0001221073-22-000074.txt : 20221024 0001221073-22-000074.hdr.sgml : 20221024 20221024161710 ACCESSION NUMBER: 0001221073-22-000074 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221024 DATE AS OF CHANGE: 20221024 EFFECTIVENESS DATE: 20221024 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALBERT HARGROVE GLOBAL ADVISORS, LLC CENTRAL INDEX KEY: 0001484205 IRS NUMBER: 330804608 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13854 FILM NUMBER: 221326232 BUSINESS ADDRESS: STREET 1: 111 WEST OCEAN BOULEVARD, SUITE 2300 CITY: LONG BEACH STATE: CA ZIP: 90802 BUSINESS PHONE: 562-435-5657 MAIL ADDRESS: STREET 1: 111 WEST OCEAN BOULEVARD, SUITE 2300 CITY: LONG BEACH STATE: CA ZIP: 90802 FORMER COMPANY: FORMER CONFORMED NAME: Halbert, Hargrove/Russell LLC DATE OF NAME CHANGE: 20100217 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001484205 XXXXXXXX 09-30-2022 09-30-2022 false HALBERT HARGROVE GLOBAL ADVISORS, LLC

111 WEST OCEAN BOULEVARD, SUITE 2300 LONG BEACH CA 90802

13F HOLDINGS REPORT 028-13854 N John Carlos Abusaid 562-435-5657 /s/ John Carlos Abusaid Long Beach CA 10-24-2022 2 222 1294590 2 0001040197 028-06392 MAI Capital Management 3 0000932859 028-04558 PARAMETRIC PORTFOLIO ASSOCIATES LLC INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 679 6143 SH OTR 2,3 0 0 6143 3M CO COM 88579Y101 1 7 SH SOLE 7 0 0 ABBOTT LABS COM 002824100 222 2292 SH OTR 3 0 0 2292 ABBOTT LABS COM 002824100 37 379 SH SOLE 379 0 0 ABBVIE INC COM 00287Y109 45 337 SH SOLE 337 0 0 ABBVIE INC COM 00287Y109 373 2778 SH OTR 3 0 0 2778 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 290 1126 SH OTR 3 0 0 1126 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 30 118 SH SOLE 118 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 301 1092 SH OTR 3 0 0 1092 ADVANCED MICRO DEVICES INC COM 007903107 6 91 SH SOLE 91 0 0 ADVANCED MICRO DEVICES INC COM 007903107 264 4173 SH OTR 2,3 0 0 4173 AEROVIRONMENT INC COM 008073108 279 3350 SH SOLE 3350 0 0 AEROVIRONMENT INC COM 008073108 3 41 SH OTR 3 0 0 41 AIRBNB INC COM CL A 009066101 5435 51742 SH OTR 2,3 0 0 51742 AIRBNB INC COM CL A 009066101 5252 50000 PRN Put OTR 2 0 0 50000 ALPHABET INC CAP STK CL A 02079K305 1537 16074 SH OTR 2,3 0 0 16074 ALPHABET INC CAP STK CL A 02079K305 3 32 SH SOLE 32 0 0 ALPHABET INC CAP STK CL C 02079K107 1188 12354 SH OTR 2,3 0 0 12354 ALPHABET INC CAP STK CL C 02079K107 56 587 SH SOLE 587 0 0 AMAZON COM INC COM 023135106 36 316 SH SOLE 316 0 0 AMAZON COM INC COM 023135106 2918 25827 SH OTR 2,3 0 0 25827 AMAZON COM INC COM 023135106 452 4000 PRN Call OTR 2 0 0 4000 AMERICAN TOWER CORP NEW COM 03027X100 270 1255 SH OTR 3 0 0 1255 AMERICAN TOWER CORP NEW COM 03027X100 25 118 SH SOLE 118 0 0 AMGEN INC COM 031162100 6 26 SH SOLE 26 0 0 AMGEN INC COM 031162100 266 1182 SH OTR 3 0 0 1182 AMPLIFY ETF TR BLACKSWAN GRWT 032108888 584 23524 SH SOLE 23524 0 0 APPLE INC COM 037833100 12147 87896 SH OTR 2,3 0 0 87896 APPLE INC COM 037833100 509 3681 SH SOLE 3681 0 0 APPLE INC COM 037833100 2847 20600 PRN Put OTR 2 0 0 20600 AT&T INC COM 00206R102 203 13255 SH OTR 3 0 0 13255 AT&T INC COM 00206R102 21 1349 SH SOLE 1349 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 227 1004 SH OTR 3 0 0 1004 AUTOMATIC DATA PROCESSING IN COM 053015103 9 39 SH SOLE 39 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 38 141 SH SOLE 141 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2047 7665 SH OTR 2,3 0 0 7665 BK OF AMERICA CORP COM 060505104 85 2829 SH SOLE 2829 0 0 BK OF AMERICA CORP COM 060505104 577 19108 SH OTR 2,3 0 0 19108 BRISTOL-MYERS SQUIBB CO COM 110122108 17 244 SH SOLE 244 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 264 3710 SH OTR 3 0 0 3710 BROADCOM INC COM 11135F101 302 679 SH OTR 3 0 0 679 BROADCOM INC COM 11135F101 2 4 SH SOLE 4 0 0 CBOE GLOBAL MKTS INC COM 12503M108 2564 21844 SH OTR 2,3 0 0 21844 CHEVRON CORP NEW COM 166764100 31 213 SH SOLE 213 0 0 CHEVRON CORP NEW COM 166764100 417 2901 SH OTR 3 0 0 2901 CHUBB LIMITED COM H1467J104 5 28 SH SOLE 28 0 0 CHUBB LIMITED COM H1467J104 221 1216 SH OTR 3 0 0 1216 CISCO SYS INC COM 17275R102 372 9305 SH OTR 2,3 0 0 9305 CISCO SYS INC COM 17275R102 19 481 SH SOLE 481 0 0 COCA COLA CO COM 191216100 322 5745 SH OTR 3 0 0 5745 COCA COLA CO COM 191216100 9 162 SH SOLE 162 0 0 CONOCOPHILLIPS COM 20825C104 16 158 SH SOLE 158 0 0 CONOCOPHILLIPS COM 20825C104 227 2222 SH OTR 3 0 0 2222 COSTCO WHSL CORP NEW COM 22160K105 6 13 SH SOLE 13 0 0 COSTCO WHSL CORP NEW COM 22160K105 815 1726 SH OTR 2,3 0 0 1726 CVS HEALTH CORP COM 126650100 12 125 SH SOLE 125 0 0 CVS HEALTH CORP COM 126650100 349 3664 SH OTR 3 0 0 3664 DANAHER CORPORATION COM 235851102 7 27 SH SOLE 27 0 0 DANAHER CORPORATION COM 235851102 372 1442 SH OTR 3 0 0 1442 DEERE & CO COM 244199105 42 125 SH SOLE 125 0 0 DEERE & CO COM 244199105 166 499 SH OTR 3 0 0 499 DEVON ENERGY CORP NEW COM 25179M103 223 3714 SH OTR 3 0 0 3714 DISNEY WALT CO COM 254687106 11 115 SH SOLE 115 0 0 DISNEY WALT CO COM 254687106 321 3400 SH OTR 3 0 0 3400 DOLLAR GEN CORP NEW COM 256677105 211 882 SH OTR 3 0 0 882 ELEVANCE HEALTH INC COM 036752103 352 776 SH OTR 3 0 0 776 ELEVANCE HEALTH INC COM 036752103 47 103 SH SOLE 103 0 0 EXXON MOBIL CORP COM 30231G102 500 5723 SH OTR 3 0 0 5723 EXXON MOBIL CORP COM 30231G102 34 388 SH SOLE 388 0 0 GLOBAL X FDS GENOMIC BIOTECH 37954Y434 175 13908 SH SOLE 13908 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 10 35 SH SOLE 35 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 255 869 SH OTR 3 0 0 869 HOME DEPOT INC COM 437076102 44 160 SH SOLE 160 0 0 HOME DEPOT INC COM 437076102 659 2387 SH OTR 3 0 0 2387 HONEYWELL INTL INC COM 438516106 26 153 SH SOLE 153 0 0 HONEYWELL INTL INC COM 438516106 380 2277 SH OTR 3 0 0 2277 INGERSOLL RAND INC COM 45687V106 2 43 SH SOLE 43 0 0 INGERSOLL RAND INC COM 45687V106 195 4510 SH OTR 2,3 0 0 4510 INGERSOLL RAND INC COM 45687V106 173 4000 PRN Put OTR 2 0 0 4000 INTERNATIONAL BUSINESS MACHS COM 459200101 185 1559 SH OTR 3 0 0 1559 INTERNATIONAL BUSINESS MACHS COM 459200101 39 327 SH SOLE 327 0 0 INTUIT COM 461202103 286 739 SH OTR 3 0 0 739 INVESCO QQQ TR UNIT SER 1 46090E103 8 28 SH OTR 3 0 0 28 INVESCO QQQ TR UNIT SER 1 46090E103 736 2755 SH SOLE 2755 0 0 ISHARES INC CORE MSCI EMKT 46434G103 80233 1866751 SH SOLE 1866751 0 0 ISHARES INC ESG AWR MSCI EM 46434G863 723 26144 SH SOLE 26144 0 0 ISHARES TR CORE MSCI EAFE 46432F842 89172 1693023 SH SOLE 1693023 0 0 ISHARES TR CORE S&P500 ETF 464287200 181178 505167 SH SOLE 505167 0 0 ISHARES TR CORE US AGGBD ET 464287226 419 4352 SH SOLE 4352 0 0 ISHARES TR CRE U S REIT ETF 464288521 13685 288095 SH SOLE 288095 0 0 ISHARES TR EAFE SML CP ETF 464288273 29040 595331 SH SOLE 595331 0 0 ISHARES TR ESG AW MSCI EAFE 46435G516 872 15541 SH SOLE 15541 0 0 ISHARES TR ESG AWR MSCI USA 46435G425 3575 45020 SH SOLE 45020 0 0 ISHARES TR ESG AWR US AGRGT 46435U549 416 8950 SH SOLE 8950 0 0 ISHARES TR ESG AWRE 1 5 YR 46435G243 1818 77400 SH SOLE 77400 0 0 ISHARES TR GRWT ALLOCAT ETF 464289867 52502 1172447 SH SOLE 1172447 0 0 ISHARES TR INTL DEV RE ETF 464288489 9465 497115 SH SOLE 497115 0 0 ISHARES TR INTL EQTY FACTOR 46434V274 7730 369149 SH SOLE 369149 0 0 ISHARES TR MICRO-CAP ETF 464288869 20371 197029 SH SOLE 197029 0 0 ISHARES TR MSCI EAFE ETF 464287465 1373 24510 SH SOLE 24510 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 50667 1452617 SH SOLE 1452617 0 0 ISHARES TR MSCI GBL SUS DEV 46435G532 735 10378 SH SOLE 10378 0 0 ISHARES TR RUS 1000 ETF 464287622 3273 16584 SH SOLE 16584 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 344 1633 SH SOLE 1633 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 200 1474 SH SOLE 1474 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 58748 356220 SH SOLE 356220 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 6946 33549 SH SOLE 33549 0 0 ISHARES TR SELECT DIVID ETF 464287168 447 4170 SH OTR 2 0 0 4170 ISHARES TR SHORT TREAS BD 464288679 98369 894260 SH SOLE 894260 0 0 ISHARES TR U S EQUITY FACTR 46434V282 13919 384277 SH SOLE 384277 0 0 ISHARES TR USD GRN BOND ETF 46435U440 280 6148 SH SOLE 6148 0 0 J P MORGAN EXCHANGE TRADED F INTL BD OPP ETF 46641Q852 2627 59077 SH SOLE 59077 0 0 JOHNSON & JOHNSON COM 478160104 43 262 SH SOLE 262 0 0 JOHNSON & JOHNSON COM 478160104 952 5830 SH OTR 3 0 0 5830 JPMORGAN CHASE & CO COM 46625H100 43 414 SH SOLE 414 0 0 JPMORGAN CHASE & CO COM 46625H100 795 7607 SH OTR 2,3 0 0 7607 KELLOGG CO COM 487836108 476 6833 SH SOLE 6833 0 0 KELLOGG CO COM 487836108 27 395 SH OTR 3 0 0 395 LILLY ELI & CO COM 532457108 1263 3906 SH OTR 2,3 0 0 3906 LILLY ELI & CO COM 532457108 711 2200 PRN Put OTR 2 0 0 2200 LOWES COS INC COM 548661107 22 115 SH SOLE 115 0 0 LOWES COS INC COM 548661107 328 1746 SH OTR 3 0 0 1746 MASTERCARD INCORPORATED CL A 57636Q104 575 2021 SH OTR 3 0 0 2021 MASTERCARD INCORPORATED CL A 57636Q104 18 63 SH SOLE 63 0 0 MCDONALDS CORP COM 580135101 15 63 SH SOLE 63 0 0 MCDONALDS CORP COM 580135101 700 3034 SH OTR 2,3 0 0 3034 MERCK & CO INC COM 58933Y105 21 247 SH SOLE 247 0 0 MERCK & CO INC COM 58933Y105 365 4239 SH OTR 3 0 0 4239 META PLATFORMS INC CL A 30303M102 16 115 SH SOLE 115 0 0 META PLATFORMS INC CL A 30303M102 804 5922 SH OTR 2,3 0 0 5922 MICROSOFT CORP COM 594918104 133 571 SH SOLE 571 0 0 MICROSOFT CORP COM 594918104 5744 24663 SH OTR 2,3 0 0 24663 MICROSOFT CORP COM 594918104 1607 6900 PRN Put OTR 2 0 0 6900 MIZUHO FINANCIAL GROUP INC SPONSORED ADR 60687Y109 24 10768 SH OTR 3 0 0 10768 MONDELEZ INTL INC CL A 609207105 227 4135 SH OTR 3 0 0 4135 MORGAN STANLEY COM NEW 617446448 254 3218 SH OTR 3 0 0 3218 MORGAN STANLEY COM NEW 617446448 6 72 SH SOLE 72 0 0 NETFLIX INC COM 64110L106 423 1796 SH OTR 2,3 0 0 1796 NETFLIX INC COM 64110L106 6 27 SH SOLE 27 0 0 NEXTERA ENERGY INC COM 65339F101 40 510 SH SOLE 510 0 0 NEXTERA ENERGY INC COM 65339F101 315 4015 SH OTR 3 0 0 4015 NIKE INC CL B 654106103 2 26 SH SOLE 26 0 0 NIKE INC CL B 654106103 242 2911 SH OTR 3 0 0 2911 NVIDIA CORPORATION COM 67066G104 542 4467 SH OTR 3 0 0 4467 ORACLE CORP COM 68389X105 311 5087 SH OTR 3 0 0 5087 PAYPAL HLDGS INC COM 70450Y103 8 91 SH SOLE 91 0 0 PAYPAL HLDGS INC COM 70450Y103 196 2276 SH OTR 3 0 0 2276 PEPSICO INC COM 713448108 519 3178 SH OTR 3 0 0 3178 PEPSICO INC COM 713448108 41 250 SH SOLE 250 0 0 PFIZER INC COM 717081103 17 385 SH SOLE 385 0 0 PFIZER INC COM 717081103 487 11121 SH OTR 2,3 0 0 11121 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 7472 75578 SH SOLE 75578 0 0 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 121143 1279099 SH SOLE 1279099 0 0 PROCTER AND GAMBLE CO COM 742718109 75 593 SH SOLE 593 0 0 PROCTER AND GAMBLE CO COM 742718109 529 4194 SH OTR 3 0 0 4194 QUALCOMM INC COM 747525103 297 2629 SH OTR 3 0 0 2629 RAYTHEON TECHNOLOGIES CORP COM 75513E101 297 3627 SH OTR 3 0 0 3627 RAYTHEON TECHNOLOGIES CORP COM 75513E101 10 117 SH SOLE 117 0 0 SCHWAB CHARLES CORP COM 808513105 196 2723 SH OTR 3 0 0 2723 SCHWAB CHARLES CORP COM 808513105 10 134 SH SOLE 134 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 307 7257 SH SOLE 7257 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 3 85 SH SOLE 85 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 265 8731 SH OTR 2 0 0 8731 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 216 1518 SH OTR 2 0 0 1518 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 3 19 SH SOLE 19 0 0 SHOPIFY INC CL A 82509L107 328 12171 SH OTR 2,3 0 0 12171 SPDR S&P 500 ETF TR TR UNIT 78462F103 535 1499 SH SOLE 1499 0 0 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 109039 1190385 SH SOLE 1190385 0 0 STARBUCKS CORP COM 855244109 298 3540 SH OTR 3 0 0 3540 TESLA INC COM 88160R101 6 24 SH SOLE 24 0 0 TESLA INC COM 88160R101 1188 4480 SH OTR 3 0 0 4480 TEXAS INSTRS INC COM 882508104 347 2240 SH OTR 3 0 0 2240 TEXAS INSTRS INC COM 882508104 13 83 SH SOLE 83 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 640 1261 SH OTR 3 0 0 1261 THERMO FISHER SCIENTIFIC INC COM 883556102 14 28 SH SOLE 28 0 0 T-MOBILE US INC COM 872590104 7 54 SH SOLE 54 0 0 T-MOBILE US INC COM 872590104 195 1452 SH OTR 3 0 0 1452 TRANE TECHNOLOGIES PLC SHS G8994E103 1084 7484 SH OTR 2,3 0 0 7484 TRANE TECHNOLOGIES PLC SHS G8994E103 1014 7000 PRN Put OTR 2 0 0 7000 UNION PAC CORP COM 907818108 288 1478 SH OTR 3 0 0 1478 UNION PAC CORP COM 907818108 24 124 SH SOLE 124 0 0 UNITED PARCEL SERVICE INC CL B 911312106 217 1343 SH OTR 3 0 0 1343 UNITED PARCEL SERVICE INC CL B 911312106 10 63 SH SOLE 63 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1056 2090 SH OTR 2,3 0 0 2090 UNITEDHEALTH GROUP INC COM 91324P102 253 500 PRN Put OTR 2 0 0 500 UNITY SOFTWARE INC COM 91332U101 290 9113 SH OTR 2,3 0 0 9113 UNITY SOFTWARE INC COM 91332U101 239 7500 PRN Put OTR 2 0 0 7500 VANGUARD INDEX FDS GROWTH ETF 922908736 265 1240 SH SOLE 1240 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 336 4186 SH SOLE 4186 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 252 1403 SH SOLE 1403 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 691 5592 SH SOLE 5592 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 589 16154 SH SOLE 16154 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 1326 14286 SH SOLE 14286 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 2467 64659 SH SOLE 64659 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 5040 30849 SH SOLE 30849 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 1805 27097 SH SOLE 27097 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 222 1646 SH OTR 2 0 0 1646 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 9334 256715 SH SOLE 256715 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 360 3791 SH OTR 2 0 0 3791 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 25 261 SH SOLE 261 0 0 VANGUARD WORLD FD ESG INTL STK ETF 921910725 285 6553 SH SOLE 6553 0 0 VANGUARD WORLD FD ESG US STK ETF 921910733 897 14251 SH SOLE 14251 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 229 746 SH SOLE 746 0 0 VISA INC COM CL A 92826C839 1004 5650 SH OTR 2,3 0 0 5650 VISA INC COM CL A 92826C839 17 94 SH SOLE 94 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 832 26501 SH OTR 2,3 0 0 26501 WALMART INC COM 931142103 26 204 SH SOLE 204 0 0 WALMART INC COM 931142103 262 2023 SH OTR 3 0 0 2023 WASTE MGMT INC DEL COM 94106L109 190 1183 SH OTR 3 0 0 1183 WASTE MGMT INC DEL COM 94106L109 37 230 SH SOLE 230 0 0 WELLS FARGO CO NEW COM 949746101 13 326 SH SOLE 326 0 0 WELLS FARGO CO NEW COM 949746101 384 9547 SH OTR 3 0 0 9547 WISDOMTREE TR EMERGING MARKETS 97717Y642 20259 841124 SH SOLE 841124 0 0 WISDOMTREE TR EMG MKTS SMCAP 97717W281 204 5124 SH SOLE 5124 0 0 WISDOMTREE TR INTERNATIONL EFI 97717Y634 41988 1545393 SH SOLE 1545393 0 0 WISDOMTREE TR US EFFICIENT COR 97717Y790 156854 5129312 SH SOLE 5129312 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 870 33812 SH SOLE 33812 0 0 YUM BRANDS INC COM 988498101 26 246 SH SOLE 246 0 0 YUM BRANDS INC COM 988498101 206 1934 SH OTR 2,3 0 0 1934 ZIONS BANCORPORATION N A COM 989701107 999 19644 SH OTR 2,3 0 0 19644 ZOETIS INC CL A 98978V103 2 13 SH SOLE 13 0 0 ZOETIS INC CL A 98978V103 244 1643 SH OTR 3 0 0 1643