13F-HR 1 v312303_13fhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/2012 ------------------------- Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: ` Name: THE ITHAKA GROUP, LLC ------------------------------------------------- Address: 3 BETHESDA METRO CENTER ------------------------------------------------- SUITE 700 ------------------------------------------------- BETHESDA, MD 20814 ------------------------------------------------- Form 13F File Number: 28-13786 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: ROBERT A. KATZEN ------------------------------------------------- Title: COO, CFO & CCO ------------------------------------------------- Phone: 301-775-7409 ------------------------------------------------- Signature, Place, and Date of Signing: /s/ Robert A. Katzen West Palm Beach, FL 05/08/12 ----------------------------- ---------------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 --------------- Form 13F Information Table Entry Total: 39 --------------- Form 13F Information Table Value Total: 200,409 --------------- (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respectto which this report is filed, other than the manager filing this report. NONE The Ithaka Group, LLC FORM 13F 31-MAR-12
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AMAZON COM INC COM 23135106 9395 46393 SH Sole 38008 8385 AMERICAN TOWER REIT COM 03027X100 3663 58121 SH Sole 45511 12610 APPLE INC COM 37833100 14894 24842 SH Sole 19893 4949 ARM HOLDINGS PLC COM 42068106 4052 143238 SH Sole 114933 28305 B E AEROSPACE INC COM 73302101 6766 145600 SH Sole 117350 28250 BAIDU INC COM 56752108 4530 31075 SH Sole 24685 6390 CATERPILLAR INC DEL COM COM 149123101 4913 46126 SH Sole 37271 8855 COACH INC COM 189754104 8459 109456 SH Sole 91630 17826 CUMMINS INC COM COM 231021106 5608 46714 SH Sole 37734 8980 F5 NETWORKS INC COM 315616102 5258 38961 SH Sole 31486 7475 GOOGLE INC CLASS A COM 38259p508 308 480 SH Sole 70 410 ILLUMINA INC COM 452327109 2520 47896 SH Sole 40916 6980 INTUITIVE SURGICAL NEW COM 46120e602 8299 15318 SH Sole 11990 3328 JOHNSON CONTROLS INC COM 478366107 6827 210180 SH Sole 180 210000 LINKEDIN CORP COM 53578A108 5013 49152 SH Sole 41106 8046 MASTERCARD INC COM 57636q104 10871 25851 SH Sole 20975 4876 MERCADOLIBRE INC COM COM 58733R102 3975 40649 SH Sole 31900 8749 MICROSOFT CORP COM 594918104 423 13100 SH Sole 3100 10000 NATIONAL-OILWELL INC COM 637071101 7392 93014 SH Sole 74419 18595 OPENTABLE INC COM 68372A104 1362 33659 SH Sole 28889 4770 ORACLE CORPORATION COM 68389X105 2665 91400 SH Sole 75505 15895 POLYPORE INTERNATIONAL COM 73179V103 1278 36348 SH Sole 30213 6135 POTASH CORP SASK INC FOR EIGN COM 73755l107 3385 74087 SH Sole 59952 14135 PRECISION CASTPARTS CORP COM 740189105 7335 42426 SH Sole 34651 7775 PRICE T ROWE GROUP INC COM 74144T108 209 3200 SH Sole 3200 PRICELINE.COM INC NEW COM 741503403 8408 11719 SH Sole 9584 2135 PROCTER & GAMBLE CO COM COM 742718109 269 4000 SH Sole 4000 QUALCOMM INC COM 747525103 7877 115738 SH Sole 94863 20875 SALESFORCE COM INC COM 79466L302 10127 65544 SH Sole 53744 11800 SCHLUMBERGER LTD COM 806857108 5136 73438 SH Sole 58073 15365 STARBUCKS CORP COM 855244109 5874 105093 SH Sole 86073 19020 TRANSDIGM GROUP INC COM 893641100 3291 28429 SH Sole 23139 5290 ULTA SALON COSMETICS COM 90384S303 4142 44587 SH Sole 36802 7785 UNDER ARMOUR, INC. COM 904311107 3511 37351 SH Sole 31054 6297 VERIFONE SYSTEMS INC COM 92342Y109 3105 59854 SH Sole 49934 9920 VISA INC CL A COM 92826c839 6121 51876 SH Sole 39237 12639 VMWARE INC COM 928563402 5651 50285 SH Sole 41355 8930 WHOLE FOODS MARKET INC COM 966837106 2395 28790 SH Sole 23120 5670 WYNN RESORTS COM 983134107 5102 40855 SH Sole 33765 7090