Chief Financial Officer

0000919574-13-005162.txt : 20130815 0000919574-13-005162.hdr.sgml : 20130815 20130814180623 ACCESSION NUMBER: 0000919574-13-005162 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130815 DATE AS OF CHANGE: 20130814 EFFECTIVENESS DATE: 20130815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GREEN ARROW CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001484068 IRS NUMBER: 260368514 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13792 FILM NUMBER: 131039596 BUSINESS ADDRESS: STREET 1: C/O MILLENNIUM INTERNATIONAL MGMT. LP STREET 2: 666 FIFTH AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10103 BUSINESS PHONE: 212-841-4100 MAIL ADDRESS: STREET 1: C/O MILLENNIUM INTERNATIONAL MGMT. LP STREET 2: 666 FIFTH AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10103 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001484068 XXXXXXXX 06-30-2013 06-30-2013 false GREEN ARROW CAPITAL MANAGEMENT LLC

c/o Millennium International Mgmt. LP 666 Fifth Avenue, 8th Floor New York NY 10103

13F HOLDINGS REPORT 028-13792 Y The Institutional Investment Manager filing this report (the "Institutional Investment Manager") and the Other Included Managers described below are affiliates, and the Other Included Managers Nos.2 and 3 are relying advisers (as such term is used in the SEC Staff No-Action Letter addressed to the American Bar Association, Business Law Section, dated January 18, 2012) of the Institutional Investment Manager filing this report. Each of the holdings described below is held directly or indirectly by Millennium Partners, L.P. or one or more affiliated investment funds that invest a portion of their assets in Millennium Partners, L.P. Robert Williams Chief Financial Officer 212-841-4100 /s/ Robert Williams New York NY 08-14-2013 3 230 1235762 1 0001017456 028-12506 ENGLANDER ISRAEL A 2 0001426821 028-12854 MILLENNIUM INTERNATIONAL MANAGEMENT LP 3 0001273087 028-10684 MILLENNIUM MANAGEMENT LLC INFORMATION TABLE 2 infotable.xml ACCURAY INC COM 004397105 1148 200000 SH DFND 1,2,3 0 200000 0 ACTAVIS INC COM 00507K103 3534 28000 SH DFND 1,2,3 0 28000 0 ADVANCED MICRO DEVICES INC COM 007903107 2856 700000 SH DFND 1,2,3 0 700000 0 AEGERION PHARMACEUTICALS INC COM 00767E102 1584 25000 SH DFND 1,2,3 0 25000 0 AFLAC INC COM 001055102 809 13913 SH DFND 1,2,3 0 13913 0 ALEXION PHARMACEUTICALS INC COM 015351109 3505 38000 SH DFND 1,2,3 0 38000 0 ALIGN TECHNOLOGY INC COM 016255101 3704 100000 SH Call DFND 1,2,3 0 0 100000 ALKERMES PLC SHS G01767105 4302 150000 SH DFND 1,2,3 0 150000 0 ALLIANT ENERGY CORP COM 018802108 8741 173369 SH DFND 1,2,3 0 173369 0 ALLSTATE CORP COM 020002101 3008 62500 SH DFND 1,2,3 0 62500 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 3100 100000 SH Call DFND 1,2,3 0 0 100000 AMARIN CORP PLC SPONS ADR NEW 023111206 1160 200000 SH DFND 1,2,3 0 200000 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 1490 80000 SH Put DFND 1,2,3 0 0 80000 AMERICAN CAP MTG INVT CORP COM 02504A104 5393 300000 SH DFND 1,2,3 0 300000 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 5478 300000 SH DFND 1,2,3 0 300000 0 AMERICAN PUBLIC EDUCATION IN COM 02913V103 301 8100 SH DFND 1,2,3 0 8100 0 AMERICAN WTR WKS CO INC NEW COM 030420103 6077 147390 SH DFND 1,2,3 0 147390 0 ANALOG DEVICES INC COM 032654105 29750 660220 SH DFND 1,2,3 0 660220 0 APOLLO GROUP INC CL A 037604105 5933 334800 SH DFND 1,2,3 0 334800 0 APPLIED MATLS INC COM 038222105 2344 157081 SH DFND 1,2,3 0 157081 0 ARCHER DANIELS MIDLAND CO COM 039483102 543 15999 SH DFND 1,2,3 0 15999 0 ASBURY AUTOMOTIVE GROUP INC COM 043436104 4411 110000 SH DFND 1,2,3 0 110000 0 ASM INTL N V NY REGISTER SH N07045102 327 10000 SH DFND 1,2,3 0 10000 0 AVAGO TECHNOLOGIES LTD SHS Y0486S104 5409 144697 SH DFND 1,2,3 0 144697 0 BANK OF AMERICA CORPORATION COM 060505104 4134 321487 SH DFND 1,2,3 0 321487 0 BARNES & NOBLE INC COM 067774109 798 50000 SH Call DFND 1,2,3 0 0 50000 BB&T CORP COM 054937107 4235 125000 SH DFND 1,2,3 0 125000 0 BED BATH & BEYOND INC COM 075896100 7618 107367 SH DFND 1,2,3 0 107367 0 BELO CORP COM SER A 080555105 1256 90000 SH DFND 1,2,3 0 90000 0 BERRY PETE CO CL A 085789105 3174 75000 SH DFND 1,2,3 0 75000 0 BEST BUY INC COM 086516101 547 20000 SH Put DFND 1,2,3 0 0 20000 BIOGEN IDEC INC COM 09062X103 3228 15000 SH DFND 1,2,3 0 15000 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 6967 125000 SH DFND 1,2,3 0 125000 0 BMC SOFTWARE INC COM 055921100 2256 50000 SH DFND 1,2,3 0 50000 0 BORGWARNER INC COM 099724106 4738 55000 SH DFND 1,2,3 0 55000 0 BOSTON SCIENTIFIC CORP COM 101137107 5562 600000 SH DFND 1,2,3 0 600000 0 BRISTOL MYERS SQUIBB CO COM 110122108 6704 150000 SH DFND 1,2,3 0 150000 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 5761 1000200 SH DFND 1,2,3 0 1000200 0 BROWN & BROWN INC COM 115236101 2821 87500 SH DFND 1,2,3 0 87500 0 CAMERON INTERNATIONAL CORP COM 13342B105 1339 21900 SH DFND 1,2,3 0 21900 0 CAPITAL ONE FINL CORP COM 14040H105 2300 36610 SH DFND 1,2,3 0 36610 0 CBS CORP NEW CL B 124857202 31761 649900 SH DFND 1,2,3 0 649900 0 CENTRAL GARDEN & PET CO CL A NON-VTG 153527205 39 5700 SH DFND 1,2,3 0 5700 0 CERNER CORP COM 156782104 961 10000 SH DFND 1,2,3 0 10000 0 CF INDS HLDGS INC COM 125269100 892 5200 SH DFND 1,2,3 0 5200 0 CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 8670 70000 SH DFND 1,2,3 0 70000 0 CISCO SYS INC COM 17275R102 24335 1000000 SH DFND 1,2,3 0 1000000 0 CLEARWIRE CORP NEW CL A 18538Q105 2214 443200 SH DFND 1,2,3 0 443200 0 CLEARWIRE CORP NEW CL A 18538Q105 2332 466800 SH Call DFND 1,2,3 0 0 466800 CLECO CORP NEW COM 12561W105 4598 99025 SH DFND 1,2,3 0 99025 0 CMS ENERGY CORP COM 125896100 15310 563491 SH DFND 1,2,3 0 563491 0 COACH INC COM 189754104 7707 135000 SH DFND 1,2,3 0 135000 0 COMCAST CORP NEW CL A 20030N101 26997 646629 SH DFND 1,2,3 0 646629 0 COMCAST CORP NEW CL A SPL 20030N200 4364 110000 SH DFND 1,2,3 0 110000 0 COMERICA INC COM 200340107 797 20000 SH DFND 1,2,3 0 20000 0 COOPER COS INC COM NEW 216648402 5953 50000 SH DFND 1,2,3 0 50000 0 CORNERSTONE ONDEMAND INC COM 21925Y103 5235 120900 SH DFND 1,2,3 0 120900 0 CYNOSURE INC CL A 232577205 5196 200000 SH DFND 1,2,3 0 200000 0 CYTOKINETICS INC COM 23282W100 3471 300000 SH DFND 1,2,3 0 300000 0 D R HORTON INC COM 23331A109 2128 100000 SH DFND 1,2,3 0 100000 0 DECKERS OUTDOOR CORP COM 243537107 1384 27400 SH DFND 1,2,3 0 27400 0 DELL INC COM 24702R101 6063 455000 SH DFND 1,2,3 0 455000 0 DEVRY INC DEL COM 251893103 4963 160000 SH DFND 1,2,3 0 160000 0 DISCOVER FINL SVCS COM 254709108 4169 87500 SH DFND 1,2,3 0 87500 0 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 18873 270500 SH DFND 1,2,3 0 270500 0 DISH NETWORK CORP CL A 25470M109 15870 373235 SH DFND 1,2,3 0 373235 0 DOLLAR GEN CORP NEW COM 256677105 5043 100000 SH DFND 1,2,3 0 100000 0 DOLLAR TREE INC COM 256746108 8643 170000 SH DFND 1,2,3 0 170000 0 DOMINION RES INC VA NEW COM 25746U109 11076 194925 SH DFND 1,2,3 0 194925 0 DUKE ENERGY CORP NEW COM NEW 26441C204 18920 280302 SH DFND 1,2,3 0 280302 0 EASTMAN CHEM CO COM 277432100 1148 16400 SH DFND 1,2,3 0 16400 0 EBIX INC COM NEW 278715206 134 14500 SH DFND 1,2,3 0 14500 0 EMCOR GROUP INC COM 29084Q100 2439 60000 SH DFND 1,2,3 0 60000 0 ENTERGY CORP NEW COM 29364G103 16405 235426 SH DFND 1,2,3 0 235426 0 EOG RES INC COM 26875P101 3582 27204 SH DFND 1,2,3 0 27204 0 EQT CORP COM 26884L109 5159 65000 SH DFND 1,2,3 0 65000 0 EXPEDIA INC DEL COM NEW 30212P303 5676 94360 SH DFND 1,2,3 0 94360 0 EXPEDITORS INTL WASH INC COM 302130109 3043 80000 SH DFND 1,2,3 0 80000 0 EXPEDITORS INTL WASH INC COM 302130109 2853 75000 SH Put DFND 1,2,3 0 0 75000 EXTREME NETWORKS INC COM 30226D106 69 20000 SH DFND 1,2,3 0 20000 0 FIDELITY NATIONAL FINANCIAL CL A 31620R105 1191 50000 SH Call DFND 1,2,3 0 0 50000 FORD MTR CO DEL COM PAR $0.01 345370860 1238 80000 SH Put DFND 1,2,3 0 0 80000 FRANKLIN RES INC COM 354613101 1091 8022 SH DFND 1,2,3 0 8022 0 GAP INC DEL COM 364760108 1669 40000 SH DFND 1,2,3 0 40000 0 GENERAL MTRS CO COM 37045V100 1666 50000 SH DFND 1,2,3 0 50000 0 GENESEE & WYO INC CL A 371559105 3309 39000 SH DFND 1,2,3 0 39000 0 GENPACT LIMITED SHS G3922B107 1449 75300 SH DFND 1,2,3 0 75300 0 GENTIVA HEALTH SERVICES INC COM 37247A102 996 100000 SH Call DFND 1,2,3 0 0 100000 GIVEN IMAGING ORD SHS M52020100 1450 103500 SH DFND 1,2,3 0 103500 0 GOOGLE INC CL A 38259P508 22009 25000 SH DFND 1,2,3 0 25000 0 GRAPHIC PACKAGING HLDG CO COM 388689101 5418 700000 SH DFND 1,2,3 0 700000 0 GREAT PLAINS ENERGY INC COM 391164100 2557 113431 SH DFND 1,2,3 0 113431 0 GUIDEWIRE SOFTWARE INC COM 40171V100 5044 119956 SH DFND 1,2,3 0 119956 0 HALLIBURTON CO COM 406216101 2077 49777 SH DFND 1,2,3 0 49777 0 HARTFORD FINL SVCS GROUP INC COM 416515104 1389 44909 SH DFND 1,2,3 0 44909 0 HAWAIIAN ELEC INDUSTRIES COM 419870100 2665 105300 SH DFND 1,2,3 0 105300 0 HEICO CORP NEW CL A 422806208 2126 57600 SH DFND 1,2,3 0 57600 0 HESS CORP COM 42809H107 3325 50000 SH DFND 1,2,3 0 50000 0 HUDSON CITY BANCORP COM 443683107 4496 490000 SH DFND 1,2,3 0 490000 0 HUMANA INC COM 444859102 6750 80000 SH DFND 1,2,3 0 80000 0 HUNTINGTON BANCSHARES INC COM 446150104 438 55593 SH DFND 1,2,3 0 55593 0 ILLUMINA INC COM 452327109 1871 25000 SH DFND 1,2,3 0 25000 0 INGERSOLL-RAND PLC SHS G47791101 2498 45000 SH DFND 1,2,3 0 45000 0 IPC THE HOSPITALIST CO INC COM 44984A105 2054 40000 SH DFND 1,2,3 0 40000 0 ISHARES TR BARCLYS 20+ YR 464287432 6626 60000 SH Call DFND 1,2,3 0 0 60000 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 4270 50000 SH Call DFND 1,2,3 0 0 50000 KINDER MORGAN INC DEL W EXP 05/25/201 49456B119 1229 240000 SH DFND 1,2,3 0 0 240000 KLA-TENCOR CORP COM 482480100 6353 113996 SH DFND 1,2,3 0 113996 0 LACLEDE GROUP INC COM 505597104 7124 156014 SH DFND 1,2,3 0 156014 0 LAM RESEARCH CORP COM 512807108 8744 197209 SH DFND 1,2,3 0 197209 0 LAS VEGAS SANDS CORP COM 517834107 13762 260000 SH DFND 1,2,3 0 260000 0 LENDER PROCESSING SVCS INC COM 52602E102 1618 50000 SH DFND 1,2,3 0 50000 0 LENNAR CORP CL A 526057104 6117 169739 SH DFND 1,2,3 0 169739 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 18828 256200 SH DFND 1,2,3 0 256200 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 5880 80000 SH Call DFND 1,2,3 0 0 80000 LIFE TECHNOLOGIES CORP COM 53217V109 3700 50000 SH DFND 1,2,3 0 50000 0 LILLY ELI & CO COM 532457108 2456 50000 SH DFND 1,2,3 0 50000 0 LITHIA MTRS INC CL A 536797103 4531 85000 SH DFND 1,2,3 0 85000 0 LORILLARD INC COM 544147101 2184 50000 SH Put DFND 1,2,3 0 0 50000 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 5215 78708 SH DFND 1,2,3 0 78708 0 M D C HLDGS INC COM 552676108 1951 60000 SH DFND 1,2,3 0 60000 0 MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 4901 91700 SH DFND 1,2,3 0 91700 0 MARATHON OIL CORP COM 565849106 178 5150 SH DFND 1,2,3 0 5150 0 MARRIOTT VACATIONS WRLDWDE C COM 57164Y107 5621 130000 SH DFND 1,2,3 0 130000 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 74 6300 SH DFND 1,2,3 0 6300 0 MAXIMUS INC COM 577933104 5958 80000 SH DFND 1,2,3 0 80000 0 MCKESSON CORP COM 58155Q103 8015 70000 SH DFND 1,2,3 0 70000 0 MEDASSETS INC COM 584045108 1508 85000 SH DFND 1,2,3 0 85000 0 MEDICINES CO COM 584688105 3845 125000 SH DFND 1,2,3 0 125000 0 MEDIDATA SOLUTIONS INC COM 58471A105 1936 25000 SH DFND 1,2,3 0 25000 0 MENS WEARHOUSE INC COM 587118100 946 25000 SH Call DFND 1,2,3 0 0 25000 MICHAEL KORS HLDGS LTD SHS G60754101 4962 80000 SH DFND 1,2,3 0 80000 0 MICRON TECHNOLOGY INC COM 595112103 1282 89446 SH DFND 1,2,3 0 89446 0 MICROSOFT CORP COM 594918104 25125 727298 SH DFND 1,2,3 0 727298 0 MOHAWK INDS INC COM 608190104 5382 47845 SH DFND 1,2,3 0 47845 0 MOMENTA PHARMACEUTICALS INC COM 60877T100 2259 150000 SH DFND 1,2,3 0 150000 0 MONDELEZ INTL INC CL A 609207105 2282 80000 SH DFND 1,2,3 0 80000 0 MORGANS HOTEL GROUP CO COM 61748W108 806 100000 SH DFND 1,2,3 0 100000 0 MYLAN INC COM 628530107 3879 125000 SH DFND 1,2,3 0 125000 0 MYR GROUP INC DEL COM 55405W104 1751 90000 SH DFND 1,2,3 0 90000 0 NATIONSTAR MTG HLDGS INC COM 63861C109 2666 71200 SH Put DFND 1,2,3 0 0 71200 NEKTAR THERAPEUTICS COM 640268108 1848 160000 SH DFND 1,2,3 0 160000 0 NETFLIX INC COM 64110L106 7446 35275 SH DFND 1,2,3 0 35275 0 NETSUITE INC COM 64118Q107 2752 30000 SH DFND 1,2,3 0 30000 0 NEW YORK CMNTY BANCORP INC COM 649445103 113 8035 SH DFND 1,2,3 0 8035 0 NEXTERA ENERGY INC COM 65339F101 15214 186725 SH DFND 1,2,3 0 186725 0 NISOURCE INC COM 65473P105 14742 514732 SH DFND 1,2,3 0 514732 0 NORTHEAST UTILS COM 664397106 10786 256681 SH DFND 1,2,3 0 256681 0 NORTHERN TR CORP COM 665859104 2202 38028 SH DFND 1,2,3 0 38028 0 NOVARTIS A G SPONSORED ADR 66987V109 7071 100000 SH DFND 1,2,3 0 100000 0 NRG ENERGY INC COM NEW 629377508 5911 221400 SH DFND 1,2,3 0 221400 0 NXP SEMICONDUCTORS N V COM N6596X109 18612 600000 SH DFND 1,2,3 0 600000 0 NYSE EURONEXT COM 629491101 21321 515000 SH DFND 1,2,3 0 515000 0 OCCIDENTAL PETE CORP DEL COM 674599105 1374 15400 SH DFND 1,2,3 0 15400 0 OFFICE DEPOT INC COM 676220106 387 100000 SH DFND 1,2,3 0 100000 0 OGE ENERGY CORP COM 670837103 15217 223125 SH DFND 1,2,3 0 223125 0 OLD DOMINION FGHT LINES INC COM 679580100 7700 185000 SH DFND 1,2,3 0 185000 0 ONYX PHARMACEUTICALS INC COM 683399109 868 10000 SH DFND 1,2,3 0 10000 0 OPENTABLE INC COM 68372A104 4221 66011 SH DFND 1,2,3 0 66011 0 ORTHOFIX INTL N V COM N6748L102 2690 100000 SH Call DFND 1,2,3 0 0 100000 OWENS ILL INC COM NEW 690768403 834 30000 SH Put DFND 1,2,3 0 0 30000 PANDORA MEDIA INC COM 698354107 920 50000 SH DFND 1,2,3 0 50000 0 PERKINELMER INC COM 714046109 2763 85000 SH DFND 1,2,3 0 85000 0 PIONEER NAT RES CO COM 723787107 4343 30000 SH DFND 1,2,3 0 30000 0 POPULAR INC COM NEW 733174700 3016 99313 SH DFND 1,2,3 0 99313 0 PORTLAND GEN ELEC CO COM NEW 736508847 6937 226765 SH DFND 1,2,3 0 226765 0 POTASH CORP SASK INC COM 73755L107 399 10475 SH DFND 1,2,3 0 10475 0 PRAXAIR INC COM 74005P104 1727 15000 SH DFND 1,2,3 0 15000 0 PRECISION CASTPARTS CORP COM 740189105 997 4412 SH DFND 1,2,3 0 4412 0 PROVIDENT NEW YORK BANCORP COM 744028101 140 15000 SH DFND 1,2,3 0 15000 0 PTC INC COM 69370C100 5764 234964 SH DFND 1,2,3 0 234964 0 QLIK TECHNOLOGIES INC COM 74733T105 4272 151098 SH DFND 1,2,3 0 151098 0 QUALCOMM INC COM 747525103 4882 79913 SH DFND 1,2,3 0 79913 0 REALNETWORKS INC COM NEW 75605L708 1459 193000 SH DFND 1,2,3 0 193000 0 RED HAT INC COM 756577102 4782 100000 SH DFND 1,2,3 0 100000 0 REGENERON PHARMACEUTICALS COM 75886F107 3373 15000 SH DFND 1,2,3 0 15000 0 REPROS THERAPEUTICS INC COM NEW 76028H209 2311 125275 SH DFND 1,2,3 0 125275 0 RESTORATION HARDWARE HLDGS I COM 761283100 1800 24000 SH DFND 1,2,3 0 24000 0 ROSS STORES INC COM 778296103 2268 35000 SH DFND 1,2,3 0 35000 0 RYDER SYS INC COM 783549108 5471 90000 SH DFND 1,2,3 0 90000 0 SAFEWAY INC COM NEW 786514208 14196 600000 SH DFND 1,2,3 0 600000 0 SANTARUS INC COM 802817304 4210 200000 SH DFND 1,2,3 0 200000 0 SAPIENT CORP COM 803062108 4949 378909 SH DFND 1,2,3 0 378909 0 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 7814 117053 SH DFND 1,2,3 0 117053 0 SEMPRA ENERGY COM 816851109 14966 183052 SH DFND 1,2,3 0 183052 0 SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 2269 65000 SH DFND 1,2,3 0 65000 0 SERVICENOW INC COM 81762P102 12774 316276 SH DFND 1,2,3 0 316276 0 SILICON LABORATORIES INC COM 826919102 2354 56837 SH DFND 1,2,3 0 56837 0 SMITHFIELD FOODS INC COM 832248108 6157 188000 SH DFND 1,2,3 0 188000 0 SMITHFIELD FOODS INC COM 832248108 2293 70000 SH Call DFND 1,2,3 0 0 70000 SPECTRA ENERGY CORP COM 847560109 12929 375200 SH DFND 1,2,3 0 375200 0 SPECTRANETICS CORP COM 84760C107 1868 100000 SH DFND 1,2,3 0 100000 0 SPRINT NEXTEL CORP COM SER 1 852061100 8143 1160000 SH DFND 1,2,3 0 1160000 0 SPRINT NEXTEL CORP COM SER 1 852061100 2808 400000 SH Call DFND 1,2,3 0 0 400000 SPRINT NEXTEL CORP COM SER 1 852061100 2795 398100 SH Put DFND 1,2,3 0 0 398100 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 3791 60000 SH Put DFND 1,2,3 0 0 60000 STERLING BANCORP COM 859158107 2346 201897 SH DFND 1,2,3 0 201897 0 STIFEL FINL CORP COM 860630102 1144 32079 SH DFND 1,2,3 0 32079 0 SUNESIS PHARMACEUTICALS INC COM NEW 867328601 778 150000 SH DFND 1,2,3 0 150000 0 SUPERIOR ENERGY SVCS INC COM 868157108 3502 135000 SH DFND 1,2,3 0 135000 0 SYMANTEC CORP COM 871503108 6708 298420 SH DFND 1,2,3 0 298420 0 TE CONNECTIVITY LTD REG SHS H84989104 27743 609211 SH DFND 1,2,3 0 609211 0 TEAM HEALTH HOLDINGS INC COM 87817A107 3286 80000 SH DFND 1,2,3 0 80000 0 TENNECO INC COM 880349105 6113 135000 SH DFND 1,2,3 0 135000 0 TERADATA CORP DEL COM 88076W103 6053 120500 SH DFND 1,2,3 0 120500 0 TESORO CORP COM 881609101 104 1991 SH DFND 1,2,3 0 1991 0 TIME WARNER CABLE INC COM 88732J207 3374 30000 SH Call DFND 1,2,3 0 0 30000 TIME WARNER INC COM NEW 887317303 20767 359167 SH DFND 1,2,3 0 359167 0 TIVO INC COM 888706108 939 85000 SH DFND 1,2,3 0 85000 0 TOTAL SYS SVCS INC COM 891906109 2938 120014 SH DFND 1,2,3 0 120014 0 TRONOX LTD SHS CL A Q9235V101 605 30000 SH Call DFND 1,2,3 0 0 30000 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 831 12500 SH DFND 1,2,3 0 12500 0 U S AIRWAYS GROUP INC COM 90341W108 739 45000 SH DFND 1,2,3 0 45000 0 U S AIRWAYS GROUP INC COM 90341W108 493 30000 SH Call DFND 1,2,3 0 0 30000 ULTIMATE SOFTWARE GROUP INC COM 90385D107 5864 50000 SH DFND 1,2,3 0 50000 0 UNION PAC CORP COM 907818108 2145 13900 SH DFND 1,2,3 0 13900 0 UNITED RENTALS INC COM 911363109 2870 57500 SH DFND 1,2,3 0 57500 0 UNIVERSAL HLTH SVCS INC CL B 913903100 3348 50000 SH DFND 1,2,3 0 50000 0 VERIZON COMMUNICATIONS INC COM 92343V104 33539 666256 SH DFND 1,2,3 0 666256 0 VERTEX PHARMACEUTICALS INC COM 92532F100 4003 50000 SH Call DFND 1,2,3 0 0 50000 VMWARE INC CL A COM 928563402 5214 77836 SH DFND 1,2,3 0 77836 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 4168 145000 SH Call DFND 1,2,3 0 0 145000 WESCO INTL INC COM 95082P105 680 10000 SH Put DFND 1,2,3 0 0 10000 WESTERN DIGITAL CORP COM 958102105 9314 150000 SH DFND 1,2,3 0 150000 0 WESTERN REFNG INC COM 959319104 1229 43800 SH DFND 1,2,3 0 43800 0 WHITEWAVE FOODS CO COM CL B 966244204 1444 95000 SH DFND 1,2,3 0 95000 0 WILLIAMS COS INC DEL COM 969457100 4883 150372 SH DFND 1,2,3 0 150372 0 WRIGHT MED GROUP INC COM 98235T107 1311 50000 SH DFND 1,2,3 0 50000 0 XILINX INC COM 983919101 29906 755000 SH DFND 1,2,3 0 755000 0 YAHOO INC COM 984332106 14575 580000 SH DFND 1,2,3 0 580000 0