The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
APPLE INC | COM | 037833100 | 2,805 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | |
ASCENT CAP GROUP INC | COM SER A | 043632108 | 684 | 8,000 | SH | DFND | 8,000 | 0 | 0 | ||
ASHLAND INC NEW | COM | 044209104 | 990 | 10,200 | SH | DFND | 10,200 | 0 | 0 | ||
AVAGO TECHNOLOGIES LTD | SHS | Y0486S104 | 1,322 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
BOEING CO | COM | 097023105 | 3,412 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
BROADCOM CORP | CL A | 111320107 | 1,482 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
CANADIAN SOLAR INC | COM | 136635109 | 1,491 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
CHART ACQUISTION CORP | COM | 161151105 | 10 | 1,000 | SH | DFND | 1,000 | 0 | 0 | ||
CHENIERE ENERGY INC | COM NEW | 16411R208 | 4,312 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
CHICAGO BRIDGE & IRON CO N V | COM | 167250109 | 5,404 | 65,000 | SH | DFND | 1 | 65,000 | 0 | 0 | |
CIT GROUP INC | COM NEW | 125581801 | 521 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
COPART INC | COM | 217204106 | 898 | 24,500 | SH | DFND | 24,500 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 1,428 | 12,000 | SH | DFND | 12,000 | 0 | 0 | ||
CREDIT SUISSE NASSAU BRH | INVRS VIX MDTERM | 22542D829 | 503 | 13,000 | SH | DFND | 13,000 | 0 | 0 | ||
CURRENCYSHARES EURO TR | EURO SHS | 23130C108 | 2,053 | 15,100 | SH | Put | DFND | 15,100 | 0 | 0 | |
DISH NETWORK CORP | CL A | 25470M109 | 521 | 9,000 | SH | DFND | 9,000 | 0 | 0 | ||
EATON CORP PLC | SHS | G29183103 | 3,806 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
FINISAR CORP | COM NEW | 31787A507 | 1,196 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
FLOWSERVE CORP | COM | 34354P105 | 3,942 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
FLUOR CORP NEW | COM | 343412102 | 5,219 | 65,000 | SH | DFND | 1 | 65,000 | 0 | 0 | |
FOSTER WHEELER AG | COM | H27178104 | 6,600 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
FOSTER WHEELER AG | COM | H27178104 | 3,300 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
FREEPORT-MCMORAN COPPER & GO | COM | 35671D857 | 2,831 | 75,000 | SH | Call | DFND | 1 | 75,000 | 0 | 0 |
GENCORP INC | COM | 368682100 | 288 | 16,000 | SH | DFND | 16,000 | 0 | 0 | ||
GT ADVANCE TECHNOLOGIES INC | COM | 36191U106 | 2,616 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
GT ADVANCE TECHNOLOGIES INC | COM | 36191U106 | 872 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
HARBINGER GROUP INC | COM | 41146A106 | 393 | 33,200 | SH | DFND | 33,200 | 0 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 5,482 | 60,000 | SH | DFND | 1 | 60,000 | 0 | 0 | |
HONEYWELL INTL INC | COM | 438516106 | 9,137 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
HOWARD HUGHES CORP | COM | 44267D107 | 649 | 5,400 | SH | DFND | 5,400 | 0 | 0 | ||
HSN INC | COM | 404303109 | 779 | 12,500 | SH | DFND | 12,500 | 0 | 0 | ||
IMPERIAL HLDGS INC | COM | 452834104 | 282 | 43,075 | SH | DFND | 43,075 | 0 | 0 | ||
IRON MTN INC | COM | 462846106 | 1,062 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
JOHNSON CTLS INC | COM | 478366107 | 2,565 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
KERYX BIOPHARMACEUTICALS INC | COM | 492515101 | 1,295 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
KERYX BIOPHARMACEUTICALS INC | COM | 492515101 | 1,295 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
LAM RESEARCH CORP | COM | 512807108 | 2,723 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
LENNAR CORP | CL A | 526057104 | 3,560 | 90,000 | SH | DFND | 1 | 90,000 | 0 | 0 | |
LEUCADIA NATL CORP | COM | 527288104 | 567 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
LIBERTY INTERACTIVE CORP | INT COM SER A | 53071M104 | 587 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
LIVE NATION ENTERTAINMENT IN | COM | 538034109 | 877 | 44,400 | SH | DFND | 44,400 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 595 | 12,000 | SH | DFND | 12,000 | 0 | 0 | ||
OAKTREE CAP GROUP LLC | UNIT CL A | 674001201 | 471 | 8,000 | SH | DFND | 8,000 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 3,826 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
PARKER HANNIFIN CORP | COM | 701094104 | 3,216 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
PENNEY J C INC | COM | 708160106 | 343 | 37,500 | SH | Call | DFND | 37,500 | 0 | 0 | |
PENNEY J C INC | COM | 708160106 | 686 | 75,000 | SH | Call | DFND | 1 | 75,000 | 0 | 0 |
PRECISION CASTPARTS CORP | COM | 740189105 | 6,733 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
ROI ACQUISTION CORP II UNIT | COM | 74966G101 | 945 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
ROI ACQUISTION CORP II UNIT | *W EXP 99/99/9999 | 74966G119 | 35 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 1,932 | 35,000 | SH | DFND | 1 | 35,000 | 0 | 0 | |
SCORPIO TANKERS INC | SHS | Y7542C106 | 206 | 17,500 | SH | DFND | 17,500 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,681 | 9,100 | SH | Put | DFND | 9,100 | 0 | 0 | |
SPECTRUM BRANDS HLDGS INC | COM | 84763R101 | 706 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
SUNEDISON INC | COM | 86732Y109 | 2,284 | 175,000 | SH | DFND | 1 | 175,000 | 0 | 0 | |
TIME WARNER CABLE INC | COM | 88732J207 | 1,220 | 9,000 | SH | DFND | 9,000 | 0 | 0 | ||
TIME WARNER CABLE INC | COM | 88732J207 | 3,388 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
T-MOBILE US INC | COM | 872590104 | 2,103 | 62,500 | SH | DFND | 1 | 62,500 | 0 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 6,828 | 60,000 | SH | DFND | 1 | 60,000 | 0 | 0 | |
VALERO ENERGY CORP NEW | COM | 91913Y100 | 3,780 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | |
VMWARE INC | CL A COM | 928563402 | 2,243 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 |