0001484068-14-000001.txt : 20140214
0001484068-14-000001.hdr.sgml : 20140214
20140214162218
ACCESSION NUMBER: 0001484068-14-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140214
DATE AS OF CHANGE: 20140214
EFFECTIVENESS DATE: 20140214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GREEN ARROW CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001484068
IRS NUMBER: 260368514
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13792
FILM NUMBER: 14616969
BUSINESS ADDRESS:
STREET 1: 666 FIFTH AVENUE, 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10103
BUSINESS PHONE: 212-841-4100
MAIL ADDRESS:
STREET 1: 666 FIFTH AVENUE, 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10103
13F-HR
1
primary_doc.xml
13F-HR
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0001484068
XXXXXXXX
12-31-2013
12-31-2013
GREEN ARROW CAPITAL MANAGEMENT LLC
666 FIFTH AVENUE, 8TH FLOOR
NEW YORK
NY
10103
13F HOLDINGS REPORT
028-13792
Y
The Institutional Investment Manager filing this report (the "Institutional Investment Manager") and the Other Included Managers described herein are affiliates, and such Institutional Investment Manager and the Other Included Manager No. 1 are relying advisers (as such term is used in the SEC Staff No-Action Letter addressed to the American Bar Association, Business Law Section, dated January 18, 2012) of the Other Included Manager No. 2 (Millennium Management LLC). Each of the holdings described below is held directly or indirectly by Millennium Partners, L.P. or one or more affiliated investment funds that invest a portion of their assets in Millennium Partners, L.P.
Robert Williams
Chief Financial Officer
212-841-4100
/s/ Robert Williams
New York
NY
02-14-2014
2
248
1419334
false
1
0001426821
028-12854
MILLENNIUM INTERNATIONAL MANAGEMENT LP
2
0001273087
028-10684
MILLENNIUM MANAGEMENT LLC
INFORMATION TABLE
2
GreenArrow.xml
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COM
002824100
11116
290000
SH
DFND
1,2
0
290000
0
ABBOTT LABS
COM
002824100
1342
35000
SH
Call
DFND
1,2
0
0
35000
ABIOMED INC
COM
003654100
2674
100000
SH
Put
DFND
1,2
0
0
100000
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
12877
156613
SH
DFND
1,2
0
156613
0
ACTAVIS PLC
SHS
G0083B108
3192
19000
SH
DFND
1,2
0
19000
0
ADOBE SYS INC
COM
00724F101
9581
160000
SH
DFND
1,2
0
160000
0
AEGERION PHARMACEUTICALS INC
COM
00767E102
5322
75000
SH
DFND
1,2
0
75000
0
AGILENT TECHNOLOGIES INC
COM
00846U101
6863
120000
SH
DFND
1,2
0
120000
0
ALCATEL-LUCENT
SPONSORED ADR
013904305
5877
1335620
SH
DFND
1,2
0
1335620
0
ALEXION PHARMACEUTICALS INC
COM
015351109
2290
17233
SH
DFND
1,2
0
17233
0
ALLEGION PUB LTD CO
ORD SHS
G0176J109
77
1733
SH
DFND
1,2
0
1733
0
ALLERGAN INC
COM
018490102
3332
30000
SH
DFND
1,2
0
30000
0
ALLIANCE DATA SYSTEMS CORP
COM
018581108
14724
56000
SH
DFND
1,2
0
56000
0
ALLSTATE CORP
COM
020002101
2727
50000
SH
DFND
1,2
0
50000
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
2857
1450000
SH
DFND
1,2
0
1450000
0
AMAZON COM INC
COM
023135106
15154
38000
SH
DFND
1,2
0
38000
0
AMBAC FINL GROUP INC
COM NEW
023139884
246
10000
SH
DFND
1,2
0
10000
0
AMEREN CORP
COM
023608102
12128
335400
SH
DFND
1,2
0
335400
0
AMERICAN CAP LTD
COM
02503Y103
2346
150000
SH
DFND
1,2
0
150000
0
AMERICAN EAGLE OUTFITTERS NE
COM
02553E106
13752
955000
SH
DFND
1,2
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955000
0
AMERICAN ELEC PWR INC
COM
025537101
9331
199630
SH
DFND
1,2
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199630
0
AMERICAN PUBLIC EDUCATION IN
COM
02913V103
352
8100
SH
DFND
1,2
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8100
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
7188
170092
SH
DFND
1,2
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170092
0
AMERIPRISE FINL INC
COM
03076C106
2753
23929
SH
DFND
1,2
0
23929
0
AMTRUST FINL SVCS INC
COM
032359309
1635
50000
SH
Put
DFND
1,2
0
0
50000
ANADARKO PETE CORP
COM
032511107
999
12600
SH
DFND
1,2
0
12600
0
ANALOG DEVICES INC
COM
032654105
20839
409162
SH
DFND
1,2
0
409162
0
APOLLO ED GROUP INC
CL A
037604105
15026
550000
SH
DFND
1,2
0
550000
0
APPLE INC
COM
037833100
22441
40000
SH
DFND
1,2
0
40000
0
APPLIED MATLS INC
COM
038222105
926
52400
SH
Call
DFND
1,2
0
0
52400
ARAMARK HLDGS CORP
COM
03852U106
4026
153550
SH
DFND
1,2
0
153550
0
ARCHER DANIELS MIDLAND CO
COM
039483102
1367
31502
SH
DFND
1,2
0
31502
0
ARM HLDGS PLC
SPONSORED ADR
042068106
4414
80647
SH
DFND
1,2
0
80647
0
ARMSTRONG WORLD INDS INC NEW
COM
04247X102
2592
45000
SH
DFND
1,2
0
45000
0
ARTISAN PARTNERS ASSET MGMT
CL A
04316A108
1360
20859
SH
DFND
1,2
0
20859
0
ASBURY AUTOMOTIVE GROUP INC
COM
043436104
4299
80000
SH
DFND
1,2
0
80000
0
ASSURED GUARANTY LTD
COM
G0585R106
1385
58699
SH
DFND
1,2
0
58699
0
AVAGO TECHNOLOGIES LTD
SHS
Y0486S104
2644
50000
SH
Call
DFND
1,2
0
0
50000
AVON PRODS INC
COM
054303102
2399
139300
SH
DFND
1,2
0
139300
0
BANK HAWAII CORP
COM
062540109
4518
76393
SH
DFND
1,2
0
76393
0
BB&T CORP
COM
054937107
4665
125000
SH
DFND
1,2
0
125000
0
BEAZER HOMES USA INC
COM NEW
07556Q881
1258
51500
SH
DFND
1,2
0
51500
0
BED BATH & BEYOND INC
COM
075896100
2583
32166
SH
DFND
1,2
0
32166
0
BIOGEN IDEC INC
COM
09062X103
2263
8093
SH
DFND
1,2
0
8093
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
5422
77071
SH
DFND
1,2
0
77071
0
BLUEBIRD BIO INC
COM
09609G100
629
30000
SH
DFND
1,2
0
30000
0
BORGWARNER INC
COM
099724106
2796
50000
SH
DFND
1,2
0
50000
0
BOSTON SCIENTIFIC CORP
COM
101137107
3348
278500
SH
DFND
1,2
0
278500
0
BRISTOL MYERS SQUIBB CO
COM
110122108
6644
125000
SH
DFND
1,2
0
125000
0
CABLEVISION SYS CORP
CL A NY CABLVS
12686C109
897
50000
SH
Call
DFND
1,2
0
0
50000
CANADIAN PAC RY LTD
COM
13645T100
6915
45700
SH
DFND
1,2
0
45700
0
CAPITAL ONE FINL CORP
COM
14040H105
12
152
SH
DFND
1,2
0
152
0
CARDINAL HEALTH INC
COM
14149Y108
6681
100000
SH
DFND
1,2
0
100000
0
CBRE GROUP INC
CL A
12504L109
1117
42479
SH
DFND
1,2
0
42479
0
CBS CORP NEW
CL B
124857202
22163
347703
SH
DFND
1,2
0
347703
0
CELGENE CORP
COM
151020104
1521
9000
SH
DFND
1,2
0
9000
0
CELLDEX THERAPEUTICS INC NEW
COM
15117B103
4842
200000
SH
Call
DFND
1,2
0
0
200000
CENTENE CORP DEL
COM
15135B101
2358
40000
SH
DFND
1,2
0
40000
0
CENTERPOINT ENERGY INC
COM
15189T107
5703
246013
SH
DFND
1,2
0
246013
0
CENTRAL GARDEN & PET CO
CL A NON-VTG
153527205
92
13600
SH
DFND
1,2
0
13600
0
CIGNA CORPORATION
COM
125509109
6124
70000
SH
DFND
1,2
0
70000
0
CITY NATL CORP
COM
178566105
4142
52279
SH
DFND
1,2
0
52279
0
CMS ENERGY CORP
COM
125896100
11332
423311
SH
DFND
1,2
0
423311
0
COACH INC
COM
189754104
8045
143335
SH
DFND
1,2
0
143335
0
COBALT INTL ENERGY INC
COM
19075F106
1757
106800
SH
DFND
1,2
0
106800
0
COMCAST CORP NEW
CL A
20030N101
22085
425000
SH
DFND
1,2
0
425000
0
COMMVAULT SYSTEMS INC
COM
204166102
9582
128000
SH
DFND
1,2
0
128000
0
CONCUR TECHNOLOGIES INC
COM
206708109
8254
80000
SH
DFND
1,2
0
80000
0
CORNERSTONE ONDEMAND INC
COM
21925Y103
7245
135900
SH
DFND
1,2
0
135900
0
COVANCE INC
COM
222816100
1761
20000
SH
DFND
1,2
0
20000
0
D R HORTON INC
COM
23331A109
2232
100000
SH
DFND
1,2
0
100000
0
DEMANDWARE INC
COM
24802Y105
6157
96020
SH
DFND
1,2
0
96020
0
DEVRY ED GROUP INC
COM
251893103
3229
90955
SH
DFND
1,2
0
90955
0
DISCOVERY COMMUNICATNS NEW
COM SER A
25470F104
3361
37176
SH
DFND
1,2
0
37176
0
DISH NETWORK CORP
CL A
25470M109
3203
55300
SH
DFND
1,2
0
55300
0
DOMINION RES INC VA NEW
COM
25746U109
1245
19241
SH
DFND
1,2
0
19241
0
DOW CHEM CO
COM
260543103
1944
43783
SH
DFND
1,2
0
43783
0
E M C CORP MASS
COM
268648102
15459
614680
SH
DFND
1,2
0
614680
0
E TRADE FINANCIAL CORP
COM NEW
269246401
1914
97475
SH
DFND
1,2
0
97475
0
EMCOR GROUP INC
COM
29084Q100
8446
199007
SH
DFND
1,2
0
199007
0
ENDO HEALTH SOLUTIONS INC
COM
29264F205
4317
64000
SH
DFND
1,2
0
64000
0
ENDO HEALTH SOLUTIONS INC
COM
29264F205
3488
51700
SH
Put
DFND
1,2
0
0
51700
ENERGEN CORP
COM
29265N108
1283
18128
SH
DFND
1,2
0
18128
0
EQT CORP
COM
26884L109
7508
83624
SH
DFND
1,2
0
83624
0
EQUINIX INC
COM NEW
29444U502
11576
65235
SH
DFND
1,2
0
65235
0
EVERCORE PARTNERS INC
CLASS A
29977A105
2278
38110
SH
DFND
1,2
0
38110
0
FACEBOOK INC
CL A
30303M102
13660
249959
SH
DFND
1,2
0
249959
0
FEDEX CORP
COM
31428X106
10998
76500
SH
DFND
1,2
0
76500
0
FIDELITY NATL INFORMATION SV
COM
31620M106
5208
97026
SH
DFND
1,2
0
97026
0
FORD MTR CO DEL
COM PAR $0.01
345370860
3086
200000
SH
DFND
1,2
0
200000
0
FOREST LABS INC
COM
345838106
1645
27402
SH
DFND
1,2
0
27402
0
FOREST OIL CORP
COM PAR $0.01
346091705
1077
298392
SH
DFND
1,2
0
298392
0
FREESCALE SEMICONDUCTOR LTD
SHS
G3727Q101
13789
859114
SH
DFND
1,2
0
859114
0
FXCM INC
COM CL A
302693106
735
41200
SH
DFND
1,2
0
41200
0
GAP INC DEL
COM
364760108
5862
150000
SH
DFND
1,2
0
150000
0
GENERAL MTRS CO
COM
37045V100
5313
130000
SH
DFND
1,2
0
130000
0
GENTIUM S P A
SPONSORED ADR
37250B104
286
5000
SH
DFND
1,2
0
5000
0
GILEAD SCIENCES INC
COM
375558103
6676
88889
SH
DFND
1,2
0
88889
0
GLOBUS MED INC
CL A
379577208
2018
100000
SH
DFND
1,2
0
100000
0
GOODYEAR TIRE & RUBR CO
COM
382550101
10733
450000
SH
DFND
1,2
0
450000
0
GOOGLE INC
CL A
38259P508
18056
16111
SH
DFND
1,2
0
16111
0
GRAPHIC PACKAGING HLDG CO
COM
388689101
8262
860583
SH
DFND
1,2
0
860583
0
GREENHILL & CO INC
COM
395259104
640
11051
SH
DFND
1,2
0
11051
0
GULFPORT ENERGY CORP
COM NEW
402635304
3581
56727
SH
DFND
1,2
0
56727
0
HALLIBURTON CO
COM
406216101
189
3721
SH
DFND
1,2
0
3721
0
HD SUPPLY HLDGS INC
COM
40416M105
840
35000
SH
DFND
1,2
0
35000
0
HEARTWARE INTL INC
COM
422368100
4226
45000
SH
DFND
1,2
0
45000
0
HEICO CORP NEW
CL A
422806208
5897
140000
SH
DFND
1,2
0
140000
0
HERTZ GLOBAL HOLDINGS INC
COM
42805T105
1145
40000
SH
Call
DFND
1,2
0
0
40000
HOME DEPOT INC
COM
437076102
2059
25000
SH
DFND
1,2
0
25000
0
HUNTSMAN CORP
COM
447011107
8340
339010
SH
DFND
1,2
0
339010
0
ILLUMINA INC
COM
452327109
5530
50000
SH
DFND
1,2
0
50000
0
IMPAX LABORATORIES INC
COM
45256B101
503
20000
SH
DFND
1,2
0
20000
0
IMPERVA INC
COM
45321L100
6257
130000
SH
DFND
1,2
0
130000
0
INCYTE CORP
COM
45337C102
5063
100000
SH
DFND
1,2
0
100000
0
INCYTE CORP
COM
45337C102
5063
100000
SH
Put
DFND
1,2
0
0
100000
INGERSOLL-RAND PLC
SHS
G47791101
2464
40000
SH
DFND
1,2
0
40000
0
INSMED INC
COM PAR $.01
457669307
3400
200000
SH
DFND
1,2
0
200000
0
INTEGRA LIFESCIENCES HLDGS C
COM NEW
457985208
2958
62000
SH
DFND
1,2
0
62000
0
INTEGRYS ENERGY GROUP INC
COM
45822P105
8519
156574
SH
DFND
1,2
0
156574
0
INTERCEPT PHARMACEUTICALS IN
COM
45845P108
2048
30000
SH
DFND
1,2
0
30000
0
INTERPUBLIC GROUP COS INC
COM
460690100
4067
229777
SH
DFND
1,2
0
229777
0
ITC HLDGS CORP
COM
465685105
9055
94504
SH
DFND
1,2
0
94504
0
ITT EDUCATIONAL SERVICES INC
COM
45068B109
1007
30000
SH
DFND
1,2
0
30000
0
JABIL CIRCUIT INC
COM
466313103
6553
375756
SH
DFND
1,2
0
375756
0
JOS A BANK CLOTHIERS INC
COM
480838101
1643
30000
SH
Call
DFND
1,2
0
0
30000
JUNIPER NETWORKS INC
COM
48203R104
22570
1000000
SH
Call
DFND
1,2
0
0
1000000
KRATOS DEFENSE & SEC SOLUTIO
COM NEW
50077B207
1152
150000
SH
DFND
1,2
0
150000
0
KYTHERA BIOPHARMACEUTICALS I
COM
501570105
2054
55000
SH
DFND
1,2
0
55000
0
LAM RESEARCH CORP
COM
512807108
15241
279904
SH
DFND
1,2
0
279904
0
LENNAR CORP
CL A
526057104
17192
434586
SH
DFND
1,2
0
434586
0
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
8194
92069
SH
DFND
1,2
0
92069
0
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
2670
30000
SH
Call
DFND
1,2
0
0
30000
LIBERTY INTERACTIVE CORP
INT COM SER A
53071M104
17144
584131
SH
DFND
1,2
0
584131
0
LIFEPOINT HOSPITALS INC
COM
53219L109
5654
107000
SH
DFND
1,2
0
107000
0
LITHIA MTRS INC
CL A
536797103
1616
23276
SH
DFND
1,2
0
23276
0
LSI CORPORATION
COM
502161102
5518
500000
SH
DFND
1,2
0
500000
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
8140
101395
SH
DFND
1,2
0
101395
0
M D C HLDGS INC
COM
552676108
1934
60000
SH
DFND
1,2
0
60000
0
MACQUARIE INFRASTR CO LLC
MEMBERSHIP INT
55608B105
3810
70000
SH
DFND
1,2
0
70000
0
MARRIOTT VACATIONS WRLDWDE C
COM
57164Y107
6287
119161
SH
DFND
1,2
0
119161
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
4018
279400
SH
DFND
1,2
0
279400
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
1438
100000
SH
Call
DFND
1,2
0
0
100000
MEADWESTVACO CORP
COM
583334107
1477
40000
SH
DFND
1,2
0
40000
0
MEDIDATA SOLUTIONS INC
COM
58471A105
3328
55000
SH
DFND
1,2
0
55000
0
MEDTRONIC INC
COM
585055106
4304
75000
SH
DFND
1,2
0
75000
0
MENS WEARHOUSE INC
COM
587118100
1532
30000
SH
Call
DFND
1,2
0
0
30000
MERCK & CO INC NEW
COM
58933Y105
2002
40000
SH
DFND
1,2
0
40000
0
MICROCHIP TECHNOLOGY INC
COM
595017104
20585
460000
SH
DFND
1,2
0
460000
0
MOHAWK INDS INC
COM
608190104
11912
80000
SH
DFND
1,2
0
80000
0
MOMENTA PHARMACEUTICALS INC
COM
60877T100
2210
125000
SH
DFND
1,2
0
125000
0
MOODYS CORP
COM
615369105
3924
50000
SH
DFND
1,2
0
50000
0
MORGANS HOTEL GROUP CO
COM
61748W108
763
93800
SH
DFND
1,2
0
93800
0
MYLAN INC
COM
628530107
3906
90000
SH
DFND
1,2
0
90000
0
MYR GROUP INC DEL
COM
55405W104
186
7424
SH
DFND
1,2
0
7424
0
NASDAQ OMX GROUP INC
COM
631103108
1990
50000
SH
Call
DFND
1,2
0
0
50000
NATIONSTAR MTG HLDGS INC
COM
63861C109
3186
86200
SH
Call
DFND
1,2
0
0
86200
NATIONSTAR MTG HLDGS INC
COM
63861C109
3696
100000
SH
Put
DFND
1,2
0
0
100000
NAVIGATOR HOLDINGS LTD
SHS
Y62132108
2139
79400
SH
DFND
1,2
0
79400
0
NETFLIX INC
COM
64110L106
7916
21500
SH
DFND
1,2
0
21500
0
NETSUITE INC
COM
64118Q107
2576
25000
SH
DFND
1,2
0
25000
0
NEXTERA ENERGY INC
COM
65339F101
15380
179629
SH
DFND
1,2
0
179629
0
NIELSEN HOLDINGS N V
COM
N63218106
921
20072
SH
DFND
1,2
0
20072
0
NISOURCE INC
COM
65473P105
1205
36653
SH
DFND
1,2
0
36653
0
NOKIA CORP
SPONSORED ADR
654902204
5677
700000
SH
DFND
1,2
0
700000
0
NORTHEAST UTILS
COM
664397106
27140
640245
SH
DFND
1,2
0
640245
0
NORTHERN TR CORP
COM
665859104
4642
75000
SH
DFND
1,2
0
75000
0
NORTHSTAR RLTY FIN CORP
COM
66704R100
2018
150000
SH
DFND
1,2
0
150000
0
NOVARTIS A G
SPONSORED ADR
66987V109
6430
80000
SH
DFND
1,2
0
80000
0
NRG ENERGY INC
COM NEW
629377508
10173
354200
SH
DFND
1,2
0
354200
0
NUPATHE INC
COM
67059M100
171
52300
SH
DFND
1,2
0
52300
0
NXP SEMICONDUCTORS N V
COM
N6596X109
17013
370413
SH
DFND
1,2
0
370413
0
OGE ENERGY CORP
COM
670837103
16583
489179
SH
DFND
1,2
0
489179
0
OMNICOM GROUP INC
COM
681919106
20003
268960
SH
DFND
1,2
0
268960
0
ON SEMICONDUCTOR CORP
COM
682189105
3296
400000
SH
DFND
1,2
0
400000
0
ONEOK INC NEW
COM
682680103
11801
189786
SH
DFND
1,2
0
189786
0
OPENTABLE INC
COM
68372A104
2381
30000
SH
DFND
1,2
0
30000
0
OPHTHOTECH CORP
COM
683745103
3235
100000
SH
Call
DFND
1,2
0
0
100000
OUTERWALL INC
COM
690070107
4663
69311
SH
DFND
1,2
0
69311
0
OVERSTOCK COM INC DEL
COM
690370101
770
25000
SH
DFND
1,2
0
25000
0
PDC ENERGY INC
COM
69327R101
1229
23088
SH
DFND
1,2
0
23088
0
PENNEY J C INC
COM
708160106
6405
700000
SH
DFND
1,2
0
700000
0
PENNEY J C INC
COM
708160106
1373
150000
SH
Call
DFND
1,2
0
0
150000
PLAINS GP HLDGS L P
SHS A REP LTPN
72651A108
3159
118000
SH
DFND
1,2
0
118000
0
POPULAR INC
COM NEW
733174700
57
2000
SH
DFND
1,2
0
2000
0
PORTLAND GEN ELEC CO
COM NEW
736508847
12777
423087
SH
DFND
1,2
0
423087
0
PPL CORP
COM
69351T106
6490
215689
SH
DFND
1,2
0
215689
0
PRICE T ROWE GROUP INC
COM
74144T108
4189
50000
SH
DFND
1,2
0
50000
0
PRICELINE COM INC
COM NEW
741503403
6143
5285
SH
DFND
1,2
0
5285
0
PRUDENTIAL FINL INC
COM
744320102
3603
39066
SH
DFND
1,2
0
39066
0
PUMA BIOTECHNOLOGY INC
COM
74587V107
1035
10000
SH
DFND
1,2
0
10000
0
QEP RES INC
COM
74733V100
3588
117054
SH
DFND
1,2
0
117054
0
QIAGEN NV
REG SHS
N72482107
1191
50000
SH
DFND
1,2
0
50000
0
QLIK TECHNOLOGIES INC
COM
74733T105
12252
460075
SH
DFND
1,2
0
460075
0
QUEST DIAGNOSTICS INC
COM
74834L100
623
11645
SH
DFND
1,2
0
11645
0
RAYMOND JAMES FINANCIAL INC
COM
754730109
2140
41010
SH
DFND
1,2
0
41010
0
REALNETWORKS INC
COM NEW
75605L708
1361
180200
SH
DFND
1,2
0
180200
0
RED HAT INC
COM
756577102
6108
109000
SH
DFND
1,2
0
109000
0
RYDER SYS INC
COM
783549108
7747
105000
SH
DFND
1,2
0
105000
0
SAFEWAY INC
COM NEW
786514208
12377
380007
SH
DFND
1,2
0
380007
0
SALESFORCE COM INC
COM
79466L302
27655
501081
SH
DFND
1,2
0
501081
0
SAPIENT CORP
COM
803062108
6800
391696
SH
DFND
1,2
0
391696
0
SCHWAB CHARLES CORP NEW
COM
808513105
4857
186827
SH
DFND
1,2
0
186827
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
8986
160000
SH
DFND
1,2
0
160000
0
SEAWORLD ENTMT INC
COM
81282V100
1439
50000
SH
DFND
1,2
0
50000
0
SEMGROUP CORP
CL A
81663A105
2901
44470
SH
DFND
1,2
0
44470
0
SEMPRA ENERGY
COM
816851109
21593
240563
SH
DFND
1,2
0
240563
0
SPECTRANETICS CORP
COM
84760C107
2500
100000
SH
DFND
1,2
0
100000
0
SPRINT CORP
COM SER 1
85207U105
3763
350000
SH
Put
DFND
1,2
0
0
350000
SPRINT CORP
COM SER 1
85207U105
1608
149600
SH
Put
DFND
1,2
0
0
149600
STERLING BANCORP DEL
COM
85917A100
414
31000
SH
DFND
1,2
0
31000
0
SUNTRUST BKS INC
COM
867914103
298
8088
SH
DFND
1,2
0
8088
0
TANDEM DIABETES CARE INC
COM
875372104
1546
60000
SH
DFND
1,2
0
60000
0
TARGET CORP
COM
87612E106
1330
21020
SH
DFND
1,2
0
21020
0
TE CONNECTIVITY LTD
REG SHS
H84989104
25209
457439
SH
DFND
1,2
0
457439
0
TEAM HEALTH HOLDINGS INC
COM
87817A107
6149
135000
SH
DFND
1,2
0
135000
0
TENNECO INC
COM
880349105
9051
160000
SH
DFND
1,2
0
160000
0
TESORO CORP
COM
881609101
2298
39274
SH
DFND
1,2
0
39274
0
TEXAS CAPITAL BANCSHARES INC
COM
88224Q107
3432
55182
SH
DFND
1,2
0
55182
0
TIBCO SOFTWARE INC
COM
88632Q103
1945
86524
SH
DFND
1,2
0
86524
0
TIME WARNER CABLE INC
COM
88732J207
19715
145500
SH
DFND
1,2
0
145500
0
TIME WARNER CABLE INC
COM
88732J207
678
5000
SH
Call
DFND
1,2
0
0
5000
TIME WARNER CABLE INC
COM
88732J207
678
5000
SH
Put
DFND
1,2
0
0
5000
T-MOBILE US INC
COM
872590104
1682
50000
SH
Call
DFND
1,2
0
0
50000
TOLL BROTHERS INC
COM
889478103
1665
45000
SH
DFND
1,2
0
45000
0
TRI POINTE HOMES INC
COM
87265H109
1993
100000
SH
Call
DFND
1,2
0
0
100000
TWENTY FIRST CENTY FOX INC
CL A
90130A101
7791
221525
SH
DFND
1,2
0
221525
0
UNION PAC CORP
COM
907818108
4282
25490
SH
DFND
1,2
0
25490
0
UNITED RENTALS INC
COM
911363109
1949
25000
SH
DFND
1,2
0
25000
0
UNIVERSAL HLTH SVCS INC
CL B
913903100
8126
100000
SH
DFND
1,2
0
100000
0
VALERO ENERGY CORP NEW
COM
91913Y100
3645
72314
SH
DFND
1,2
0
72314
0
VALUEVISION MEDIA INC
CL A
92047K107
175
25000
SH
DFND
1,2
0
25000
0
VISA INC
COM CL A
92826C839
17840
80114
SH
DFND
1,2
0
80114
0
VITRAN CORP INC
COM
92850E107
1944
300000
SH
DFND
1,2
0
300000
0
VMWARE INC
CL A COM
928563402
13380
149150
SH
DFND
1,2
0
149150
0
VODAFONE GROUP PLC NEW
SPONS ADR NEW
92857W209
3538
90000
SH
DFND
1,2
0
90000
0
WALTER INVT MGMT CORP
COM
93317W102
3536
100000
SH
Put
DFND
1,2
0
0
100000
WASHINGTON BKG CO OAK HBR WA
COM
937303105
2482
140000
SH
DFND
1,2
0
140000
0
WELLPOINT INC
COM
94973V107
1386
15000
SH
DFND
1,2
0
15000
0
WESCO INTL INC
COM
95082P105
4554
50000
SH
Put
DFND
1,2
0
0
50000
WESTERN DIGITAL CORP
COM
958102105
8390
100000
SH
DFND
1,2
0
100000
0
XENOPORT INC
COM
98411C100
330
57400
SH
DFND
1,2
0
57400
0
XILINX INC
COM
983919101
22789
496275
SH
DFND
1,2
0
496275
0
YAHOO INC
COM
984332106
11230
277705
SH
DFND
1,2
0
277705
0
YOUKU TUDOU INC
SPONSORED ADR
98742U100
5757
190000
SH
DFND
1,2
0
190000
0
ZIMMER HLDGS INC
COM
98956P102
6896
74000
SH
DFND
1,2
0
74000
0
ZIONS BANCORPORATION
COM
989701107
1014
33857
SH
DFND
1,2
0
33857
0
ZOGENIX INC
COM
98978L105
1204
350000
SH
DFND
1,2
0
350000
0