0001085146-22-001584.txt : 20220427 0001085146-22-001584.hdr.sgml : 20220427 20220426173426 ACCESSION NUMBER: 0001085146-22-001584 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220427 DATE AS OF CHANGE: 20220426 EFFECTIVENESS DATE: 20220427 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TIEDEMANN ADVISORS, LLC CENTRAL INDEX KEY: 0001483232 IRS NUMBER: 261518088 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13688 FILM NUMBER: 22855631 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-396-5900 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: TIEDEMANN WEALTH MANAGEMENT, LLC DATE OF NAME CHANGE: 20100203 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001483232 XXXXXXXX 03-31-2022 03-31-2022 false TIEDEMANN ADVISORS, LLC

520 MADISON AVENUE 26TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-13688 N Whitney Fogle Lewis 214-855-2200 /s/Whitney Fogle Lewis Dallas TX 04-19-2022 1 286 1968270 false 1 0001432976 028-13689 Tiedemann Wealth Management Holdings, LLC INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 1LIFE HEALTHCARE INC COM 68269G107 574 51850 SH DFND 1 51850 0 0 2U INC COM 90214J101 133 10000 SH DFND 1 0 0 10000 3M CO COM 88579Y101 652 4380 SH DFND 1 4347 0 33 ABBOTT LABS COM 002824100 1255 10616 SH DFND 1 6861 0 3755 ABBVIE INC COM 00287Y109 2158 13300 SH DFND 1 6573 0 6727 ADITXT INC COM 007025109 5 10000 SH DFND 1 10000 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 1618 3549 SH DFND 1 3462 0 87 AFFIRM HLDGS INC COM CL A 00827B106 623 13454 SH DFND 1 13454 0 0 AFLAC INC COM 001055102 483 7500 SH DFND 1 3500 0 4000 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 438 4021 SH DFND 1 4021 0 0 ALICO INC COM 016230104 1468 38571 SH DFND 1 38571 0 0 ALLSTATE CORP COM 020002101 440 3156 SH DFND 1 3120 0 36 ALPHA ARCHITECT ETF TR ROC ETF 02072L821 254 10000 SH DFND 1 10000 0 0 ALPHABET INC CAP STK CL A 02079K305 28942 10407 SH DFND 1 1623 0 8784 ALPHABET INC CAP STK CL C 02079K107 15831 5669 SH DFND 1 1565 0 4104 ALTRIA GROUP INC COM 02209S103 378 7097 SH DFND 1 6867 0 230 AMAZON COM INC COM 023135106 9433 2893 SH DFND 1 2496 0 397 AMERICAN ELEC PWR CO INC COM 025537101 267 2669 SH DFND 1 0 0 2669 AMERICAN EXPRESS CO COM 025816109 243 1300 SH DFND 1 1216 0 84 AMGEN INC COM 031162100 234 969 SH DFND 1 553 0 416 AMPLIFY ETF TR BLACKSWAN GRWT 032108888 1227 39185 SH DFND 1 0 0 39185 APPLE INC COM 037833100 28899 165505 SH DFND 1 125630 0 39875 ARROWMARK FINANCIAL CORP COM 861780104 255 11863 SH DFND 1 11863 0 0 ASANA INC CL A 04342Y104 4562 114124 SH DFND 1 114124 0 0 AT&T INC COM 00206R102 1606 68020 SH DFND 1 66291 0 1729 ATLANTIC UN BANKSHARES CORP COM 04911A107 328 8951 SH DFND 1 8951 0 0 ATRICURE INC COM 04963C209 477 7263 SH DFND 1 7263 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 1945 8512 SH DFND 1 4284 0 4228 AUTOZONE INC COM 053332102 490 240 SH DFND 1 7 0 233 AVALARA INC COM 05338G106 1389 13962 SH DFND 1 13962 0 0 B2GOLD CORP COM 11777Q209 69 15000 SH DFND 1 0 0 15000 BERKSHIRE HATHAWAY INC DEL CL A 084670108 4760 9 SH DFND 1 9 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4144 11748 SH DFND 1 7613 0 4135 BEYOND MEAT INC COM 08862E109 294 6093 SH DFND 1 6093 0 0 BLACKROCK INC COM 09247X101 369 483 SH DFND 1 166 0 317 BLOCK INC CL A 852234103 290 2140 SH DFND 1 2140 0 0 BOOKING HOLDINGS INC COM 09857L108 250 107 SH DFND 1 4 0 103 BP PLC SPONSORED ADR 055622104 243 8275 SH DFND 1 8275 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 298 4035 SH DFND 1 2001 0 2034 BROADSTONE NET LEASE INC COM 11135E203 12215 560820 SH DFND 1 560820 0 0 CAMDEN PPTY TR SH BEN INT 133131102 320 1914 SH DFND 1 1914 0 0 CAMECO CORP COM 13321L108 513 17636 SH DFND 1 17636 0 0 CANADIAN PAC RY LTD COM 13645T100 2044 24756 SH DFND 1 12315 0 12441 CARRIER GLOBAL CORPORATION COM 14448C104 267 5829 SH DFND 1 3334 0 2495 CATERPILLAR INC COM 149123101 692 3109 SH DFND 1 3053 0 56 CF ACQUISITION CORP VI COM CL A 12521J103 193 16227 SH DFND 1 0 0 16227 CHARTER COMMUNICATIONS INC N CL A 16119P108 295 540 SH DFND 1 507 0 33 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 1374 24380 SH DFND 1 0 0 24380 CHEVRON CORP NEW COM 166764100 1419 8721 SH DFND 1 8223 0 498 CIGNA CORP NEW COM 125523100 644 2690 SH DFND 1 2659 0 31 CISCO SYS INC COM 17275R102 3674 65899 SH DFND 1 1682 0 64217 CITIGROUP INC COM NEW 172967424 285 5304 SH DFND 1 769 0 4535 CITIZENS FINL GROUP INC COM 174610105 1281 28264 SH DFND 1 3043 0 25221 CME GROUP INC COM 12572Q105 4682 19681 SH DFND 1 143 0 19538 COASTAL FINL CORP WA COM NEW 19046P209 241 5270 SH DFND 1 0 0 5270 COCA COLA CO COM 191216100 858 13759 SH DFND 1 12205 0 1554 COGENT COMMUNICATIONS HLDGS COM NEW 19239V302 554 8347 SH DFND 1 8298 0 49 COINBASE GLOBAL INC COM CL A 19260Q107 1125 5926 SH DFND 1 4656 0 1270 COLGATE PALMOLIVE CO COM 194162103 274 3617 SH DFND 1 3085 0 532 COMCAST CORP NEW CL A 20030N101 2243 47908 SH DFND 1 47237 0 671 CONFLUENT INC CLASS A COM 20717M103 17453 425680 SH DFND 1 425680 0 0 CONOCOPHILLIPS COM 20825C104 1575 15718 SH DFND 1 4030 0 11688 CONTEXTLOGIC INC COM CL A 21077C107 87 38880 SH DFND 1 38880 0 0 CORTEVA INC COM 22052L104 1442 25098 SH DFND 1 0 0 25098 COUPANG INC CL A 22266T109 234 13219 SH DFND 1 0 0 13219 CUMMINS INC COM 231021106 217 1061 SH DFND 1 1036 0 25 CVS HEALTH CORP COM 126650100 203 2001 SH DFND 1 1740 0 261 DANAHER CORPORATION COM 235851102 458 1563 SH DFND 1 1483 0 80 DBX ETF TR XTKR EMGRIN MKTS 233051192 263 8580 SH DFND 1 8580 0 0 DESPEGAR COM CORP ORD SHS G27358103 144 11793 SH DFND 1 11793 0 0 DIAGEO PLC SPON ADR NEW 25243Q205 978 4785 SH DFND 1 4600 0 185 DIGITAL WORLD ACQUISITION CO CLASS A COM 25400Q105 235 3648 SH DFND 1 0 0 3648 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 369 7519 SH DFND 1 7519 0 0 DISCOVERY INC COM SER C 25470F302 214 8589 SH DFND 1 8466 0 123 DISNEY WALT CO COM 254687106 1366 9956 SH DFND 1 6931 0 3025 DOW INC COM 260557103 1686 26465 SH DFND 1 1237 0 25228 DTE ENERGY CO COM 233331107 589 4428 SH DFND 1 210 0 4218 DUKE ENERGY CORP NEW COM NEW 26441C204 287 2581 SH DFND 1 147 0 2434 DUPONT DE NEMOURS INC COM 26614N102 1856 25214 SH DFND 1 82 0 25132 EDWARDS LIFESCIENCES CORP COM 28176E108 596 5071 SH DFND 1 4185 0 886 ENBRIDGE INC COM 29250N105 1600 34702 SH DFND 1 0 0 34702 ENCOMPASS HEALTH CORP COM 29261A100 214 3000 SH DFND 1 3000 0 0 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 197 17620 SH DFND 1 0 0 17620 ENTERPRISE PRODS PARTNERS L COM 293792107 4973 192666 SH DFND 1 2175 0 190491 EXXON MOBIL CORP COM 30231G102 26178 316976 SH DFND 1 316664 0 312 FACTSET RESH SYS INC COM 303075105 275 634 SH DFND 1 600 0 34 FEDERAL RLTY INVT TR NEW SH BEN INT NEW 313745101 2710 21817 SH DFND 1 21817 0 0 FEDEX CORP COM 31428X106 202 876 SH DFND 1 862 0 14 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 102590 3705050 SH DFND 1 2581937 0 1123113 FIRST TR MLP & ENERGY INCOM COM 33739B104 1748 211856 SH DFND 1 156456 0 55400 FLEXSHARES TR MORNSTAR UPSTR 33939L407 2302 49154 SH DFND 1 49154 0 0 FLOTEK INDS INC DEL COM 343389102 189 150000 SH DFND 1 0 0 150000 GCP APPLIED TECHNOLOGIES INC COM 36164Y101 1216 38687 SH DFND 1 38687 0 0 GENERAL ELECTRIC CO COM NEW 369604301 375 4100 SH DFND 1 2390 0 1710 GLOBAL X FDS MSCI NORWAY ETF 37950E101 582 18232 SH DFND 1 18232 0 0 GLOBE LIFE INC COM 37959E102 407 4050 SH DFND 1 0 0 4050 GOLDMAN SACHS GROUP INC COM 38141G104 7603 23029 SH DFND 1 35 0 22994 HERITAGE COMM CORP COM 426927109 7018 623848 SH DFND 1 623848 0 0 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 989 55913 SH DFND 1 0 0 55913 HOME DEPOT INC COM 437076102 327 1092 SH DFND 1 828 0 264 HONEYWELL INTL INC COM 438516106 612 3149 SH DFND 1 2693 0 456 INTEL CORP COM 458140100 792 15973 SH DFND 1 13800 0 2173 INTERCONTINENTAL EXCHANGE IN COM 45866F104 2111 15979 SH DFND 1 70 0 15909 INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 808 32738 SH DFND 1 0 0 32738 INTUIT COM 461202103 238 496 SH DFND 1 440 0 56 INVESCO CURRENCYSHARES EURO EURO SHS 46138K103 2749 26800 SH DFND 1 0 0 26800 INVESCO EXCH TRADED FD TR II FTSE RAFI DEV 46138E743 731 15850 SH DFND 1 15850 0 0 INVESCO EXCHANGE TRADED FD T DYNMC LRG VALU 46137V738 658 13448 SH DFND 1 13448 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 739 4327 SH DFND 1 4327 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 2021 12813 SH DFND 1 0 0 12813 INVESCO QQQ TR UNIT SER 1 46090E103 7982 21991 SH DFND 1 5929 0 16062 ISHARES GOLD TR ISHARES NEW 464285204 66899 1816577 SH DFND 1 1385238 0 431339 ISHARES INC CORE MSCI EMKT 46434G103 514 9210 SH DFND 1 9210 0 0 ISHARES INC ESG AWR MSCI EM 46434G863 2407 65549 SH DFND 1 63515 0 2034 ISHARES INC MSCI SWITZERLAND 464286749 1288 26229 SH DFND 1 0 0 26229 ISHARES INC MSCI WORLD ETF 464286392 785 6135 SH DFND 1 6135 0 0 ISHARES TR COHEN STEER REIT 464287564 422 5936 SH DFND 1 5936 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 2370 22171 SH DFND 1 22171 0 0 ISHARES TR CORE MSCI EAFE 46432F842 1490 21444 SH DFND 1 21444 0 0 ISHARES TR CORE MSCI PAC 46434V696 419 6890 SH DFND 1 6890 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 328 4929 SH DFND 1 4929 0 0 ISHARES TR CORE S&P MCP ETF 464287507 257486 959559 SH DFND 1 736430 0 223129 ISHARES TR CORE S&P SCP ETF 464287804 1404 13022 SH DFND 1 13022 0 0 ISHARES TR CORE S&P TTL STK 464287150 200822 1989515 SH DFND 1 1532413 0 457102 ISHARES TR CORE S&P500 ETF 464287200 20628 45459 SH DFND 1 11346 0 34113 ISHARES TR EAFE VALUE ETF 464288877 854 16992 SH DFND 1 9957 0 7035 ISHARES TR ESG AW MSCI EAFE 46435G516 5726 77660 SH DFND 1 71037 0 6623 ISHARES TR ESG AWR MSCI USA 46435G425 7124 70267 SH DFND 1 69291 0 976 ISHARES TR EXPND TEC SC ETF 464287549 866 2226 SH DFND 1 491 0 1735 ISHARES TR GRWT ALLOCAT ETF 464289867 605 11148 SH DFND 1 11148 0 0 ISHARES TR INTL SEL DIV ETF 464288448 225 7073 SH DFND 1 7073 0 0 ISHARES TR MODERT ALLOC ETF 464289875 65766 1530555 SH DFND 1 1211472 0 319083 ISHARES TR MSCI ACWI ETF 464288257 4497 45057 SH DFND 1 44716 0 341 ISHARES TR MSCI EAFE ETF 464287465 12720 172797 SH DFND 1 168381 0 4416 ISHARES TR MSCI EMG MKT ETF 464287234 4010 88827 SH DFND 1 83954 0 4873 ISHARES TR MSCI INTL QUALTY 46434V456 1435 38918 SH DFND 1 27832 0 11086 ISHARES TR MSCI KLD400 SOC 464288570 391 4508 SH DFND 1 0 0 4508 ISHARES TR MSCI LW CRB TG 46434V464 8685 53182 SH DFND 1 51692 0 1490 ISHARES TR MSCI USA MIN VOL 46429B697 238 3067 SH DFND 1 3067 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 8001 59434 SH DFND 1 56154 0 3280 ISHARES TR MSCI USA VALUE 46432F388 336 3222 SH DFND 1 3222 0 0 ISHARES TR NATIONAL MUN ETF 464288414 4936 45021 SH DFND 1 31273 0 13748 ISHARES TR NEW ZEALAND ETF 464289123 846 15385 SH DFND 1 15385 0 0 ISHARES TR RUS 1000 ETF 464287622 8771 35073 SH DFND 1 34309 0 764 ISHARES TR RUS 1000 GRW ETF 464287614 6710 24169 SH DFND 1 23756 0 413 ISHARES TR RUS 1000 VAL ETF 464287598 3860 23257 SH DFND 1 23239 0 18 ISHARES TR RUS 2000 GRW ETF 464287648 263 1029 SH DFND 1 1029 0 0 ISHARES TR RUS MD CP GR ETF 464287481 1272 12658 SH DFND 1 12658 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 643 5377 SH DFND 1 35 0 5342 ISHARES TR RUS MID CAP ETF 464287499 1952 25022 SH DFND 1 25022 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 7443 36265 SH DFND 1 15320 0 20945 ISHARES TR RUSSELL 3000 ETF 464287689 17149 65359 SH DFND 1 57406 0 7953 ISHARES TR S&P 500 GRWT ETF 464287309 4684 61328 SH DFND 1 61328 0 0 ISHARES TR S&P MC 400GR ETF 464287606 22864 295911 SH DFND 1 252286 0 43625 ISHARES TR S&P SML 600 GWT 464287887 401 3191 SH DFND 1 3191 0 0 ISHARES TR SP SMCP600VL ETF 464287879 366 3570 SH DFND 1 3570 0 0 ISHARES TR U.S. TECH ETF 464287721 482 4680 SH DFND 1 4680 0 0 ISHARES TR US AER DEF ETF 464288760 252 2273 SH DFND 1 1405 0 868 JANUS HENDERSON GROUP PLC ORD SHS G4474Y214 870 24844 SH DFND 1 943 0 23901 JD.COM INC SPON ADR CL A 47215P106 635 10958 SH DFND 1 10958 0 0 JOHNSON & JOHNSON COM 478160104 1429 8060 SH DFND 1 6449 0 1611 JPMORGAN CHASE & CO COM 46625H100 3602 26417 SH DFND 1 22537 0 3880 KINDER MORGAN INC DEL COM 49456B101 543 28741 SH DFND 1 0 0 28741 KODIAK SCIENCES INC COM 50015M109 92 12000 SH DFND 1 0 0 12000 KRANESHARES TR QUADRTC INT RT 500767736 365 14265 SH DFND 1 14265 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 413 1567 SH DFND 1 1555 0 12 LIBERTY BROADBAND CORP COM SER C 530307305 5337 39440 SH DFND 1 39440 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 205 7894 SH DFND 1 7894 0 0 LIBERTY MEDIA CORP DEL COM A SIRIUSXM 531229409 2288 50040 SH DFND 1 50040 0 0 LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 4002 87516 SH DFND 1 87516 0 0 LILIUM N V CLASS A ORD SHS N52586109 199 50000 SH DFND 1 50000 0 0 LOUISIANA PAC CORP COM 546347105 206 3316 SH DFND 1 3316 0 0 LOWES COS INC COM 548661107 1141 5645 SH DFND 1 5317 0 328 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 4608 93931 SH DFND 1 6 0 93925 MARRIOTT INTL INC NEW CL A 571903202 951 5407 SH DFND 1 5335 0 72 MASTERCARD INCORPORATED CL A 57636Q104 2289 6403 SH DFND 1 5993 0 410 MCDONALDS CORP COM 580135101 1185 4788 SH DFND 1 4469 0 319 MERCK & CO INC COM 58933Y105 379 4581 SH DFND 1 3570 0 1011 META PLATFORMS INC CL A 30303M102 1982 8915 SH DFND 1 8132 0 783 MICROSOFT CORP COM 594918104 11437 37091 SH DFND 1 21657 0 15434 MIMEDX GROUP INC COM 602496101 49 10422 SH DFND 1 10422 0 0 MONDELEZ INTL INC CL A 609207105 373 5921 SH DFND 1 5521 0 400 NEWMONT CORP COM 651639106 409 5148 SH DFND 1 0 0 5148 NEXTERA ENERGY INC COM 65339F101 1072 12646 SH DFND 1 2151 0 10495 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 3225 38690 SH DFND 1 0 0 38690 NIKE INC CL B 654106103 648 4812 SH DFND 1 3999 0 813 NORDSTROM INC COM 655664100 210 7704 SH DFND 1 0 0 7704 NORTHROP GRUMMAN CORP COM 666807102 201 448 SH DFND 1 0 0 448 NOVO-NORDISK A S ADR 670100205 560 4999 SH DFND 1 0 0 4999 NUSHARES ETF TR ESG HI TLD CRP 67092P854 325 14048 SH DFND 1 14048 0 0 NUSHARES ETF TR NUVEEN ESG MIDCP 67092P409 39078 891748 SH DFND 1 806304 0 85444 NVIDIA CORPORATION COM 67066G104 2845 10430 SH DFND 1 8395 0 2035 NXP SEMICONDUCTORS N V COM N6596X109 2832 15235 SH DFND 1 15200 0 35 ONEOK INC NEW COM 682680103 2078 29427 SH DFND 1 2561 0 26866 ORACLE CORP COM 68389X105 8854 107017 SH DFND 1 101013 0 6004 OTIS WORLDWIDE CORP COM 68902V107 219 2857 SH DFND 1 1666 0 1191 PENUMBRA INC COM 70975L107 2325 10471 SH DFND 1 10461 0 10 PEPSICO INC COM 713448108 2072 12383 SH DFND 1 8464 0 3919 PFIZER INC COM 717081103 1040 20064 SH DFND 1 16576 0 3488 PHILIP MORRIS INTL INC COM 718172109 895 9404 SH DFND 1 9236 0 168 PHILLIPS 66 COM 718546104 1438 16670 SH DFND 1 2736 0 13934 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 1726 160388 SH DFND 1 0 0 160388 PRICE T ROWE GROUP INC COM 74144T108 306 2026 SH DFND 1 2000 0 26 PROCTER AND GAMBLE CO COM 742718109 453 2962 SH DFND 1 1781 0 1181 PROLOGIS INC. COM 74340W103 35546 220126 SH DFND 1 220043 0 83 PRUDENTIAL FINL INC COM 744320102 289 2450 SH DFND 1 2324 0 126 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 1923 27468 SH DFND 1 3000 0 24468 QUALCOMM INC COM 747525103 13092 85662 SH DFND 1 85482 0 180 RALPH LAUREN CORP CL A 751212101 657 5763 SH DFND 1 5763 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 885 8932 SH DFND 1 3413 0 5519 REGENERON PHARMACEUTICALS COM 75886F107 271 388 SH DFND 1 380 0 8 RICHMOND MUT BANCORPORATION COM 76525P100 438 25630 SH DFND 1 25630 0 0 ROBLOX CORP CL A 771049103 359 7758 SH DFND 1 6783 0 975 ROCKWELL AUTOMATION INC COM 773903109 1784 6369 SH DFND 1 8 0 6361 SALESFORCE COM INC COM 79466L302 1136 5355 SH DFND 1 4938 0 417 SCHWAB CHARLES CORP COM 808513105 403 4782 SH DFND 1 4595 0 187 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 6477 110758 SH DFND 1 32462 0 78296 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 549 10279 SH DFND 1 0 0 10279 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1198 22252 SH DFND 1 22252 0 0 SEI INVTS CO COM 784117103 1208 20069 SH DFND 1 18721 0 1348 SELECT SECTOR SPDR TR ENERGY 81369Y506 5082 66486 SH DFND 1 66486 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 268 6988 SH DFND 1 2368 0 4620 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 883 11638 SH DFND 1 11638 0 0 SEMPRA COM 816851109 1336 7897 SH DFND 1 0 0 7897 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 508 35730 SH DFND 1 0 0 35730 SHOCKWAVE MED INC COM 82489T104 2937 14166 SH DFND 1 14166 0 0 SNOWFLAKE INC CL A 833445109 4761 20782 SH DFND 1 19327 0 1455 SOUTHWEST AIRLS CO COM 844741108 205 4480 SH DFND 1 200 0 4280 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 436 1254 SH DFND 1 463 0 791 SPDR GOLD TR GOLD SHS 78463V107 4066 22512 SH DFND 1 19512 0 3000 SPDR S&P 500 ETF TR TR UNIT 78462F103 55599 122728 SH DFND 1 60241 0 62487 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1198 2431 SH DFND 1 0 0 2431 SPDR SER TR COMP SOFTWARE 78464A599 1474 10000 SH DFND 1 10000 0 0 SPDR SER TR PORTFOLIO S&P400 78464A847 306658 6502735 SH DFND 1 4082267 0 2420468 SPDR SER TR S&P BIOTECH 78464A870 786 8742 SH DFND 1 1329 0 7413 SPDR SER TR S&P DIVID ETF 78464A763 10340 80703 SH DFND 1 76268 0 4435 SPDR SER TR S&P OILGAS EXP 78468R556 535 3979 SH DFND 1 3979 0 0 STARBUCKS CORP COM 855244109 2947 32389 SH DFND 1 28891 0 3498 STEM INC COM 85859N102 2625 238460 SH DFND 1 0 0 238460 STITCH FIX INC COM CL A 860897107 519 51506 SH DFND 1 51506 0 0 STRYKER CORPORATION COM 863667101 241 895 SH DFND 1 849 0 46 TC ENERGY CORP COM 87807B107 4863 86199 SH DFND 1 0 0 86199 TEMPUR SEALY INTL INC COM 88023U101 271 9691 SH DFND 1 9691 0 0 TESLA INC COM 88160R101 5693 5283 SH DFND 1 4350 0 933 THERMO FISHER SCIENTIFIC INC COM 883556102 416 705 SH DFND 1 544 0 161 UBER TECHNOLOGIES INC COM 90353T100 24262 679980 SH DFND 1 677075 0 2905 UDR INC COM 902653104 310 5403 SH DFND 1 5403 0 0 UNION PAC CORP COM 907818108 1172 4290 SH DFND 1 4186 0 104 UNITED PARCEL SERVICE INC CL B 911312106 271 1264 SH DFND 1 1183 0 81 UNITEDHEALTH GROUP INC COM 91324P102 1775 3482 SH DFND 1 3182 0 300 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 1042 3866 SH DFND 1 312 0 3554 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 419 7978 SH DFND 1 7978 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 275 1661 SH DFND 1 711 0 950 VANGUARD INDEX FDS GROWTH ETF 922908736 3342 11623 SH DFND 1 6804 0 4819 VANGUARD INDEX FDS MID CAP ETF 922908629 266 1120 SH DFND 1 70 0 1050 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 18931 174646 SH DFND 1 98032 0 76614 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 6556 15794 SH DFND 1 12533 0 3261 VANGUARD INDEX FDS SMALL CP ETF 922908751 1413 6655 SH DFND 1 5394 0 1261 VANGUARD INDEX FDS TOTAL STK MKT 922908769 111920 491595 SH DFND 1 351438 0 140157 VANGUARD INDEX FDS VALUE ETF 922908744 1913 12937 SH DFND 1 7022 0 5915 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 11222 243244 SH DFND 1 140931 0 102313 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 5223 51588 SH DFND 1 42340 0 9248 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 7196 143627 SH DFND 1 82862 0 60765 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 6702 113085 SH DFND 1 113085 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 471 2907 SH DFND 1 2357 0 550 VANGUARD STAR FDS VG TL INTL STK F 921909768 2832 47407 SH DFND 1 47407 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 8607 179188 SH DFND 1 146750 0 32438 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 1681 14979 SH DFND 1 14979 0 0 VANGUARD WORLD FD ESG INTL STK ETF 921910725 1615 28232 SH DFND 1 28232 0 0 VANGUARD WORLD FD ESG US STK ETF 921910733 1672 20623 SH DFND 1 20623 0 0 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 614 5115 SH DFND 1 0 0 5115 VANGUARD WORLD FDS INF TECH ETF 92204A702 2008 4820 SH DFND 1 429 0 4391 VERIZON COMMUNICATIONS INC COM 92343V104 8315 163235 SH DFND 1 157191 0 6044 VINTAGE WINE ESTATES INC COM 92747V106 99 10000 SH DFND 1 0 0 10000 VISA INC COM CL A 92826C839 2531 11409 SH DFND 1 9399 0 2010 WAITR HLDGS INC COM 930752100 11 28969 SH DFND 1 28969 0 0 WALMART INC COM 931142103 2836 18975 SH DFND 1 1376 0 17599 WEC ENERGY GROUP INC COM 92939U106 621 6218 SH DFND 1 0 0 6218 WELLS FARGO CO NEW COM 949746101 343 7074 SH DFND 1 3648 0 3426 WESTLAKE CHEM PARTNERS LP COM UNIT RP LP 960417103 1080 39895 SH DFND 1 0 0 39895 WHEELS UP EXPERIENCE INC COM CL A 96328L106 131 42078 SH DFND 1 42078 0 0 WILLIAMS COS INC COM 969457100 1533 45867 SH DFND 1 357 0 45510 WILLIS TOWERS WATSON PLC LTD SHS G96629103 770 3246 SH DFND 1 0 0 3246 WYNN RESORTS LTD COM 983134107 1491 18693 SH DFND 1 0 0 18693 YUM BRANDS INC COM 988498101 278 2334 SH DFND 1 1556 0 778 ZENDESK INC COM 98936J101 728 6052 SH DFND 1 6052 0 0