Director of Operations

0001483824-17-000003.txt : 20170510 0001483824-17-000003.hdr.sgml : 20170510 20170510125219 ACCESSION NUMBER: 0001483824-17-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170510 DATE AS OF CHANGE: 20170510 EFFECTIVENESS DATE: 20170510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TD Capital Management LLC CENTRAL INDEX KEY: 0001483824 IRS NUMBER: 621631673 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13750 FILM NUMBER: 17829359 BUSINESS ADDRESS: STREET 1: 5100 POPLAR AVENUE STREET 2: SUITE 2904 CITY: MEMPHIS STATE: TN ZIP: 38137 BUSINESS PHONE: 901-681-0021 MAIL ADDRESS: STREET 1: 5100 POPLAR AVENUE STREET 2: SUITE 2904 CITY: MEMPHIS STATE: TN ZIP: 38137 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001483824 XXXXXXXX 03-31-2017 03-31-2017 TD Capital Management LLC

5100 POPLAR AVENUE SUITE 2904 MEMPHIS TN 38137

13F HOLDINGS REPORT 028-13750 N Lee Lacy Director of Operations 9016810021 Lee Lacy Memphis TN 05-10-2017 0 179 339560 false INFORMATION TABLE 2 tdinfotable.xml 3M CO COM 88579Y101 40 209 SH SOLE 0 0 0 209 AETNA INC NEW COM 00817Y108 26 201 SH SOLE 0 0 0 201 ALKERMES PLC SHS G01767105 1 20 SH SOLE 0 0 0 20 ALPHABET INC CAP STK CL C 02079K107 5 6 SH SOLE 0 0 0 6 ALPHABET INC CAP STK CL A 02079K305 5 6 SH SOLE 0 0 0 6 AMERICAN ELEC PWR INC COM 025537101 17 252 SH SOLE 0 0 0 252 APPLE INC COM 037833100 567 3944 SH SOLE 0 0 0 3944 AT&T INC COM 00206R102 54 1301 SH SOLE 0 0 0 1301 AUTOZONE INC COM 053332102 18580 25697 SH SOLE 0 0 0 25697 BANCFIRST CORP COM 05945F103 18 202 SH SOLE 0 0 0 202 BANK NEW YORK MELLON CORP COM 064058100 109 2303 SH SOLE 0 0 0 2303 BAXTER INTL INC COM 071813109 2 44 SH SOLE 0 0 0 44 BLACKROCK DEBT STRAT FD INC COM NEW 09255R202 0 11 SH SOLE 0 0 0 11 BP PLC SPONSORED ADR 055622104 18 520 SH SOLE 0 0 0 520 BRISTOL MYERS SQUIBB CO COM 110122108 162 2978 SH SOLE 0 0 0 2978 CARDINAL FINL CORP COM 14149F109 0 5 SH SOLE 0 0 0 5 CARNIVAL CORP UNIT 99/99/9999 143658300 13 227 SH SOLE 0 0 0 227 CAS MED SYS INC COM PAR $0.004 124769209 55 38175 SH SOLE 0 0 0 38175 CENTURYLINK INC COM 156700106 1 25 SH SOLE 0 0 0 25 CHARTER COMMUNICATIONS INC N CL A 16119P108 4 11 SH SOLE 0 0 0 11 CHICAGO BRIDGE & IRON CO N V COM 167250109 9 304 SH SOLE 0 0 0 304 CISCO SYS INC COM 17275R102 9 273 SH SOLE 0 0 0 273 CITIGROUP INC COM NEW 172967424 0 1 SH SOLE 0 0 0 1 CLAYMORE EXCHANGE TRD FD TR GUGG ENH SHT DUR 18383M654 1118 22249 SH SOLE 0 0 0 22249 COMCAST CORP NEW CL A 20030N101 9 248 SH SOLE 0 0 0 248 CONNECTURE INC COM 20786J106 24 22680 SH SOLE 0 0 0 22680 CONOCOPHILLIPS COM 20825C104 18 367 SH SOLE 0 0 0 367 CVS HEALTH CORP COM 126650100 101 1284 SH SOLE 0 0 0 1284 DARDEN RESTAURANTS INC COM 237194105 3 40 SH SOLE 0 0 0 40 DEVON ENERGY CORP NEW COM 25179M103 8 201 SH SOLE 0 0 0 201 DONALDSON INC COM 257651109 9 202 SH SOLE 0 0 0 202 DUKE ENERGY CORP NEW COM NEW 26441C204 20 245 SH SOLE 0 0 0 245 EATON VANCE LTD DUR INCOME F COM 27828H105 0 14 SH SOLE 0 0 0 14 EDISON INTL COM 281020107 7 87 SH SOLE 0 0 0 87 EQUITY COMWLTH COM SH BEN INT 294628102 1 29 SH SOLE 0 0 0 29 EXELON CORP COM 30161N101 0 11 SH SOLE 0 0 0 11 EXPRESS SCRIPTS HLDG CO COM 30219G108 20 297 SH SOLE 0 0 0 297 EXXON MOBIL CORP COM 30231G102 265 3226 SH SOLE 0 0 0 3226 FEDEX CORP COM 31428X106 670 3432 SH SOLE 0 0 0 3432 FIRST DATA CORP NEW COM CL A 32008D106 204 13148 SH SOLE 0 0 0 13148 FOUR CORNERS PPTY TR INC COM 35086T109 0 17 SH SOLE 0 0 0 17 FRONTIER COMMUNICATIONS CORP COM 35906A108 1 355 SH SOLE 0 0 0 355 GENERAL ELECTRIC CO COM 369604103 248 8322 SH SOLE 0 0 0 8322 GILEAD SCIENCES INC COM 375558103 24 358 SH SOLE 0 0 0 358 GOLDMAN SACHS ETF TR EQUITY ETF 381430503 570 12178 SH SOLE 0 0 0 12178 HECLA MNG CO COM 422704106 1 101 SH SOLE 0 0 0 101 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 23 3000 SH SOLE 0 0 0 3000 HELMERICH & PAYNE INC COM 423452101 14 204 SH SOLE 0 0 0 204 HIGHLAND FDS I HI LD IBOXX SRLN 430101774 8 408 SH SOLE 0 0 0 408 HUBBELL INC COM 443510607 1 9 SH SOLE 0 0 0 9 HUNTINGTON INGALLS INDS INC COM 446413106 5 27 SH SOLE 0 0 0 27 INTL PAPER CO COM 460146103 249 4910 SH SOLE 0 0 0 4910 ISHARES MIN VOL GBL ETF 464286525 58 756 SH SOLE 0 0 0 756 ISHARES MSCI FRANCE ETF 464286707 2 80 SH SOLE 0 0 0 80 ISHARES MSCI SZ CAP ETF 464286749 14 432 SH SOLE 0 0 0 432 ISHARES MSCI GERMANY ETF 464286806 19 665 SH SOLE 0 0 0 665 ISHARES INC CORE MSCI EMKT 46434G103 7197 150592 SH SOLE 0 0 0 150592 ISHARES INC MSCI SINGPOR ETF 46434G780 2 95 SH SOLE 0 0 0 95 ISHARES INC MSCI JPN ETF NEW 46434G822 10 196 SH SOLE 0 0 0 196 ISHARES INC MSCI ITL ETF NEW 46434G830 2 86 SH SOLE 0 0 0 86 ISHARES TR CORE S&P TTL STK 464287150 30111 557302 SH SOLE 0 0 0 557302 ISHARES TR CORE S&P500 ETF 464287200 24425 102943 SH SOLE 0 0 0 102943 ISHARES TR GLOBAL TECH ETF 464287291 15 118 SH SOLE 0 0 0 118 ISHARES TR GLOB HLTHCRE ETF 464287325 9 90 SH SOLE 0 0 0 90 ISHARES TR GLOBAL FINLS ETF 464287333 20 331 SH SOLE 0 0 0 331 ISHARES TR S&P 500 VAL ETF 464287408 32 307 SH SOLE 0 0 0 307 ISHARES TR MSCI EAFE ETF 464287465 593 9527 SH SOLE 0 0 0 9527 ISHARES TR CORE S&P MCP ETF 464287507 1 7 SH SOLE 0 0 0 7 ISHARES TR RUS 1000 VAL ETF 464287598 52 454 SH SOLE 0 0 0 454 ISHARES TR RUS 1000 GRW ETF 464287614 81 713 SH SOLE 0 0 0 713 ISHARES TR RUS 1000 ETF 464287622 79 605 SH SOLE 0 0 0 605 ISHARES TR RUSSELL 2000 ETF 464287655 65 472 SH SOLE 0 0 0 472 ISHARES TR U.S. TELECOM ETF 464287713 3 89 SH SOLE 0 0 0 89 ISHARES TR U.S. REAL ES ETF 464287739 127 1619 SH SOLE 0 0 0 1619 ISHARES TR CORE S&P SCP ETF 464287804 21 308 SH SOLE 0 0 0 308 ISHARES TR SP SMCP600VL ETF 464287879 1 5 SH SOLE 0 0 0 5 ISHARES TR SHRT NAT MUN ETF 464288158 24 227 SH SOLE 0 0 0 227 ISHARES TR MSCI ACWI ETF 464288257 7093 112130 SH SOLE 0 0 0 112130 ISHARES TR MSCI KLD400 SOC 464288570 61 704 SH SOLE 0 0 0 704 ISHARES TR 1-3 YR CR BD ETF 464288646 11 106 SH SOLE 0 0 0 106 ISHARES TR GLOBAL MATER ETF 464288695 5 83 SH SOLE 0 0 0 83 ISHARES TR GLOB UTILITS ETF 464288711 3 66 SH SOLE 0 0 0 66 ISHARES TR GLOB INDSTRL ETF 464288729 10 126 SH SOLE 0 0 0 126 ISHARES TR GLB CNSM STP ETF 464288737 8 84 SH SOLE 0 0 0 84 ISHARES TR GLB CNS DISC ETF 464288745 11 117 SH SOLE 0 0 0 117 ISHARES TR EAFE VALUE ETF 464288877 416 8275 SH SOLE 0 0 0 8275 ISHARES TR EAFE GRWTH ETF 464288885 718 10339 SH SOLE 0 0 0 10339 ISHARES TR MIN VOL EAFE ETF 46429B689 79 1199 SH SOLE 0 0 0 1199 ISHARES TR MIN VOL USA ETF 46429B697 23390 490141 SH SOLE 0 0 0 490141 ISHARES TR USA QUALITY FCTR 46432F339 17124 235220 SH SOLE 0 0 0 235220 ISHARES TR USA VALUE FACTOR 46432F388 7557 103350 SH SOLE 0 0 0 103350 ISHARES TR CORE MSCITOTAL 46432F834 13434 245373 SH SOLE 0 0 0 245373 ISHARES TR CORE MSCI EAFE 46432F842 5742 99089 SH SOLE 0 0 0 99089 ISHARES TR CORE DIV GRWTH 46434V621 10 317 SH SOLE 0 0 0 317 ISHARES TR IBONDS DEC18 ETF 46434VAA8 44 1731 SH SOLE 0 0 0 1731 JPMORGAN CHASE & CO COM 46625H100 81 919 SH SOLE 0 0 0 919 KINDER MORGAN INC DEL COM 49456B101 3 130 SH SOLE 0 0 0 130 KINDER MORGAN INC DEL *W EXP 05/25/201 49456B119 0 396 SH SOLE 0 0 0 396 KINDRED HEALTHCARE INC COM 494580103 33 4000 SH SOLE 0 0 0 4000 LOWES COS INC COM 548661107 69 836 SH SOLE 0 0 0 836 MCDONALDS CORP COM 580135101 7 56 SH SOLE 0 0 0 56 MERCK & CO INC COM 58933Y105 131 2057 SH SOLE 0 0 0 2057 METLIFE INC COM 59156R108 50 945 SH SOLE 0 0 0 945 MICROSOFT CORP COM 594918104 411 6236 SH SOLE 0 0 0 6236 NCR CORP NEW COM 62886E108 1 25 SH SOLE 0 0 0 25 NEXTERA ENERGY INC COM 65339F101 56 436 SH SOLE 0 0 0 436 NORTHROP GRUMMAN CORP COM 666807102 20 84 SH SOLE 0 0 0 84 NUANCE COMMUNICATIONS INC COM 67020Y100 8 473 SH SOLE 0 0 0 473 PEPSICO INC COM 713448108 959 8572 SH SOLE 0 0 0 8572 PFIZER INC COM 717081103 6 186 SH SOLE 0 0 0 186 PG&E CORP COM 69331C108 7 108 SH SOLE 0 0 0 108 PHILIP MORRIS INTL INC COM 718172109 65 572 SH SOLE 0 0 0 572 PHILLIPS 66 COM 718546104 12 156 SH SOLE 0 0 0 156 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 33534 329895 SH SOLE 0 0 0 329895 PIMCO ETF TR SHTRM MUN BD ACT 72201R874 58 1166 SH SOLE 0 0 0 1166 POWERSHARES ETF TR II EMER MRKT PORT 73936T763 6 306 SH SOLE 0 0 0 306 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 21 181 SH SOLE 0 0 0 181 PRAXAIR INC COM 74005P104 4 32 SH SOLE 0 0 0 32 PROCTER AND GAMBLE CO COM 742718109 286 3187 SH SOLE 0 0 0 3187 PROSHARES TR S&P 500 DV ARIST 74348A467 10 185 SH SOLE 0 0 0 185 PRUDENTIAL FINL INC COM 744320102 295 2763 SH SOLE 0 0 0 2763 REYNOLDS AMERICAN INC COM 761713106 78 1238 SH SOLE 0 0 0 1238 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 11 169 SH SOLE 0 0 0 169 SCHWAB STRATEGIC TR US TIPS ETF 808524870 4 66 SH SOLE 0 0 0 66 SHIRE PLC SPONSORED ADR 82481R106 1 6 SH SOLE 0 0 0 6 SIRIUS XM HLDGS INC COM 82968B103 8 1464 SH SOLE 0 0 0 1464 SOUTHERN CO COM 842587107 15 306 SH SOLE 0 0 0 306 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 3 72 SH SOLE 0 0 0 72 SPDR SER TR SSGA GNDER ETF 78468R747 10 154 SH SOLE 0 0 0 154 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 6 156 SH SOLE 0 0 0 156 SPDR SERIES TRUST BLOMBERG BRC SRT 78464A474 124 4042 SH SOLE 0 0 0 4042 SPDR SERIES TRUST DJ REIT ETF 78464A607 6368 69011 SH SOLE 0 0 0 69011 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 32871 672621 SH SOLE 0 0 0 672621 STARBUCKS CORP COM 855244109 67 1146 SH SOLE 0 0 0 1146 SYSCO CORP COM 871829107 56 1086 SH SOLE 0 0 0 1086 TARGET CORP COM 87612E106 30 552 SH SOLE 0 0 0 552 TENET HEALTHCARE CORP COM NEW 88033G407 1 38 SH SOLE 0 0 0 38 TENNECO INC COM 880349105 6 100 SH SOLE 0 0 0 100 TERADATA CORP DEL COM 88076W103 1 25 SH SOLE 0 0 0 25 TIME INC NEW COM 887228104 0 11 SH SOLE 0 0 0 11 TIME WARNER INC COM NEW 887317303 9 90 SH SOLE 0 0 0 90 TIVO CORP COM 88870P106 11 600 SH SOLE 0 0 0 600 TRACTOR SUPPLY CO COM 892356106 577 8371 SH SOLE 0 0 0 8371 UNDER ARMOUR INC CL A 904311107 4 200 SH SOLE 0 0 0 200 UNDER ARMOUR INC CL C 904311206 4 201 SH SOLE 0 0 0 201 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 163 2051 SH SOLE 0 0 0 2051 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 30 376 SH SOLE 0 0 0 376 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 434 2004 SH SOLE 0 0 0 2004 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 4 42 SH SOLE 0 0 0 42 VANGUARD INDEX FDS REIT ETF 922908553 7686 93066 SH SOLE 0 0 0 93066 VANGUARD INDEX FDS SM CP VAL ETF 922908611 601 4892 SH SOLE 0 0 0 4892 VANGUARD INDEX FDS MID CAP ETF 922908629 5177 37178 SH SOLE 0 0 0 37178 VANGUARD INDEX FDS LARGE CAP ETF 922908637 11868 109796 SH SOLE 0 0 0 109796 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 4913 49179 SH SOLE 0 0 0 49179 VANGUARD INDEX FDS GROWTH ETF 922908736 11111 91330 SH SOLE 0 0 0 91330 VANGUARD INDEX FDS VALUE ETF 922908744 17423 182688 SH SOLE 0 0 0 182688 VANGUARD INDEX FDS SMALL CP ETF 922908751 6813 51119 SH SOLE 0 0 0 51119 VANGUARD INDEX FDS TOTAL STK MKT 922908769 546 4500 SH SOLE 0 0 0 4500 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 90 1382 SH SOLE 0 0 0 1382 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1891 39539 SH SOLE 0 0 0 39539 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 8104 204026 SH SOLE 0 0 0 204026 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 9110 184158 SH SOLE 0 0 0 184158 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 148 1859 SH SOLE 0 0 0 1859 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 11740 130530 SH SOLE 0 0 0 130530 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1729 43988 SH SOLE 0 0 0 43988 VERIZON COMMUNICATIONS INC COM 92343V104 19 388 SH SOLE 0 0 0 388 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 11 404 SH SOLE 0 0 0 404 WALGREENS BOOTS ALLIANCE INC COM 931427108 54 647 SH SOLE 0 0 0 647 WAL-MART STORES INC COM 931142103 198 2745 SH SOLE 0 0 0 2745 WD-40 CO COM 929236107 872 8008 SH SOLE 0 0 0 8008 WELLS FARGO & CO NEW COM 949746101 24 430 SH SOLE 0 0 0 430 WELLS FARGO MULTI SECTOR INC COM 94987D101 0 6 SH SOLE 0 0 0 6 WHOLE FOODS MKT INC COM 966837106 43 1432 SH SOLE 0 0 0 1432 WISDOMTREE TR JAPN HEDGE EQT 97717W851 5 99 SH SOLE 0 0 0 99 WRIGHT MED GROUP N V ORD SHS 0.03 PAR N96617118 40 1281 SH SOLE 0 0 0 1281 YUM BRANDS INC COM 988498101 207 3239 SH SOLE 0 0 0 3239 YUM CHINA HLDGS INC COM 98850P109 88 3237 SH SOLE 0 0 0 3237 ZILLOW GROUP INC CL A 98954M101 8 247 SH SOLE 0 0 0 247 ZILLOW GROUP INC CL C CAP STK 98954M200 17 493 SH SOLE 0 0 0 493