-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QbJDz6n5ping+Ggfz+7rSM/k2Vjo9U14d1WCsU5dFplJ5UbglSs4wxdtrNTfXKM4 7q/RvgwerUn/e8+7Ltj4mA== 0001483472-10-000001.txt : 20100209 0001483472-10-000001.hdr.sgml : 20100209 20100209123349 ACCESSION NUMBER: 0001483472-10-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100209 DATE AS OF CHANGE: 20100209 EFFECTIVENESS DATE: 20100209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Botty Investors LLC CENTRAL INDEX KEY: 0001483472 IRS NUMBER: 270319517 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13684 FILM NUMBER: 10583167 BUSINESS ADDRESS: STREET 1: 444 N MICHIGAN AVENUE STREET 2: SUITE 3500 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 312 506-6002 MAIL ADDRESS: STREET 1: 444 N MICHIGAN AVENUE STREET 2: SUITE 3500 CITY: CHICAGO STATE: IL ZIP: 60611 13F-HR 1 t13f-q409.txt FORM 13F 2009.12 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2009 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Botty Investors, LLC Address: 444 N Michigan Avenue, Suite 3500 Chicago, IL 60611 Form 13F File Number: 28-____________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Alfredo Botty Title: CEO/Member Phone: 312 245-2915 Signature, Place, and Date of Signing: Alfredo Botty Chicago, IL February 10, 2010 Report Type [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 82 Form 13F Information Table Value Total: 46,133 (thousands) List of Other Included Managers: No. Form 13F File Number Name 1 28-11482 Knightsbridge Asset Management, LLC FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3COLUMN 4COLUMN 5 COLUMN 6 COLUMN 7COLUMN 8 VALUE SHRS ORSH/PUTINVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000)PRN AMTPRNCAL DSCRETN MANAGERS SOLE SHARENONE AT & T INC COM 00206R10 5 175SH SOLE 175 ACTIVISION BLIZZARD INC COM 00507V10 1016 91448SH SOLE 91448 AGILENT TECHNOLOGIES INCCOM 00846U10 9 300SH SOLE 300 ALTRIA GROUP INC COM 02209S10 1520 77425SH SOLE 77425 AMER ELECTRIC PWR INC COM 02553710 1 40SH SOLE 40 ANGLOGOLD ASHANTI LTD SPONSORED ADR 03512820 92 2300SH SHARD OTHR 01 2300 ANNALY CAP MGMT INC COM 03571040 599 34550SH SOLE 34550 BANK OF AMERICA CORP COM 06050510 95 6300SH SHARD OTHR 01 6300 BANK OF AMERICA CORP COM 06050510 15 1000SH SOLE 1000 BOSTON SCIENTIFIC CORP COM 10113710 35 3900SH SHARD OTHR 01 3900 CAREFUSION CORP COM 14170T10 55 2200SH SHARD OTHR 01 2200 CITIGROUP INC COM 17296710 2 500SH SOLE 500 COCA COLA CO COM 19109810 34 600SH SOLE 600 COMCAST CORP NEW CL A 20030N10 5 275SH SOLE 275 CONSTELLATION BRANDS INCCL A 21036P10 24 1500SH SOLE 1500 DELTA AIR LINES INC DEL COM NEW 24736170 58 5100SH SHARD OTHR 01 5100 DEVON ENERGY CORP NEW COM 25179M10 36 485SH SHARD OTHR 01 485 DISNEY WALT CO COM DISNEY 25468710 29 900SH SOLE 900 DORCHESTER MINERALS LP COM UNIT 25820R10 452 21237SH SOLE 21237 DUKE ENERGY CORP NEW COM 26441C10 545 31690SH SOLE 31690 EXXON MOBIL CORP COM 30231G10 68 1000SH SOLE 1000 FEDEX CORP COM 31428X10 42 500SH SOLE 500 GENERAL ELECTRIC CO COM 36960410 41 2700SH SHARD OTHR 01 2700 GENWORTH FINL INC COM CL A 37247D10 59 5200SH SHARD OTHR 01 5200 HEWLETT PACKARD CO COM 42823610 34 653SH SOLE 653 HOME DEPOT INC COM 43707610 20 700SH SOLE 700 HOSPIRA INC COM 44106010 56 1100SH SHARD OTHR 01 1100 INTEL CORP COM 45814010 110 5400SH SOLE 5400 INTERNATL BUSINESS MACHSCOM 45920010 26 200SH SOLE 200 ISHARES TR INDEX BARCLYS 20+ YR 46428743 2370 26360SH SOLE 26360 ISHARES TR INDEX BARCLYS 7-10 YR46428744 2 22SH SOLE 22 ISHARES TR INDEX BARCLYS TIPS BD46428717 4 39SH SOLE 39 ISHARES TR INDEX S&P 500 INDEX 46428720 2 18SH SOLE 18 ISHARES TR INDEX MSCI EMERG MKT 46428723 3 71SH SOLE 71 ISHARES TR INDEX IBOXX INV CPBD 46428724 220 2110SH SOLE 2110 ISHARES TR INDEX S&P NA NAT RES 46428737 2 48SH SOLE 48 ISHARES TR INDEX MSCI EAFE IDX 46428746 5 95SH SOLE 95 ISHARES TR INDEX NASDQ BIO INDX 46428755 986 12050SH SOLE 12050 ISHARES TR INDEX RUSL 2000 VALU 46428763 2 26SH SOLE 26 ISHARES TR INDEX RUSL 2000 GROW 46428764 2 26SH SOLE 26 JOHNSON & JOHNSON COM 47816010 1004 15590SH SOLE 15590 KOREA ELEC PWR SPONSORED ADR 50063110 42 2900SH SHARD OTHR 01 2900 KRAFT FOODS INC CL A 50075N10 51 1876SH SOLE 1876 LA Z BOY INC COM 50533610 217472281946SH SOLE 2281946 LINN ENERGY LLC UNIT LTD LIAB 53602010 14 500SH SOLE 500 LOEWS CORP COM 54042410 9 250SH SOLE 250 LOOPNET INC COM 54352430 3 350SH SOLE 350 LORILLARD INC COM 54414710 1169 14570SH SOLE 14570 MARKET VECTORS ETF TR GOLD MINER ETF 57060U10 2275 49230SH SOLE 49230 MCDONALDS CORP COM 58013510 943 15100SH SOLE 15100 MEDTRONIC INC COM 58505510 818 18600SH SOLE 18600 MERCK & CO INC COM 58933110 1411 38621SH SOLE 38621 MICROSOFT CORP COM 59491810 915 30026SH SOLE 30026 MONTPELIER RE HOLDINGS LSHS G6218510 48 2800SH SHARD OTHR 01 2800 MYLAN INC COM 628530AG 61 3300SH SHARD OTHR 01 3300 NEWMONT MINING CORP COM 651639AH 26 1500SH SHARD OTHR 01 1500 NOKIA CORP SPONSORED ADR 65490220 3 200SH SOLE 200 NOVO-NORDISK A S ADR 67010020 6 100SH SOLE 100 ORACLE CORP COM 68389X10 2 100SH SOLE 100 PEPSICO INC COM 71344810 188 3100SH SOLE 3100 PHARMERICA CORP COM 71714F10 35 2200SH SHARD OTHR 01 2200 PHILIP MORRIS INTL INC COM 71817210 96 2000SH SOLE 2000 POWERSHS QQQ TRUST UNIT SER 1 73935A10 25 550SH SOLE 550 PROCTER & GAMBLE CO COM 74271810 690 11377SH SOLE 11377 QUALCOMM INC COM 74752510 28 600SH SOLE 600 QUIKSILVER INC COM 74838C10 2 1000SH SOLE 1000 SMITH MICRO SOFTWARE INCCOM 83215410 18 2000SH SOLE 2000 SPDR GOLD TRUST GOLD SHS 78463V10 2683 25000SH SOLE 25000 STERICYCLE INC COM 85891210 7 125SH SOLE 125 SUNCOR ENERGY INC NEW COM 86722410 35 1000SH SOLE 1000 SUPERIOR ENERGY SVCS INCCOM 86815710 4 150SH SOLE 150 TEXTRON INC COM 883203BN 58 3100SH SHARED OTH 01 3100 THERMO FISHER SCIENTIFICCOM 88355610 1643 34460SH SOLE 34460 VERIZON COMMUNICATIONS ICOM 92343V10 10 300SH SOLE 300 VISA INC COM CL A 92826C83 74 850SH SOLE 850 WALGREEN CO COM 93142210 68 1850SH SOLE 1850 WATSON WYATT WORLDWIDE ICL A 94271210 1081 22750SH SOLE 22750 WESTERN UN CO COM 95980210 19 1000SH SOLE 1000 WESTERN UN CO COM 95980210 38 2000SH SHARD OTHR 01 2000 WILLIAMS COS INC DEL COM 96945710 38 1800SH SHARD OTHR 01 1800 XL CAP LTD CL A G9825510 62 3400SH SHARD OTHR 01 3400 YAHOO INC COM 98433210 3 200SH SOLE 200
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