13F-HR 1 r13f-q312.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/2012 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Botty Investors, LLC Address: 444 N Michigan Avenue, Suite 3500 Chicago, IL 60611 Form 13F File Number: 28-13684 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Alfredo Botty Title: CEO/Member Phone: 312 245-2915 Signature, Place, and Date of Signing: Chicago, IL October 18,2012 Report Type [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 109 Form 13F Information Table Value Total: 96,355 (thousands) List of Other Included Managers: No. Form 13F File Number Name 01 28-10663 Hamlin Capital Management, LLC 02 28-05620 Brandes Investment Partners, LP 03 28-03434 Congress Asset Management Co FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Activision Blizzard Inc Com COM 00507V109 1255 111348 SH Sole 111348 AG Mortgage Investment Trust COM 001228105 241 10000 SH Sole 10000 Altria Group Inc Com COM 02209S103 2808 84100 SH Sole 84100 American Intl Group, Inc. COM 026874784 43 1300 SH Other 01 1300 Annaly Cap Mgmt Inc Com COM 035710409 1559 92600 SH Sole 92600 Apple Inc COM 037833100 25042 37538 SH Sole 37538 29 43 SH Other 03 43 Archer Daniels Midland COM 206 7566 SH Sole 7566 Armour Residential Reit Inc COM 042315101 2114 276000 SH Sole 276000 Bear Creek Mining Corp COM 07380N104 198 53425 SH Sole 53425 Canadian Oil Sands Trust COM 13643E105 2065 96615 SH Sole 96615 218 10180 SH Other 01 10180 16 735 SH Other 02 735 Cboe Holdings Inc COM 12503M108 1375 46775 SH Sole 46775 Chimera Invt Corp Com COM 16934Q109 1870 690181 SH Sole 690181 Cinemark Holdings Inc COM 17243V102 229 10205 SH Other 01 10205 16 700 SH Other 02 700 Cisco Systems Inc COM 17275R102 1665 87220 SH Sole 87220 Citigroup Group, Inc COM 172967424 2 52 SH Sole 52 Conagra Foods Inc Com COM 205887102 214 7765 SH Other 01 7765 15 555 SH Other 02 555 Conocophillips COM 20825C104 23 403 SH Sole 403 220 3845 SH Other 01 3845 15 260 SH Other 02 260 Cuisine Solutions COM 7 16500 SH Sole 16500 Curtiss-Wright Corp COM 231561101 1733 52990 SH Sole 52990 Dorchester Minerals Lp Com Uni COM 25820R105 1336 60595 SH Sole 60595 Du Pont E I De Nemour & Co COM 263534109 194 3865 SH Other 01 3865 15 290 SH Other 02 290 25 500 SH Other 03 500 Duke Energy Corp New Com COM 26441C105 792 12226 SH Sole 12226 Enbridge Energy Partners LP COM 29250R106 247 8390 SH Other 01 8390 17 570 SH Other 02 570 Endeavour Mining Corp COM 23 10000 SH Sole 10000 Enduro Royalty Trust COM 29269K100 121 6575 SH Other 01 6575 11 600 SH Other 02 600 Exelis Inc COM 30162A108 105 10170 SH Other 01 10170 5 500 SH Other 02 500 Exxon Mobil Corporation COM 30231G102 448 4900 SH Sole 4900 27 290 SH Other 03 290 Facebook COM 30303m102 22 1000 SH Sole 1000 Fnb Corp Pa Com COM 302520101 215 19200 SH Other 01 19200 16 1400 SH Other 02 1400 Freeport McMoran Copper COM 35671D857 12 295 SH Sole 295 179 4525 SH Other 01 4525 11 290 SH Other 02 290 General Electric Co COM 369604103 17 756 SH Sole 756 45 2000 SH Other 01 2000 General Moly Inc COM 370373102 403 127000 SH Sole 127000 Genuine Parts Co Com COM 372460105 2926 47940 SH Sole 47940 Glaxosmithkline PLC ADR COM 37733W105 47 1010 SH Other 02 1010 217 4695 SH Other 01 4695 H & R Block Inc COM 093671105 192 11065 SH Other 01 11065 10 600 SH Other 02 600 Hasbro Inc COM 418056107 233 6095 SH Other 01 6095 16 415 SH Other 02 415 Heinz H J Co Com COM 423074103 225 4020 SH Other 01 4020 15 275 SH Other 02 275 Hospitality Pptys Tr Com Sh Be COM 44106M102 210 8825 SH Other 01 8825 15 610 SH Other 02 610 Intel Corp Com COM 458140100 122 5400 SH Sole 5400 206 9095 SH Other 01 9095 14 615 SH Other 02 615 Johnson & Johnson COM 478160104 1109 16095 SH Sole 16095 21 300 SH Other 03 300 JPMorgan Chase & Co COM 46625H100 26 646 SH Sole 646 Layne Christensen COM 521050104 588 30000 SH Sole 30000 Lazy Boy COM 505336107 17694 1209470 SH Sole 1710140 Leggett & Platt Inc Com COM 524660107 245 9800 SH Other 01 9800 16 655 SH Other 02 655 Lockheed Martin Corp Com COM 539830109 226 2420 SH Other 01 2420 15 165 SH Other 02 165 LyondellBasell Industries NV COM 221 4270 SH Other 01 4270 11 215 SH Other 02 215 Market Vectors Etf Tr Gold Min COM 57060U100 3261 60735 SH Sole 60735 MEMC Electronic Materials Inc COM 55 20000 SH Sole 20000 Merck & Co Inc New COM 58933Y105 2316 51364 SH Sole 51364 219 4858 SH Other 01 4858 15 330 SH Other 02 330 Meredith Corporation COM 589433101 223 6375 SH Other 01 6375 15 430 SH Other 02 430 Microsoft Corp COM 594918104 1373 46132 SH Sole 46132 Mosaic Company COM 61945C103 1969 34180 SH Sole 34180 Nucor Corp Com COM 670346105 217 5675 SH Other 01 5675 14 370 SH Other 02 370 Orezone Gold Corp COM 200 89950 SH Sole 89950 People's United Financial Inc. COM 712704105 142 11705 SH Other 01 11705 10 790 SH Other 02 790 Pepsico Incorporated COM 713448108 439 6209 SH Sole 6209 Philip Morris Intl Inc Com COM 718172109 501 5567 SH Sole 5567 Plum Creek Timber Co COM 729251108 238 5425 SH Other 01 5425 16 365 SH Other 02 365 Privatebancorp Inc COM 742962103 825 51625 SH Sole 51625 Procter & Gamble Co Com COM 742718109 1156 16666 SH Sole 16666 PVR Partners LP COM 693665101 204 8020 SH Other 01 8020 15 600 SH Other 02 600 Seacor Holdings Inc COM 811904101 1238 14850 SH Sole 14850 Seagate Technology Plc Shs COM G7945M107 31 1000 SH Sole 1000 32 1025 SH Other 02 1025 242 7815 SH Other 01 7815 Sonoco Prods Co Com COM 835495102 245 7910 SH Other 01 7910 17 535 SH Other 02 535 Spdr Gold Trust Gold Shs COM 78463V107 2994 17420 SH Sole 17420 Teekay Tankers Ltd Cl A COM Y8565N102 188 50318 SH Sole 50318 Thermo Fisher Scientific COM 883556102 2400 40789 SH Sole 40789 Towers Watson & Co Cl A COM 891894107 1544 29100 SH Sole 29100 Tullow Oil PLC COM 899415202 686 62000 SH Sole 62000 USA Mobility COM 211 17750 SH Sole 17750 Vanguard Specialized Portfolio COM 921908844 1020 17084 SH Sole 17084