1
|
NAMES OF REPORTING PERSONS
IsZo Capital LP
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see Instructions)
(a) ⌧
(b) ◻
|
|||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS (see Instructions)
WC
|
|||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
◻
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
0
|
||
8
|
SHARED VOTING POWER
950,197
|
|||
9
|
SOLE DISPOSITIVE POWER
0
|
|||
10
|
SHARED DISPOSITIVE POWER
950,197
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
950,197
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see Instructions)
◻
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.6%
|
|||
14
|
TYPE OF REPORTING PERSON (see Instructions)
PN
|
1
|
NAMES OF REPORTING PERSONS
IsZo Capital GP LLC
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see Instructions)
(a) ⌧
(b) ◻
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS (see Instructions)
WC, AF
|
||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
◻
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
0
|
|
8
|
SHARED VOTING POWER
950,197
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
||
10
|
SHARED DISPOSITIVE POWER
950,197
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
950,197
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see Instructions)
◻
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.6%
|
||
14
|
TYPE OF REPORTING PERSON (see Instructions)
OO
|
1
|
NAMES OF REPORTING PERSONS
IsZo Capital Management LP
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see Instructions)
(a) ⌧
(b) ◻
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS (see Instructions)
WC, AF
|
||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
◻
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
0
|
|
8
|
SHARED VOTING POWER
950,197
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
||
10
|
SHARED DISPOSITIVE POWER
950,197
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
950,197
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see Instructions)
◻
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.6%
|
||
14
|
TYPE OF REPORTING PERSON (see Instructions)
PN
|
1
|
NAMES OF REPORTING PERSONS
Brian L. Sheehy
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see Instructions)
(a) ⌧
(b) ◻
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS (see Instructions)
WC, AF
|
||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
◻
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
0
|
|
8
|
SHARED VOTING POWER
950,197
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
||
10
|
SHARED DISPOSITIVE POWER
950,197
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
950,197
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see Instructions)
◻
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.6%
|
||
14
|
TYPE OF REPORTING PERSON (see Instructions)
IN. HC
|
Item 3. |
Source and Amount of Funds or Other Consideration.
|
Item 5. |
Interest in Securities of the Issuer.
|
|
ISZO CAPITAL LP
|
|
|
By:
|
IsZo Capital GP LLC, its General Partner
|
|
|
|
|
By: s/ Brian L. Sheehy
|
|
|
|
Name: Brian L. Sheehy
Title: Managing Member
|
|
ISZO CAPITAL GP LLC
|
|
|
|
|
|
By:
|
/s/ Brian L. Sheehy |
|
|
Name: Brian L. Sheehy
|
|
|
Title: Managing Member
|
|
ISZO CAPITAL MANAGEMENT LP
|
|
|
By:
|
IsZo Management Corp., its General Partner
|
|
|
|
|
|
By: /s/ Brian L. Sheehy
|
|
|
Name: Brian L. Sheehy
Title: President
|
|
|
|
|
/s/ Brian L. Sheehy |
||
Brian L. Sheehy
|
|||
Date
|
Security
|
Amount of Shs. Bought/(Sold)
|
Approx. price ($) per Share
|
10/31/2019
|
Common Stock
|
(500,000)
|
$1.151
|