The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AIRMEDIA GROUP INC | Equity ADR | 009411109 | 1,140 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
| CHINACACHE INTL HLDG LTD | Equity ADR | 16950M107 | 1,173 | 75,000 | SH | DFND | 1 | 0 | 75,000 | 0 | |
| ELONG INC | Equity ADR | 290138205 | 3,511 | 160,007 | SH | DFND | 1 | 0 | 160,007 | 0 | |
| IFM INVESTMENTS LTD | Equity ADR | 45172L209 | 343 | 266,200 | SH | DFND | 1 | 0 | 266,200 | 0 | |
| MECOX LANE LTD | Equity ADR | 58403M201 | 589 | 147,500 | SH | DFND | 1 | 0 | 147,500 | 0 | |
| NOAH HOLDINGS LTD | Equity ADR | 65487X102 | 3,394 | 240,000 | SH | DFND | 1 | 0 | 240,000 | 0 | |
| SKY-MOBI LTD | Equity ADR | 83084G109 | 2,898 | 350,000 | SH | DFND | 1 | 0 | 350,000 | 0 | |
| TUNIU CORP | Equity ADR | 89977P106 | 354 | 20,100 | SH | DFND | 1 | 0 | 20,100 | 0 | |
| GIANT INTERACTIVE GROUP | Equity ADR | 374511103 | 1,458 | 123,172 | SH | DFND | 1 | 0 | 123,172 | 0 | |
| HIMAX TECHNOLOGIES INC | Equity ADR | 43289P106 | 241 | 35,155 | SH | DFND | 1 | 0 | 35,155 | 0 | |
| PERFECT WORLD CO | Equity ADR | 71372U104 | 491 | 25,000 | SH | DFND | 1 | 0 | 25,000 | 0 | |