-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VVKNoC+biSm8Lb8HQ907aoChUVRMHJW4jiVX3gwpjT8XCGnCkOHTdZZ7TbEXqcGq XSa06DyR706mtMNeC1G/Yw== 0001483472-10-000009.txt : 20101122 0001483472-10-000009.hdr.sgml : 20101122 20101122093047 ACCESSION NUMBER: 0001483472-10-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101122 DATE AS OF CHANGE: 20101122 EFFECTIVENESS DATE: 20101122 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Botty Investors LLC CENTRAL INDEX KEY: 0001483472 IRS NUMBER: 270319517 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13684 FILM NUMBER: 101207341 BUSINESS ADDRESS: STREET 1: 444 N MICHIGAN AVENUE STREET 2: SUITE 3500 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 312 506-6002 MAIL ADDRESS: STREET 1: 444 N MICHIGAN AVENUE STREET 2: SUITE 3500 CITY: CHICAGO STATE: IL ZIP: 60611 13F-HR 1 r13f-q310.txt R13F-Q310 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/2010 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Botty Investors, LLC Address: 444 N Michigan Avenue, Suite 3500 Chicago, IL 60611 Form 13F File Number: 28-13684 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Alfredo Botty Title: CEO/Member Phone: 312 245-2915 Signature, Place, and Date of Signing: Chicago, IL November 9,2010 Report Type [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 32 Form 13F Information Table Value Total: 76,097 (thousands) List of Other Included Managers: No. Form 13F File Number Name 01 28-11482 Knightsbridge Asset Management, LLC 02 28-10663 Hamlin Capital Management, LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ACTIVISION BLIZZARD INC COM 00507V109 1010 93348 SH Sole 93348 ALTRIA GROUP INC COM 02209S103 2012 83776 SH Sole 83776 ANNALY CAPITAL MANAGEMENT INC. COM 035710409 1484 84300 SH Sole 84300 APPLE INC COM 037833100 25093 88433 SH Sole 88433 CHIMERA INVESTMENT CORP COM 16934Q109 794 200981 SH Sole 200981 CITIGROUP INC COM 172967101 6 1500 SH Sole 1500 CITIGROUP INC COM 172967101 51 13000 SH Other 01 13000 DORCHESTER MINERALS L P COM UN COM 25820R105 654 24335 SH Sole 24335 DUKE ENERGY CORP COM 26441C105 650 36690 SH Sole 36690 GENUINE PARTS CO COM COM 372460105 2151 48229 SH Sole 48229 GENUINE PARTS CO COM COM 372460105 72 1615 SH Other 02 1615 ISHARES NASDAQ BIOTECH INDX COM 464287556 1102 12775 SH Sole 12775 JOHNSON & JOHNSON COM 478160104 1004 16203 SH Sole 16203 LORILLARD INC COM 544147101 1170 14570 SH Sole 14570 LA Z BOY INC COM 505336107 20539 2433600 SH sole 2433600 MARKET VECTORS GOLD MINERS COM 57060U100 2865 51220 SH Sole 51220 MEDTRONIC INC COM 585055106 616 18350 SH Sole 18350 MERCK & CO INC NEW COM COM 58933Y105 1502 40816 SH Sole 40816 MERCK & CO INC NEW COM COM 58933Y105 73 1980 SH Other 02 1980 MICROSOFT CORP COM COM 594918104 818 33390 SH Sole 33390 PEPSICO INC COM 713448108 232 3497 SH Sole 3497 PHILIP MORRIS INTL COM STK NPV COM 718172109 324 5786 SH Sole 5786 PROCTER & GAMBLE COM NPV COM 742718109 820 13666 SH Sole 13666 PROSHARES ULTRASHORT 2000 COM 74347R834 175 10000 SH Sole 10000 REAVES UTILITY INCOME FUND COM 756158101 228 10700 SH Sole 10700 SEACOR HOLDINGS INC COM 811904101 881 10350 SH Sole 10350 SPDR GOLD TRUST COM 78463V107 3204 25045 SH Sole 25045 TCW STRATEGIC INCOME FUND IN COM 872340104 412 77740 SH Sole 77740 TEEKAY TANKERS LTD CL AF COM Y8565N102 2095 161000 SH Sole 161000 THERMO FISHER SCIENTIFIC INC COM 883556102 1754 36640 SH Sole 36640 TOWERS WATSON & CO-CL A COM 891894107 1234 25100 SH Sole 25100 VANGUARD DIVIDEND APPREC ETF COM 921908844 1073 22025 SH Sole 22025
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