0001483472-14-000006.txt : 20141112 0001483472-14-000006.hdr.sgml : 20141111 20141112103850 ACCESSION NUMBER: 0001483472-14-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141112 DATE AS OF CHANGE: 20141112 EFFECTIVENESS DATE: 20141112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Botty Investors LLC CENTRAL INDEX KEY: 0001483472 IRS NUMBER: 270319517 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13684 FILM NUMBER: 141212071 BUSINESS ADDRESS: STREET 1: 444 N MICHIGAN AVENUE STREET 2: SUITE 3500 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 312 506-6015 MAIL ADDRESS: STREET 1: 444 N MICHIGAN AVENUE STREET 2: SUITE 3500 CITY: CHICAGO STATE: IL ZIP: 60611 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001483472 XXXXXXXX 09-30-2014 09-30-2014 Botty Investors LLC

444 N MICHIGAN AVENUE SUITE 3500 CHICAGO IL 60611

13F HOLDINGS REPORT 028-13684 N Ralph Lipford 312-506-6015 Ralph Lipford Chicago IL 11-12-2014 4 140 118100 false 1 028-10663 Hamlin Capital Management, LLC 2 028-05620 Brandes Investment Partners, LP 3 028-03434 Congress Asset Management Co 4 028-11482 Knightsbridge Asset Management, LLC INFORMATION TABLE 2 inftable13fq32014.xml BOTTY INFORMATION TABLE FOR Q3 2014 A T & T Inc COM 00206R102 435 12348 SH OTR 01 0 0 12348 AbbVie Inc COM 00287y109 278 4810 SH OTR 01 0 0 4810 Access Midstream Partners LP COM 00434l109 801 12580 SH SOLE 12580 0 0 Activision Blizzard Inc Com COM 00507V109 2069 99540 SH SOLE 99540 0 0 Aegon NV Ord Reg ADR COM 007924103 138 16775 SH OTR 02 0 0 16775 Alamos Gold Inc COM 011527108 101 12650 SH SOLE 12650 0 0 Allot Communications Ltd COM m0854q105 571 50000 SH SOLE 50000 0 0 Altria Group Inc Com COM 02209s103 3712 80795 SH SOLE 80795 0 0 AMERICAN INTERNATIONAL GROUP I COM 026874784 70 1300 SH OTR 04 0 0 1300 APPLE INC. COM 037833100 1446 14350 SH SOLE 14350 0 0 APPLE INC. COM 037833100 18 176 SH OTR 03 0 0 176 Applied Micro Circuits Corpora COM 03822w406 1413 201883 SH SOLE 201883 0 0 Banco Santander Brasil COM 05967a107 76 11680 SH OTR 02 0 0 11680 Barclays Plc Shs COM g08036124 138 37441 SH OTR 02 0 0 37441 Baytex Energy Corp Com COM 07317Q105 15 400 SH SOLE 400 0 0 Baytex Energy Corp Com COM 07317Q105 354 9355 SH OTR 01 0 0 9355 BCE Inc. (USA) COM 05534b760 354 8270 SH OTR 01 0 0 8270 Bear Creek Mining Corp COM 07380n104 23 14125 SH SOLE 14125 0 0 BFC Financial Corp COM 055384200 43 11000 SH OTR 04 0 0 11000 Blackstone Mortgage Trust COM 09257W100 3703 136654 SH SOLE 136654 0 0 Bp Plc COM g12793108 185 25151 SH OTR 02 0 0 25151 Bristol Myers Squibb Co Com COM 110122108 2395 46800 SH SOLE 46800 0 0 Buckeye Partners LP COM 118230101 472 5925 SH SOLE 5925 0 0 Cameco Corp COM 13321L108 618 35000 SH SOLE 35000 0 0 Canadian Oil Sands Trust COM 13643E105 992 53670 SH SOLE 53670 0 0 Canadian Oil Sands Trust COM 13643E105 321 17375 SH OTR 01 0 0 17375 Canon Inc Sponsored ADR COM 138006309 233 7147 SH OTR 02 0 0 7147 CBS Outdoor Americas Inc. COM 14987j106 299 9985 SH OTR 01 0 0 9985 Chimera Invt Corp Com COM 16934Q109 1901 625371 SH SOLE 625371 0 0 Cinemark Holdings Inc COM 17243v102 272 7995 SH OTR 01 0 0 7995 Cisco Systems Inc COM 17275R102 394 15650 SH SOLE 15650 0 0 Cisco Systems Inc COM 17275R102 277 10995 SH OTR 01 0 0 10995 Cobalt International Energy COM 19075f106 2057 151231 SH SOLE 151231 0 0 Corrections Corp Of America COM 22025y407 356 10360 SH OTR 01 0 0 10360 Cuisine Solutions COM 229904206 36 16500 SH SOLE 16500 0 0 Curtiss-Wright Corp COM 231561101 3428 52010 SH SOLE 52010 0 0 Dai Nippon Prtg New ADR COM 233806306 101 10090 SH OTR 02 0 0 10090 Daiichi Sankyo Company COM 23381d102 214 13640 SH OTR 02 0 0 13640 Devon Energy COM 25179M103 1541 22600 SH SOLE 22600 0 0 Dorchester Minerals Lp Com Uni COM 25820R105 1797 60770 SH SOLE 60770 0 0 Dorian LPG Ltd COM Y2106R110 2590 145341 SH SOLE 145341 0 0 Dow Chem Co Com COM 260543103 380 7250 SH OTR 01 0 0 7250 Duke Energy Corp New Com COM 26441c204 925 12366 SH SOLE 12366 0 0 Eaton Corp Com COM g29183103 244 3850 SH OTR 01 0 0 3850 El Paso Partners Pipeline COM 283702108 396 9860 SH SOLE 9860 0 0 Eletrobras ADR COM 15234q207 52 19210 SH OTR 02 0 0 19210 Endeavour Mining Corp COM g3040r109 26 44000 SH SOLE 44000 0 0 Enduro Royalty Trust COM 29269K100 3174 280905 SH SOLE 280905 0 0 Enduro Royalty Trust COM 29269K100 121 10695 SH OTR 01 0 0 10695 Energy Transfer Equity LP COM 29273v100 68 1100 SH SOLE 1100 0 0 Enerplus Corp Com COM 292766102 1408 74200 SH SOLE 74200 0 0 Eni S P A Spon ADR COM 26874r108 204 4322 SH OTR 02 0 0 4322 Enterprise Products Part LP COM 293792107 1156 28690 SH SOLE 28690 0 0 Era Group Inc COM 26885g109 715 32866 SH SOLE 32866 0 0 Ericsson Tel ADR B New COM 294821608 159 12615 SH OTR 02 0 0 12615 Exxon Mobil Corporation COM 30231g102 488 5190 SH SOLE 5190 0 0 Federated Investors Inc COM 314211103 261 8875 SH OTR 01 0 0 8875 First Pacific Co A COM 335889200 110 20795 SH OTR 02 0 0 20795 Fnb Corp Pa Com COM 302520101 320 26725 SH OTR 01 0 0 26725 G4S PLC COM g39283109 110 26970 SH OTR 02 0 0 26970 Galxosmithkline Plc COM g3910j112 260 11370 SH OTR 02 0 0 11370 GDF Suez COM f42768105 286 11410 SH OTR 02 0 0 11410 General Electric Co COM 369604103 1044 40756 SH SOLE 40756 0 0 General Moly Inc COM 370373102 31 41769 SH SOLE 41769 0 0 Genuine Parts Co Com COM 372460105 4205 47940 SH SOLE 47940 0 0 Glaxosmithkline PLC ADR COM 37733w105 40 875 SH OTR 02 0 0 875 Glaxosmithkline PLC ADR COM 37733w105 367 7985 SH OTR 01 0 0 7985 Honda Motor Co Ltd ADR COM 438128308 214 6233 SH OTR 02 0 0 6233 Hospitality Pptys Tr Com Sh Be COM 44106m102 313 11650 SH OTR 01 0 0 11650 Hsbc Holdings Plc COM g4634u169 126 12406 SH OTR 02 0 0 12406 Hugoton Rty Tr Tex Unit Ben In COM 444717102 1105 123149 SH SOLE 123149 0 0 Intel Corp Com COM 458140100 965 27705 SH SOLE 27705 0 0 Intel Corp Com COM 458140100 388 11135 SH OTR 01 0 0 11135 Intesa Sanpaolo Spa COM t55067119 160 59640 SH OTR 02 0 0 59640 J Sainsbury Plc COM g77732173 128 31490 SH OTR 02 0 0 31490 Johnson & Johnson COM 478160104 1580 14825 SH SOLE 14825 0 0 Johnson & Johnson COM 478160104 17 160 SH OTR 03 0 0 160 Kinder Morgan Energy Ptrs COM 494550106 337 3608 SH SOLE 3608 0 0 Kingfisher New Ord COM g5256e441 83 15780 SH OTR 02 0 0 15780 Kraft Foods Group COM 50076Q106 53 936 SH SOLE 936 0 0 Kraft Foods Group COM 50076Q106 315 5580 SH OTR 01 0 0 5580 La-Z-Boy Inc. COM 505336107 16919 854929 SH SOLE 854929 0 0 Lamar Advertising Co COM 512815101 313 6360 SH OTR 01 0 0 6360 Layne Christensen COM 521050104 291 30000 SH SOLE 30000 0 0 Leggett & Platt Inc Com COM 524660107 260 7448 SH OTR 01 0 0 7448 Lorillard Inc Com COM 544147101 3475 58000 SH SOLE 58000 0 0 Magellan Midstream Partners LP COM 559080106 1221 14506 SH SOLE 14506 0 0 Marks & Spen Grp Ord COM g5824m107 112 17040 SH OTR 02 0 0 17040 Markwest Energy Partners LP COM 570759100 279 3630 SH SOLE 3630 0 0 Merck & Co Inc New COM 58933Y105 3409 57503 SH SOLE 57503 0 0 Merck & Co Inc New COM 58933Y105 297 5013 SH OTR 01 0 0 5013 Microchip Technology Inc COM 595017104 252 5330 SH OTR 01 0 0 5330 Microsoft Corp COM 594918104 1898 40935 SH SOLE 40935 0 0 Mitsubishi Tanabe PH - ADR COM 606813202 149 10210 SH OTR 02 0 0 10210 Mitsubishi Ufj Finl ADR COM 606822104 128 22834 SH OTR 02 0 0 22834 Monitise PLC COM 030608712 338 695000 SH SOLE 695000 0 0 Morrison W Sprmrkt P COM g62748119 240 88187 SH OTR 02 0 0 88187 Mosaic Company COM 61945C103 2836 63855 SH SOLE 63855 0 0 MS&AD Ins Grp Hldgs ADR COM 553491101 155 14285 SH OTR 02 0 0 14285 MVC Cap Inc COM 553829102 1241 115345 SH SOLE 115345 0 0 Nissan Motor Spon ADR COM 654744408 267 13810 SH OTR 02 0 0 13810 Noble Corporation PLC COM g65431101 216 9720 SH OTR 01 0 0 9720 OAO Gazprom Spon ADR COM 368287207 77 11010 SH OTR 02 0 0 11010 Orezone Gold Corp COM 68616t109 44 72600 SH SOLE 72600 0 0 Pearson PLC COM 705015105 349 17415 SH OTR 01 0 0 17415 People's United Financial Inc. COM 712704105 343 23675 SH OTR 01 0 0 23675 Pepsico Incorporated COM 713448108 344 3700 SH SOLE 3700 0 0 Philip Morris Intl Inc Com COM 718172109 277 3317 SH SOLE 3317 0 0 Plains All American Pipeline L COM 726503105 734 12475 SH SOLE 12475 0 0 Plum Creek Timber Co COM 729251108 211 5405 SH OTR 01 0 0 5405 Potash Corp./Saskatchewan (USA COM 73755l107 253 7330 SH OTR 01 0 0 7330 Procter & Gamble Co Com COM 742718109 1383 16516 SH SOLE 16516 0 0 Public Svc Enterprise Group Co COM 744573106 383 10285 SH OTR 01 0 0 10285 Regal Entertainment Group - A COM 758766109 265 13305 SH OTR 01 0 0 13305 Ryman Hospitality PPTYS Inc Co COM 78377t107 420 8880 SH OTR 01 0 0 8880 Sanofi ADR COM 80105n105 225 3979 SH OTR 02 0 0 3979 Seacor Holdings Inc COM 811904101 1720 23000 SH SOLE 23000 0 0 Six Flags Entertainment Corp COM 83001a102 216 6285 SH OTR 01 0 0 6285 Sonoco Prods Co Com COM 835495102 247 6280 SH OTR 01 0 0 6280 Spdr Gold Trust Gold Shs COM 78463v107 2158 18573 SH SOLE 18573 0 0 SPDR S&P 500 ETF Trust COM 78462f103 345 1750 SH SOLE 1750 0 0 St Andrew Goldfields COM 787188507 17 72500 SH SOLE 72500 0 0 SUMITOMO MITSUI TRUS COM j7772m102 150 36000 SH OTR 02 0 0 36000 Sunoco Logistics Prtnrs L P Co COM 86764l108 776 16070 SH SOLE 16070 0 0 Targa Res Ptnrs Lp Rep COM 87611x105 646 8925 SH SOLE 8925 0 0 Teekay Tankers Ltd Cl A COM y8565n102 176 47318 SH SOLE 47318 0 0 Telecom Italia New ADR COM 87927y102 188 16474 SH OTR 02 0 0 16474 Tesco Plc Ord COM g87621101 156 51570 SH OTR 02 0 0 51570 Thermo Fisher Scientific COM 883556102 4725 38825 SH SOLE 38825 0 0 Thomson Reuters Corporation (U COM 884903105 272 7475 SH OTR 01 0 0 7475 Towers Watson & Co Cl A COM 891894107 2966 29805 SH SOLE 29805 0 0 Tullow Oil PLC COM 899415202 342 66000 SH SOLE 66000 0 0 UBS Ag COM h89231338 206 11860 SH OTR 02 0 0 11860 Vermilion Energy Inc. COM 923725105 306 5040 SH OTR 01 0 0 5040 Vodafone Group PLC New Spons A COM 92857w308 6 190 SH SOLE 190 0 0 Vodafone Group PLC New Spons A COM 92857w308 257 7805 SH OTR 01 0 0 7805 WisdomTree Japan Hedged Equity COM 97717w851 233 4460 SH SOLE 4460 0 0 DoubleLine Income Solutions COM 258622109 909 42000 SH SOLE 42000 0 0 Doubleline Opportunistic Credi COM 258623107 607 25720 SH SOLE 25720 0 0 Mainstay Definedterm Municipal COM 56064k100 2302 128981 SH SOLE 128981 0 0