Chief Compliance Officer

0001483824-19-000003.txt : 20190515 0001483824-19-000003.hdr.sgml : 20190515 20190514182133 ACCESSION NUMBER: 0001483824-19-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190515 DATE AS OF CHANGE: 20190514 EFFECTIVENESS DATE: 20190515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TD Capital Management LLC CENTRAL INDEX KEY: 0001483824 IRS NUMBER: 621631673 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13750 FILM NUMBER: 19824313 BUSINESS ADDRESS: STREET 1: 5100 POPLAR AVENUE STREET 2: SUITE 2904 CITY: MEMPHIS STATE: TN ZIP: 38137 BUSINESS PHONE: 901-681-0021 MAIL ADDRESS: STREET 1: 5100 POPLAR AVENUE STREET 2: SUITE 2904 CITY: MEMPHIS STATE: TN ZIP: 38137 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001483824 XXXXXXXX 03-31-2019 03-31-2019 TD Capital Management LLC

5100 POPLAR AVENUE SUITE 2904 MEMPHIS TN 38137

13F HOLDINGS REPORT 028-13750 N Lee Lacy Chief Compliance Officer 901-681-0021 Lee Lacy Memphis TN 05-14-2019 0 230 474556 false INFORMATION TABLE 2 tdinfotable.xml 3M CO COM 88579Y101 86 415 SH SOLE 0 0 0 415 ABB LTD SPONSORED ADR 000375204 4 200 SH SOLE 0 0 0 200 ADIENT PLC ORD SHS G0084W101 2 190 SH SOLE 0 0 0 190 ADOBE INC COM 00724F101 27 101 SH SOLE 0 0 0 101 ADVANCE AUTO PARTS INC COM 00751Y106 2 14 SH SOLE 0 0 0 14 ADVISORSHARES TR NEW TECH MEDIA 00768Y552 8 501 SH SOLE 0 0 0 501 AFLAC INC COM 001055102 1 12 SH SOLE 0 0 0 12 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 36 200 SH SOLE 0 0 0 200 ALKERMES PLC SHS G01767105 1 20 SH SOLE 0 0 0 20 ALPHABET INC CAP STK CL C 02079K107 42 36 SH SOLE 0 0 0 36 ALPHABET INC CAP STK CL A 02079K305 29 25 SH SOLE 0 0 0 25 ALPS ETF TR ALERIAN MLP 00162Q866 0 24 SH SOLE 0 0 0 24 ALTRIA GROUP INC COM 02209S103 19 331 SH SOLE 0 0 0 331 AMAZON COM INC COM 023135106 80 45 SH SOLE 0 0 0 45 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 3 200 SH SOLE 0 0 0 200 AMERICAN ELEC PWR CO INC COM 025537101 21 252 SH SOLE 0 0 0 252 AMERICAN INTL GROUP INC COM NEW 026874784 5 105 SH SOLE 0 0 0 105 AMERIGAS PARTNERS L P UNIT L P INT 030975106 14 450 SH SOLE 0 0 0 450 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 2 20 SH SOLE 0 0 0 20 APPLE INC COM 037833100 967 5089 SH SOLE 0 0 0 5089 APPLIED INDL TECHNOLOGIES IN COM 03820C105 6 103 SH SOLE 0 0 0 103 AT&T INC COM 00206R102 114 3622 SH SOLE 0 0 0 3622 AUTODESK INC COM 052769106 25 160 SH SOLE 0 0 0 160 AUTOZONE INC COM 053332102 14722 14375 SH SOLE 0 0 0 14375 BANK NEW YORK MELLON CORP COM 064058100 116 2303 SH SOLE 0 0 0 2303 BLOOM ENERGY CORP COM CL A 093712107 5 364 SH SOLE 0 0 0 364 BP PLC SPONSORED ADR 055622104 34 770 SH SOLE 0 0 0 770 BRISTOL MYERS SQUIBB CO COM 110122108 144 3008 SH SOLE 0 0 0 3008 BROADCOM INC COM 11135F101 14 48 SH SOLE 0 0 0 48 CARNIVAL CORP UNIT 99/99/9999 143658300 12 241 SH SOLE 0 0 0 241 CATERPILLAR INC DEL COM 149123101 2 15 SH SOLE 0 0 0 15 CENTURYLINK INC COM 156700106 2 205 SH SOLE 0 0 0 205 CHARTER COMMUNICATIONS INC N CL A 16119P108 4 11 SH SOLE 0 0 0 11 CHEVRON CORP NEW COM 166764100 127 1029 SH SOLE 0 0 0 1029 CIGNA CORP NEW COM 125523100 11 71 SH SOLE 0 0 0 71 CISCO SYS INC COM 17275R102 79 1460 SH SOLE 0 0 0 1460 CITIGROUP INC COM NEW 172967424 0 1 SH SOLE 0 0 0 1 CLOROX CO DEL COM 189054109 2 10 SH SOLE 0 0 0 10 COCA COLA CO COM 191216100 17 363 SH SOLE 0 0 0 363 COMCAST CORP NEW CL A 20030N101 51 1274 SH SOLE 0 0 0 1274 CONAGRA BRANDS INC COM 205887102 1 30 SH SOLE 0 0 0 30 CONOCOPHILLIPS COM 20825C104 22 330 SH SOLE 0 0 0 330 CVS HEALTH CORP COM 126650100 82 1522 SH SOLE 0 0 0 1522 DARDEN RESTAURANTS INC COM 237194105 5 40 SH SOLE 0 0 0 40 DEERE & CO COM 244199105 2 15 SH SOLE 0 0 0 15 DEVON ENERGY CORP NEW COM 25179M103 6 201 SH SOLE 0 0 0 201 DIAGEO P L C SPON ADR NEW 25243Q205 2 10 SH SOLE 0 0 0 10 DONALDSON INC COM 257651109 10 202 SH SOLE 0 0 0 202 DOWDUPONT INC COM 26078J100 1 25 SH SOLE 0 0 0 25 ENI S P A SPONSORED ADR 26874R108 7 200 SH SOLE 0 0 0 200 EQUITY COMWLTH COM SH BEN INT 294628102 1 29 SH SOLE 0 0 0 29 EVERSOURCE ENERGY COM 30040W108 2 25 SH SOLE 0 0 0 25 EXXON MOBIL CORP COM 30231G102 447 5527 SH SOLE 0 0 0 5527 FACEBOOK INC CL A 30303M102 110 660 SH SOLE 0 0 0 660 FEDEX CORP COM 31428X106 655 3613 SH SOLE 0 0 0 3613 FIRST HORIZON NATL CORP COM 320517105 54 3857 SH SOLE 0 0 0 3857 FORD MTR CO DEL COM 345370860 3 352 SH SOLE 0 0 0 352 FOUR CORNERS PPTY TR INC COM 35086T109 1 17 SH SOLE 0 0 0 17 FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 0 15 SH SOLE 0 0 0 15 GARRETT MOTION INC COM 366505105 0 2 SH SOLE 0 0 0 2 GENERAL ELECTRIC CO COM 369604103 68 6848 SH SOLE 0 0 0 6848 GENERAL MTRS CO COM 37045V100 0 6 SH SOLE 0 0 0 6 GILEAD SCIENCES INC COM 375558103 23 360 SH SOLE 0 0 0 360 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 10 483 SH SOLE 0 0 0 483 GOLDMAN SACHS ETF TR EQUITY ETF 381430503 536 9429 SH SOLE 0 0 0 9429 GTX INC DEL COM NEW 40052B207 0 10 SH SOLE 0 0 0 10 HARLEY DAVIDSON INC COM 412822108 27 752 SH SOLE 0 0 0 752 HELMERICH & PAYNE INC COM 423452101 11 207 SH SOLE 0 0 0 207 HOME DEPOT INC COM 437076102 31 163 SH SOLE 0 0 0 163 HONEYWELL INTL INC COM 438516106 3 20 SH SOLE 0 0 0 20 HUNTINGTON INGALLS INDS INC COM 446413106 6 27 SH SOLE 0 0 0 27 INTEL CORP COM 458140100 71 1331 SH SOLE 0 0 0 1331 INTL PAPER CO COM 460146103 278 6003 SH SOLE 0 0 0 6003 ISHARES INC CORE MSCI EMKT 46434G103 2620 50661 SH SOLE 0 0 0 50661 ISHARES TR MSCI ACWI ETF 464288257 7788 107939 SH SOLE 0 0 0 107939 ISHARES TR CORE DIV GRWTH 46434V621 8 204 SH SOLE 0 0 0 204 ISHARES TR MSCI KLD400 SOC 464288570 75 715 SH SOLE 0 0 0 715 ISHARES TR MSCI EMG MKT ETF 464287234 0 1 SH SOLE 0 0 0 1 ISHARES TR MSCI EAFE ETF 464287465 366 5643 SH SOLE 0 0 0 5643 ISHARES TR EAFE GRWTH ETF 464288885 721 9308 SH SOLE 0 0 0 9308 ISHARES TR EAFE VALUE ETF 464288877 333 6812 SH SOLE 0 0 0 6812 ISHARES TR CORE MSCI EAFE 46432F842 297 4880 SH SOLE 0 0 0 4880 ISHARES TR SH TR CRPORT ETF 464288646 40 760 SH SOLE 0 0 0 760 ISHARES TR CORE S&P MCP ETF 464287507 20 108 SH SOLE 0 0 0 108 ISHARES TR CORE S&P SCP ETF 464287804 43 559 SH SOLE 0 0 0 559 ISHARES TR CORE S&P TTL STK 464287150 83683 1299420 SH SOLE 0 0 0 1299420 ISHARES TR CORE S&P US GWT 464287671 8 135 SH SOLE 0 0 0 135 ISHARES TR S&P 500 VAL ETF 464287408 25 218 SH SOLE 0 0 0 218 ISHARES TR CORE S&P500 ETF 464287200 28796 101196 SH SOLE 0 0 0 101196 ISHARES TR RUS 1000 ETF 464287622 133 845 SH SOLE 0 0 0 845 ISHARES TR RUS 1000 VAL ETF 464287598 56 454 SH SOLE 0 0 0 454 ISHARES TR RUS 1000 GRW ETF 464287614 109 717 SH SOLE 0 0 0 717 ISHARES TR RUSSELL 2000 ETF 464287655 56 366 SH SOLE 0 0 0 366 ISHARES TR GLOBAL FINLS ETF 464287333 27 435 SH SOLE 0 0 0 435 ISHARES TR GLOB HLTHCRE ETF 464287325 15 239 SH SOLE 0 0 0 239 ISHARES TR GLOBAL TECH ETF 464287291 28 161 SH SOLE 0 0 0 161 ISHARES TR CORE MSCI TOTAL 46432F834 37537 646406 SH SOLE 0 0 0 646406 ISHARES TR US TELECOM ETF 464287713 6 201 SH SOLE 0 0 0 201 ISHARES TR GLOB UTILITS ETF 464288711 4 71 SH SOLE 0 0 0 71 ISHARES TR GLB CNSM STP ETF 464288737 15 298 SH SOLE 0 0 0 298 ISHARES TR IBOXX INV CP ETF 464287242 35 295 SH SOLE 0 0 0 295 ISHARES TR GLOBAL MATER ETF 464288695 8 117 SH SOLE 0 0 0 117 ISHARES TR PFD AND INCM SEC 464288687 33 906 SH SOLE 0 0 0 906 ISHARES TR USA QUALITY FCTR 46432F339 12618 142495 SH SOLE 0 0 0 142495 ISHARES TR SHORT TREAS BD 464288679 1248 11284 SH SOLE 0 0 0 11284 ISHARES TR MIN VOL USA ETF 46429B697 27114 461128 SH SOLE 0 0 0 461128 ISHARES TR EDGE MSCI USA VL 46432F388 4677 58569 SH SOLE 0 0 0 58569 JOHNSON & JOHNSON COM 478160104 29 210 SH SOLE 0 0 0 210 JOHNSON CTLS INTL PLC SHS G51502105 70 1902 SH SOLE 0 0 0 1902 JP MORGAN EXCHANGE TRADED FD DIV RTN INT EQ 46641Q209 1664 30104 SH SOLE 0 0 0 30104 JP MORGAN EXCHANGE TRADED FD JPMORGAN DIVER 46641Q407 4822 65917 SH SOLE 0 0 0 65917 JPMORGAN CHASE & CO COM 46625H100 103 1013 SH SOLE 0 0 0 1013 KIMBERLY CLARK CORP COM 494368103 2 15 SH SOLE 0 0 0 15 KINDER MORGAN INC DEL COM 49456B101 3 130 SH SOLE 0 0 0 130 KRAFT HEINZ CO COM 500754106 4 136 SH SOLE 0 0 0 136 LINDE PLC COM G5494J103 6 32 SH SOLE 0 0 0 32 LOWES COS INC COM 548661107 99 900 SH SOLE 0 0 0 900 LUMENTUM HLDGS INC COM 55024U109 0 5 SH SOLE 0 0 0 5 MCDONALDS CORP COM 580135101 11 56 SH SOLE 0 0 0 56 MERCK & CO INC COM 58933Y105 172 2067 SH SOLE 0 0 0 2067 METLIFE INC COM 59156R108 40 945 SH SOLE 0 0 0 945 MICROSOFT CORP COM 594918104 756 6414 SH SOLE 0 0 0 6414 MONDELEZ INTL INC CL A 609207105 12 249 SH SOLE 0 0 0 249 NCR CORP NEW COM 62886E108 1 25 SH SOLE 0 0 0 25 NETFLIX INC COM 64110L106 285 800 SH SOLE 0 0 0 800 NEXTERA ENERGY INC COM 65339F101 84 436 SH SOLE 0 0 0 436 NORFOLK SOUTHERN CORP COM 655844108 3 15 SH SOLE 0 0 0 15 NORTHROP GRUMMAN CORP COM 666807102 23 84 SH SOLE 0 0 0 84 NUANCE COMMUNICATIONS INC COM 67020Y100 8 473 SH SOLE 0 0 0 473 NUTRIEN LTD COM 67077M108 5 100 SH SOLE 0 0 0 100 NVIDIA CORP COM 67066G104 36 200 SH SOLE 0 0 0 200 OCCIDENTAL PETE CORP COM 674599105 3 50 SH SOLE 0 0 0 50 PAYPAL HLDGS INC COM 70450Y103 20 197 SH SOLE 0 0 0 197 PENNEY J C CORP INC COM 708160106 0 200 SH SOLE 0 0 0 200 PEPSICO INC COM 713448108 1051 8572 SH SOLE 0 0 0 8572 PFIZER INC COM 717081103 35 825 SH SOLE 0 0 0 825 PHILIP MORRIS INTL INC COM 718172109 54 610 SH SOLE 0 0 0 610 PHILLIPS 66 COM 718546104 15 156 SH SOLE 0 0 0 156 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 67429 663935 SH SOLE 0 0 0 663935 PROCTER AND GAMBLE CO COM 742718109 111 1063 SH SOLE 0 0 0 1063 PRUDENTIAL FINL INC COM 744320102 254 2763 SH SOLE 0 0 0 2763 QUALCOMM INC COM 747525103 6 101 SH SOLE 0 0 0 101 RED HAT INC COM 756577102 25 136 SH SOLE 0 0 0 136 RESIDEO TECHNOLOGIES INC COM 76118Y104 0 3 SH SOLE 0 0 0 3 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 14 220 SH SOLE 0 0 0 220 SANOFI SPONSORED ADR 80105N105 1 20 SH SOLE 0 0 0 20 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 12 169 SH SOLE 0 0 0 169 SELECT SECTOR SPDR TR ENERGY 81369Y506 12 180 SH SOLE 0 0 0 180 SIRIUS XM HLDGS INC COM 82968B103 8 1467 SH SOLE 0 0 0 1467 SMUCKER J M CO COM NEW 832696405 0 1 SH SOLE 0 0 0 1 SOUTHERN CO COM 842587107 8 146 SH SOLE 0 0 0 146 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 0 9 SH SOLE 0 0 0 9 SPDR SER TR NUVEEN BRC MUNIC 78468R721 11 225 SH SOLE 0 0 0 225 SPDR SERIES TRUST BLOMBERG INTL TR 78464A516 1 24 SH SOLE 0 0 0 24 SPDR SERIES TRUST DJ REIT ETF 78464A607 638 6451 SH SOLE 0 0 0 6451 STARBUCKS CORP COM 855244109 15 203 SH SOLE 0 0 0 203 STARWOOD PPTY TR INC COM 85571B105 5 244 SH SOLE 0 0 0 244 STRATASYS LTD SHS M85548101 2 72 SH SOLE 0 0 0 72 SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 1 235 SH SOLE 0 0 0 235 SYMANTEC CORP COM 871503108 2 74 SH SOLE 0 0 0 74 SYSCO CORP COM 871829107 155 2316 SH SOLE 0 0 0 2316 TARGET CORP COM 87612E106 44 552 SH SOLE 0 0 0 552 TE CONNECTIVITY LTD REG SHS H84989104 20 243 SH SOLE 0 0 0 243 TENET HEALTHCARE CORP COM NEW 88033G407 1 38 SH SOLE 0 0 0 38 TENNECO INC CL A VTG COM STK 880349105 2 100 SH SOLE 0 0 0 100 TERADATA CORP DEL COM 88076W103 1 25 SH SOLE 0 0 0 25 TESLA INC COM 88160R101 28 100 SH SOLE 0 0 0 100 TIVO CORP COM 88870P106 6 600 SH SOLE 0 0 0 600 TRACTOR SUPPLY CO COM 892356106 1477 15107 SH SOLE 0 0 0 15107 UNDER ARMOUR INC CL C 904311206 4 201 SH SOLE 0 0 0 201 UNDER ARMOUR INC CL A 904311107 4 200 SH SOLE 0 0 0 200 UNION PACIFIC CORP COM 907818108 7 40 SH SOLE 0 0 0 40 UNITED TECHNOLOGIES CORP COM 913017109 5 40 SH SOLE 0 0 0 40 UNITEDHEALTH GROUP INC COM 91324P102 58 236 SH SOLE 0 0 0 236 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 147 1810 SH SOLE 0 0 0 1810 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 41356 519612 SH SOLE 0 0 0 519612 VANGUARD GROUP DIV APP ETF 921908844 13387 122096 SH SOLE 0 0 0 122096 VANGUARD INDEX FDS SMALL CP ETF 922908751 7687 50309 SH SOLE 0 0 0 50309 VANGUARD INDEX FDS SM CP VAL ETF 922908611 534 4146 SH SOLE 0 0 0 4146 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 4 45 SH SOLE 0 0 0 45 VANGUARD INDEX FDS MID CAP ETF 922908629 5785 35990 SH SOLE 0 0 0 35990 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 34 319 SH SOLE 0 0 0 319 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1912 7368 SH SOLE 0 0 0 7368 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2021 13967 SH SOLE 0 0 0 13967 VANGUARD INDEX FDS VALUE ETF 922908744 18476 171658 SH SOLE 0 0 0 171658 VANGUARD INDEX FDS GROWTH ETF 922908736 13963 89264 SH SOLE 0 0 0 89264 VANGUARD INDEX FDS LARGE CAP ETF 922908637 12976 99972 SH SOLE 0 0 0 99972 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 5824 50440 SH SOLE 0 0 0 50440 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1991 39710 SH SOLE 0 0 0 39710 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 99 1354 SH SOLE 0 0 0 1354 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1912 44984 SH SOLE 0 0 0 44984 VANGUARD STAR FD VG TL INTL STK F 921909768 5285 101821 SH SOLE 0 0 0 101821 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 2963 72496 SH SOLE 0 0 0 72496 VANGUARD WORLD FDS MATERIALS ETF 92204A801 1 5 SH SOLE 0 0 0 5 VERIZON COMMUNICATIONS INC COM 92343V104 43 723 SH SOLE 0 0 0 723 VIAVI SOLUTIONS INC COM 925550105 0 25 SH SOLE 0 0 0 25 VISA INC COM CL A 92826C839 31 199 SH SOLE 0 0 0 199 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 7 404 SH SOLE 0 0 0 404 WABTEC CORP COM 929740108 3 34 SH SOLE 0 0 0 34 WALGREENS BOOTS ALLIANCE INC COM 931427108 46 734 SH SOLE 0 0 0 734 WALMART INC COM 931142103 674 6914 SH SOLE 0 0 0 6914 WASTE MGMT INC DEL COM 94106L109 8 80 SH SOLE 0 0 0 80 WD-40 CO COM 929236107 1318 7777 SH SOLE 0 0 0 7777 WELLS FARGO CO NEW COM 949746101 21 425 SH SOLE 0 0 0 425 WRIGHT MED GROUP N V ORD SHS N96617118 1 41 SH SOLE 0 0 0 41 XENIA HOTELS & RESORTS INC COM 984017103 2 96 SH SOLE 0 0 0 96 YUM BRANDS INC COM 988498101 323 3239 SH SOLE 0 0 0 3239 YUM CHINA HLDGS INC COM 98850P109 145 3237 SH SOLE 0 0 0 3237 ZILLOW GROUP INC CL C CAP STK 98954M200 17 493 SH SOLE 0 0 0 493 ZILLOW GROUP INC CL A 98954M101 8 247 SH SOLE 0 0 0 247 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 0 0 SH SOLE 0 0 0 0 BANCFIRST CORP COM 05945F103 21 405 SH SOLE 0 0 0 405 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 26519 517132 SH SOLE 0 0 0 517132 GENERAL MTRS CO *W EXP 07/10/201 37045V126 0 10 SH SOLE 0 0 0 10 ISHARES TR GLOB INDSTRL ETF 464288729 16 180 SH SOLE 0 0 0 180 ISHARES TR GLB CNS DISC ETF 464288745 13 114 SH SOLE 0 0 0 114 ISHARES TR SHRT NAT MUN ETF 464288158 321 3030 SH SOLE 0 0 0 3030 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 114 2264 SH SOLE 0 0 0 2264 NUVERRA ENVIRONMENTAL SOLUTI COM PAR 67091K302 2 173 SH SOLE 0 0 0 173 PIMCO ETF TR SHTRM MUN BD ACT 72201R874 344 6837 SH SOLE 0 0 0 6837 SPDR SER TR BLOMBERG BRC INV 78468R200 84 2734 SH SOLE 0 0 0 2734 SPDR SER TR SSGA GNDER ETF 78468R747 12 174 SH SOLE 0 0 0 174 SPDR SER TR NUVEEN BLMBRG SR 78468R739 64 1324 SH SOLE 0 0 0 1324 SPDR SERIES TRUST BLOMBRG BRC INTL 78464A151 0 6 SH SOLE 0 0 0 6 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 385 7953 SH SOLE 0 0 0 7953 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 0 6 SH SOLE 0 0 0 6 VANGUARD WORLD FD ESG US STK ETF 921910733 11 219 SH SOLE 0 0 0 219 WELLS FARGO MULTI SECTOR INC COM 94987D101 0 2 SH SOLE 0 0 0 2 WORKHORSE GROUP INC COM NEW 98138J206 5 8500 SH SOLE 0 0 0 8500 DELL TECHNOLOGIES INC CL C 24703L202 5 79 SH SOLE 0 0 0 79