0001483472-11-000006.txt : 20111104 0001483472-11-000006.hdr.sgml : 20111104 20111104083423 ACCESSION NUMBER: 0001483472-11-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111104 DATE AS OF CHANGE: 20111104 EFFECTIVENESS DATE: 20111104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Botty Investors LLC CENTRAL INDEX KEY: 0001483472 IRS NUMBER: 270319517 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13684 FILM NUMBER: 111179422 BUSINESS ADDRESS: STREET 1: 444 N MICHIGAN AVENUE STREET 2: SUITE 3500 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 312 506-6002 MAIL ADDRESS: STREET 1: 444 N MICHIGAN AVENUE STREET 2: SUITE 3500 CITY: CHICAGO STATE: IL ZIP: 60611 13F-HR 1 r13f-q311.txt R13F-Q311 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/2011 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Botty Investors, LLC Address: 444 N Michigan Avenue, Suite 3500 Chicago, IL 60611 Form 13F File Number: 28-13684 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Alfredo Botty Title: CEO/Member Phone: 312 245-2915 Signature, Place, and Date of Signing: Chicago, IL November 2,2011 Report Type [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 51 Form 13F Information Table Value Total: 74,292 (thousands) List of Other Included Managers: No. Form 13F File Number Name 01 28-10663 Hamlin Capital Management, LLC 02 28-05620 Brandes Investment Partners, LP FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Activision Blizzard Inc Com COM 00507V109 1147 96348 SH Sole 96348 Alange Energy Corp COM 14 14284 SH Sole 14284 Altria Group Inc Com COM 02209S103 2228 83100 SH Sole 83100 Annaly Cap Mgmt Inc Com COM 035710409 2386 143500 SH Sole 143500 Apple Inc Com COM 037833100 14919 39124 SH Sole 39124 Bear Creek Mining Corp COM 07380N104 78 20425 SH Sole 20425 Canadian Oil Sands Trust COM 13643E105 1543 79965 SH Sole 79965 96 4975 SH Other 01 4975 9 475 SH Other 02 475 Cboe Holdings Inc COM 12503M108 1176 48045 SH Sole 48045 Chimera Invt Corp Com COM 16934Q109 1677 605381 SH Sole 605381 Cisco Sys Inc Com COM 17275R102 1121 72370 SH Sole 72370 Curtiss-Wright Corp COM 231561101 1110 38500 SH Sole 38500 Donnelley R R & Sons Co Com COM 257867101 148 10505 SH Other 01 10505 14 975 SH Other 02 975 Dorchester Minerals Lp Com Uni COM 25820R105 1326 55750 SH Sole 55750 Duke Energy Corp New Com COM 26441C105 733 36690 SH Sole 36690 Exxon Mobil Corp Com COM 30231G102 345 4750 SH Sole 4750 Fnb Corp Pa Com COM 302520101 107 12510 SH Other 01 12510 14 1595 SH Other 02 1595 General Moly Inc Com COM 370373102 362 125000 SH Sole 125000 Genuine Parts Co Com COM 372460105 2435 47940 SH Sole 47940 165 3239 SH Other 01 3239 14 285 SH Other 02 285 Intel Corp Com COM 458140100 115 5400 SH Sole 5400 115 5370 SH Other 01 5370 10 485 SH Other 02 485 Johnson & Johnson Com COM 478160104 1000 15703 SH Sole 15703 Kimberly Clark Corp Com COM 494368103 183 2575 SH Other 01 2575 22 315 SH Other 02 315 Lazy Boy COM 505336107 17882 2413192 SH Sole 2413192 Lorillard Inc Com COM 544147101 2720 24570 SH Sole 24570 Market Vectors Etf Tr Gold Min COM 57060U100 3088 55960 SH Sole 55960 Merck & Co Inc New Com COM 58933Y105 1569 47973 SH Sole 47973 165 5033 SH Other 01 5033 16 485 SH Other 02 485 Microsoft Corp Com COM 594918104 1005 40390 SH Sole 40390 Orezone Gold Corp COM 82 25300 SH Sole 25300 Pepsico Inc Com COM 713448108 216 3497 SH Sole 3497 Philip Morris Intl Inc Com COM 718172109 347 5567 SH Sole 5567 Privatebancorp Inc COM 742962103 388 51625 SH Sole 51625 Procter & Gamble Co Com COM 742718109 1053 16666 SH Sole 16666 Seacor Holdings Inc COM 811904101 1151 14350 SH Sole 14350 Spdr Gold Trust Gold Shs COM 78463V107 3947 24970 SH Sole 24970 Sprott Resource Lending Corp COM 24 19000 SH Sole 19000 Teekay Tankers Ltd Cl A COM Y8565N102 1048 227920 SH Sole 227920 Thermo Fisher Scientific Inc C COM 883556102 1781 35165 SH Sole 35165 Towers Watson & Co Cl A COM 891894107 1500 25100 SH Sole 25100 Valley Natl Bancorp Com COM 919794107 122 11478 SH Other 01 11478 11 1053 SH Other 02 1053 Vanguard Specialized Portfolio COM 921908844 1565 32086 SH Sole 32086