0001483472-15-000005.txt : 20151112
0001483472-15-000005.hdr.sgml : 20151112
20151112160529
ACCESSION NUMBER: 0001483472-15-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151112
DATE AS OF CHANGE: 20151112
EFFECTIVENESS DATE: 20151112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Botty Investors LLC
CENTRAL INDEX KEY: 0001483472
IRS NUMBER: 270319517
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13684
FILM NUMBER: 151224802
BUSINESS ADDRESS:
STREET 1: 444 N MICHIGAN AVENUE
STREET 2: SUITE 3500
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 312 506-6015
MAIL ADDRESS:
STREET 1: 444 N MICHIGAN AVENUE
STREET 2: SUITE 3500
CITY: CHICAGO
STATE: IL
ZIP: 60611
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001483472
XXXXXXXX
09-30-2015
09-30-2015
Botty Investors LLC
444 N MICHIGAN AVENUE
SUITE 3500
CHICAGO
IL
60611
13F HOLDINGS REPORT
028-13684
N
Ralph Lipford
CCO
312-506-6015
Ralph Lipford
Chicago
IL
11-12-2015
2
136
144203
false
1
028-10663
Hamlin Capital Management, LLC
2
028-05620
Brandes Investment Partners, LP
INFORMATION TABLE
2
inftable13fq32015.xml
BOTTY INFORMATION TABLE Q3 2015
A T & T Inc
COM
00206R102
629
19303
SH
OTR
01
0
0
19303
ABB Ltd
COM
000375204
416
23525
SH
OTR
01
0
0
23525
AbbVie Inc
COM
00287Y109
297
5455
SH
OTR
01
0
0
5455
Activision Blizzard Inc Com
COM
00507V109
3075
99540
SH
SOLE
99540
0
0
Ada-Es Inc
COM
00770c101
70
10600
SH
SOLE
10600
0
0
Aegon NV Ord Reg ADR
COM
007924103
191
33294
SH
OTR
02
0
0
33294
Alamos Gold Inc
COM
011532108
61
16650
SH
SOLE
16650
0
0
Allergan, Inc
COM
g0177j108
424
1560
SH
SOLE
1560
0
0
Alphabet Inc Class A
COM
02079k305
15095
23646
SH
SOLE
23646
0
0
Alphabet Inc Class C Non Votin
COM
02079k107
8341
13710
SH
SOLE
13710
0
0
Altria Group Inc Com
COM
02209s103
4357
80095
SH
SOLE
80095
0
0
American Eagle Outfitters Inc
COM
02553E106
293
18735
SH
OTR
01
0
0
18735
APPLE INC.
COM
037833100
1583
14350
SH
SOLE
14350
0
0
Applied Micro Circuits Corpora
COM
03822w406
1790
337039
SH
SOLE
337039
0
0
Banco Santander Brasil
COM
05967a107
64
20460
SH
OTR
02
0
0
20460
Barclays Plc Shs
COM
g08036124
174
47100
SH
OTR
02
0
0
47100
BCE Inc. (USA)
COM
05534B760
533
13015
SH
OTR
01
0
0
13015
Bear Creek Mining Corp
COM
07380n104
8
14125
SH
SOLE
14125
0
0
BlackRock Inc
COM
09247x101
372
1250
SH
SOLE
1250
0
0
Blackstone Mortgage Trust
COM
09257W100
6123
223149
SH
SOLE
223149
0
0
Box, Inc.
COM
10316t104
189
15000
SH
SOLE
15000
0
0
Bp Plc
COM
g12793108
233
46089
SH
OTR
02
0
0
46089
Bristol Myers Squibb Co Com
COM
110122108
3568
60270
SH
SOLE
60270
0
0
Buckeye Partners LP
COM
118230101
351
5925
SH
SOLE
5925
0
0
Buckle Inc
COM
118440106
437
11810
SH
OTR
01
0
0
11810
Cameco Corp
COM
13321L108
342
28100
SH
SOLE
28100
0
0
Canadian Oil Sands Trust
COM
13643E105
216
45990
SH
SOLE
45990
0
0
Cemex Sab ADR
COM
151290889
137
19584
SH
OTR
02
0
0
19584
Chimera Invt Corp Com
COM
16934Q208
1587
118674
SH
SOLE
118674
0
0
Cisco Systems Inc
COM
17275R102
389
14825
SH
SOLE
14825
0
0
Cisco Systems Inc
COM
17275R102
427
16265
SH
OTR
01
0
0
16265
Cobalt International Energy
COM
19075f106
1297
183211
SH
SOLE
183211
0
0
Companhia de Saneamento Basico
COM
20441a102
79
20340
SH
OTR
02
0
0
20340
Cuisine Solutions
COM
229904206
54
16500
SH
SOLE
16500
0
0
Curtiss-Wright Corp
COM
231561101
3227
51700
SH
SOLE
51700
0
0
Dai Nippon Prtg New ADR
COM
233806306
178
18390
SH
OTR
02
0
0
18390
Daiichi Sankyo Company
COM
23381d102
243
14080
SH
OTR
02
0
0
14080
Devon Energy
COM
25179M103
697
18800
SH
SOLE
18800
0
0
Dorchester Minerals Lp Com Uni
COM
25820R105
870
60195
SH
SOLE
60195
0
0
Dorian LPG Ltd
COM
Y2106R110
1702
165099
SH
SOLE
165099
0
0
Dow Chem Co Com
COM
260543103
489
11540
SH
OTR
01
0
0
11540
Eaton Corp Com
COM
g29183103
436
8490
SH
OTR
01
0
0
8490
Eletrobras ADR
COM
15234q207
52
40180
SH
OTR
02
0
0
40180
Endeavour Mining Corp
COM
g3040r109
18
44000
SH
SOLE
44000
0
0
Enduro Royalty Trust
COM
29269K100
1640
618832
SH
SOLE
618832
0
0
Enduro Royalty Trust
COM
29269K100
16
5865
SH
OTR
01
0
0
5865
Enerplus Corp Com
COM
292766102
130
26800
SH
SOLE
26800
0
0
Engie SA Ord
COM
f7629a107
338
20970
SH
OTR
02
0
0
20970
Eni S P A Spon ADR
COM
26874r108
291
9282
SH
OTR
02
0
0
9282
Era Group Inc
COM
26885g109
562
37572
SH
SOLE
37572
0
0
Exxon Mobil Corporation
COM
30231G102
364
4900
SH
SOLE
4900
0
0
Federal Home Loan Mortgage Cor
COM
313400301
54
24400
SH
SOLE
24400
0
0
Federal National Mortgage Asso
COM
313586109
45
20000
SH
SOLE
20000
0
0
Federated Investors Inc
COM
314211103
294
10165
SH
OTR
01
0
0
10165
First Pacific Co A
COM
335889200
136
44185
SH
OTR
02
0
0
44185
Fnb Corp Pa Com
COM
302520101
215
16575
SH
OTR
01
0
0
16575
Freeport McMoran Copper
COM
35671D857
242
25000
SH
SOLE
25000
0
0
G4S PLC
COM
g39283109
149
42750
SH
OTR
02
0
0
42750
Galxosmithkline Plc
COM
g3910j112
371
19350
SH
OTR
02
0
0
19350
General Electric Co
COM
369604103
1028
40756
SH
SOLE
40756
0
0
General Electric Co
COM
369604103
396
15705
SH
OTR
01
0
0
15705
General Motors
COM
37045V100
443
14760
SH
OTR
01
0
0
14760
Genuine Parts Co Com
COM
372460105
3974
47940
SH
SOLE
47940
0
0
Glaxosmithkline PLC ADR
COM
37733W105
34
885
SH
OTR
02
0
0
885
Glaxosmithkline PLC ADR
COM
37733W105
386
10050
SH
OTR
01
0
0
10050
Honda Motor Co Ltd ADR
COM
438128308
293
9803
SH
OTR
02
0
0
9803
Hospitality Pptys Tr Com Sh Be
COM
44106M102
434
16960
SH
OTR
01
0
0
16960
Hsbc Holdings Plc
COM
g4634u169
174
22970
SH
OTR
02
0
0
22970
Hugoton Rty Tr Tex Unit Ben In
COM
444717102
368
124749
SH
SOLE
124749
0
0
Intel Corp Com
COM
458140100
809
26845
SH
SOLE
26845
0
0
Intel Corp Com
COM
458140100
278
9215
SH
OTR
01
0
0
9215
Ital Fabrich Riunit ADR
COM
465272201
206
18625
SH
OTR
02
0
0
18625
J Sainsbury Plc
COM
g77732173
173
43750
SH
OTR
02
0
0
43750
Kingfisher New Ord
COM
g5256e441
99
18160
SH
OTR
02
0
0
18160
La-Z-Boy Inc.
COM
505336107
22866
860929
SH
SOLE
860929
0
0
Lamar Advertising Co
COM
512816109
489
9375
SH
OTR
01
0
0
9375
Level 3 Communications Inc
COM
52729n308
896
20500
SH
SOLE
20500
0
0
Magellan Midstream Partners LP
COM
559080106
872
14506
SH
SOLE
14506
0
0
Market Vectors Russia Index ET
COM
57060u506
4578
291565
SH
SOLE
291565
0
0
Marks & Spen Grp Ord
COM
g5824m107
145
19090
SH
OTR
02
0
0
19090
Maxim Integrated Producrs Inc.
COM
57772K101
382
11440
SH
OTR
01
0
0
11440
Merck & Co Inc New
COM
58933Y105
2840
57503
SH
SOLE
57503
0
0
Merck & Co Inc New
COM
58933Y105
262
5298
SH
OTR
01
0
0
5298
Microchip Technology Inc
COM
595017104
320
7420
SH
OTR
01
0
0
7420
Microsoft Corp
COM
594918104
1784
40300
SH
SOLE
40300
0
0
Mitsubishi Tanabe PH - ADR
COM
606813202
205
11230
SH
OTR
02
0
0
11230
Mitsubishi Ufj Finl ADR
COM
606822104
180
29504
SH
OTR
02
0
0
29504
Monitise PLC
COM
030608712
11
270000
SH
SOLE
270000
0
0
Morrison W Sprmrkt P
COM
g62748119
284
112816
SH
OTR
02
0
0
112816
Mosaic Company
COM
61945C103
2109
67795
SH
SOLE
67795
0
0
MS&AD Ins Grp Hldgs ADR
COM
553491101
187
13945
SH
OTR
02
0
0
13945
NCI Building Systems Inc.
COM
628852204
106
10000
SH
SOLE
10000
0
0
Nissan Motor Spon ADR
COM
654744408
268
14450
SH
OTR
02
0
0
14450
Nucor Corp Com
COM
670346105
282
7510
SH
OTR
01
0
0
7510
OAO Gazprom Spon ADR
COM
368287207
103
25390
SH
OTR
02
0
0
25390
Orange
COM
FR0000133
208
13770
SH
OTR
02
0
0
13770
Orezone Gold Corp
COM
68616t109
3
19850
SH
SOLE
19850
0
0
Outfront Media Inc.
COM
69007J106
297
14292
SH
OTR
01
0
0
14292
Pearson PLC
COM
705015105
451
26265
SH
OTR
01
0
0
26265
People's United Financial Inc.
COM
712704105
475
30205
SH
OTR
01
0
0
30205
Petroleo Brasileiro ADR
COM
71654v101
203
55270
SH
OTR
02
0
0
55270
PJSC Lukoil
COM
69343p105
228
6690
SH
OTR
02
0
0
6690
Plains All American Pipeline L
COM
726503105
379
12475
SH
SOLE
12475
0
0
Plum Creek Timber Co
COM
729251108
286
7250
SH
OTR
01
0
0
7250
Procter & Gamble Co Com
COM
742718109
2987
41516
SH
SOLE
41516
0
0
Public Svc Enterprise Group Co
COM
744573106
342
8115
SH
OTR
01
0
0
8115
Regal Entertainment Group - A
COM
758766109
455
24370
SH
OTR
01
0
0
24370
Repsol SA
COM
76026t205
147
12584
SH
OTR
02
0
0
12584
Reynolds American Inc Com
COM
761713106
1379
31158
SH
SOLE
31158
0
0
Ryman Hospitality PPTYS Inc Co
COM
78377T107
356
7230
SH
OTR
01
0
0
7230
Schneider Electric SE
COM
80687p106
139
12430
SH
OTR
02
0
0
12430
Seacor Holdings Inc
COM
811904101
1913
31992
SH
SOLE
31992
0
0
Seagate Technology Plc Shs
COM
g7945m107
397
8870
SH
OTR
01
0
0
8870
Six Flags Entertainment Corp
COM
83001A102
372
8115
SH
OTR
01
0
0
8115
Spdr Gold Trust Gold Shs
COM
78463v107
2432
22758
SH
SOLE
22758
0
0
SPDR S&P 500 ETF Trust
COM
78462f103
335
1750
SH
SOLE
1750
0
0
St Andrew Goldfields
COM
787188507
18
82500
SH
SOLE
82500
0
0
SUMITOMO MITSUI TRUS
COM
j7772m102
172
47000
SH
OTR
02
0
0
47000
Sunoco Logistics Prtnrs L P Co
COM
86764L108
461
16070
SH
SOLE
16070
0
0
Surgutneftegaz OAO
COM
868861105
162
27020
SH
OTR
02
0
0
27020
Teekay Tankers Ltd Cl A
COM
y8565n102
637
92318
SH
SOLE
92318
0
0
Telecom Italia S.p.A.
COM
87927y201
120
11740
SH
OTR
02
0
0
11740
Telefonaktiebolaget L M Ericss
COM
w26049119
163
16670
SH
OTR
02
0
0
16670
Telefonica Brasil ADR
COM
87936r106
98
10766
SH
OTR
02
0
0
10766
Tesco Plc Ord
COM
g87621101
219
78900
SH
OTR
02
0
0
78900
Thermo Fisher Scientific
COM
883556102
3498
28605
SH
SOLE
28605
0
0
Thomson Reuters Corporation (U
COM
884903105
235
5845
SH
OTR
01
0
0
5845
Towers Watson & Co Cl A
COM
891894107
3472
29575
SH
SOLE
29575
0
0
Tullow Oil PLC
COM
899415202
85
66000
SH
SOLE
66000
0
0
Twitter Inc
COM
90184l102
1387
51500
SH
SOLE
51500
0
0
Vodafone Group PLC New Spons A
COM
92857W308
521
16430
SH
OTR
01
0
0
16430
Waddell & Reed Financial Inc
COM
930059100
381
10965
SH
OTR
01
0
0
10965
Williams Partners LP
COM
96949L105
426
13353
SH
SOLE
13353
0
0
WisdomTree Japan Hedged Equity
COM
97717w851
443
9110
SH
SOLE
9110
0
0
Yahoo! Inc
COM
984332106
1263
43675
SH
SOLE
43675
0
0
Mainstay Definedterm Municipal
COM
56064k100
2432
137256
SH
SOLE
137256
0
0