0001483472-12-000007.txt : 20121106
0001483472-12-000007.hdr.sgml : 20121106
20121106115451
ACCESSION NUMBER: 0001483472-12-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121106
DATE AS OF CHANGE: 20121106
EFFECTIVENESS DATE: 20121106
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Botty Investors LLC
CENTRAL INDEX KEY: 0001483472
IRS NUMBER: 270319517
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13684
FILM NUMBER: 121182285
BUSINESS ADDRESS:
STREET 1: 444 N MICHIGAN AVENUE
STREET 2: SUITE 3500
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 312 506-6002
MAIL ADDRESS:
STREET 1: 444 N MICHIGAN AVENUE
STREET 2: SUITE 3500
CITY: CHICAGO
STATE: IL
ZIP: 60611
13F-HR
1
r13f-q312.txt
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 09/30/2012
Check here if Amendment [ ]; Amendment Number: ______
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Botty Investors, LLC
Address: 444 N Michigan Avenue, Suite 3500
Chicago, IL 60611
Form 13F File Number: 28-13684
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person signing
the report is authorized to submit it, that all information contained
herein is true, correct and complete, and that it is understood that
all required items, statements, schedules, lists, and tables, are
considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Alfredo Botty
Title: CEO/Member
Phone: 312 245-2915
Signature, Place, and Date of Signing:
Chicago, IL October 18,2012
Report Type
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 3
Form 13F Information Table Entry Total: 109
Form 13F Information Table Value Total: 96,355
(thousands)
List of Other Included Managers:
No. Form 13F File Number Name
01 28-10663 Hamlin Capital Management, LLC
02 28-05620 Brandes Investment Partners, LP
03 28-03434 Congress Asset Management Co
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
Activision Blizzard Inc Com COM 00507V109 1255 111348 SH Sole 111348
AG Mortgage Investment Trust COM 001228105 241 10000 SH Sole 10000
Altria Group Inc Com COM 02209S103 2808 84100 SH Sole 84100
American Intl Group, Inc. COM 026874784 43 1300 SH Other 01 1300
Annaly Cap Mgmt Inc Com COM 035710409 1559 92600 SH Sole 92600
Apple Inc COM 037833100 25042 37538 SH Sole 37538
29 43 SH Other 03 43
Archer Daniels Midland COM 206 7566 SH Sole 7566
Armour Residential Reit Inc COM 042315101 2114 276000 SH Sole 276000
Bear Creek Mining Corp COM 07380N104 198 53425 SH Sole 53425
Canadian Oil Sands Trust COM 13643E105 2065 96615 SH Sole 96615
218 10180 SH Other 01 10180
16 735 SH Other 02 735
Cboe Holdings Inc COM 12503M108 1375 46775 SH Sole 46775
Chimera Invt Corp Com COM 16934Q109 1870 690181 SH Sole 690181
Cinemark Holdings Inc COM 17243V102 229 10205 SH Other 01 10205
16 700 SH Other 02 700
Cisco Systems Inc COM 17275R102 1665 87220 SH Sole 87220
Citigroup Group, Inc COM 172967424 2 52 SH Sole 52
Conagra Foods Inc Com COM 205887102 214 7765 SH Other 01 7765
15 555 SH Other 02 555
Conocophillips COM 20825C104 23 403 SH Sole 403
220 3845 SH Other 01 3845
15 260 SH Other 02 260
Cuisine Solutions COM 7 16500 SH Sole 16500
Curtiss-Wright Corp COM 231561101 1733 52990 SH Sole 52990
Dorchester Minerals Lp Com Uni COM 25820R105 1336 60595 SH Sole 60595
Du Pont E I De Nemour & Co COM 263534109 194 3865 SH Other 01 3865
15 290 SH Other 02 290
25 500 SH Other 03 500
Duke Energy Corp New Com COM 26441C105 792 12226 SH Sole 12226
Enbridge Energy Partners LP COM 29250R106 247 8390 SH Other 01 8390
17 570 SH Other 02 570
Endeavour Mining Corp COM 23 10000 SH Sole 10000
Enduro Royalty Trust COM 29269K100 121 6575 SH Other 01 6575
11 600 SH Other 02 600
Exelis Inc COM 30162A108 105 10170 SH Other 01 10170
5 500 SH Other 02 500
Exxon Mobil Corporation COM 30231G102 448 4900 SH Sole 4900
27 290 SH Other 03 290
Facebook COM 30303m102 22 1000 SH Sole 1000
Fnb Corp Pa Com COM 302520101 215 19200 SH Other 01 19200
16 1400 SH Other 02 1400
Freeport McMoran Copper COM 35671D857 12 295 SH Sole 295
179 4525 SH Other 01 4525
11 290 SH Other 02 290
General Electric Co COM 369604103 17 756 SH Sole 756
45 2000 SH Other 01 2000
General Moly Inc COM 370373102 403 127000 SH Sole 127000
Genuine Parts Co Com COM 372460105 2926 47940 SH Sole 47940
Glaxosmithkline PLC ADR COM 37733W105 47 1010 SH Other 02 1010
217 4695 SH Other 01 4695
H & R Block Inc COM 093671105 192 11065 SH Other 01 11065
10 600 SH Other 02 600
Hasbro Inc COM 418056107 233 6095 SH Other 01 6095
16 415 SH Other 02 415
Heinz H J Co Com COM 423074103 225 4020 SH Other 01 4020
15 275 SH Other 02 275
Hospitality Pptys Tr Com Sh Be COM 44106M102 210 8825 SH Other 01 8825
15 610 SH Other 02 610
Intel Corp Com COM 458140100 122 5400 SH Sole 5400
206 9095 SH Other 01 9095
14 615 SH Other 02 615
Johnson & Johnson COM 478160104 1109 16095 SH Sole 16095
21 300 SH Other 03 300
JPMorgan Chase & Co COM 46625H100 26 646 SH Sole 646
Layne Christensen COM 521050104 588 30000 SH Sole 30000
Lazy Boy COM 505336107 17694 1209470 SH Sole 1710140
Leggett & Platt Inc Com COM 524660107 245 9800 SH Other 01 9800
16 655 SH Other 02 655
Lockheed Martin Corp Com COM 539830109 226 2420 SH Other 01 2420
15 165 SH Other 02 165
LyondellBasell Industries NV COM 221 4270 SH Other 01 4270
11 215 SH Other 02 215
Market Vectors Etf Tr Gold Min COM 57060U100 3261 60735 SH Sole 60735
MEMC Electronic Materials Inc COM 55 20000 SH Sole 20000
Merck & Co Inc New COM 58933Y105 2316 51364 SH Sole 51364
219 4858 SH Other 01 4858
15 330 SH Other 02 330
Meredith Corporation COM 589433101 223 6375 SH Other 01 6375
15 430 SH Other 02 430
Microsoft Corp COM 594918104 1373 46132 SH Sole 46132
Mosaic Company COM 61945C103 1969 34180 SH Sole 34180
Nucor Corp Com COM 670346105 217 5675 SH Other 01 5675
14 370 SH Other 02 370
Orezone Gold Corp COM 200 89950 SH Sole 89950
People's United Financial Inc. COM 712704105 142 11705 SH Other 01 11705
10 790 SH Other 02 790
Pepsico Incorporated COM 713448108 439 6209 SH Sole 6209
Philip Morris Intl Inc Com COM 718172109 501 5567 SH Sole 5567
Plum Creek Timber Co COM 729251108 238 5425 SH Other 01 5425
16 365 SH Other 02 365
Privatebancorp Inc COM 742962103 825 51625 SH Sole 51625
Procter & Gamble Co Com COM 742718109 1156 16666 SH Sole 16666
PVR Partners LP COM 693665101 204 8020 SH Other 01 8020
15 600 SH Other 02 600
Seacor Holdings Inc COM 811904101 1238 14850 SH Sole 14850
Seagate Technology Plc Shs COM G7945M107 31 1000 SH Sole 1000
32 1025 SH Other 02 1025
242 7815 SH Other 01 7815
Sonoco Prods Co Com COM 835495102 245 7910 SH Other 01 7910
17 535 SH Other 02 535
Spdr Gold Trust Gold Shs COM 78463V107 2994 17420 SH Sole 17420
Teekay Tankers Ltd Cl A COM Y8565N102 188 50318 SH Sole 50318
Thermo Fisher Scientific COM 883556102 2400 40789 SH Sole 40789
Towers Watson & Co Cl A COM 891894107 1544 29100 SH Sole 29100
Tullow Oil PLC COM 899415202 686 62000 SH Sole 62000
USA Mobility COM 211 17750 SH Sole 17750
Vanguard Specialized Portfolio COM 921908844 1020 17084 SH Sole 17084