The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 3M COMPANY | COM | 88579Y101 | 477 | 2,862 | SH | DFND | 1 | 0 | 2,862 | 0 | |
| ABBOT LABORATORIES | COM | 002824100 | 307 | 7,634 | SH | DFND | 1 | 0 | 7,634 | 0 | |
| ABBVIE INC. | COM | 00287Y109 | 572 | 9,269 | SH | DFND | 1 | 0 | 9,269 | 0 | |
| ALLIANCE RESOURCE PARTNERS LP | UT LTD PART | 01877R108 | 1,283 | 57,467 | SH | DFND | 1 | 0 | 57,467 | 0 | |
| ALLSTATE CORP | COM | 020002101 | 211 | 3,120 | SH | DFND | 1 | 0 | 3,120 | 0 | |
| ALPHABET INC | CAP STK CL A | 02079K305 | 1,355 | 1,638 | SH | DFND | 1 | 0 | 1,638 | 0 | |
| ALPHABET INC | CAP STK CL C | 02079K107 | 1,227 | 1,526 | SH | DFND | 1 | 0 | 1,526 | 0 | |
| ALTRIA GROUP INC | COM | 02209S103 | 1,529 | 23,624 | SH | DFND | 1 | 0 | 23,624 | 0 | |
| AMAZON.COM INC | COM | 023135106 | 1,287 | 1,540 | SH | DFND | 1 | 0 | 1,540 | 0 | |
| AMERIGAS PARTNERS LP | APU US | 030975106 | 1,000 | 21,840 | SH | DFND | 1 | 0 | 21,840 | 0 | |
| AMERICAN TOWER CORP COMMON | COM | 03027X100 | 972 | 8,328 | SH | DFND | 1 | 0 | 8,328 | 0 | |
| AMGEN INC COM | COM | 031162100 | 1,492 | 9,430 | SH | DFND | 1 | 0 | 9,430 | 0 | |
| ANSYS INC | COM | 03662Q105 | 286 | 3,140 | SH | DFND | 1 | 0 | 3,140 | 0 | |
| APPLE COMPUTER INC | COM | 037833100 | 4,564 | 38,666 | SH | DFND | 1 | 0 | 38,666 | 0 | |
| BERKSHIRE HATHAWAY CLASS A FRMLY COMMON | CL A | 084670108 | 430 | 2 | SH | DFND | 1 | 0 | 2 | 0 | |
| BERKSHIRE HATHAWAY CLASS B NEW | CL B | 084670702 | 1,183 | 8,247 | SH | DFND | 1 | 0 | 8,247 | 0 | |
| BLACKROCK INC | COM | 09247X101 | 756 | 2,213 | SH | DFND | 1 | 0 | 2,213 | 0 | |
| BP PLC SPONSORED ADR | ADR | 055622104 | 291 | 8,087 | SH | DFND | 1 | 0 | 8,087 | 0 | |
| BRISTOL MYERS | COM | 110122108 | 892 | 17,920 | SH | DFND | 1 | 0 | 17,920 | 0 | |
| CHEVRON CORP | COM | 166764100 | 1,246 | 12,369 | SH | DFND | 1 | 0 | 12,369 | 0 | |
| COCA-COLA COMPANY | COM | 191216100 | 532 | 12,512 | SH | DFND | 1 | 0 | 12,512 | 0 | |
| COLUMBIA PIPELNE PARTNERS LP | COM | 198281107 | 1,274 | 78,912 | SH | DFND | 1 | 0 | 78,912 | 0 | |
| CONOCO PHILLIPS | COM | 20825C104 | 2,682 | 64,150 | SH | DFND | 1 | 0 | 64,150 | 0 | |
| CONSUMER STAPLES SPDR | SBI CONS STPLS | 81369Y308 | 41,339 | 783,121 | SH | DFND | 1 | 0 | 783,121 | 0 | |
| CELGENE CORP | COM | 151020104 | 929 | 9,457 | SH | DFND | 1 | 0 | 9,457 | 0 | |
| CHUBB LIMITED | COM | H1467J104 | 481 | 3,931 | SH | DFND | 1 | 0 | 3,931 | 0 | |
| CHURCH & DWIGHT INC | COM | 171340102 | 577 | 12,000 | SH | DFND | 1 | 0 | 12,000 | 0 | |
| CLOROX CO DEL | COM | 189054109 | 621 | 5,189 | SH | DFND | 1 | 0 | 5,189 | 0 | |
| COLGATE PALMOLIVE | CL | 194162103 | 461 | 6,442 | SH | DFND | 1 | 0 | 6,442 | 0 | |
| COMCAST CORP | NEW CL A | 20030N101 | 1,155 | 17,908 | SH | DFND | 1 | 0 | 17,908 | 0 | |
| COMSCORE INC | COM | 20564W105 | 328 | 11,033 | SH | DFND | 1 | 0 | 11,033 | 0 | |
| CONAGRA FOODS INC | COM | 205887102 | 387 | 8,088 | SH | DFND | 1 | 0 | 8,088 | 0 | |
| CONCHO RES INC | COM | 20605P101 | 399 | 3,000 | SH | DFND | 1 | 0 | 3,000 | 0 | |
| CONSOLIDATED EDISON HLDG CO INC | COM | 209115104 | 619 | 8,400 | SH | DFND | 1 | 0 | 8,400 | 0 | |
| COSTCO WHOLESALE CORP | COM | 22160K105 | 921 | 6,099 | SH | DFND | 1 | 0 | 6,099 | 0 | |
| CREDIT SUISSE X-LINK CUSHING MLP | EQL WGT MLP LKD | 22542D852 | 2,771 | 129,682 | SH | DFND | 1 | 0 | 129,682 | 0 | |
| DEEP VALUE ETF | COM | 26922A701 | 3,829 | 152,631 | SH | DFND | 1 | 0 | 152,631 | 0 | |
| DISNEY WALT | COM | 254687106 | 2,637 | 28,432 | SH | DFND | 1 | 0 | 28,432 | 0 | |
| DOUBLE LINE INCOME SOLUTIONS FUND COMMON | COM | 258622109 | 16,299 | 859,646 | SH | DFND | 1 | 0 | 859,646 | 0 | |
| ECOLAB INC | COM | 278865100 | 871 | 7,513 | SH | DFND | 1 | 0 | 7,513 | 0 | |
| ENBRIDGE ENERGY MGMT LLC SHARES | UNIT | 29250X103 | 793 | 31,188 | SH | DFND | 1 | 0 | 31,188 | 0 | |
| ENBRIDGE ENERGY PARTNERS LP | COM UNIT LPI | 29250R106 | 1,832 | 71,997 | SH | DFND | 1 | 0 | 71,997 | 0 | |
| ENERGY SELECT SECTOR | SBI INT-ENERGY | 81369Y506 | 547 | 7,740 | SH | DFND | 1 | 0 | 7,740 | 0 | |
| ENTERPRISE PRODUCTS PARTNERS | COM UT LTD PTN | 293792107 | 5,335 | 195,095 | SH | DFND | 1 | 0 | 195,095 | 0 | |
| ETF SER SOLUTION DEEP VALUE | COM | 26922A701 | 49,190 | 2,015,967 | SH | DFND | 1 | 0 | 2,015,967 | 0 | |
| EOG RESOURCES INC | COM | 26875P101 | 1,451 | 15,648 | SH | DFND | 1 | 0 | 15,648 | 0 | |
| EQT MIDSTREAM PARTNERS LP | UNIT LTD PARTN | 26885B100 | 1,711 | 22,436 | SH | DFND | 1 | 0 | 22,436 | 0 | |
| ESTEE LAUDER COMP | INC CL A | 518439104 | 693 | 8,043 | SH | DFND | 1 | 0 | 8,043 | 0 | |
| EXXON MOBIL CORP | COM | 30231G102 | 53,130 | 512,119 | SH | DFND | 1 | 0 | 512,119 | 0 | |
| FACEBOOK INC COM | CL A | 30303M102 | 1,359 | 10,342 | SH | DFND | 1 | 0 | 10,342 | 0 | |
| FEDEX CORP | COM | 31572Q808 | 367 | 21,839 | SH | DFND | 1 | 0 | 21,839 | 0 | |
| FIBROGEN INC | COM | 31572Q808 | 367 | 21,839 | SH | DFND | 1 | 0 | 21,839 | 0 | |
| FIRST TRUST ENERGY INCOME & GROWTH | COM | 33738G104 | 10,419 | 391,177 | SH | DFND | 1 | 0 | 391,177 | 0 | |
| FIRST TRUST MLP AND ENERGY INCOME FUND | COM | 33739B104 | 24,434 | 1,444,491 | SH | DFND | 1 | 0 | 1,444,491 | 0 | |
| GENERAL ELECTRIC | COM | 036904103 | 1,512 | 52,760 | SH | DFND | 1 | 0 | 52,760 | 0 | |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | 826 | 4,708 | SH | DFND | 1 | 0 | 4,708 | 0 | |
| GUGGENHEIM S&P 500 PURE VALUE ETF | GUG S&P500 PU VA | 78355W304 | 334 | 6,401 | SH | DFND | 1 | 0 | 6,401 | 0 | |
| HENRY SCHEIN INC | COM | 806407102 | 905 | 6,009 | SH | DFND | 1 | 0 | 6,009 | 0 | |
| HOLLY ENERGY PARTNERS LP | COM | 435763107 | 1,298 | 38,243 | SH | DFND | 1 | 0 | 38,243 | 0 | |
| HOME DEPOT INC | COM | 437076102 | 282 | 2,275 | SH | DFND | 1 | 0 | 2,275 | 0 | |
| HONEYWELL INTL INC COM | COM | 438516106 | 508 | 4,642 | SH | DFND | 1 | 0 | 4,642 | 0 | |
| INTEL CORPORATION | COM | 458140100 | 1,492 | 42,470 | SH | DFND | 1 | 0 | 42,470 | 0 | |
| INTL BUSINESS MACH | COM | 459200101 | 318 | 2,110 | SH | DFND | 1 | 0 | 2,110 | 0 | |
| ISHARE NORTH AMERICA TECH EFT | AMER TECH ETF | 464287549 | 4,395 | 35,367 | SH | DFND | 1 | 0 | 35,367 | 0 | |
| ISHARES CORE S & P MIDCAP ETF | IJH US | 464287507 | 27,349 | 179,876 | SH | DFND | 1 | 0 | 179,876 | 0 | |
| ISHARES CORE U.S. AGGREGATE BOND ETF | US AGG BOND ETF | 464287226 | 2,077 | 18,599 | SH | DFND | 1 | 0 | 18,599 | 0 | |
| ISHARES TR RUSSELL 3000 ETF | RUSSELL 3000 ETF | 464287689 | 2,391 | 18,896 | SH | DFND | 1 | 0 | 18,896 | 0 | |
| ISHARES S&P 500 GROWTH INDEX | S&P GRW | 464287309 | 14,913 | 123,434 | SH | DFND | 1 | 0 | 123,434 | 0 | |
| ISHARES S&p MID-CAP ETF | CORE S&P MCP ETF | 464287507 | 25,538 | 168,171 | SH | DFND | 1 | 0 | 168,171 | 0 | |
| ISHARES MSCI EAFE VALUE ETF | EAFE VALUE ETF | 464288877 | 2,845 | 61,520 | SH | DFND | 1 | 0 | 61,520 | 0 | |
| ISHARES CORE MODERATE ALLOCATION ETF | MODERT ALLOC ETF | 464289875 | 49,185 | 1,379,666 | SH | DFND | 1 | 0 | 1,379,666 | 0 | |
| ISHARES MSCI WORLD | MSCI WORLD | 464286392 | 9,088 | 126,631 | SH | DFND | 1 | 0 | 126,631 | 0 | |
| JOHNSON & JOHNSON | COM | 478160104 | 4,962 | 43,523 | SH | DFND | 1 | 0 | 43,523 | 0 | |
| JP MORGAN ALERIAN MLP ETN | ALERIAN ML ETN | 46625H365 | 1,909 | 61,080 | SH | DFND | 1 | 0 | 61,080 | 0 | |
| JP MORGAN CHASE & CO | COM | 46625H100 | 1,415 | 20,580 | SH | DFND | 1 | 0 | 20,580 | 0 | |
| KIMBERLY CLARK CORP | COM | 494368103 | 460 | 4,041 | SH | DFND | 1 | 0 | 4,041 | 0 | |
| KINDER MORGAN INC COMMON STOCK | COM | 49456B101 | 2,973 | 129,280 | SH | DFND | 1 | 0 | 129,280 | 0 | |
| KRAFT HEINZ CO | COM | 500754106 | 237 | 2,680 | SH | DFND | 1 | 0 | 2,680 | 0 | |
| MAGELLAN MIDSTREAM PARTNERS | COM UNIT RP LP | 559080106 | 2,540 | 36,046 | SH | DFND | 1 | 0 | 36,046 | 0 | |
| MASTERCARD INC. | CL A | 57636Q104 | 1,171 | 11,388 | SH | DFND | 1 | 0 | 11,388 | 0 | |
| MC DONALDS CORP | COM | 580135101 | 490 | 4,346 | SH | DFND | 1 | 0 | 4,346 | 0 | |
| MICROSOFT CORP. | COM | 594918104 | 2,877 | 47,274 | SH | DFND | 1 | 0 | 47,274 | 0 | |
| MIMEDX GROUP INC | COM | 602496101 | 14,934 | 1,769,455 | SH | DFND | 1 | 0 | 1,769,455 | 0 | |
| MONDELEZ INTL INC | COM | 609207105 | 986 | 23,051 | SH | DFND | 1 | 0 | 23,051 | 0 | |
| MORGAN STANLEY | COM | 617446448 | 420 | 12,581 | SH | DFND | 1 | 0 | 12,581 | 0 | |
| NEWELL BRANDS INC | COM | 651229106 | 372 | 7,211 | SH | DFND | 1 | 0 | 7,211 | 0 | |
| NEXTERA ENERGY INC. | NEE US | 65339F101 | 680 | 5,457 | SH | DFND | 1 | 0 | 5,457 | 0 | |
| NEXTERA ENERGY PARTNERS LP COM UNIT LTD | COM UNIT PART IN | 65341B106 | 781 | 27,887 | SH | DFND | 1 | 0 | 27,887 | 0 | |
| NIKE INC | CL B | 654106103 | 85 | 1,642 | SH | DFND | 1 | 0 | 1,642 | 0 | |
| NOVARTIS AG SPONSOR | ADR | 66987V109 | 218 | 3,000 | SH | DFND | 1 | 0 | 3,000 | 0 | |
| OCCIDENTAL PETROLEUM CORP | COM | 674599105 | 685 | 9,204 | SH | DFND | 1 | 0 | 9,204 | 0 | |
| ONEOK PARTNERS LP UNIT LTD PARTNERSHIP | UNIT LTD PARTN | 68268N103 | 6,529 | 12,985 | SH | DFND | 1 | 0 | 12,985 | 0 | |
| ORACLE CORP | COM | 68389X105 | 227 | 5,919 | SH | DFND | 1 | 0 | 5,919 | 0 | |
| PEPSICO INC | COM | 713448108 | 436 | 4,060 | SH | DFND | 1 | 0 | 4,060 | 0 | |
| PFIZER INC | COM | 717081103 | 1,072 | 33,140 | SH | DFND | 1 | 0 | 33,140 | 0 | |
| PHILLIP MORRIS INTL INC | COM | 718172109 | 1,456 | 15,077 | SH | DFND | 1 | 0 | 15,077 | 0 | |
| PHILLIPS 66 COMMON | COM | 718546104 | 2,039 | 22,289 | SH | DFND | 1 | 0 | 22,289 | 0 | |
| PLAINS ALL AMER PIPELINE LP | UNIT LTD PARTN | 726503105 | 2,015 | 63,992 | SH | DFND | 1 | 0 | 63,992 | 0 | |
| PPG INDUSTRIES | COM | 693506107 | 684 | 7,500 | SH | DFND | 1 | 0 | 7,500 | 0 | |
| PUBLIC SERVICE ENTER GP | PEG US | 744573106 | 266 | 6,392 | SH | DFND | 1 | 0 | 6,392 | 0 | |
| PRICELINE GRP INC | COM | 741503403 | 136 | 92 | SH | DFND | 1 | 0 | 92 | 0 | |
| PROCTER & GAMBLE CO. | COM | 742718109 | 797 | 9,168 | SH | DFND | 1 | 0 | 9,168 | 0 | |
| PROSHARES TR II ULTRA | ULTRA VIX ETF | 74347W254 | 296 | 22,000 | SH | DFND | 1 | 0 | 22,000 | 0 | |
| RALPH LAUREN CORP | COM | 751212101 | 564 | 5,763 | SH | DFND | 1 | 0 | 5,763 | 0 | |
| ROYAL DUTCH SHELL ADR | CL A | 780259206 | 271 | 5,366 | SH | DFND | 1 | 0 | 5,366 | 0 | |
| SCANA CORP | SCG US | 80589M102 | 167 | 2,329 | SH | DFND | 1 | 0 | 2,329 | 0 | |
| SCHLUMBERGER LIMITED | COM | 806857108 | 1,361 | 16,982 | SH | DFND | 1 | 0 | 16,982 | 0 | |
| SECTOR SPDR TR SHS BEN INT ENERGY | SPDR ENERGY ETF | 81369Y506 | 991 | 14,228 | SH | DFND | 1 | 0 | 14,228 | 0 | |
| SELECTOR SECTOR SPDR TR HEALTH CARE | SBI HEALTHCARE | 81369Y209 | 636 | 9,163 | SH | DFND | 1 | 0 | 9,163 | 0 | |
| SEMPRA ENERGY | SRE US | 816851109 | 340 | 3,179 | SH | DFND | 1 | 0 | 3,179 | 0 | |
| SPDR S & P 500 ETF | TR UNIT | 78462F103 | 1,597 | 7,456 | SH | DFND | 1 | 0 | 7,456 | 0 | |
| SPDR GOLD TR GOLD SHS | GOLD SHS | 78463V107 | 2,041 | 16,663 | SH | DFND | 1 | 0 | 16,663 | 0 | |
| SPECTRA ENERGY PARTNERS LP | COM | 84756N109 | 2,356 | 53,907 | SH | DFND | 1 | 0 | 53,907 | 0 | |
| STARBUCKS CORP | COM | 855244109 | 929 | 17,294 | SH | DFND | 1 | 0 | 17,294 | 0 | |
| TALLGRASS ENERGY PARTNERS LP | TEP | 874697105 | 1,812 | 37,644 | SH | DFND | 1 | 0 | 37,644 | 0 | |
| TC PIPELINES LP | UT COM LTD PRT | 87233Q108 | 1,676 | 29,465 | SH | DFND | 1 | 0 | 29,465 | 0 | |
| TARGA RES CORP COM | COM UNIT | 87612G101 | 641 | 13,189 | SH | DFND | 1 | 0 | 13,189 | 0 | |
| TIME WARNER INC | COM | 887317303 | 471 | 5,404 | SH | DFND | 1 | 0 | 5,404 | 0 | |
| TJX COS INC NEW | COM | 872540109 | 5,924 | 80,462 | SH | DFND | 1 | 0 | 80,462 | 0 | |
| TRANSCANADA CORP | TRP US | 89353D107 | 796 | 16,894 | SH | DFND | 1 | 0 | 16,894 | 0 | |
| UNITED TECHNOLOGIES CO | COM | 913017109 | 1,281 | 12,641 | SH | DFND | 1 | 0 | 12,641 | 0 | |
| UNION PACIFIC CORP | COM | 907818108 | 219 | 2,380 | SH | DFND | 1 | 0 | 2,380 | 0 | |
| VISA INC | COM CL A | 92826C839 | 289 | 3,509 | SH | DFND | 1 | 0 | 3,509 | 0 | |
| WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 828 | 10,044 | SH | DFND | 1 | 0 | 10,044 | 0 | |
| WELLS FARGO & CO | COM | 949746101 | 772 | 16,933 | SH | DFND | 1 | 0 | 16,933 | 0 | |
| WILLIAMS COS INC | COM | 969457100 | 490 | 16,813 | SH | DFND | 1 | 0 | 16,813 | 0 | |
| WILLIAMS PARTNERS LP NEW | COM | 96949l105 | 1,552 | 41,732 | SH | DFND | 1 | 0 | 41,732 | 0 | |
| WPP PLC NEW ADR | JAPN HEDGE EQT | 92937A102 | 623 | 6,000 | SH | DFND | 1 | 0 | 6,000 | 0 | |
| WISDOMTREE JAPAN HEDGED EQUITY | COM | 97717W851 | 550 | 12,810 | SH | DFND | 1 | 0 | 12,810 | 0 | |