0000919574-14-004839.txt : 20140814 0000919574-14-004839.hdr.sgml : 20140814 20140814161200 ACCESSION NUMBER: 0000919574-14-004839 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140814 DATE AS OF CHANGE: 20140814 EFFECTIVENESS DATE: 20140814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Elm Ridge Management, LLC CENTRAL INDEX KEY: 0001483276 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13787 FILM NUMBER: 141042855 BUSINESS ADDRESS: STREET 1: 3 WEST MAIN STREET STREET 2: 2ND FLOOR CITY: IRVINGTON STATE: NY ZIP: 10533 BUSINESS PHONE: (914) 250-1000 MAIL ADDRESS: STREET 1: 3 WEST MAIN STREET STREET 2: 2ND FLOOR CITY: IRVINGTON STATE: NY ZIP: 10533 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001483276 XXXXXXXX 06-30-2014 06-30-2014 false Elm Ridge Management, LLC

3 WEST MAIN STREET 2ND FLOOR IRVINGTON NY 10533

13F HOLDINGS REPORT 028-13787 N Kevin Heerdt 914-250-1015 /s/ Kevin Heerdt IRVINGTON NY 08-14-2014 3 111 1058084 1 0001381073 028-12044 Elm Ridge Partners, LLC 2 0001353257 028-11797 Elm Ridge Offshore Master Fund Ltd 3 0001166219 028-10075 ELM RIDGE CAPITAL MANAGEMENT, LLC INFORMATION TABLE 2 infotable.xml ABERCROMBIE & FITCH CO CL A 002896207 1105 25551 SH DFND 1 0 25551 0 ABERCROMBIE & FITCH CO CL A 002896207 13452 311028 SH DFND 2,3 0 311028 0 ABERCROMBIE & FITCH CO CL A 002896207 1516 35043 SH SOLE 35043 0 0 AEROPOSTALE COM 007865108 551 157858 SH DFND 1 0 157858 0 AEROPOSTALE COM 007865108 6706 1921598 SH DFND 2,3 0 1921598 0 AEROPOSTALE COM 007865108 756 216507 SH SOLE 216507 0 0 ALCOA INC COM 013817101 2424 162791 SH DFND 1 0 162791 0 ALCOA INC COM 013817101 29507 1981654 SH DFND 2,3 0 1981654 0 ALCOA INC COM 013817101 3325 223274 SH SOLE 223274 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 2543 46596 SH DFND 1 0 46596 0 AMERICAN INTL GROUP INC COM NEW 026874784 30959 567219 SH DFND 2,3 0 567219 0 AMERICAN INTL GROUP INC COM NEW 026874784 3488 63909 SH SOLE 63909 0 0 APACHE CORP COM 037411105 1907 18953 SH DFND 1 0 18953 0 APACHE CORP COM 037411105 23215 230715 SH DFND 2,3 0 230715 0 APACHE CORP COM 037411105 2616 25995 SH SOLE 25995 0 0 APPLIED MATLS INC COM 038222105 1149 50937 SH DFND 1 0 50937 0 APPLIED MATLS INC COM 038222105 13982 620060 SH DFND 2,3 0 620060 0 APPLIED MATLS INC COM 038222105 1575 69863 SH SOLE 69863 0 0 ASCENA RETAIL GROUP INC COM 04351G101 1005 58745 SH DFND 1 0 58745 0 ASCENA RETAIL GROUP INC COM 04351G101 12228 715099 SH DFND 2,3 0 715099 0 ASCENA RETAIL GROUP INC COM 04351G101 1378 80570 SH SOLE 80570 0 0 ASSURED GUARANTY LTD COM G0585R106 3149 128548 SH DFND 1 0 128548 0 ASSURED GUARANTY LTD COM G0585R106 38338 1564803 SH DFND 2,3 0 1564803 0 ASSURED GUARANTY LTD COM G0585R106 4320 176307 SH SOLE 176307 0 0 BOSTON SCIENTIFIC CORP COM 101137107 1543 120861 SH DFND 1 0 120861 0 BOSTON SCIENTIFIC CORP COM 101137107 18788 1471244 SH DFND 2,3 0 1471244 0 BOSTON SCIENTIFIC CORP COM 101137107 2117 165766 SH SOLE 165766 0 0 CARNIVAL CORP PAIRED CTF 143658300 1074 28538 SH DFND 1 0 28538 0 CARNIVAL CORP PAIRED CTF 143658300 13079 347392 SH DFND 2,3 0 347392 0 CARNIVAL CORP PAIRED CTF 143658300 1474 39141 SH SOLE 39141 0 0 CITIGROUP INC COM NEW 172967424 1530 32476 SH DFND 1 0 32476 0 CITIGROUP INC COM NEW 172967424 18620 395333 SH DFND 2,3 0 395333 0 CITIGROUP INC COM NEW 172967424 2098 44543 SH SOLE 44543 0 0 CORNING INC COM 219350105 1573 71668 SH DFND 1 0 71668 0 CORNING INC COM 219350105 19150 872416 SH DFND 2,3 0 872416 0 CORNING INC COM 219350105 2158 98296 SH SOLE 98296 0 0 DOMTAR CORP COM NEW 257559203 1118 26089 SH DFND 1 0 26089 0 DOMTAR CORP COM NEW 257559203 13608 317577 SH DFND 2,3 0 317577 0 DOMTAR CORP COM NEW 257559203 1533 35782 SH SOLE 35782 0 0 DONNELLEY R R & SONS CO COM 257867101 3565 210189 SH DFND 1 0 210189 0 DONNELLEY R R & SONS CO COM 257867101 43383 2557974 SH DFND 2,3 0 2557974 0 DONNELLEY R R & SONS CO COM 257867101 4887 288149 SH SOLE 288149 0 0 DONNELLEY R R & SONS CO COM 257867101 265 15600 SH Call DFND 1 0 15600 0 DONNELLEY R R & SONS CO COM 257867101 3127 184400 SH Call DFND 2,3 0 184400 0 DONNELLEY R R & SONS CO COM 257867101 339 20000 SH Call SOLE 20000 0 0 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 1196 76645 SH DFND 1 0 76645 0 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 14555 933001 SH DFND 2,3 0 933001 0 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 1640 105122 SH SOLE 105122 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1598 9546 SH DFND 1 0 9546 0 GOLDMAN SACHS GROUP INC COM 38141G104 19458 116206 SH DFND 2,3 0 116206 0 GOLDMAN SACHS GROUP INC COM 38141G104 2192 13093 SH SOLE 13093 0 0 INTERPUBLIC GROUP COS INC COM 460690100 1812 92895 SH DFND 1 0 92895 0 INTERPUBLIC GROUP COS INC COM 460690100 22062 1130804 SH DFND 2,3 0 1130804 0 INTERPUBLIC GROUP COS INC COM 460690100 2486 127409 SH SOLE 127409 0 0 INTL PAPER CO COM 460146103 1086 21524 SH DFND 1 0 21524 0 INTL PAPER CO COM 460146103 13224 262013 SH DFND 2,3 0 262013 0 INTL PAPER CO COM 460146103 1490 29521 SH SOLE 29521 0 0 ISHARES RUSSELL 2000 ETF 464287655 5394 45400 SH Put DFND 1 0 45400 0 ISHARES RUSSELL 2000 ETF 464287655 65749 553400 SH Put DFND 2,3 0 553400 0 ISHARES RUSSELL 2000 ETF 464287655 7271 61200 SH Put SOLE 61200 0 0 JABIL CIRCUIT INC COM 466313103 1538 73593 SH DFND 1 0 73593 0 JABIL CIRCUIT INC COM 466313103 18723 895846 SH DFND 2,3 0 895846 0 JABIL CIRCUIT INC COM 466313103 2110 100936 SH SOLE 100936 0 0 KOHLS CORP COM 500255104 1519 28838 SH DFND 1 0 28838 0 KOHLS CORP COM 500255104 18493 351046 SH DFND 2,3 0 351046 0 KOHLS CORP COM 500255104 2084 39553 SH SOLE 39553 0 0 LILLY ELI & CO COM 532457108 2091 33634 SH DFND 1 0 33634 0 LILLY ELI & CO COM 532457108 25454 409426 SH DFND 2,3 0 409426 0 LILLY ELI & CO COM 532457108 2868 46130 SH SOLE 46130 0 0 LOCKHEED MARTIN CORP COM 539830109 1952 12143 SH DFND 1 0 12143 0 LOCKHEED MARTIN CORP COM 539830109 23758 147812 SH DFND 2,3 0 147812 0 LOCKHEED MARTIN CORP COM 539830109 2677 16654 SH SOLE 16654 0 0 MBIA INC COM 55262C100 3261 295363 SH DFND 1 0 295363 0 MBIA INC COM 55262C100 39694 3595496 SH DFND 2,3 0 3595496 0 MBIA INC COM 55262C100 4473 405193 SH SOLE 405193 0 0 MERCK & CO INC NEW COM 58933Y105 2028 35049 SH DFND 1 0 35049 0 MERCK & CO INC NEW COM 58933Y105 24682 426648 SH DFND 2,3 0 426648 0 MERCK & CO INC NEW COM 58933Y105 2781 48071 SH SOLE 48071 0 0 NEWFIELD EXPL CO COM 651290108 1877 42460 SH DFND 1 0 42460 0 NEWFIELD EXPL CO COM 651290108 22845 516860 SH DFND 2,3 0 516860 0 NEWFIELD EXPL CO COM 651290108 2574 58235 SH SOLE 58235 0 0 ON SEMICONDUCTOR CORP COM 682189105 1332 145698 SH DFND 1 0 145698 0 ON SEMICONDUCTOR CORP COM 682189105 16211 1773584 SH DFND 2,3 0 1773584 0 ON SEMICONDUCTOR CORP COM 682189105 1826 199831 SH SOLE 199831 0 0 POPULAR INC COM NEW 733174700 1144 33462 SH DFND 1 0 33462 0 POPULAR INC COM NEW 733174700 13922 407327 SH DFND 2,3 0 407327 0 POPULAR INC COM NEW 733174700 1569 45894 SH SOLE 45894 0 0 QUAD / GRAPHICS INC COM CL A 747301109 1331 59519 SH DFND 1 0 59519 0 QUAD / GRAPHICS INC COM CL A 747301109 16196 724026 SH DFND 2,3 0 724026 0 QUAD / GRAPHICS INC COM CL A 747301109 1827 81656 SH SOLE 81656 0 0 RENT A CTR INC NEW COM 76009N100 623 21721 SH DFND 1 0 21721 0 RENT A CTR INC NEW COM 76009N100 7583 264411 SH DFND 2,3 0 264411 0 RENT A CTR INC NEW COM 76009N100 854 29791 SH SOLE 29791 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 11861 60600 SH Put DFND 1 0 60600 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 144402 737800 SH Put DFND 2,3 0 737800 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 15971 81600 SH Put SOLE 81600 0 0 SUPERVALU INC COM 868536103 1288 156663 SH DFND 1 0 156663 0 SUPERVALU INC COM 868536103 15676 1907055 SH DFND 2,3 0 1907055 0 SUPERVALU INC COM 868536103 1766 214869 SH SOLE 214869 0 0 TERADYNE INC COM 880770102 281 14320 SH DFND 1 0 14320 0 TERADYNE INC COM 880770102 3416 174297 SH DFND 2,3 0 174297 0 TERADYNE INC COM 880770102 385 19640 SH SOLE 19640 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 1604 31200 SH Put DFND 1 0 31200 0 TORONTO DOMINION BK ONT COM NEW 891160509 18960 368800 SH Put DFND 2,3 0 368800 0 TORONTO DOMINION BK ONT COM NEW 891160509 2056 40000 SH Put SOLE 40000 0 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 1585 68924 SH DFND 1 0 68924 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 19297 839014 SH DFND 2,3 0 839014 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 2174 94532 SH SOLE 94532 0 0 WELLPOINT INC COM 94973V107 1927 17906 SH DFND 1 0 17906 0 WELLPOINT INC COM 94973V107 23456 217968 SH DFND 2,3 0 217968 0 WELLPOINT INC COM 94973V107 2643 24559 SH SOLE 24559 0 0