0001144204-13-026736.txt : 20130507 0001144204-13-026736.hdr.sgml : 20130507 20130507130216 ACCESSION NUMBER: 0001144204-13-026736 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130507 DATE AS OF CHANGE: 20130507 EFFECTIVENESS DATE: 20130507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ITHAKA GROUP LLC CENTRAL INDEX KEY: 0001484043 IRS NUMBER: 262269925 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13786 FILM NUMBER: 13818994 BUSINESS ADDRESS: STREET 1: 3 BETHESDA METRO CENTER CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 240 395 5000 MAIL ADDRESS: STREET 1: 3 BETHESDA METRO CENTER CITY: BETHESDA STATE: MD ZIP: 20814 13F-HR 1 v344165_13fhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/2013 ------------------------- Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: ` Name: THE ITHAKA GROUP, LLC ------------------------------------------------- Address: 3 BETHESDA METRO CENTER ------------------------------------------------- SUITE 700 ------------------------------------------------- BETHESDA, MD 20814 ------------------------------------------------- Form 13F File Number: 28-13786 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: ROBERT A. KATZEN ------------------------------------------------- Title: COO, CFO & CCO ------------------------------------------------- Phone: 301-775-7409 ------------------------------------------------- Signature, Place, and Date of Signing: /s/ Robert A. Katzen West Palm Beach, FL 05/07/13 ----------------------------- ---------------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 --------------- Form 13F Information Table Entry Total: 41 --------------- Form 13F Information Table Value Total: 303,455 --------------- (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respectto which this report is filed, other than the manager filing this report. NONE The Ithaka Group, LLC FORM 13F 31-Mar-13
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ARM Holdings plc COM 42068106 8878 209527 SH Sole 187907 21620 Alexion Pharmaceuticals COM 15351109 3889 42210 SH Sole 37445 4765 Allergan Inc. COM 18490102 6673 59774 SH Sole 53455 6319 Amazon.com Inc. COM 23135106 14668 55043 SH Sole 48557 6486 American Tower Corporation COM 03027X100 6585 85611 SH Sole 74121 11490 Apple Inc. COM 37833100 15403 34796 SH Sole 30355 4441 B/E Aerospace, Inc. COM 73302101 12564 208420 SH Sole 181703 26717 Caterpillar Inc COM 149123101 6019 69212 SH Sole 60679 8533 Chipotle Mexican Grill COM 169656105 4038 12391 SH Sole 11130 1261 Coach Inc COM 189754104 8364 167318 SH Sole 149935 17383 Cummins Inc. COM 231021106 8038 69403 SH Sole 61626 7777 F5 Networks Inc. COM 315616102 5206 58443 SH Sole 51202 7241 Facebook, Inc. cl A COM 30303M102 3512 137282 SH Sole 124967 12315 General Electric Company COM 369604103 208 9000 SH Sole 9000 Gilead Sciences Inc. COM 375558103 3198 65337 SH Sole 57657 7680 Google Inc COM 38259P508 382 481 SH Sole 71 410 Intuitive Surgical, Inc. COM 46120E602 11198 22798 SH Sole 19562 3236 Johnson Controls, Inc. COM 478366107 7365 210000 SH Sole 210000 Las Vegas Sands Corp. COM 517834107 6033 107055 SH Sole 96662 10393 LinkedIn Corp cl A COM 53578A108 17432 99013 SH Sole 88509 10504 Mastercard Inc. COM 57636Q104 21087 38968 SH Sole 34297 4671 Michael Kors Holdings Ltd COM G60754101 5725 100812 SH Sole 88976 11836 Microsoft Corporation COM 594918104 356 12445 SH Sole 2445 10000 National Oilwell Varco Inc COM 637071101 9848 139196 SH Sole 121331 17865 Precision Castparts Corp COM 740189105 9804 51704 SH Sole 45381 6323 Priceline.com Inc. COM 741503403 12153 17660 SH Sole 15558 2102 Procter & Gamble Co. COM 742718109 308 4000 SH Sole 4000 Qualcomm Inc. COM 747525103 11759 175668 SH Sole 155587 20081 Red Hat, Inc. COM 756577102 4971 98319 SH Sole 87570 10749 Regeneron Pharmaceuticals COM 75886F107 4343 24617 SH Sole 22133 2484 Salesforce.com Inc COM 79466L302 11297 63173 SH Sole 55312 7861 Schlumberger Ltd. COM 806857108 339 4530 SH Sole 360 4170 Starbucks Corporation COM 855244109 10822 190030 SH Sole 167741 22289 T Rowe Price Group Inc COM 74144T108 240 3200 SH Sole 3200 Transdigm Group, Inc. COM 893641100 6878 44981 SH Sole 39839 5142 Ulta Salon, Cosmetics COM 90384S303 5518 67878 SH Sole 60298 7580 Under Armour, Inc. Cl A COM 904311107 5843 114127 SH Sole 102061 12066 VISA Inc. COM 92826C839 12700 74775 SH Sole 62662 12113 VMware, Inc. Cl A COM 928563402 3652 46296 SH Sole 40548 5748 Whole Foods Market Inc. COM 966837106 7224 83277 SH Sole 73937 9340 eBay Inc. COM 278642103 8935 164790 SH Sole 147195 17595