0001483824-15-000006.txt : 20150507
0001483824-15-000006.hdr.sgml : 20150507
20150507165156
ACCESSION NUMBER: 0001483824-15-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150507
DATE AS OF CHANGE: 20150507
EFFECTIVENESS DATE: 20150507
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TD Capital Management LLC
CENTRAL INDEX KEY: 0001483824
IRS NUMBER: 621631673
STATE OF INCORPORATION: TN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13750
FILM NUMBER: 15842580
BUSINESS ADDRESS:
STREET 1: 5100 POPLAR AVENUE
STREET 2: SUITE 2904
CITY: MEMPHIS
STATE: TN
ZIP: 38137
BUSINESS PHONE: 901-681-0021
MAIL ADDRESS:
STREET 1: 5100 POPLAR AVENUE
STREET 2: SUITE 2904
CITY: MEMPHIS
STATE: TN
ZIP: 38137
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001483824
XXXXXXXX
03-31-2015
03-31-2015
TD Capital Management LLC
5100 POPLAR AVENUE
SUITE 2904
MEMPHIS
TN
38137
13F HOLDINGS REPORT
028-13750
N
Lee Lacy
Senior Portfolio Analyst
901-681-0021
Lee Lacy
Memphis
TN
05-07-2015
0
156
426033
false
INFORMATION TABLE
2
tdinfotable.xml
AOL INC
COM
00184X105
0
8
SH
SOLE
0
0
0
8
AT&T INC
COM
00206R102
63
1935
SH
SOLE
0
0
0
1935
ALCATEL-LUCENT
SPONSORED ADR
013904305
0
58
SH
SOLE
0
0
0
58
AMERICAN ELEC PWR INC
COM
025537101
14
252
SH
SOLE
0
0
0
252
AMERICAN EXPRESS CO
COM
025816109
119
1519
SH
SOLE
0
0
0
1519
AMERIPRISE FINL INC
COM
03076C106
79
603
SH
SOLE
0
0
0
603
APPLE INC
COM
037833100
172
1381
SH
SOLE
0
0
0
1381
AUTOZONE INC
COM
053332102
7940
11640
SH
SOLE
0
0
0
11640
BP PLC
SPONSORED ADR
055622104
20
520
SH
SOLE
0
0
0
520
BANK NEW YORK MELLON CORP
COM
064058100
154
3819
SH
SOLE
0
0
0
3819
BAXTER INTL INC
COM
071813109
3
44
SH
SOLE
0
0
0
44
BLACKROCK DEBT STRAT FD INC
COM
09255R103
0
34
SH
SOLE
0
0
0
34
BRISTOL MYERS SQUIBB CO
COM
110122108
248
3841
SH
SOLE
0
0
0
3841
CAS MED SYS INC
COM PAR $0.004
124769209
39
29429
SH
SOLE
0
0
0
29429
CVS HEALTH CORP
COM
126650100
133
1284
SH
SOLE
0
0
0
1284
CARDINAL FINL CORP
COM
14149F109
0
5
SH
SOLE
0
0
0
5
CARNIVAL CORP
PAIRED CTF
143658300
10
216
SH
SOLE
0
0
0
216
CISCO SYS INC
COM
17275R102
8
278
SH
SOLE
0
0
0
278
CLAYMORE EXCHANGE TRD FD TR
GUGG BULL 2015
18383M423
4101
157051
SH
SOLE
0
0
0
157051
CLAYMORE EXCHANGE TRD FD TR
GUGG CRP BD 2015
18383M563
14122
651386
SH
SOLE
0
0
0
651386
CLAYMORE EXCHANGE TRD FD TR
GUGG ENH SHT DUR
18383M654
16170
323003
SH
SOLE
0
0
0
323003
CONOCOPHILLIPS
COM
20825C104
21
330
SH
SOLE
0
0
0
330
DARDEN RESTAURANTS INC
COM
237194105
3
40
SH
SOLE
0
0
0
40
EAGLE MATERIALS INC
COM
26969P108
20
242
SH
SOLE
0
0
0
242
EATON VANCE LTD DUR INCOME F
COM
27828H105
0
14
SH
SOLE
0
0
0
14
EMERGE ENERGY SVCS LP
COM REP PARTN
29102H108
4
90
SH
SOLE
0
0
0
90
EQUITY COMWLTH
COM SH BEN INT
294628102
1
29
SH
SOLE
0
0
0
29
EXELON CORP
COM
30161N101
0
11
SH
SOLE
0
0
0
11
EXPRESS SCRIPTS HLDG CO
COM
30219G108
26
297
SH
SOLE
0
0
0
297
EXXON MOBIL CORP
COM
30231G102
244
2872
SH
SOLE
0
0
0
2872
FEDEX CORP
COM
31428X106
491
2969
SH
SOLE
0
0
0
2969
FLEXSHARES TR
INTL QLTDV IDX
33939L837
10957
438444
SH
SOLE
0
0
0
438444
FORD MTR CO DEL
COM PAR $0.01
345370860
6
380
SH
SOLE
0
0
0
380
FRONTIER COMMUNICATIONS CORP
COM
35906A108
1
119
SH
SOLE
0
0
0
119
GABELLI UTIL TR
COM
36240A101
0
29
SH
SOLE
0
0
0
29
GABELLI HLTHCARE & WELLNESS
SHS
36246K103
0
29
SH
SOLE
0
0
0
29
GENERAL ELECTRIC CO
COM
369604103
215
8665
SH
SOLE
0
0
0
8665
GOOGLE INC
CL A
38259P508
3
6
SH
SOLE
0
0
0
6
GOOGLE INC
CL C
38259P706
3
6
SH
SOLE
0
0
0
6
GREEN PLAINS INC
COM
393222104
3
100
SH
SOLE
0
0
0
100
GTX INC DEL
COM
40052B108
1
2100
SH
SOLE
0
0
0
2100
HECLA MNG CO
COM
422704106
0
101
SH
SOLE
0
0
0
101
HELIX ENERGY SOLUTIONS GRP I
COM
42330P107
45
3000
SH
SOLE
0
0
0
3000
HEWLETT PACKARD CO
COM
428236103
48
1539
SH
SOLE
0
0
0
1539
IMATION CORP
COM
45245A107
357
88596
SH
SOLE
0
0
0
88596
INTERNATIONAL BUSINESS MACHS
COM
459200101
216
1344
SH
SOLE
0
0
0
1344
INTL PAPER CO
COM
460146103
201
3618
SH
SOLE
0
0
0
3618
ISHARES TR
S&P 100 ETF
464287101
31
339
SH
SOLE
0
0
0
339
ISHARES TR
CORE S&P TTL STK
464287150
387
4084
SH
SOLE
0
0
0
4084
ISHARES TR
CORE S&P500 ETF
464287200
110
529
SH
SOLE
0
0
0
529
ISHARES TR
S&P 500 VAL ETF
464287408
37
400
SH
SOLE
0
0
0
400
ISHARES TR
MSCI EAFE ETF
464287465
7717
120254
SH
SOLE
0
0
0
120254
ISHARES TR
CORE S&P MCP ETF
464287507
129
851
SH
SOLE
0
0
0
851
ISHARES TR
RUS 1000 GRW ETF
464287614
71
713
SH
SOLE
0
0
0
713
ISHARES TR
RUS 1000 ETF
464287622
53
456
SH
SOLE
0
0
0
456
ISHARES TR
RUSSELL 2000 ETF
464287655
103
831
SH
SOLE
0
0
0
831
ISHARES TR
U.S. REAL ES ETF
464287739
13
158
SH
SOLE
0
0
0
158
ISHARES TR
CORE S&P SCP ETF
464287804
45
385
SH
SOLE
0
0
0
385
ISHARES TR
SP SMCP600VL ETF
464287879
407
3426
SH
SOLE
0
0
0
3426
ISHARES
3YRTB ETF
464288125
394
5045
SH
SOLE
0
0
0
5045
ISHARES
SHT NTLAMTFR ETF
464288158
19
184
SH
SOLE
0
0
0
184
ISHARES
MSCI ACWI ETF
464288257
27892
464704
SH
SOLE
0
0
0
464704
ISHARES
EAFE SML CP ETF
464288273
791
15988
SH
SOLE
0
0
0
15988
ISHARES
MSCI KLD400 SOC
464288570
31
403
SH
SOLE
0
0
0
403
ISHARES
1-3 YR CR BD ETF
464288646
2501
23698
SH
SOLE
0
0
0
23698
ISHARES
EAFE VALUE ETF
464288877
15739
295394
SH
SOLE
0
0
0
295394
ISHARES
EAFE GRWTH ETF
464288885
7821
111615
SH
SOLE
0
0
0
111615
ISHARES
16 AMT-FREE ETF
464289313
22
405
SH
SOLE
0
0
0
405
ISHARES
15 AMT-FREE ETF
464289339
23
446
SH
SOLE
0
0
0
446
ISHARES TR
EAFE MIN VOL ETF
46429B689
36
548
SH
SOLE
0
0
0
548
ISHARES TR
USA MIN VOL ETF
46429B697
665
16106
SH
SOLE
0
0
0
16106
ISHARES TR
0-5 YR TIPS ETF
46429B747
429
4319
SH
SOLE
0
0
0
4319
ISHARES U S ETF TR
SHT MAT BD ETF
46431W507
4370
87134
SH
SOLE
0
0
0
87134
ISHARES TR
CORE MSCITOTAL
46432F834
427
7699
SH
SOLE
0
0
0
7699
ISHARES TR
CORE MSCI EAFE
46432F842
3526
60290
SH
SOLE
0
0
0
60290
ISHARES TR
2016 CORP EX ETF
46432FAD9
30
307
SH
SOLE
0
0
0
307
ISHARES INC
CORE MSCI EMKT
46434G103
4209
87096
SH
SOLE
0
0
0
87096
JPMORGAN CHASE & CO
COM
46625H100
7
109
SH
SOLE
0
0
0
109
LOWES COS INC
COM
548661107
62
836
SH
SOLE
0
0
0
836
MCDONALDS CORP
COM
580135101
5
56
SH
SOLE
0
0
0
56
MERCK & CO INC NEW
COM
58933Y105
118
2057
SH
SOLE
0
0
0
2057
METLIFE INC
COM
59156R108
48
945
SH
SOLE
0
0
0
945
MICROSOFT CORP
COM
594918104
237
5820
SH
SOLE
0
0
0
5820
MOSAIC CO NEW
COM
61945C103
60
1298
SH
SOLE
0
0
0
1298
NEXTERA ENERGY INC
COM
65339F101
45
436
SH
SOLE
0
0
0
436
NUANCE COMMUNICATIONS INC
COM
67020Y100
7
473
SH
SOLE
0
0
0
473
PG&E CORP
COM
69331C108
6
108
SH
SOLE
0
0
0
108
PEPCO HOLDINGS INC
COM
713291102
3
99
SH
SOLE
0
0
0
99
PEPSICO INC
COM
713448108
1086
11356
SH
SOLE
0
0
0
11356
PFIZER INC
COM
717081103
6
186
SH
SOLE
0
0
0
186
PHILIP MORRIS INTL INC
COM
718172109
43
572
SH
SOLE
0
0
0
572
PHILLIPS 66
COM
718546104
12
156
SH
SOLE
0
0
0
156
PIMCO ETF TR
LOW DURTN AC ETF
72201R718
1069
10508
SH
SOLE
0
0
0
10508
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
4471
44042
SH
SOLE
0
0
0
44042
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
70671
698680
SH
SOLE
0
0
0
698680
PIMCO ETF TR
SHTRM MUN BD ACT
72201R874
77
1528
SH
SOLE
0
0
0
1528
POWERSHARES ETF TRUST
INTL DIV ACHV
73935X716
22
1254
SH
SOLE
0
0
0
1254
PRAXAIR INC
COM
74005P104
4
32
SH
SOLE
0
0
0
32
PRECISION CASTPARTS CORP
COM
740189105
32
150
SH
SOLE
0
0
0
150
PROCTER & GAMBLE CO
COM
742718109
67
812
SH
SOLE
0
0
0
812
PRUDENTIAL FINL INC
COM
744320102
222
2763
SH
SOLE
0
0
0
2763
REYNOLDS AMERICAN INC
COM
761713106
43
619
SH
SOLE
0
0
0
619
ROVI CORP
COM
779376102
11
600
SH
SOLE
0
0
0
600
SPDR INDEX SHS FDS
S&P GLBDIV ETF
78463X459
21
323
SH
SOLE
0
0
0
323
SPDR INDEX SHS FDS
DJ GLB RL ES ETF
78463X749
2401
48321
SH
SOLE
0
0
0
48321
SPDR INDEX SHS FDS
DJ INTL RL ETF
78463X863
698
16116
SH
SOLE
0
0
0
16116
SPDR SERIES TRUST
BARC SHT TR CP
78464A474
158
5138
SH
SOLE
0
0
0
5138
SPDR SERIES TRUST
DJ REIT ETF
78464A607
12832
135688
SH
SOLE
0
0
0
135688
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
3060
39129
SH
SOLE
0
0
0
39129
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
10
169
SH
SOLE
0
0
0
169
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
56
1426
SH
SOLE
0
0
0
1426
SIRIUS XM HLDGS INC
COM
82968B103
6
1464
SH
SOLE
0
0
0
1464
SOUTHERN CO
COM
842587107
78
1772
SH
SOLE
0
0
0
1772
SOUTHWEST AIRLS CO
COM
844741108
1
33
SH
SOLE
0
0
0
33
STANLEY BLACK & DECKER INC
COM
854502101
25
263
SH
SOLE
0
0
0
263
STARBUCKS CORP
COM
855244109
53
557
SH
SOLE
0
0
0
557
STURM RUGER & CO INC
COM
864159108
99
1995
SH
SOLE
0
0
0
1995
TARGET CORP
COM
87612E106
45
552
SH
SOLE
0
0
0
552
3M CO
COM
88579Y101
483
2927
SH
SOLE
0
0
0
2927
TIME INC NEW
COM
887228104
0
11
SH
SOLE
0
0
0
11
TIME WARNER INC
COM NEW
887317303
8
90
SH
SOLE
0
0
0
90
TIME WARNER CABLE INC
COM
88732J207
3
23
SH
SOLE
0
0
0
23
TRACTOR SUPPLY CO
COM
892356106
712
8371
SH
SOLE
0
0
0
8371
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
25526
317211
SH
SOLE
0
0
0
317211
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
145
1798
SH
SOLE
0
0
0
1798
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
7697
193252
SH
SOLE
0
0
0
193252
VANGUARD MALVERN FDS
STRM INFPROIDX
922020805
5816
120020
SH
SOLE
0
0
0
120020
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
996
17706
SH
SOLE
0
0
0
17706
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
12779
128747
SH
SOLE
0
0
0
128747
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
135
2199
SH
SOLE
0
0
0
2199
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
47
967
SH
SOLE
0
0
0
967
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
10771
263545
SH
SOLE
0
0
0
263545
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
434
4484
SH
SOLE
0
0
0
4484
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
2291
28567
SH
SOLE
0
0
0
28567
VANGUARD INDEX FDS
REIT ETF
922908553
2508
29751
SH
SOLE
0
0
0
29751
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
27935
255352
SH
SOLE
0
0
0
255352
VANGUARD INDEX FDS
MID CAP ETF
922908629
14705
110815
SH
SOLE
0
0
0
110815
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
12418
130439
SH
SOLE
0
0
0
130439
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
9595
103762
SH
SOLE
0
0
0
103762
VANGUARD INDEX FDS
GROWTH ETF
922908736
11723
112060
SH
SOLE
0
0
0
112060
VANGUARD INDEX FDS
VALUE ETF
922908744
31616
377726
SH
SOLE
0
0
0
377726
VANGUARD INDEX FDS
SMALL CP ETF
922908751
13620
111130
SH
SOLE
0
0
0
111130
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
556
5186
SH
SOLE
0
0
0
5186
VERIZON COMMUNICATIONS INC
COM
92343V104
9
195
SH
SOLE
0
0
0
195
VERITIV CORP
COM
923454102
3
69
SH
SOLE
0
0
0
69
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
13
404
SH
SOLE
0
0
0
404
WD-40 CO
COM
929236107
709
8008
SH
SOLE
0
0
0
8008
WAL-MART STORES INC
COM
931142103
14
171
SH
SOLE
0
0
0
171
WALGREENS BOOTS ALLIANCE INC
COM
931427108
55
647
SH
SOLE
0
0
0
647
WELLS FARGO & CO NEW
COM
949746101
23
430
SH
SOLE
0
0
0
430
WELLS FARGO ADVANTAGE MULTI
COM SHS
94987D101
0
6
SH
SOLE
0
0
0
6
WHOLE FOODS MKT INC
COM
966837106
72
1387
SH
SOLE
0
0
0
1387
WRIGHT MED GROUP INC
COM
98235T107
32
1243
SH
SOLE
0
0
0
1243
YUM BRANDS INC
COM
988498101
255
3239
SH
SOLE
0
0
0
3239
ZILLOW INC
CL A
98954A107
62
617
SH
SOLE
0
0
0
617
ALKERMES PLC
SHS
G01767105
1
20
SH
SOLE
0
0
0
20