-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FP+cFDZ75yqUS1yHFzlCdgV2NddaLJyEM7ymw0Os76z89vk8opj/XmTSCkYM6BzE rea3hadc3uNJd13AUZYuBg== 0001144204-10-024294.txt : 20100504 0001144204-10-024294.hdr.sgml : 20100504 20100504164522 ACCESSION NUMBER: 0001144204-10-024294 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100504 DATE AS OF CHANGE: 20100504 EFFECTIVENESS DATE: 20100504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ITHAKA GROUP LLC CENTRAL INDEX KEY: 0001484043 IRS NUMBER: 262269925 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13786 FILM NUMBER: 10797772 BUSINESS ADDRESS: STREET 1: 3 BETHESDA METRO CENTER CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 240 395 5000 MAIL ADDRESS: STREET 1: 3 BETHESDA METRO CENTER CITY: BETHESDA STATE: MD ZIP: 20814 13F-HR 1 v183042_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/2010 ------------------------- Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: THE ITHAKA GROUP, LLC ------------------------------------------------- Address: 3 BETHESDA METRO CENTER ------------------------------------------------- SUITE 700 ------------------------------------------------- BETHESDA, MD 20814 ------------------------------------------------- Form 13F File Number: 28-13786 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: ROBERT A. KATZEN ------------------------------------------------- Title: CFO & CCO ------------------------------------------------- Phone: 301-775-7409 ------------------------------------------------- Signature, Place, and Date of Signing: /s/ Robert A. Katzen West Palm Beach, FL 04/30/10 - ----------------------------- ---------------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 --------------- Form 13F Information Table Entry Total: 40 --------------- Form 13F Information Table Value Total: 172,954 --------------- (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respectto which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AMAZON COM INC COM 023135106 7274 53576 SH Sole 33561 20015 AMERICAN TOWER CORP CL A COM 029912201 1948 45725 SH Sole 25125 20600 APPLE COMPUTER INC COM COM 037833100 9576 40748 SH Sole 24263 16485 B E AEROSPACE INC COM 073302101 5170 170305 SH Sole 104505 65800 BLACKROCK INC COM 09247x101 3482 15990 SH Sole 8470 7520 BP PLC SPONSORED ADR COM 055622104 314 5500 SH Sole 500 5000 C H ROBINSON WORLDWIDE NEW COM 12541w209 3378 60480 SH Sole 37205 23275 CISCO SYSTEM INC COM 17275r102 5298 203529 SH Sole 128479 75050 CME GROUP INC CL A COM 12572q105 6847 21661 SH Sole 13261 8400 COACH INC COM 189754104 3554 89941 SH Sole 56266 33675 CREE INC COM 225447101 2954 42070 SH Sole 25820 16250 EXPEDITORS INTL WASH INC COM 302130109 3267 88480 SH Sole 55805 32675 GILEAD SCIENCES INC COM 375558103 2246 49402 SH Sole 35077 14325 GOLDMAN SACHS GROUP INC COM 38141g104 3156 18495 SH Sole 14135 4360 GOOGLE INC CLASS A COM 38259p508 7998 14102 SH Sole 8550 5552 GREEN MTN COFFEE INC COM 393122106 5720 59049 SH Sole 35255 23794 HONEYWELL INTERNATIONAL COM 438516106 4126 91132 SH Sole 58432 32700 ILLUMINA INC COM 452327109 4714 121175 SH Sole 74350 46825 INTEL CORP COM 458140100 201 9000 SH Sole 5000 4000 INTUITIVE SURGICAL NEW COM 46120e602 6212 17845 SH Sole 10430 7415 ISHARES TR RUSSELL 3000 RUSSEL COM 464287671 260 6140 SH Sole 6140 JOHNSON CONTROLS INC COM 478366107 6928 210000 SH Sole 210000 MASTERCARD INC COM 57636q104 7800 30710 SH Sole 18735 11975 MCAFEE INC COM 579064106 2403 59890 SH Sole 37915 21975 MICROSOFT CORP COM 594918104 649 22156 SH Sole 7700 14456 MONSANTO CO NEW DEL COM 61166w101 4940 69167 SH Sole 41737 27430 NATIONAL-OILWELL INC COM 637071101 5274 129974 SH Sole 79284 50690 NUVASIVE INC NEW COM 670704105 2945 65150 SH Sole 41925 23225 POTASH CORP SASK INC FOR EIGN COM 73755l107 4963 41585 SH Sole 24870 16715 PRECISION CASTPARTS CORP COM 740189105 4358 34392 SH Sole 21422 12970 PRICELINE.COM INC NEW COM 741503403 3509 13760 SH Sole 8555 5205 PROCTER & GAMBLE CO COM COM 742718109 253 4000 SH Sole 4000 QUALCOMM INC COM 747525103 4842 115388 SH Sole 72153 43235 RESEARCH IN MOTION LTD COM 760975102 4101 55440 SH Sole 34790 20650 SCHLUMBERGER LTD COM 806857108 5594 88150 SH Sole 52240 35910 SOUTHWESTERN ENERGY CO COM 845467109 4129 101395 SH Sole 62295 39100 ST JUDE MEDICAL INC COM 790849103 4667 113685 SH Sole 69435 44250 STERICYCLE INC COM COM 858912108 3752 68845 SH Sole 45120 23725 TEVA PHARMACEUTICAL INDUSTRIES COM 881624209 8289 131403 SH Sole 78803 52600 VISA INC CL A COM 92826c839 5863 64409 SH Sole 36895 27514
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