0001085146-22-000660.txt : 20220209 0001085146-22-000660.hdr.sgml : 20220209 20220208174424 ACCESSION NUMBER: 0001085146-22-000660 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220209 DATE AS OF CHANGE: 20220208 EFFECTIVENESS DATE: 20220209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TIEDEMANN ADVISORS, LLC CENTRAL INDEX KEY: 0001483232 IRS NUMBER: 261518088 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13688 FILM NUMBER: 22603054 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-396-5900 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: TIEDEMANN WEALTH MANAGEMENT, LLC DATE OF NAME CHANGE: 20100203 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001483232 XXXXXXXX 12-31-2021 12-31-2021 false TIEDEMANN ADVISORS, LLC

520 MADISON AVENUE 26TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-13688 N Whitney Fogle Lewis 214-855-2200 /s/Whitney Fogle Lewis Dallas TX 02-07-2022 1 278 2051040 false 1 0001432976 028-13689 Tiedemann Wealth Management Holdings, LLC INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 1LIFE HEALTHCARE INC COM 68269G107 1370 78001 SH DFND 1 78001 0 0 3M CO COM 88579Y101 735 4145 SH DFND 1 4145 0 0 ABBOTT LABS COM 002824100 1462 10377 SH DFND 1 6861 0 3516 ABBVIE INC COM 00287Y109 1992 14709 SH DFND 1 6573 0 8136 ADITXT INC COM 007025109 5 10000 SH DFND 1 10000 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 1962 3459 SH DFND 1 3459 0 0 AFFIRM HLDGS INC COM CL A 00827B106 1353 13454 SH DFND 1 13454 0 0 AFLAC INC COM 001055102 438 7500 SH DFND 1 3500 0 4000 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 493 4143 SH DFND 1 4021 0 122 ALICO INC COM 016230104 1448 38571 SH DFND 1 38571 0 0 ALLSTATE CORP COM 020002101 369 3120 SH DFND 1 3120 0 0 ALPHABET INC CAP STK CL A 02079K305 30063 10376 SH DFND 1 1623 0 8753 ALPHABET INC CAP STK CL C 02079K107 16817 5812 SH DFND 1 1745 0 4067 ALTRIA GROUP INC COM 02209S103 337 6967 SH DFND 1 6867 0 100 AMAZON COM INC COM 023135106 9359 2806 SH DFND 1 2475 0 331 AMGEN INC COM 031162100 216 965 SH DFND 1 665 0 300 AMPLIFY ETF TR BLACKSWAN GRWT 032108888 1193 34550 SH DFND 1 0 0 34550 APPLE INC COM 037833100 29401 165581 SH DFND 1 126905 0 38676 ASANA INC CL A 04342Y104 8508 114124 SH DFND 1 114124 0 0 AT&T INC COM 00206R102 1652 67238 SH DFND 1 66290 0 948 ATLANTIC UN BANKSHARES CORP COM 04911A107 334 8951 SH DFND 1 8951 0 0 ATRICURE INC COM 04963C209 505 7263 SH DFND 1 7263 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 2096 8464 SH DFND 1 4284 0 4180 AUTOZONE INC COM 053332102 498 237 SH DFND 1 7 0 230 AVALARA INC COM 05338G106 1803 13962 SH DFND 1 13962 0 0 B2GOLD CORP COM 11777Q209 59 15000 SH DFND 1 0 0 15000 BERKSHIRE HATHAWAY INC DEL CL A 084670108 4507 10 SH DFND 1 10 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3455 11547 SH DFND 1 7648 0 3899 BEYOND MEAT INC COM 08862E109 397 6093 SH DFND 1 6093 0 0 BLACKROCK INC COM 09247X101 279 305 SH DFND 1 165 0 140 BLOCK INC CL A 852234103 475 2941 SH DFND 1 2140 0 801 BP PLC SPONSORED ADR 055622104 218 8200 SH DFND 1 8200 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 230 3712 SH DFND 1 2001 0 1711 BROADSTONE NET LEASE INC COM 11135E203 13920 560820 SH DFND 1 560820 0 0 CAMDEN PPTY TR SH BEN INT 133131102 344 1914 SH DFND 1 1914 0 0 CANADIAN PAC RY LTD COM 13645T100 1783 24724 SH DFND 1 12315 0 12409 CARRIER GLOBAL CORPORATION COM 14448C104 311 5716 SH DFND 1 3334 0 2382 CATERPILLAR INC COM 149123101 631 3047 SH DFND 1 3047 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 427 654 SH DFND 1 636 0 18 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 1030 24380 SH DFND 1 0 0 24380 CHEVRON CORP NEW COM 166764100 1013 8621 SH DFND 1 8221 0 400 CIGNA CORP NEW COM 125523100 611 2659 SH DFND 1 2659 0 0 CISCO SYS INC COM 17275R102 4143 65380 SH DFND 1 1680 0 63700 CITIGROUP INC COM NEW 172967424 438 7242 SH DFND 1 769 0 6473 CITIZENS FINL GROUP INC COM 174610105 1325 28043 SH DFND 1 3043 0 25000 CME GROUP INC COM 12572Q105 4548 19628 SH DFND 1 143 0 19485 COASTAL FINL CORP WA COM NEW 19046P209 267 5270 SH DFND 1 0 0 5270 COCA COLA CO COM 191216100 787 13268 SH DFND 1 12205 0 1063 COGENT COMMUNICATIONS HLDGS COM NEW 19239V302 607 8298 SH DFND 1 8298 0 0 COINBASE GLOBAL INC COM CL A 19260Q107 1360 5384 SH DFND 1 4114 0 1270 COLGATE PALMOLIVE CO COM 194162103 288 3381 SH DFND 1 3079 0 302 COMCAST CORP NEW CL A 20030N101 2377 47237 SH DFND 1 47237 0 0 CONFLUENT INC CLASS A COM 20717M103 32454 425680 SH DFND 1 425680 0 0 CONOCOPHILLIPS COM 20825C104 1136 15709 SH DFND 1 4021 0 11688 CONTEXTLOGIC INC COM CL A 21077C107 121 38880 SH DFND 1 38880 0 0 CORTEVA INC COM 22052L104 1184 25030 SH DFND 1 0 0 25030 COUPANG INC CL A 22266T109 389 13219 SH DFND 1 0 0 13219 CUMMINS INC COM 231021106 224 1028 SH DFND 1 1028 0 0 DANAHER CORPORATION COM 235851102 488 1482 SH DFND 1 1482 0 0 DESPEGAR COM CORP ORD SHS G27358103 115 11793 SH DFND 1 11793 0 0 DIAGEO PLC SPON ADR NEW 25243Q205 1063 4826 SH DFND 1 4600 0 226 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 389 7519 SH DFND 1 7519 0 0 DISNEY WALT CO COM 254687106 1507 9736 SH DFND 1 6931 0 2805 DOW INC COM 260557103 1493 26317 SH DFND 1 1237 0 25080 DTE ENERGY CO COM 233331107 528 4390 SH DFND 1 210 0 4180 DUKE ENERGY CORP NEW COM NEW 26441C204 261 2490 SH DFND 1 147 0 2343 DUPONT DE NEMOURS INC COM 26614N102 2028 25112 SH DFND 1 82 0 25030 EATON CORP PLC SHS G29183103 207 1200 SH DFND 1 1200 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 635 4899 SH DFND 1 4185 0 714 ENBRIDGE INC COM 29250N105 1357 34702 SH DFND 1 0 0 34702 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 143 17320 SH DFND 1 0 0 17320 ENTERPRISE PRODS PARTNERS L COM 293792107 4546 207005 SH DFND 1 16514 0 190491 EXPEDIA GROUP INC COM NEW 30212P303 295 1629 SH DFND 1 0 0 1629 EXXON MOBIL CORP COM 30231G102 19663 321362 SH DFND 1 321262 0 100 FACTSET RESH SYS INC COM 303075105 292 600 SH DFND 1 600 0 0 FEDERAL RLTY INVT TR SH BEN INT NEW 313747206 2997 21817 SH DFND 1 21817 0 0 FEDEX CORP COM 31428X106 223 862 SH DFND 1 862 0 0 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 91076 3649194 SH DFND 1 2325141 0 1324053 FIRST TR MLP & ENERGY INCOM COM 33739B104 1558 214896 SH DFND 1 159496 0 55400 FLEXSHARES TR MORNSTAR UPSTR 33939L407 1927 48785 SH DFND 1 48785 0 0 FLOTEK INDS INC DEL COM 343389102 113 100000 SH DFND 1 0 0 100000 GABELLI EQUITY TR INC COM 362397101 942 131080 SH DFND 1 131080 0 0 GCP APPLIED TECHNOLOGIES INC COM 36164Y101 1225 38687 SH DFND 1 38687 0 0 GENERAL ELECTRIC CO COM NEW 369604301 356 3780 SH DFND 1 2390 0 1390 GLOBAL X FDS MSCI NORWAY ETF 37950E101 556 18232 SH DFND 1 18232 0 0 GLOBE LIFE INC COM 37959E102 380 4050 SH DFND 1 0 0 4050 GOLDMAN SACHS GROUP INC COM 38141G104 8793 22988 SH DFND 1 35 0 22953 GXO LOGISTICS INCORPORATED COMMON STOCK 36262G101 239 2630 SH DFND 1 2630 0 0 HERITAGE COMM CORP COM 426927109 7395 619348 SH DFND 1 619348 0 0 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 922 55913 SH DFND 1 0 0 55913 HOME DEPOT INC COM 437076102 377 908 SH DFND 1 828 0 80 HONEYWELL INTL INC COM 438516106 645 3093 SH DFND 1 2693 0 400 I3 VERTICALS INC COM CL A 46571Y107 1151 50513 SH DFND 1 50513 0 0 INTEL CORP COM 458140100 272 5268 SH DFND 1 3665 0 1603 INTERCONTINENTAL EXCHANGE IN COM 45866F104 2172 15880 SH DFND 1 70 0 15810 INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 947 32738 SH DFND 1 0 0 32738 INTUIT COM 461202103 283 440 SH DFND 1 440 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI DEV 46138E743 751 15850 SH DFND 1 15850 0 0 INVESCO EXCHANGE TRADED FD T DYNMC LRG VALU 46137V738 656 13448 SH DFND 1 13448 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 1071 6237 SH DFND 1 4327 0 1910 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 2080 12779 SH DFND 1 0 0 12779 INVESCO QQQ TR UNIT SER 1 46090E103 7473 46004 SH DFND 1 34215 0 11789 ISHARES GOLD TR ISHARES NEW 464285204 68390 1964858 SH DFND 1 1484494 0 480364 ISHARES INC ESG AWR MSCI EM 46434G863 1282 32278 SH DFND 1 32278 0 0 ISHARES INC MSCI SWITZERLAND 464286749 1383 26229 SH DFND 1 0 0 26229 ISHARES INC MSCI TAIWAN ETF 46434G772 620 9310 SH DFND 1 0 0 9310 ISHARES INC MSCI WORLD ETF 464286392 831 6135 SH DFND 1 6135 0 0 ISHARES TR COHEN STEER REIT 464287564 548 7188 SH DFND 1 7188 0 0 ISHARES TR CORE MSCI PAC 46434V696 440 6890 SH DFND 1 6890 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 466 6572 SH DFND 1 6572 0 0 ISHARES TR CORE S&P MCP ETF 464287507 267128 943657 SH DFND 1 703960 0 239697 ISHARES TR CORE S&P SCP ETF 464287804 1490 13022 SH DFND 1 13022 0 0 ISHARES TR CORE S&P TTL STK 464287150 175999 1645206 SH DFND 1 1101515 0 543691 ISHARES TR CORE S&P500 ETF 464287200 21438 44948 SH DFND 1 10263 0 34685 ISHARES TR EAFE VALUE ETF 464288877 584 11582 SH DFND 1 4547 0 7035 ISHARES TR ESG AW MSCI EAFE 46435G516 3653 45963 SH DFND 1 40226 0 5737 ISHARES TR ESG AWR MSCI USA 46435G425 6407 59359 SH DFND 1 59359 0 0 ISHARES TR EXPND TEC SC ETF 464287549 946 2153 SH DFND 1 491 0 1662 ISHARES TR GRWT ALLOCAT ETF 464289867 301 5274 SH DFND 1 5274 0 0 ISHARES TR INTL SEL DIV ETF 464288448 221 7073 SH DFND 1 7073 0 0 ISHARES TR MODERT ALLOC ETF 464289875 68990 1517044 SH DFND 1 1197641 0 319403 ISHARES TR MSCI ACWI ETF 464288257 4646 43919 SH DFND 1 43578 0 341 ISHARES TR MSCI EAFE ETF 464287465 15864 201617 SH DFND 1 196199 0 5418 ISHARES TR MSCI EMG MKT ETF 464287234 283 5758 SH DFND 1 984 0 4774 ISHARES TR MSCI INTL QUALTY 46434V456 984 25005 SH DFND 1 15663 0 9342 ISHARES TR MSCI KLD400 SOC 464288570 419 4508 SH DFND 1 0 0 4508 ISHARES TR MSCI LW CRB TG 46434V464 9236 53093 SH DFND 1 51603 0 1490 ISHARES TR MSCI USA QLT FCT 46432F339 898 6169 SH DFND 1 4141 0 2028 ISHARES TR NATIONAL MUN ETF 464288414 3460 29764 SH DFND 1 16016 0 13748 ISHARES TR NEW ZEALAND ETF 464289123 906 15385 SH DFND 1 15385 0 0 ISHARES TR RUS 1000 ETF 464287622 8621 32610 SH DFND 1 31846 0 764 ISHARES TR RUS 1000 GRW ETF 464287614 9620 31478 SH DFND 1 31078 0 400 ISHARES TR RUS 1000 VAL ETF 464287598 4449 26486 SH DFND 1 26486 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 302 1029 SH DFND 1 1029 0 0 ISHARES TR RUS MD CP GR ETF 464287481 1458 12658 SH DFND 1 12658 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 654 5342 SH DFND 1 0 0 5342 ISHARES TR RUS MID CAP ETF 464287499 2077 25022 SH DFND 1 25022 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 8258 37131 SH DFND 1 14850 0 22281 ISHARES TR RUSSELL 3000 ETF 464287689 16068 57897 SH DFND 1 50661 0 7236 ISHARES TR S&P 100 ETF 464287101 454 2071 SH DFND 1 2071 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 5322 63589 SH DFND 1 63589 0 0 ISHARES TR S&P MC 400GR ETF 464287606 15222 178559 SH DFND 1 144939 0 33620 ISHARES TR U.S. TECH ETF 464287721 537 4680 SH DFND 1 4680 0 0 ISHARES TR US AER DEF ETF 464288760 233 2273 SH DFND 1 1405 0 868 J P MORGAN EXCHANGE-TRADED F BETABUILDERS EUR 46641Q191 210 3517 SH DFND 1 3517 0 0 JANUS HENDERSON GROUP PLC ORD SHS G4474Y214 1042 24844 SH DFND 1 943 0 23901 JD.COM INC SPON ADR CL A 47215P106 768 10958 SH DFND 1 10958 0 0 JOHNSON & JOHNSON COM 478160104 1283 7500 SH DFND 1 6442 0 1058 JPMORGAN CHASE & CO COM 46625H100 4122 26037 SH DFND 1 22537 0 3500 KINDER MORGAN INC DEL COM 49456B101 453 28575 SH DFND 1 0 0 28575 KRANESHARES TR QUADRTC INT RT 500767736 383 14265 SH DFND 1 14265 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 489 1555 SH DFND 1 1555 0 0 LAUDER ESTEE COS INC CL A 518439104 255 687 SH DFND 1 572 0 115 LIBERTY BROADBAND CORP COM SER C 530307305 6378 39590 SH DFND 1 39590 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 222 7894 SH DFND 1 7894 0 0 LIBERTY MEDIA CORP DEL COM A SIRIUSXM 531229409 2545 50040 SH DFND 1 50040 0 0 LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 4981 97970 SH DFND 1 97970 0 0 LILIUM N V CLASS A ORD SHS N52586109 347 50000 SH DFND 1 50000 0 0 LIONS GATE ENTMNT CORP CL A VTG 535919401 214 12857 SH DFND 1 12857 0 0 LIONS GATE ENTMNT CORP CL B NON VTG 535919500 433 28121 SH DFND 1 28121 0 0 LOUISIANA PAC CORP COM 546347105 260 3316 SH DFND 1 3316 0 0 LOWES COS INC COM 548661107 1587 6137 SH DFND 1 5937 0 200 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 4559 98180 SH DFND 1 4255 0 93925 MARRIOTT INTL INC NEW CL A 571903202 882 5335 SH DFND 1 5335 0 0 MASTERCARD INCORPORATED CL A 57636Q104 2259 6285 SH DFND 1 5993 0 292 MCDONALDS CORP COM 580135101 1197 4464 SH DFND 1 4464 0 0 MERCK & CO INC COM 58933Y105 398 5136 SH DFND 1 3570 0 1566 META PLATFORMS INC CL A 30303M102 3926 11678 SH DFND 1 11227 0 451 MICROSOFT CORP COM 594918104 12266 36472 SH DFND 1 21663 0 14809 MONDELEZ INTL INC CL A 609207105 415 6234 SH DFND 1 6029 0 205 NETFLIX INC COM 64110L106 266 442 SH DFND 1 199 0 243 NEWMONT CORP COM 651639106 314 5065 SH DFND 1 0 0 5065 NEXTERA ENERGY INC COM 65339F101 1469 15732 SH DFND 1 5552 0 10180 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 3492 41377 SH DFND 1 2687 0 38690 NIKE INC CL B 654106103 711 4263 SH DFND 1 3999 0 264 NOVO-NORDISK A S ADR 670100205 560 5000 SH DFND 1 0 0 5000 NUSHARES ETF TR NUVEEN ESG MIDCP 67092P409 25349 515465 SH DFND 1 483002 0 32463 NVIDIA CORPORATION COM 67066G104 2808 9549 SH DFND 1 8387 0 1162 NXP SEMICONDUCTORS N V COM N6596X109 3472 15200 SH DFND 1 15200 0 0 ONEOK INC NEW COM 682680103 1725 29366 SH DFND 1 2561 0 26805 ORACLE CORP COM 68389X105 9951 114113 SH DFND 1 101013 0 13100 OTIS WORLDWIDE CORP COM 68902V107 248 2857 SH DFND 1 1666 0 1191 PAYPAL HLDGS INC COM 70450Y103 458 2425 SH DFND 1 1426 0 999 PENUMBRA INC COM 70975L107 3005 10461 SH DFND 1 10461 0 0 PEPSICO INC COM 713448108 2103 12045 SH DFND 1 8409 0 3636 PFIZER INC COM 717081103 1156 19575 SH DFND 1 16575 0 3000 PHILIP MORRIS INTL INC COM 718172109 890 9231 SH DFND 1 9231 0 0 PHILLIPS 66 COM 718546104 628 8669 SH DFND 1 2725 0 5944 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 577 15985 SH DFND 1 0 0 15985 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 1499 160388 SH DFND 1 0 0 160388 PRICE T ROWE GROUP INC COM 74144T108 393 2000 SH DFND 1 2000 0 0 PROCTER AND GAMBLE CO COM 742718109 427 2619 SH DFND 1 1777 0 842 PROLOGIS INC. COM 74340W103 39909 237043 SH DFND 1 237043 0 0 PRUDENTIAL FINL INC COM 744320102 251 2324 SH DFND 1 2324 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 1977 29622 SH DFND 1 5242 0 24380 QUALCOMM INC COM 747525103 15752 86130 SH DFND 1 86072 0 58 RALPH LAUREN CORP CL A 751212101 689 5763 SH DFND 1 5763 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 792 9196 SH DFND 1 3413 0 5783 REGENERON PHARMACEUTICALS COM 75886F107 240 380 SH DFND 1 380 0 0 RICHMOND MUT BANCORPORATION COM 76525P100 412 25630 SH DFND 1 25630 0 0 ROBLOX CORP CL A 771049103 1399 13566 SH DFND 1 13566 0 0 ROCKWELL AUTOMATION INC COM 773903109 2218 6356 SH DFND 1 8 0 6348 SALESFORCE COM INC COM 79466L302 1658 6523 SH DFND 1 5951 0 572 SCHWAB CHARLES CORP COM 808513105 386 4595 SH DFND 1 4595 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 6498 110859 SH DFND 1 32402 0 78457 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 571 10273 SH DFND 1 0 0 10273 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1263 11103 SH DFND 1 11103 0 0 SEI INVTS CO COM 784117103 1228 20022 SH DFND 1 18721 0 1301 SELECT SECTOR SPDR TR ENERGY 81369Y506 4460 169825 SH DFND 1 169825 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 272 6988 SH DFND 1 2368 0 4620 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 898 11638 SH DFND 1 11638 0 0 SEMPRA COM 816851109 1044 7830 SH DFND 1 0 0 7830 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 412 35730 SH DFND 1 0 0 35730 SHOCKWAVE MED INC COM 82489T104 2526 14166 SH DFND 1 14166 0 0 SNOWFLAKE INC CL A 833445109 7040 20782 SH DFND 1 19327 0 1455 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 456 1253 SH DFND 1 463 0 790 SPDR GOLD TR GOLD SHS 78463V107 3387 19804 SH DFND 1 16030 0 3774 SPDR S&P 500 ETF TR TR UNIT 78462F103 58668 123098 SH DFND 1 60577 0 62521 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1264 2434 SH DFND 1 3 0 2431 SPDR SER TR PORTFOLIO S&P400 78464A847 333374 6702683 SH DFND 1 4007516 0 2695167 SPDR SER TR S&P BIOTECH 78464A870 882 7874 SH DFND 1 1269 0 6605 SPDR SER TR S&P BK ETF 78464A797 410 7506 SH DFND 1 4411 0 3095 SPDR SER TR S&P DIVID ETF 78464A763 10421 80703 SH DFND 1 76268 0 4435 SPDR SER TR S&P OILGAS EXP 78468R556 381 3979 SH DFND 1 3979 0 0 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 1519 33290 SH DFND 1 6140 0 27150 STARBUCKS CORP COM 855244109 3766 32209 SH DFND 1 28866 0 3343 STEM INC COM 85859N102 4524 238460 SH DFND 1 0 0 238460 STITCH FIX INC COM CL A 860897107 1258 66506 SH DFND 1 66506 0 0 STONECASTLE FINL CORP COM 861780104 266 11863 SH DFND 1 11863 0 0 STRYKER CORPORATION COM 863667101 228 847 SH DFND 1 847 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 417 3457 SH DFND 1 3214 0 243 TC ENERGY CORP COM 87807B107 4218 90563 SH DFND 1 4364 0 86199 TEMPUR SEALY INTL INC COM 88023U101 456 9691 SH DFND 1 9691 0 0 TESLA INC COM 88160R101 5428 5136 SH DFND 1 4349 0 787 THERMO FISHER SCIENTIFIC INC COM 883556102 430 644 SH DFND 1 544 0 100 TWITTER INC COM 90184L102 220 5098 SH DFND 1 4000 0 1098 UBER TECHNOLOGIES INC COM 90353T100 28649 683230 SH DFND 1 680325 0 2905 UDR INC COM 902653104 324 5403 SH DFND 1 5403 0 0 UNION PAC CORP COM 907818108 1054 4186 SH DFND 1 4186 0 0 UNITED PARCEL SERVICE INC CL B 911312106 253 1182 SH DFND 1 1182 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1682 3352 SH DFND 1 3182 0 170 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 1209 3917 SH DFND 1 312 0 3605 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 438 7934 SH DFND 1 7934 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 314 1715 SH DFND 1 711 0 1004 VANGUARD INDEX FDS GROWTH ETF 922908736 3741 11658 SH DFND 1 6839 0 4819 VANGUARD INDEX FDS LARGE CAP ETF 922908637 12639 57188 SH DFND 1 57188 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 286 1120 SH DFND 1 70 0 1050 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 23161 199678 SH DFND 1 116076 0 83602 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 3452 7907 SH DFND 1 5684 0 2223 VANGUARD INDEX FDS SMALL CP ETF 922908751 2954 13071 SH DFND 1 12126 0 945 VANGUARD INDEX FDS TOTAL STK MKT 922908769 112074 464169 SH DFND 1 332173 0 131996 VANGUARD INDEX FDS VALUE ETF 922908744 1920 13050 SH DFND 1 7136 0 5914 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 6657 134579 SH DFND 1 134517 0 62 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 5028 46804 SH DFND 1 37556 0 9248 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 6903 130638 SH DFND 1 125722 0 4916 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 6880 113085 SH DFND 1 113085 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 673 3913 SH DFND 1 3363 0 550 VANGUARD STAR FDS VG TL INTL STK F 921909768 3138 49354 SH DFND 1 49354 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 58758 1150720 SH DFND 1 1139880 0 10840 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 1679 14979 SH DFND 1 14979 0 0 VANGUARD WORLD FD ESG INTL STK ETF 921910725 569 9182 SH DFND 1 9182 0 0 VANGUARD WORLD FD ESG US STK ETF 921910733 850 9671 SH DFND 1 9671 0 0 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 692 5108 SH DFND 1 0 0 5108 VANGUARD WORLD FDS INF TECH ETF 92204A702 2452 5350 SH DFND 1 429 0 4921 VERIZON COMMUNICATIONS INC COM 92343V104 13853 266587 SH DFND 1 261164 0 5423 VINTAGE WINE ESTATES INC COM 92747V106 118 10000 SH DFND 1 0 0 10000 VISA INC COM CL A 92826C839 3516 16225 SH DFND 1 14753 0 1472 WAITR HLDGS INC COM 930752100 21 28969 SH DFND 1 28969 0 0 WALMART INC COM 931142103 2762 19006 SH DFND 1 1375 0 17631 WEC ENERGY GROUP INC COM 92939U106 598 6160 SH DFND 1 0 0 6160 WELLS FARGO CO NEW COM 949746101 318 6594 SH DFND 1 3644 0 2950 WESTLAKE CHEM PARTNERS LP COM UNIT RP LP 960417103 1072 39895 SH DFND 1 0 0 39895 WHEELS UP EXPERIENCE INC COM CL A 96328L106 195 42078 SH DFND 1 42078 0 0 WILLIAMS COS INC COM 969457100 1182 45403 SH DFND 1 357 0 45046 WILLIS TOWERS WATSON PLC LTD SHS G96629103 771 3234 SH DFND 1 0 0 3234 WYNN RESORTS LTD COM 983134107 1590 18693 SH DFND 1 0 0 18693 YUM BRANDS INC COM 988498101 316 2282 SH DFND 1 1552 0 730 ZENDESK INC COM 98936J101 631 6052 SH DFND 1 6052 0 0