM
H1467J104
BBG001S8S1L3
271906
1233
SH
OTR
3
0
0
1233
CIGNA CORP NEW
COM
125523100
BBG00KXRCDQ9
10272
31
SH
SOLE
31
0
0
CIGNA CORP NEW
COM
125523100
BBG00KXRCDQ9
193880
585
SH
OTR
3
0
0
585
CISCO SYS INC
COM
17275R102
BBG001S6HC62
460673
9670
SH
OTR
2,3
0
0
9670
CISCO SYS INC
COM
17275R102
BBG001S6HC62
25630
538
SH
SOLE
538
0
0
COCA COLA CO
COM
191216100
BBG001S5SMQ8
323867
5091
SH
OTR
3
0
0
5091
COCA COLA CO
COM
191216100
BBG001S5SMQ8
10241
161
SH
SOLE
161
0
0
COMCAST CORP NEW
CL A
20030N101
BBG001S5PXL2
241132
6895
SH
OTR
3
0
0
6895
COMCAST CORP NEW
CL A
20030N101
BBG001S5PXL2
13918
398
SH
SOLE
398
0
0
COSTCO WHSL CORP NEW
COM
22160K105
BBG001S9KRQ7
805938
1765
SH
OTR
2,3
0
0
1765
COSTCO WHSL CORP NEW
COM
22160K105
BBG001S9KRQ7
5934
13
SH
SOLE
13
0
0
CVS HEALTH CORP
COM
126650100
BBG001S5QBD8
281161
3017
SH
OTR
3
0
0
3017
CVS HEALTH CORP
COM
126650100
BBG001S5QBD8
11649
125
SH
SOLE
125
0
0
DANAHER CORPORATION
COM
235851102
BBG001S5QGT0
6636
25
SH
SOLE
25
0
0
DANAHER CORPORATION
COM
235851102
BBG001S5QGT0
353725
1333
SH
OTR
3
0
0
1333
DEERE & CO
COM
244199105
BBG001S5QFF7
53595
125
SH
SOLE
125
0
0
DEERE & CO
COM
244199105
BBG001S5QFF7
216377
505
SH
OTR
3
0
0
505
DEVON ENERGY CORP NEW
COM
25179M103
BBG001S63VG4
229943
3738
SH
OTR
3
0
0
3738
DISNEY WALT CO
COM
254687106
BBG001S5QHF3
5213
60
SH
SOLE
60
0
0
DISNEY WALT CO
COM
254687106
BBG001S5QHF3
269443
3101
SH
OTR
3
0
0
3101
DOLLAR GEN CORP NEW
COM
256677105
BBG001T5BM30
213407
867
SH
OTR
3
0
0
867
EATON CORP PLC
SHS
G29183103
BBG001S5QZ45
244317
1557
SH
OTR
3
0
0
1557
ELEVANCE HEALTH INC
COM
036752103
BBG001S6KBQ8
362716
707
SH
OTR
3
0
0
707
ELEVANCE HEALTH INC
COM
036752103
BBG001S6KBQ8
45654
89
SH
SOLE
89
0
0
EXXON MOBIL CORP
COM
30231G102
BBG001S69V32
46105
418
SH
SOLE
418
0
0
EXXON MOBIL CORP
COM
30231G102
BBG001S69V32
596085
5404
SH
OTR
3
0
0
5404
GLOBAL X FDS
GENOMIC BIOTECH
37954Y434
BBG00NTYZBH2
154131
12184
SH
SOLE
12184
0
0
GLOBUS MED INC
CL A
379577208
BBG002V87T57
213526
2875
SH
OTR
3
0
0
2875
GOLDMAN SACHS GROUP INC
COM
38141G104
BBG001SC07Z6
12018
35
SH
SOLE
35
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
BBG001SC07Z6
295939
862
SH
OTR
3
0
0
862
HOME DEPOT INC
COM
437076102
BBG001S5RTW7
53064
168
SH
SOLE
168
0
0
HOME DEPOT INC
COM
437076102
BBG001S5RTW7
676633
2142
SH
OTR
3
0
0
2142
HONEYWELL INTL INC
COM
438516106
BBG001S5X1N1
509746
2379
SH
OTR
3
0
0
2379
HONEYWELL INTL INC
COM
438516106
BBG001S5X1N1
36431
170
SH
SOLE
170
0
0
ILLINOIS TOOL WKS INC
COM
452308109
BBG001S5SDX0
239887
1089
SH
OTR
3
0
0
1089
ILLINOIS TOOL WKS INC
COM
452308109
BBG001S5SDX0
5067
23
SH
SOLE
23
0
0
INGERSOLL RAND INC
COM
45687V106
BBG002R1CW36
2247
43
SH
SOLE
43
0
0
INGERSOLL RAND INC
COM
45687V106
BBG002R1CW36
237060
4537
SH
OTR
2,3
0
0
4537
INGERSOLL RAND INC
COM
45687V106
BBG002R1CW36
209000
4000
PRN
Put
OTR
2
0
0
4000
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
BBG001SDJ4R0
24314
237
SH
SOLE
237
0
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
BBG001SDJ4R0
188573
1838
SH
OTR
3
0
0
1838
INTUIT
COM
461202103
BBG001S6TWR2
294328
756
SH
OTR
3
0
0
756
INTUITIVE SURGICAL INC
COM NEW
46120E602
BBG001S7XR78
245356
925
SH
OTR
3
0
0
925
INTUITIVE SURGICAL INC
COM NEW
46120E602
BBG001S7XR78
6368
24
SH
SOLE
24
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
BBG001S9GN63
582
2
SH
OTR
3
0
0
2
INVESCO QQQ TR
UNIT SER 1
46090E103
BBG001S9GN63
734588
2759
SH
SOLE
2759
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
BBG003HC3DG9
86016586
1841897
SH
SOLE
1841897
0
0
ISHARES INC
ESG AWR MSCI EM
46434G863
BBG00D7BDH70
795643
26460
SH
SOLE
26460
0
0
ISHARES TR
AGGRES ALLOC ETF
464289859
BBG001T3YVL0
205677
3442
SH
SOLE
3442
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
BBG003H6TRS0
105096160
1704999
SH
SOLE
1704999
0
0
ISHARES TR
CORE S&P500 ETF
464287200
BBG001SFB7R6
194983363
507492
SH
SOLE
507492
0
0
ISHARES TR
CORE US AGGBD ET
464287226
BBG001SM1QT8
425968
4392
SH
SOLE
4392
0
0
ISHARES TR
CRE U S REIT ETF
464288521
BBG001ST7G55
13177238
266476
SH
SOLE
266476
0
0
ISHARES TR
EAFE SML CP ETF
464288273
BBG001SYVWS7
33528769
593640
SH
SOLE
593640
0
0
ISHARES TR
ESG AW MSCI EAFE
46435G516
BBG00D7BBRS7
2139314
32542
SH
SOLE
32542
0
0
ISHARES TR
ESG AWR MSCI USA
46435G425
BBG00FFPFTS4
4075118
48084
SH
SOLE
48084
0
0
ISHARES TR
ESG AWRE 1 5 YR
46435G243
BBG00H4BFM35
2298257
96687
SH
SOLE
96687
0
0
ISHARES TR
INTL DEV RE ETF
464288489
BBG001T0KY80
7870019
373695
SH
SOLE
373695
0
0
ISHARES TR
INTL EQTY FACTOR
46434V274
BBG008LPBS09
10274727
417658
SH
SOLE
417658
0
0
ISHARES TR
MICRO-CAP ETF
464288869
BBG001SP7X10
21585429
200180
SH
SOLE
200180
0
0
ISHARES TR
MSCI EAFE ETF
464287465
BBG001SG09V7
95924815
1461377
SH
SOLE
1461377
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
BBG001SK77D5
62225521
1641834
SH
SOLE
1641834
0
0
ISHARES TR
MSCI GBL SUS DEV
46435G532
BBG00CRHS639
829271
10509
SH
SOLE
10509
0
0
ISHARES TR
RUS 1000 ETF
464287622
BBG001S562W9
3843180
18256
SH
SOLE
18256
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
BBG001S56320
287510
1342
SH
SOLE
1342
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
BBG001SFC7Y7
63547764
364463
SH
SOLE
364463
0
0
ISHARES TR
RUSSELL 3000 ETF
464287689
BBG001SFC7Z6
7405013
33555
SH
SOLE
33555
0
0
ISHARES TR
SELECT DIVID ETF
464287168
BBG001SDJVG2
507216
4206
SH
OTR
2
0
0
4206
ISHARES TR
SHORT TREAS BD
464288679
BBG001SSD803
259804
2364
SH
SOLE
2364
0
0
ISHARES TR
U S EQUITY FACTR
46434V282
BBG008LNYFB5
14017057
359320
SH
SOLE
359320
0
0
ISHARES TR
USD GRN BOND ETF
46435U440
BBG00MK1NQ85
286561
6234
SH
SOLE
6234
0
0
J P MORGAN EXCHANGE TRADED F
INTL BD OPP ETF
46641Q852
BBG00GD9GQY8
3095634
67323
SH
SOLE
67323
0
0
JOHNSON & JOHNSON
COM
478160104
BBG001S5SHQ9
49815
282
SH
SOLE
282
0
0
JOHNSON & JOHNSON
COM
478160104
BBG001S5SHQ9
978851
5541
SH
OTR
3
0
0
5541
JPMORGAN CHASE & CO
COM
46625H100
BBG001S8CRC3
44924
335
SH
SOLE
335
0
0
JPMORGAN CHASE & CO
COM
46625H100
BBG001S8CRC3
991806
7396
SH
OTR
2,3
0
0
7396
KELLOGG CO
COM
487836108
BBG001S5SJL0
24330
342
SH
OTR
3
0
0
342
KELLOGG CO
COM
487836108
BBG001S5SJL0
486783
6833
SH
SOLE
6833
0
0
LILLY ELI & CO
COM
532457108
BBG001S5STL8
1461851
3996
SH
OTR
2,3
0
0
3996
LILLY ELI & CO
COM
532457108
BBG001S5STL8
768264
2100
PRN
Put
OTR
2
0
0
2100
LINDE PLC
SHS
G5494J103
BBG00GVR8YR8
5545
17
SH
SOLE
17
0
0
LINDE PLC
SHS
G5494J103
BBG00GVR8YR8
232876
714
SH
OTR
3
0
0
714
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
BBG001SDX252
22759
10345
SH
OTR
3
0
0
10345
LOWES COS INC
COM
548661107
BBG001S5SVL3
374764
1881
SH
OTR
3
0
0
1881
MASTERCARD INCORPORATED
CL A
57636Q104
BBG001SKNNS6
717783
2064
SH
OTR
3
0
0
2064
MCDONALDS CORP
COM
580135101
BBG001S5T110
16602
63
SH
SOLE
63
0
0
MCDONALDS CORP
COM
580135101
BBG001S5T110
786396
2984
SH
OTR
2,3
0
0
2984
MERCK & CO INC
COM
58933Y105
BBG001S5TC52
507253
4572
SH
OTR
3
0
0
4572
MERCK & CO INC
COM
58933Y105
BBG001S5TC52
30733
277
SH
SOLE
277
0
0
META PLATFORMS INC
CL A
30303M102
BBG001SQCQC5
644902
5359
SH
OTR
2,3
0
0
5359
META PLATFORMS INC
CL A
30303M102
BBG001SQCQC5
26354
219
SH
SOLE
219
0
0
MICROSOFT CORP
COM
594918104
BBG001S5TD05
5712796
23821
SH
OTR
2,3
0
0
23821
MICROSOFT CORP
COM
594918104
BBG001S5TD05
98624
411
SH
SOLE
411
0
0
MICROSOFT CORP
COM
594918104
BBG001S5TD05
1319010
5500
PRN
Put
OTR
2
0
0
5500
MIZUHO FINANCIAL GROUP INC
SPONSORED ADR
60687Y109
BBG001SMCTP4
41318
14549
SH
OTR
3
0
0
14549
MONDELEZ INTL INC
CL A
609207105
BBG001SHHZJ3
261903
3930
SH
OTR
3
0
0
3930
MONDELEZ INTL INC
CL A
609207105
BBG001SHHZJ3
1666
25
SH
SOLE
25
0
0
MORGAN STANLEY
COM NEW
617446448
BBG001S9V5Z3
263197
3096
SH
OTR
3
0
0
3096
NETFLIX INC
COM
64110L106
BBG001SF6L46
7962
27
SH
SOLE
27
0
0
NETFLIX INC
COM
64110L106
BBG001SF6L46
545823
1851
SH
OTR
2,3
0
0
1851
NEXTERA ENERGY INC
COM
65339F101
BBG001S5RB29
47652
570
SH
SOLE
570
0
0
NEXTERA ENERGY INC
COM
65339F101
BBG001S5RB29
350404
4191
SH
OTR
3
0
0
4191
NIKE INC
CL B
654106103
BBG001S6NTK2
306103
2616
SH
OTR
3
0
0
2616
NIKE INC
CL B
654106103
BBG001S6NTK2
3042
26
SH
SOLE
26
0
0
NORTHROP GRUMMAN CORP
COM
666807102
BBG001S5TP26
217171
398
SH
OTR
3
0
0
398
NORTHROP GRUMMAN CORP
COM
666807102
BBG001S5TP26
7639
14
SH
SOLE
14
0
0
NVIDIA CORPORATION
COM
67066G104
BBG001S5TZJ6
644961
4413
SH
OTR
3
0
0
4413
NVIDIA CORPORATION
COM
67066G104
BBG001S5TZJ6
3654
25
SH
SOLE
25
0
0
ORACLE CORP
COM
68389X105
BBG001S5SJG6
405328
4959
SH
OTR
3
0
0
4959
ORACLE CORP
COM
68389X105
BBG001S5SJG6
2697
33
SH
SOLE
33
0
0
OREILLY AUTOMOTIVE INC
COM
67103H107
BBG001S78TL6
844
1
SH
SOLE
1
0
0
OREILLY AUTOMOTIVE INC
COM
67103H107
BBG001S78TL6
216426
256
SH
OTR
3
0
0
256
PEPSICO INC
COM
713448108
BBG001S695T1
44623
247
SH
SOLE
247
0
0
PEPSICO INC
COM
713448108
BBG001S695T1
513860
2844
SH
OTR
3
0
0
2844
PFIZER INC
COM
717081103
BBG001S5V466
557253
10875
SH
OTR
2,3
0
0
10875
PFIZER INC
COM
717081103
BBG001S5V466
23058
450
SH
SOLE
450
0
0
PHILIP MORRIS INTL INC
COM
718172109
BBG001STP9N1
7692
76
SH
SOLE
76
0
0
PHILIP MORRIS INTL INC
COM
718172109
BBG001STP9N1
205297
2028
SH
OTR
3
0
0
2028
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
BBG001T618D9
6972053
70675
SH
SOLE
70675
0
0
PIMCO ETF TR
ENHNCD LW DUR AC
72201R718
BBG005VLSHH1
108465622
1150707
SH
SOLE
1150707
0
0
PROCTER AND GAMBLE CO
COM
742718109
BBG001S5V4L9
657338
4337
SH
OTR
3
0
0
4337
PROCTER AND GAMBLE CO
COM
742718109
BBG001S5V4L9
92861
613
SH
SOLE
613
0
0
PROGRESSIVE CORP
COM
743315103
BBG001S5V509
196043
1511
SH
OTR
3
0
0
1511
PROGRESSIVE CORP
COM
743315103
BBG001S5V509
6356
49
SH
SOLE
49
0
0
QUALCOMM INC
COM
747525103
BBG001S6VS70
209841
1909
SH
OTR
3
0
0
1909
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
BBG001S5X5Q9
391061
3875
SH
OTR
3
0
0
3875
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
BBG001S5X5Q9
5349
53
SH
SOLE
53
0
0
SCHWAB CHARLES CORP
COM
808513105
BBG001S5VXD4
3913
47
SH
SOLE
47
0
0
SCHWAB CHARLES CORP
COM
808513105
BBG001S5VXD4
243613
2926
SH
OTR
3
0
0
2926
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
BBG001T5XQV6
327640
7257
SH
SOLE
7257
0
0
SELECT SECTOR SPDR TR
FINANCIAL
81369Y605
BBG001S7T223
300447
8785
SH
OTR
2
0
0
8785
SELECT SECTOR SPDR TR
FINANCIAL
81369Y605
BBG001S7T223
31920
933
SH
SOLE
933
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
BBG001S7T1Q9
196596
1522
SH
OTR
2
0
0
1522
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
BBG001S7T1Q9
17613
136
SH
SOLE
136
0
0
SHOPIFY INC
CL A
82509L107
BBG004DW5NC7
425961
12272
SH
OTR
2,3
0
0
12272
SPDR S&P 500 ETF TR
TR UNIT
78462F103
BBG001S72SM3
462122
1208
SH
SOLE
1208
0
0
SPDR SER TR
BLOOMBERG 1-3 MO
78468R663
BBG001STKCW9
108345144
1184488
SH
SOLE
1184488
0
0
STARBUCKS CORP
COM
855244109
BBG001S72KH6
4762
48
SH
SOLE
48
0
0
STARBUCKS CORP
COM
855244109
BBG001S72KH6
353090
3559
SH
OTR
3
0
0
3559
TESLA INC
COM
88160R101
BBG001SQKGD7
467714
3797
SH
OTR
3
0
0
3797
TESLA INC
COM
88160R101
BBG001SQKGD7
2956
24
SH
SOLE
24
0
0
TEXAS INSTRS INC
COM
882508104
BBG001S5WYZ7
386057
2337
SH
OTR
3
0
0
2337
TEXAS INSTRS INC
COM
882508104
BBG001S5WYZ7
8922
54
SH
SOLE
54
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
BBG001S5WS08
653920
1187
SH
OTR
3
0
0
1187
THERMO FISHER SCIENTIFIC INC
COM
883556102
BBG001S5WS08
9362
17
SH
SOLE
17
0
0
TJX COS INC NEW
COM
872540109
BBG001S5WQ93
254552
3198
SH
OTR
3
0
0
3198
TJX COS INC NEW
COM
872540109
BBG001S5WQ93
637
8
SH
SOLE
8
0
0
TRANE TECHNOLOGIES PLC
SHS
G8994E103
BBG001S5SBV6
1260729
7500
SH
OTR
2,3
0
0
7500
TRANE TECHNOLOGIES PLC
SHS
G8994E103
BBG001S5SBV6
2205
13
SH
SOLE
13
0
0
TRANE TECHNOLOGIES PLC
SHS
G8994E103
BBG001S5SBV6
420225
2500
PRN
Put
OTR
2
0
0
2500
UNION PAC CORP
COM
907818108
BBG001S5X2M0
25677
124
SH
SOLE
124
0
0
UNION PAC CORP
COM
907818108
BBG001S5X2M0
311502
1504
SH
OTR
3
0
0
1504
UNITED PARCEL SERVICE INC
CL B
911312106
BBG001SDGSH1
194808
1121
SH
OTR
3
0
0
1121
UNITED PARCEL SERVICE INC
CL B
911312106
BBG001SDGSH1
5737
33
SH
SOLE
33
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
BBG001S6WCJ1
1148233
2166
SH
OTR
2,3
0
0
2166
UNITEDHEALTH GROUP INC
COM
91324P102
BBG001S6WCJ1
265090
500
PRN
Put
OTR
2
0
0
500
UNITY SOFTWARE INC
COM
91332U101
BBG0056JW5H5
274292
9594
SH
OTR
2,3
0
0
9594
UNITY SOFTWARE INC
COM
91332U101
BBG0056JW5H5
214425
7500
PRN
Put
OTR
2
0
0
7500
VANGUARD BD INDEX FDS
VANGUARD ULTRA
92203C303
BBG00ZXBYMT4
14860515
303276
SH
SOLE
303276
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
BBG001SHTTS4
329476
1546
SH
SOLE
1546
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
BBG001SMD2X3
728306
8830
SH
SOLE
8830
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
BBG001SHTB03
268972
1407
SH
SOLE
1407
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
BBG001SHVR78
784949
5592
SH
SOLE
5592
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
BBG001SHTTZ6
627309
16093
SH
SOLE
16093
0
0
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
BBG001T0SKD6
1365590
13283
SH
SOLE
13283
0
0
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
BBG001TCVT65
4501378
108887
SH
SOLE
108887
0
0
VANGUARD SCOTTSDALE FDS
VNG RUS1000IDX
92206C730
BBG001TCHM11
9785729
56156
SH
SOLE
56156
0
0
VANGUARD SCOTTSDALE FDS
VNG RUS2000IDX
92206C664
BBG001TCH7W0
1836891
26103
SH
SOLE
26103
0
0
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
BBG001SQX4T3
251408
1656
SH
OTR
2
0
0
1656
VANGUARD TAX-MANAGED FDS
VAN FTSE DEV MKT
921943858
BBG001SSPWL4
11744766
279837
SH
SOLE
279837
0
0
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
BBG001SS0V24
98341
909
SH
SOLE
909
0
0
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
BBG001SS0V24
413912
3825
SH
OTR
2
0
0
3825
VANGUARD WORLD FD
ESG US STK ETF
921910733
BBG00M0P2SP4
794807
12068
SH
SOLE
12068
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
BBG001SHTTR5
239126
749
SH
SOLE
749
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
BBG001S67QY1
197162
5004
SH
OTR
3
0
0
5004
VERIZON COMMUNICATIONS INC
COM
92343V104
BBG001S67QY1
17769
451
SH
SOLE
451
0
0
VISA INC
COM CL A
92826C839
BBG001SRCFY3
1113582
5360
SH
OTR
2,3
0
0
5360
VISA INC
COM CL A
92826C839
BBG001SRCFY3
21607
104
SH
SOLE
104
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
BBG001S5XBY7
1010429
27046
SH
OTR
2,3
0
0
27046
WALMART INC
COM
931142103
BBG001S5XH92
320761
2262
SH
OTR
3
0
0
2262
WALMART INC
COM
931142103
BBG001S5XH92
17582
124
SH
SOLE
124
0
0
WELLS FARGO CO NEW
COM
949746101
BBG001S5XF23
248579
6020
SH
OTR
3
0
0
6020
WELLS FARGO CO NEW
COM
949746101
BBG001S5XF23
6276
152
SH
SOLE
152
0
0
WISDOMTREE TR
CYBERSECURITY FD
97717Y659
BBG00YZ66B57
153130
10058
SH
SOLE
10058
0
0
WISDOMTREE TR
EMERGING MARKETS
97717Y642
BBG0112YXBJ8
33684082
1269330
SH
SOLE
1269330
0
0
WISDOMTREE TR
EMG MKTS SMCAP
97717W281
BBG001SRPT24
227021
5161
SH
SOLE
5161
0
0
WISDOMTREE TR
INTERNATIONL EFI
97717Y634
BBG0112Z5KQ8
79771812
2514082
SH
SOLE
2514082
0
0
WISDOMTREE TR
US EFFICIENT COR
97717Y790
BBG00LLPH6R3
192684234
5937881
SH
SOLE
5937881
0
0
WISDOMTREE TR
US SMALLCAP DIVD
97717W604
BBG001SHKFX7
963492
33878
SH
SOLE
33878
0
0
YUM BRANDS INC
COM
988498101
BBG001S7JQ30
31476
246
SH
SOLE
246
0
0
YUM BRANDS INC
COM
988498101
BBG001S7JQ30
244863
1912
SH
OTR
2,3
0
0
1912
ZIONS BANCORPORATION N A
COM
989701107
BBG001S5XN80
966757
19666
SH
OTR
2,3
0
0
19666
ZOETIS INC
CL A
98978V103
BBG0039320P7
213544
1457
SH
OTR
3
0
0
1457
ZOETIS INC
CL A
98978V103
BBG0039320P7
1905
13
SH
SOLE
13
0
0