The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AIRMEDIA GROUP INC | Equity ADR | 009411109 | 714 | 300,000 | SH | DFND | 1 | 0 | 300,000 | 0 | |
| CHANGYOU.COM LTD | Equity ADR | 15911M107 | 1,174 | 39,775 | SH | DFND | 1 | 0 | 39,775 | 0 | |
| CHINDEX INTERNATIONAL INC | Equity | 169467107 | 2,385 | 125,000 | SH | DFND | 1 | 0 | 125,000 | 0 | |
| E-HOUSE CHINA HLDGS LTD CV 2.750 15 Dec 18 | Convertible Bond | 26852WAA1 | 2,985 | 3,000,000 | PRN | DFND | 1 | 0 | 3,000,000 | 0 | |
| ELONG INC | Equity ADR | 290138205 | 2,623 | 160,007 | SH | DFND | 1 | 0 | 160,007 | 0 | |
| GIANT INTERACTIVE GROUP | Equity ADR | 374511103 | 896 | 77,484 | SH | DFND | 1 | 0 | 77,484 | 0 | |
| HIMAX TECHNOLOGIES INC | Equity ADR | 43289P106 | 7,630 | 662,300 | SH | DFND | 1 | 0 | 662,300 | 0 | |
| IFM INVESTMENTS LTD | Equity ADR | 45172L209 | 426 | 266,200 | SH | DFND | 1 | 0 | 266,200 | 0 | |
| KONGZHONG CORP | Equity ADR | 50047P104 | 264 | 23,000 | SH | DFND | 1 | 0 | 23,000 | 0 | |
| MECOX LANE LTD | Equity ADR | 58403M201 | 560 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | |
| NOAH HOLDINGS LTD | Equity ADR | 65487X102 | 3,461 | 240,000 | SH | DFND | 1 | 0 | 240,000 | 0 | |
| PERFECT WORLD CO | Equity ADR | 71372U104 | 1,552 | 75,100 | SH | DFND | 1 | 0 | 75,100 | 0 | |
| SKY-MOBI LTD | Equity ADR | 83084G109 | 2,640 | 300,000 | SH | DFND | 1 | 0 | 300,000 | 0 | |
| SOHU.COM INC | Equity | 83408W103 | 10,414 | 160,000 | SH | DFND | 1 | 0 | 160,000 | 0 | |
| TELENAV INC | Equity | 879455103 | 1,390 | 233,258 | SH | DFND | 1 | 0 | 233,258 | 0 | |