0001085146-22-001584.txt : 20220427
0001085146-22-001584.hdr.sgml : 20220427
20220426173426
ACCESSION NUMBER: 0001085146-22-001584
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220331
FILED AS OF DATE: 20220427
DATE AS OF CHANGE: 20220426
EFFECTIVENESS DATE: 20220427
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TIEDEMANN ADVISORS, LLC
CENTRAL INDEX KEY: 0001483232
IRS NUMBER: 261518088
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13688
FILM NUMBER: 22855631
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVENUE
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-396-5900
MAIL ADDRESS:
STREET 1: 520 MADISON AVENUE
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: TIEDEMANN WEALTH MANAGEMENT, LLC
DATE OF NAME CHANGE: 20100203
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001483232
XXXXXXXX
03-31-2022
03-31-2022
false
TIEDEMANN ADVISORS, LLC
520 MADISON AVENUE
26TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-13688
N
Whitney Fogle Lewis
General Counsel
214-855-2200
/s/Whitney Fogle Lewis
Dallas
TX
04-19-2022
1
286
1968270
false
1
0001432976
028-13689
Tiedemann Wealth Management Holdings, LLC
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
1LIFE HEALTHCARE INC
COM
68269G107
574
51850
SH
DFND
1
51850
0
0
2U INC
COM
90214J101
133
10000
SH
DFND
1
0
0
10000
3M CO
COM
88579Y101
652
4380
SH
DFND
1
4347
0
33
ABBOTT LABS
COM
002824100
1255
10616
SH
DFND
1
6861
0
3755
ABBVIE INC
COM
00287Y109
2158
13300
SH
DFND
1
6573
0
6727
ADITXT INC
COM
007025109
5
10000
SH
DFND
1
10000
0
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
1618
3549
SH
DFND
1
3462
0
87
AFFIRM HLDGS INC
COM CL A
00827B106
623
13454
SH
DFND
1
13454
0
0
AFLAC INC
COM
001055102
483
7500
SH
DFND
1
3500
0
4000
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
438
4021
SH
DFND
1
4021
0
0
ALICO INC
COM
016230104
1468
38571
SH
DFND
1
38571
0
0
ALLSTATE CORP
COM
020002101
440
3156
SH
DFND
1
3120
0
36
ALPHA ARCHITECT ETF TR
ROC ETF
02072L821
254
10000
SH
DFND
1
10000
0
0
ALPHABET INC
CAP STK CL A
02079K305
28942
10407
SH
DFND
1
1623
0
8784
ALPHABET INC
CAP STK CL C
02079K107
15831
5669
SH
DFND
1
1565
0
4104
ALTRIA GROUP INC
COM
02209S103
378
7097
SH
DFND
1
6867
0
230
AMAZON COM INC
COM
023135106
9433
2893
SH
DFND
1
2496
0
397
AMERICAN ELEC PWR CO INC
COM
025537101
267
2669
SH
DFND
1
0
0
2669
AMERICAN EXPRESS CO
COM
025816109
243
1300
SH
DFND
1
1216
0
84
AMGEN INC
COM
031162100
234
969
SH
DFND
1
553
0
416
AMPLIFY ETF TR
BLACKSWAN GRWT
032108888
1227
39185
SH
DFND
1
0
0
39185
APPLE INC
COM
037833100
28899
165505
SH
DFND
1
125630
0
39875
ARROWMARK FINANCIAL CORP
COM
861780104
255
11863
SH
DFND
1
11863
0
0
ASANA INC
CL A
04342Y104
4562
114124
SH
DFND
1
114124
0
0
AT&T INC
COM
00206R102
1606
68020
SH
DFND
1
66291
0
1729
ATLANTIC UN BANKSHARES CORP
COM
04911A107
328
8951
SH
DFND
1
8951
0
0
ATRICURE INC
COM
04963C209
477
7263
SH
DFND
1
7263
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
1945
8512
SH
DFND
1
4284
0
4228
AUTOZONE INC
COM
053332102
490
240
SH
DFND
1
7
0
233
AVALARA INC
COM
05338G106
1389
13962
SH
DFND
1
13962
0
0
B2GOLD CORP
COM
11777Q209
69
15000
SH
DFND
1
0
0
15000
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
4760
9
SH
DFND
1
9
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
4144
11748
SH
DFND
1
7613
0
4135
BEYOND MEAT INC
COM
08862E109
294
6093
SH
DFND
1
6093
0
0
BLACKROCK INC
COM
09247X101
369
483
SH
DFND
1
166
0
317
BLOCK INC
CL A
852234103
290
2140
SH
DFND
1
2140
0
0
BOOKING HOLDINGS INC
COM
09857L108
250
107
SH
DFND
1
4
0
103
BP PLC
SPONSORED ADR
055622104
243
8275
SH
DFND
1
8275
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
298
4035
SH
DFND
1
2001
0
2034
BROADSTONE NET LEASE INC
COM
11135E203
12215
560820
SH
DFND
1
560820
0
0
CAMDEN PPTY TR
SH BEN INT
133131102
320
1914
SH
DFND
1
1914
0
0
CAMECO CORP
COM
13321L108
513
17636
SH
DFND
1
17636
0
0
CANADIAN PAC RY LTD
COM
13645T100
2044
24756
SH
DFND
1
12315
0
12441
CARRIER GLOBAL CORPORATION
COM
14448C104
267
5829
SH
DFND
1
3334
0
2495
CATERPILLAR INC
COM
149123101
692
3109
SH
DFND
1
3053
0
56
CF ACQUISITION CORP VI
COM CL A
12521J103
193
16227
SH
DFND
1
0
0
16227
CHARTER COMMUNICATIONS INC N
CL A
16119P108
295
540
SH
DFND
1
507
0
33
CHENIERE ENERGY PARTNERS LP
COM UNIT
16411Q101
1374
24380
SH
DFND
1
0
0
24380
CHEVRON CORP NEW
COM
166764100
1419
8721
SH
DFND
1
8223
0
498
CIGNA CORP NEW
COM
125523100
644
2690
SH
DFND
1
2659
0
31
CISCO SYS INC
COM
17275R102
3674
65899
SH
DFND
1
1682
0
64217
CITIGROUP INC
COM NEW
172967424
285
5304
SH
DFND
1
769
0
4535
CITIZENS FINL GROUP INC
COM
174610105
1281
28264
SH
DFND
1
3043
0
25221
CME GROUP INC
COM
12572Q105
4682
19681
SH
DFND
1
143
0
19538
COASTAL FINL CORP WA
COM NEW
19046P209
241
5270
SH
DFND
1
0
0
5270
COCA COLA CO
COM
191216100
858
13759
SH
DFND
1
12205
0
1554
COGENT COMMUNICATIONS HLDGS
COM NEW
19239V302
554
8347
SH
DFND
1
8298
0
49
COINBASE GLOBAL INC
COM CL A
19260Q107
1125
5926
SH
DFND
1
4656
0
1270
COLGATE PALMOLIVE CO
COM
194162103
274
3617
SH
DFND
1
3085
0
532
COMCAST CORP NEW
CL A
20030N101
2243
47908
SH
DFND
1
47237
0
671
CONFLUENT INC
CLASS A COM
20717M103
17453
425680
SH
DFND
1
425680
0
0
CONOCOPHILLIPS
COM
20825C104
1575
15718
SH
DFND
1
4030
0
11688
CONTEXTLOGIC INC
COM CL A
21077C107
87
38880
SH
DFND
1
38880
0
0
CORTEVA INC
COM
22052L104
1442
25098
SH
DFND
1
0
0
25098
COUPANG INC
CL A
22266T109
234
13219
SH
DFND
1
0
0
13219
CUMMINS INC
COM
231021106
217
1061
SH
DFND
1
1036
0
25
CVS HEALTH CORP
COM
126650100
203
2001
SH
DFND
1
1740
0
261
DANAHER CORPORATION
COM
235851102
458
1563
SH
DFND
1
1483
0
80
DBX ETF TR
XTKR EMGRIN MKTS
233051192
263
8580
SH
DFND
1
8580
0
0
DESPEGAR COM CORP
ORD SHS
G27358103
144
11793
SH
DFND
1
11793
0
0
DIAGEO PLC
SPON ADR NEW
25243Q205
978
4785
SH
DFND
1
4600
0
185
DIGITAL WORLD ACQUISITION CO
CLASS A COM
25400Q105
235
3648
SH
DFND
1
0
0
3648
DIMENSIONAL ETF TRUST
US EQUITY ETF
25434V401
369
7519
SH
DFND
1
7519
0
0
DISCOVERY INC
COM SER C
25470F302
214
8589
SH
DFND
1
8466
0
123
DISNEY WALT CO
COM
254687106
1366
9956
SH
DFND
1
6931
0
3025
DOW INC
COM
260557103
1686
26465
SH
DFND
1
1237
0
25228
DTE ENERGY CO
COM
233331107
589
4428
SH
DFND
1
210
0
4218
DUKE ENERGY CORP NEW
COM NEW
26441C204
287
2581
SH
DFND
1
147
0
2434
DUPONT DE NEMOURS INC
COM
26614N102
1856
25214
SH
DFND
1
82
0
25132
EDWARDS LIFESCIENCES CORP
COM
28176E108
596
5071
SH
DFND
1
4185
0
886
ENBRIDGE INC
COM
29250N105
1600
34702
SH
DFND
1
0
0
34702
ENCOMPASS HEALTH CORP
COM
29261A100
214
3000
SH
DFND
1
3000
0
0
ENERGY TRANSFER L P
COM UT LTD PTN
29273V100
197
17620
SH
DFND
1
0
0
17620
ENTERPRISE PRODS PARTNERS L
COM
293792107
4973
192666
SH
DFND
1
2175
0
190491
EXXON MOBIL CORP
COM
30231G102
26178
316976
SH
DFND
1
316664
0
312
FACTSET RESH SYS INC
COM
303075105
275
634
SH
DFND
1
600
0
34
FEDERAL RLTY INVT TR NEW
SH BEN INT NEW
313745101
2710
21817
SH
DFND
1
21817
0
0
FEDEX CORP
COM
31428X106
202
876
SH
DFND
1
862
0
14
FIRST TR EXCHANGE-TRADED FD
NO AMER ENERGY
33738D101
102590
3705050
SH
DFND
1
2581937
0
1123113
FIRST TR MLP & ENERGY INCOM
COM
33739B104
1748
211856
SH
DFND
1
156456
0
55400
FLEXSHARES TR
MORNSTAR UPSTR
33939L407
2302
49154
SH
DFND
1
49154
0
0
FLOTEK INDS INC DEL
COM
343389102
189
150000
SH
DFND
1
0
0
150000
GCP APPLIED TECHNOLOGIES INC
COM
36164Y101
1216
38687
SH
DFND
1
38687
0
0
GENERAL ELECTRIC CO
COM NEW
369604301
375
4100
SH
DFND
1
2390
0
1710
GLOBAL X FDS
MSCI NORWAY ETF
37950E101
582
18232
SH
DFND
1
18232
0
0
GLOBE LIFE INC
COM
37959E102
407
4050
SH
DFND
1
0
0
4050
GOLDMAN SACHS GROUP INC
COM
38141G104
7603
23029
SH
DFND
1
35
0
22994
HERITAGE COMM CORP
COM
426927109
7018
623848
SH
DFND
1
623848
0
0
HOLLY ENERGY PARTNERS L P
COM UT LTD PTN
435763107
989
55913
SH
DFND
1
0
0
55913
HOME DEPOT INC
COM
437076102
327
1092
SH
DFND
1
828
0
264
HONEYWELL INTL INC
COM
438516106
612
3149
SH
DFND
1
2693
0
456
INTEL CORP
COM
458140100
792
15973
SH
DFND
1
13800
0
2173
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
2111
15979
SH
DFND
1
70
0
15909
INTERNATIONAL GAME TECHNOLOG
SHS USD
G4863A108
808
32738
SH
DFND
1
0
0
32738
INTUIT
COM
461202103
238
496
SH
DFND
1
440
0
56
INVESCO CURRENCYSHARES EURO
EURO SHS
46138K103
2749
26800
SH
DFND
1
0
0
26800
INVESCO EXCH TRADED FD TR II
FTSE RAFI DEV
46138E743
731
15850
SH
DFND
1
15850
0
0
INVESCO EXCHANGE TRADED FD T
DYNMC LRG VALU
46137V738
658
13448
SH
DFND
1
13448
0
0
INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1000
46137V613
739
4327
SH
DFND
1
4327
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
2021
12813
SH
DFND
1
0
0
12813
INVESCO QQQ TR
UNIT SER 1
46090E103
7982
21991
SH
DFND
1
5929
0
16062
ISHARES GOLD TR
ISHARES NEW
464285204
66899
1816577
SH
DFND
1
1385238
0
431339
ISHARES INC
CORE MSCI EMKT
46434G103
514
9210
SH
DFND
1
9210
0
0
ISHARES INC
ESG AWR MSCI EM
46434G863
2407
65549
SH
DFND
1
63515
0
2034
ISHARES INC
MSCI SWITZERLAND
464286749
1288
26229
SH
DFND
1
0
0
26229
ISHARES INC
MSCI WORLD ETF
464286392
785
6135
SH
DFND
1
6135
0
0
ISHARES TR
COHEN STEER REIT
464287564
422
5936
SH
DFND
1
5936
0
0
ISHARES TR
CORE HIGH DV ETF
46429B663
2370
22171
SH
DFND
1
22171
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
1490
21444
SH
DFND
1
21444
0
0
ISHARES TR
CORE MSCI PAC
46434V696
419
6890
SH
DFND
1
6890
0
0
ISHARES TR
CORE MSCI TOTAL
46432F834
328
4929
SH
DFND
1
4929
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
257486
959559
SH
DFND
1
736430
0
223129
ISHARES TR
CORE S&P SCP ETF
464287804
1404
13022
SH
DFND
1
13022
0
0
ISHARES TR
CORE S&P TTL STK
464287150
200822
1989515
SH
DFND
1
1532413
0
457102
ISHARES TR
CORE S&P500 ETF
464287200
20628
45459
SH
DFND
1
11346
0
34113
ISHARES TR
EAFE VALUE ETF
464288877
854
16992
SH
DFND
1
9957
0
7035
ISHARES TR
ESG AW MSCI EAFE
46435G516
5726
77660
SH
DFND
1
71037
0
6623
ISHARES TR
ESG AWR MSCI USA
46435G425
7124
70267
SH
DFND
1
69291
0
976
ISHARES TR
EXPND TEC SC ETF
464287549
866
2226
SH
DFND
1
491
0
1735
ISHARES TR
GRWT ALLOCAT ETF
464289867
605
11148
SH
DFND
1
11148
0
0
ISHARES TR
INTL SEL DIV ETF
464288448
225
7073
SH
DFND
1
7073
0
0
ISHARES TR
MODERT ALLOC ETF
464289875
65766
1530555
SH
DFND
1
1211472
0
319083
ISHARES TR
MSCI ACWI ETF
464288257
4497
45057
SH
DFND
1
44716
0
341
ISHARES TR
MSCI EAFE ETF
464287465
12720
172797
SH
DFND
1
168381
0
4416
ISHARES TR
MSCI EMG MKT ETF
464287234
4010
88827
SH
DFND
1
83954
0
4873
ISHARES TR
MSCI INTL QUALTY
46434V456
1435
38918
SH
DFND
1
27832
0
11086
ISHARES TR
MSCI KLD400 SOC
464288570
391
4508
SH
DFND
1
0
0
4508
ISHARES TR
MSCI LW CRB TG
46434V464
8685
53182
SH
DFND
1
51692
0
1490
ISHARES TR
MSCI USA MIN VOL
46429B697
238
3067
SH
DFND
1
3067
0
0
ISHARES TR
MSCI USA QLT FCT
46432F339
8001
59434
SH
DFND
1
56154
0
3280
ISHARES TR
MSCI USA VALUE
46432F388
336
3222
SH
DFND
1
3222
0
0
ISHARES TR
NATIONAL MUN ETF
464288414
4936
45021
SH
DFND
1
31273
0
13748
ISHARES TR
NEW ZEALAND ETF
464289123
846
15385
SH
DFND
1
15385
0
0
ISHARES TR
RUS 1000 ETF
464287622
8771
35073
SH
DFND
1
34309
0
764
ISHARES TR
RUS 1000 GRW ETF
464287614
6710
24169
SH
DFND
1
23756
0
413
ISHARES TR
RUS 1000 VAL ETF
464287598
3860
23257
SH
DFND
1
23239
0
18
ISHARES TR
RUS 2000 GRW ETF
464287648
263
1029
SH
DFND
1
1029
0
0
ISHARES TR
RUS MD CP GR ETF
464287481
1272
12658
SH
DFND
1
12658
0
0
ISHARES TR
RUS MDCP VAL ETF
464287473
643
5377
SH
DFND
1
35
0
5342
ISHARES TR
RUS MID CAP ETF
464287499
1952
25022
SH
DFND
1
25022
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
7443
36265
SH
DFND
1
15320
0
20945
ISHARES TR
RUSSELL 3000 ETF
464287689
17149
65359
SH
DFND
1
57406
0
7953
ISHARES TR
S&P 500 GRWT ETF
464287309
4684
61328
SH
DFND
1
61328
0
0
ISHARES TR
S&P MC 400GR ETF
464287606
22864
295911
SH
DFND
1
252286
0
43625
ISHARES TR
S&P SML 600 GWT
464287887
401
3191
SH
DFND
1
3191
0
0
ISHARES TR
SP SMCP600VL ETF
464287879
366
3570
SH
DFND
1
3570
0
0
ISHARES TR
U.S. TECH ETF
464287721
482
4680
SH
DFND
1
4680
0
0
ISHARES TR
US AER DEF ETF
464288760
252
2273
SH
DFND
1
1405
0
868
JANUS HENDERSON GROUP PLC
ORD SHS
G4474Y214
870
24844
SH
DFND
1
943
0
23901
JD.COM INC
SPON ADR CL A
47215P106
635
10958
SH
DFND
1
10958
0
0
JOHNSON & JOHNSON
COM
478160104
1429
8060
SH
DFND
1
6449
0
1611
JPMORGAN CHASE & CO
COM
46625H100
3602
26417
SH
DFND
1
22537
0
3880
KINDER MORGAN INC DEL
COM
49456B101
543
28741
SH
DFND
1
0
0
28741
KODIAK SCIENCES INC
COM
50015M109
92
12000
SH
DFND
1
0
0
12000
KRANESHARES TR
QUADRTC INT RT
500767736
365
14265
SH
DFND
1
14265
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
413
1567
SH
DFND
1
1555
0
12
LIBERTY BROADBAND CORP
COM SER C
530307305
5337
39440
SH
DFND
1
39440
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
205
7894
SH
DFND
1
7894
0
0
LIBERTY MEDIA CORP DEL
COM A SIRIUSXM
531229409
2288
50040
SH
DFND
1
50040
0
0
LIBERTY MEDIA CORP DEL
COM C SIRIUSXM
531229607
4002
87516
SH
DFND
1
87516
0
0
LILIUM N V
CLASS A ORD SHS
N52586109
199
50000
SH
DFND
1
50000
0
0
LOUISIANA PAC CORP
COM
546347105
206
3316
SH
DFND
1
3316
0
0
LOWES COS INC
COM
548661107
1141
5645
SH
DFND
1
5317
0
328
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
4608
93931
SH
DFND
1
6
0
93925
MARRIOTT INTL INC NEW
CL A
571903202
951
5407
SH
DFND
1
5335
0
72
MASTERCARD INCORPORATED
CL A
57636Q104
2289
6403
SH
DFND
1
5993
0
410
MCDONALDS CORP
COM
580135101
1185
4788
SH
DFND
1
4469
0
319
MERCK & CO INC
COM
58933Y105
379
4581
SH
DFND
1
3570
0
1011
META PLATFORMS INC
CL A
30303M102
1982
8915
SH
DFND
1
8132
0
783
MICROSOFT CORP
COM
594918104
11437
37091
SH
DFND
1
21657
0
15434
MIMEDX GROUP INC
COM
602496101
49
10422
SH
DFND
1
10422
0
0
MONDELEZ INTL INC
CL A
609207105
373
5921
SH
DFND
1
5521
0
400
NEWMONT CORP
COM
651639106
409
5148
SH
DFND
1
0
0
5148
NEXTERA ENERGY INC
COM
65339F101
1072
12646
SH
DFND
1
2151
0
10495
NEXTERA ENERGY PARTNERS LP
COM UNIT PART IN
65341B106
3225
38690
SH
DFND
1
0
0
38690
NIKE INC
CL B
654106103
648
4812
SH
DFND
1
3999
0
813
NORDSTROM INC
COM
655664100
210
7704
SH
DFND
1
0
0
7704
NORTHROP GRUMMAN CORP
COM
666807102
201
448
SH
DFND
1
0
0
448
NOVO-NORDISK A S
ADR
670100205
560
4999
SH
DFND
1
0
0
4999
NUSHARES ETF TR
ESG HI TLD CRP
67092P854
325
14048
SH
DFND
1
14048
0
0
NUSHARES ETF TR
NUVEEN ESG MIDCP
67092P409
39078
891748
SH
DFND
1
806304
0
85444
NVIDIA CORPORATION
COM
67066G104
2845
10430
SH
DFND
1
8395
0
2035
NXP SEMICONDUCTORS N V
COM
N6596X109
2832
15235
SH
DFND
1
15200
0
35
ONEOK INC NEW
COM
682680103
2078
29427
SH
DFND
1
2561
0
26866
ORACLE CORP
COM
68389X105
8854
107017
SH
DFND
1
101013
0
6004
OTIS WORLDWIDE CORP
COM
68902V107
219
2857
SH
DFND
1
1666
0
1191
PENUMBRA INC
COM
70975L107
2325
10471
SH
DFND
1
10461
0
10
PEPSICO INC
COM
713448108
2072
12383
SH
DFND
1
8464
0
3919
PFIZER INC
COM
717081103
1040
20064
SH
DFND
1
16576
0
3488
PHILIP MORRIS INTL INC
COM
718172109
895
9404
SH
DFND
1
9236
0
168
PHILLIPS 66
COM
718546104
1438
16670
SH
DFND
1
2736
0
13934
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
1726
160388
SH
DFND
1
0
0
160388
PRICE T ROWE GROUP INC
COM
74144T108
306
2026
SH
DFND
1
2000
0
26
PROCTER AND GAMBLE CO
COM
742718109
453
2962
SH
DFND
1
1781
0
1181
PROLOGIS INC.
COM
74340W103
35546
220126
SH
DFND
1
220043
0
83
PRUDENTIAL FINL INC
COM
744320102
289
2450
SH
DFND
1
2324
0
126
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
1923
27468
SH
DFND
1
3000
0
24468
QUALCOMM INC
COM
747525103
13092
85662
SH
DFND
1
85482
0
180
RALPH LAUREN CORP
CL A
751212101
657
5763
SH
DFND
1
5763
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
885
8932
SH
DFND
1
3413
0
5519
REGENERON PHARMACEUTICALS
COM
75886F107
271
388
SH
DFND
1
380
0
8
RICHMOND MUT BANCORPORATION
COM
76525P100
438
25630
SH
DFND
1
25630
0
0
ROBLOX CORP
CL A
771049103
359
7758
SH
DFND
1
6783
0
975
ROCKWELL AUTOMATION INC
COM
773903109
1784
6369
SH
DFND
1
8
0
6361
SALESFORCE COM INC
COM
79466L302
1136
5355
SH
DFND
1
4938
0
417
SCHWAB CHARLES CORP
COM
808513105
403
4782
SH
DFND
1
4595
0
187
SCHWAB STRATEGIC TR
SCHWAB FDT US LG
808524771
6477
110758
SH
DFND
1
32462
0
78296
SCHWAB STRATEGIC TR
SCHWAB FDT US SC
808524763
549
10279
SH
DFND
1
0
0
10279
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
1198
22252
SH
DFND
1
22252
0
0
SEI INVTS CO
COM
784117103
1208
20069
SH
DFND
1
18721
0
1348
SELECT SECTOR SPDR TR
ENERGY
81369Y506
5082
66486
SH
DFND
1
66486
0
0
SELECT SECTOR SPDR TR
FINANCIAL
81369Y605
268
6988
SH
DFND
1
2368
0
4620
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
883
11638
SH
DFND
1
11638
0
0
SEMPRA
COM
816851109
1336
7897
SH
DFND
1
0
0
7897
SHELL MIDSTREAM PARTNERS L P
UNIT LTD INT
822634101
508
35730
SH
DFND
1
0
0
35730
SHOCKWAVE MED INC
COM
82489T104
2937
14166
SH
DFND
1
14166
0
0
SNOWFLAKE INC
CL A
833445109
4761
20782
SH
DFND
1
19327
0
1455
SOUTHWEST AIRLS CO
COM
844741108
205
4480
SH
DFND
1
200
0
4280
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
436
1254
SH
DFND
1
463
0
791
SPDR GOLD TR
GOLD SHS
78463V107
4066
22512
SH
DFND
1
19512
0
3000
SPDR S&P 500 ETF TR
TR UNIT
78462F103
55599
122728
SH
DFND
1
60241
0
62487
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
1198
2431
SH
DFND
1
0
0
2431
SPDR SER TR
COMP SOFTWARE
78464A599
1474
10000
SH
DFND
1
10000
0
0
SPDR SER TR
PORTFOLIO S&P400
78464A847
306658
6502735
SH
DFND
1
4082267
0
2420468
SPDR SER TR
S&P BIOTECH
78464A870
786
8742
SH
DFND
1
1329
0
7413
SPDR SER TR
S&P DIVID ETF
78464A763
10340
80703
SH
DFND
1
76268
0
4435
SPDR SER TR
S&P OILGAS EXP
78468R556
535
3979
SH
DFND
1
3979
0
0
STARBUCKS CORP
COM
855244109
2947
32389
SH
DFND
1
28891
0
3498
STEM INC
COM
85859N102
2625
238460
SH
DFND
1
0
0
238460
STITCH FIX INC
COM CL A
860897107
519
51506
SH
DFND
1
51506
0
0
STRYKER CORPORATION
COM
863667101
241
895
SH
DFND
1
849
0
46
TC ENERGY CORP
COM
87807B107
4863
86199
SH
DFND
1
0
0
86199
TEMPUR SEALY INTL INC
COM
88023U101
271
9691
SH
DFND
1
9691
0
0
TESLA INC
COM
88160R101
5693
5283
SH
DFND
1
4350
0
933
THERMO FISHER SCIENTIFIC INC
COM
883556102
416
705
SH
DFND
1
544
0
161
UBER TECHNOLOGIES INC
COM
90353T100
24262
679980
SH
DFND
1
677075
0
2905
UDR INC
COM
902653104
310
5403
SH
DFND
1
5403
0
0
UNION PAC CORP
COM
907818108
1172
4290
SH
DFND
1
4186
0
104
UNITED PARCEL SERVICE INC
CL B
911312106
271
1264
SH
DFND
1
1183
0
81
UNITEDHEALTH GROUP INC
COM
91324P102
1775
3482
SH
DFND
1
3182
0
300
VANECK ETF TRUST
SEMICONDUCTR ETF
92189F676
1042
3866
SH
DFND
1
312
0
3554
VANGUARD CHARLOTTE FDS
TOTAL INT BD ETF
92203J407
419
7978
SH
DFND
1
7978
0
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
275
1661
SH
DFND
1
711
0
950
VANGUARD INDEX FDS
GROWTH ETF
922908736
3342
11623
SH
DFND
1
6804
0
4819
VANGUARD INDEX FDS
MID CAP ETF
922908629
266
1120
SH
DFND
1
70
0
1050
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
18931
174646
SH
DFND
1
98032
0
76614
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
6556
15794
SH
DFND
1
12533
0
3261
VANGUARD INDEX FDS
SMALL CP ETF
922908751
1413
6655
SH
DFND
1
5394
0
1261
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
111920
491595
SH
DFND
1
351438
0
140157
VANGUARD INDEX FDS
VALUE ETF
922908744
1913
12937
SH
DFND
1
7022
0
5915
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
11222
243244
SH
DFND
1
140931
0
102313
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
5223
51588
SH
DFND
1
42340
0
9248
VANGUARD SCOTTSDALE FDS
MTG-BKD SECS ETF
92206C771
7196
143627
SH
DFND
1
82862
0
60765
VANGUARD SCOTTSDALE FDS
SHORT TERM TREAS
92206C102
6702
113085
SH
DFND
1
113085
0
0
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
471
2907
SH
DFND
1
2357
0
550
VANGUARD STAR FDS
VG TL INTL STK F
921909768
2832
47407
SH
DFND
1
47407
0
0
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
8607
179188
SH
DFND
1
146750
0
32438
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
1681
14979
SH
DFND
1
14979
0
0
VANGUARD WORLD FD
ESG INTL STK ETF
921910725
1615
28232
SH
DFND
1
28232
0
0
VANGUARD WORLD FD
ESG US STK ETF
921910733
1672
20623
SH
DFND
1
20623
0
0
VANGUARD WORLD FDS
COMM SRVC ETF
92204A884
614
5115
SH
DFND
1
0
0
5115
VANGUARD WORLD FDS
INF TECH ETF
92204A702
2008
4820
SH
DFND
1
429
0
4391
VERIZON COMMUNICATIONS INC
COM
92343V104
8315
163235
SH
DFND
1
157191
0
6044
VINTAGE WINE ESTATES INC
COM
92747V106
99
10000
SH
DFND
1
0
0
10000
VISA INC
COM CL A
92826C839
2531
11409
SH
DFND
1
9399
0
2010
WAITR HLDGS INC
COM
930752100
11
28969
SH
DFND
1
28969
0
0
WALMART INC
COM
931142103
2836
18975
SH
DFND
1
1376
0
17599
WEC ENERGY GROUP INC
COM
92939U106
621
6218
SH
DFND
1
0
0
6218
WELLS FARGO CO NEW
COM
949746101
343
7074
SH
DFND
1
3648
0
3426
WESTLAKE CHEM PARTNERS LP
COM UNIT RP LP
960417103
1080
39895
SH
DFND
1
0
0
39895
WHEELS UP EXPERIENCE INC
COM CL A
96328L106
131
42078
SH
DFND
1
42078
0
0
WILLIAMS COS INC
COM
969457100
1533
45867
SH
DFND
1
357
0
45510
WILLIS TOWERS WATSON PLC LTD
SHS
G96629103
770
3246
SH
DFND
1
0
0
3246
WYNN RESORTS LTD
COM
983134107
1491
18693
SH
DFND
1
0
0
18693
YUM BRANDS INC
COM
988498101
278
2334
SH
DFND
1
1556
0
778
ZENDESK INC
COM
98936J101
728
6052
SH
DFND
1
6052
0
0