13F-HR 1 v301217_13fhr.txt QUARTERLY HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2011 ------------------------- Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: ` Name: THE ITHAKA GROUP, LLC ------------------------------------------------- Address: 3 BETHESDA METRO CENTER ------------------------------------------------- SUITE 700 ------------------------------------------------- BETHESDA, MD 20814 ------------------------------------------------- Form 13F File Number: 28-13786 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: ROBERT A. KATZEN ------------------------------------------------- Title: COO, CFO & CCO ------------------------------------------------- Phone: 301-775-7409 ------------------------------------------------- Signature, Place, and Date of Signing: /s/ Robert A. Katzen West Palm Beach, FL 02/03/12 ----------------------------- ---------------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 --------------- Form 13F Information Table Entry Total: 38 --------------- Form 13F Information Table Value Total: 155,276 --------------- (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respectto which this report is filed, other than the manager filing this report. NONE The Ithaka Group, LLC FORM 13F 31-DEC-11
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AMAZON COM INC COM 23135106 7661 44259 SH Sole 35819 8440 AMERICAN TOWER CORP CL A COM 29912201 3335 55566 SH Sole 42891 12675 APPLE INC COM 37833100 9567 23621 SH Sole 18755 4866 ARM HOLDINGS PLC COM 42068106 3748 135465 SH Sole 107915 27550 B E AEROSPACE INC COM 73302101 5396 139394 SH Sole 110744 28650 BAIDU INC COM 56752108 3521 30232 SH Sole 23347 6885 CATERPILLAR INC DEL COM COM 149123101 3978 43906 SH Sole 35186 8720 COACH INC COM 189754104 6348 103990 SH Sole 86515 17475 CUMMINS INC COM COM 231021106 3823 43432 SH Sole 35277 8155 F5 NETWORKS INC COM 315616102 3944 37170 SH Sole 29795 7375 GOOGLE INC CLASS A COM 38259p508 310 480 SH Sole 70 410 ILLUMINA INC COM 452327109 2704 88724 SH Sole 76749 11975 INTUITIVE SURGICAL NEW COM 46120e602 6837 14766 SH Sole 11303 3463 JOHNSON CONTROLS INC COM 478366107 6565 210000 SH Sole 210000 MASTERCARD INC COM 57636q104 9175 24610 SH Sole 19794 4816 MERCADOLIBRE INC COM COM 58733R102 3105 39042 SH Sole 30127 8915 MICROSOFT CORP COM 594918104 358 13800 SH Sole 3500 10300 NATIONAL-OILWELL INC COM 637071101 6010 88389 SH Sole 69969 18420 NEW ORIENTAL ED & TECH SPON AD COM 647581107 2179 90591 SH Sole 77181 13410 OPENTABLE INC COM 68372A104 1246 31831 SH Sole 27181 4650 ORACLE CORPORATION COM 68389X105 2275 88675 SH Sole 73115 15560 POLYPORE INTERNATIONAL COM 73179V103 1499 34071 SH Sole 28456 5615 POTASH CORP SASK INC FOR EIGN COM 73755l107 3008 72871 SH Sole 57976 14895 PRECISION CASTPARTS CORP COM 740189105 6579 39924 SH Sole 32584 7340 PRICELINE.COM INC NEW COM 741503403 5253 11231 SH Sole 9131 2100 PROCTER & GAMBLE CO COM COM 742718109 267 4000 SH Sole 4000 QUALCOMM INC COM 747525103 5994 109577 SH Sole 89122 20455 SALESFORCE COM INC COM 79466L302 6303 62119 SH Sole 50609 11510 SCHLUMBERGER LTD COM 806857108 6216 91001 SH Sole 72931 18070 STARBUCKS CORP COM 855244109 2935 63789 SH Sole 54489 9300 TRANSDIGM GROUP INC COM 893641100 2580 26969 SH Sole 21809 5160 ULTA SALON COSMETICS COM 90384S303 2736 42145 SH Sole 34435 7710 UNDER ARMOUR, INC. COM 904311107 2532 35266 SH Sole 29059 6207 VERIFONE SYSTEMS INC COM 92342Y109 1974 55566 SH Sole 46646 8920 VISA INC CL A COM 92826c839 5093 50159 SH Sole 37390 12769 VMWARE INC COM 928563402 4008 48183 SH Sole 39163 9020 WHOLE FOODS MARKET INC COM 966837106 1885 27089 SH Sole 21819 5270 WYNN RESORTS COM 983134107 4329 39179 SH Sole 32029 7150