0001085146-21-001607.txt : 20210513 0001085146-21-001607.hdr.sgml : 20210513 20210513112635 ACCESSION NUMBER: 0001085146-21-001607 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210513 DATE AS OF CHANGE: 20210513 EFFECTIVENESS DATE: 20210513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TIEDEMANN ADVISORS, LLC CENTRAL INDEX KEY: 0001483232 IRS NUMBER: 261518088 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13688 FILM NUMBER: 21917952 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-396-5900 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: TIEDEMANN WEALTH MANAGEMENT, LLC DATE OF NAME CHANGE: 20100203 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001483232 XXXXXXXX 03-31-2021 03-31-2021 false TIEDEMANN ADVISORS, LLC

520 MADISON AVENUE 26TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-13688 N Kevin Moran 212-396-5910 /s/ Kevin Moran New York NY 05-10-2021 1 329 2283187 false 1 0001432976 028-13689 Tiedemann Wealth Management Holdings, LLC INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 1LIFE HEALTHCARE INC COM 68269G107 1299 33218 SH DFND 1 1090 0 32128 2U INC COM 90214J101 371 9700 SH DFND 1 0 0 9700 3M CO COM 88579Y101 1020 5288 SH DFND 1 4446 0 842 ABBOTT LABS COM 002824100 2455 20491 SH DFND 1 9647 0 10844 ABBVIE INC COM 00287Y109 2335 21580 SH DFND 1 9136 0 12444 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 413 1492 SH DFND 1 373 0 1119 ADITX THERAPEUTICS INC COM 007025109 26 10000 SH DFND 1 10000 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 22980 48341 SH DFND 1 47484 0 857 AFLAC INC COM 001055102 404 7893 SH DFND 1 3893 0 4000 AIR PRODS & CHEMS INC COM 009158106 215 760 SH DFND 1 73 0 687 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1088 4802 SH DFND 1 4487 0 315 ALICO INC COM 016230104 1159 38571 SH DFND 1 38571 0 0 ALLSTATE CORP COM 020002101 374 3239 SH DFND 1 3239 0 0 ALPHABET INC CAP STK CL A 02079K305 27166 13171 SH DFND 1 1707 0 11464 ALPHABET INC CAP STK CL C 02079K107 14335 6931 SH DFND 1 1958 0 4973 ALTRIA GROUP INC COM 02209S103 736 14147 SH DFND 1 8125 0 6022 AMAZON COM INC COM 023135106 12015 3885 SH DFND 1 2796 0 1089 AMERICAN EXPRESS CO COM 025816109 772 5452 SH DFND 1 1310 0 4142 AMERICAN TOWER CORP NEW COM 03027X100 262 1091 SH DFND 1 525 0 566 AMERIPRISE FINL INC COM 03076C106 272 1171 SH DFND 1 120 0 1051 AMGEN INC COM 031162100 419 1680 SH DFND 1 758 0 922 APPLE INC COM 037833100 30045 245949 SH DFND 1 137111 0 108838 ARK ETF TR INNOVATION ETF 00214Q104 209 1748 SH DFND 1 1748 0 0 ASANA INC CL A 04342Y104 1957 68483 SH DFND 1 0 0 68483 AT&T INC COM 00206R102 2630 86863 SH DFND 1 78339 0 8524 ATLANTIC UN BANKSHARES CORP COM 04911A107 343 8951 SH DFND 1 8951 0 0 ATRICURE INC COM 04963C209 476 7263 SH DFND 1 7263 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 2296 12122 SH DFND 1 5154 0 6968 AUTOZONE INC COM 053332102 355 253 SH DFND 1 16 0 237 AVALARA INC COM 05338G106 1887 14141 SH DFND 1 13962 0 179 B2GOLD CORP COM 11777Q209 65 15000 SH DFND 1 0 0 15000 BERKSHIRE HATHAWAY INC DEL CL A 084670108 3857 10 SH DFND 1 10 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3278 12830 SH DFND 1 8342 0 4488 BESPOKE CAP ACQUISITION CORP CL A REST VTG 086344108 100 10000 SH DFND 1 0 0 10000 BEYOND MEAT INC COM 08862E109 793 6093 SH DFND 1 6093 0 0 BLACKROCK CAP ALLOCATION TR COM 09260U109 513 25000 SH DFND 1 0 0 25000 BLACKROCK HEALTH SCIENCS TR COM SHS 09260E105 658 25000 SH DFND 1 0 0 25000 BLACKROCK INC COM 09247X101 337 447 SH DFND 1 204 0 243 BLACKROCK INNOVATION AND GRW SHS BEN INT 09260Q108 508 25000 SH DFND 1 0 0 25000 BOEING CO COM 097023105 499 1960 SH DFND 1 945 0 1015 BOOKING HOLDINGS INC COM 09857L108 329 141 SH DFND 1 9 0 132 BP PLC SPONSORED ADR 055622104 242 9953 SH DFND 1 9575 0 378 BRISTOL-MYERS SQUIBB CO COM 110122108 619 9744 SH DFND 1 5094 0 4650 BRIXMOR PPTY GROUP INC COM 11120U105 549 27137 SH DFND 1 27137 0 0 CAMDEN PPTY TR SH BEN INT 133131102 221 1992 SH DFND 1 1914 0 78 CAPITAL ONE FINL CORP COM 14040H105 270 2128 SH DFND 1 2128 0 0 CARRIER GLOBAL CORPORATION COM 14448C104 265 6269 SH DFND 1 3473 0 2796 CATERPILLAR INC COM 149123101 671 2901 SH DFND 1 2489 0 412 CHARTER COMMUNICATIONS INC N CL A 16119P108 266 428 SH DFND 1 388 0 40 CHEMOURS CO COM 163851108 211 7559 SH DFND 1 3242 0 4317 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 1017 24480 SH DFND 1 0 0 24480 CHEVRON CORP NEW COM 166764100 1280 12240 SH DFND 1 8651 0 3589 CIGNA CORP NEW COM 125523100 862 3565 SH DFND 1 2740 0 825 CISCO SYS INC COM 17275R102 4003 77455 SH DFND 1 3953 0 73502 CITIGROUP INC COM NEW 172967424 736 10107 SH DFND 1 1339 0 8768 CITIZENS FINANCIAL GROUP INC COM 174610105 1247 28234 SH DFND 1 3234 0 25000 CME GROUP INC COM 12572Q105 5785 28332 SH DFND 1 144 0 28188 COASTAL FINL CORP WA COM NEW 19046P209 244 9320 SH DFND 1 0 0 9320 COCA COLA CO COM 191216100 959 18035 SH DFND 1 12783 0 5252 COGENT COMMUNICATIONS HLDGS COM NEW 19239V302 571 8298 SH DFND 1 8298 0 0 COLGATE PALMOLIVE CO COM 194162103 239 3035 SH DFND 1 1891 0 1144 COMCAST CORP NEW CL A 20030N101 2890 53410 SH DFND 1 51245 0 2165 CONOCOPHILLIPS COM 20825C104 1004 18954 SH DFND 1 16732 0 2222 CONSOLIDATED EDISON INC COM 209115104 701 9369 SH DFND 1 9337 0 32 CORTEVA INC COM 22052L104 1705 36538 SH DFND 1 5348 0 31190 COSTCO WHSL CORP NEW COM 22160K105 669 1901 SH DFND 1 287 0 1614 COUPANG INC CL A 22266T109 338 6848 SH DFND 1 0 0 6848 CSX CORP COM 126408103 336 3476 SH DFND 1 3406 0 70 CUMMINS INC COM 231021106 283 1089 SH DFND 1 1063 0 26 CVS HEALTH CORP COM 126650100 331 4422 SH DFND 1 1263 0 3159 DANAHER CORPORATION COM 235851102 587 2611 SH DFND 1 1700 0 911 DESPEGAR COM CORP ORD SHS G27358103 161 11793 SH DFND 1 11793 0 0 DIAGEO PLC SPON ADR NEW 25243Q205 857 5176 SH DFND 1 4883 0 293 DISCOVERY INC COM SER C 25470F302 317 8614 SH DFND 1 8614 0 0 DISNEY WALT CO COM 254687106 2240 12154 SH DFND 1 9799 0 2355 DOW INC COM 260557103 2707 42331 SH DFND 1 5575 0 36756 DTE ENERGY CO COM 233331107 632 4718 SH DFND 1 254 0 4464 DUKE ENERGY CORP NEW COM NEW 26441C204 256 2666 SH DFND 1 287 0 2379 DUPONT DE NEMOURS INC COM 26614N102 2877 37268 SH DFND 1 5651 0 31617 EDWARDS LIFESCIENCES CORP COM 28176E108 442 5290 SH DFND 1 4287 0 1003 ENBRIDGE INC COM 29250N105 1305 35857 SH DFND 1 738 0 35119 ENCOMPASS HEALTH CORP COM 29261A100 247 3000 SH DFND 1 3000 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 149 19364 SH DFND 1 0 0 19364 ENTERPRISE PRODS PARTNERS L COM 293792107 4755 215934 SH DFND 1 16914 0 199020 EXPEDIA GROUP INC COM NEW 30212P303 204 1184 SH DFND 1 64 0 1120 EXXON MOBIL CORP COM 30231G102 18438 330213 SH DFND 1 325329 0 4884 FACEBOOK INC CL A 30303M102 5323 18075 SH DFND 1 15731 0 2344 FEDERAL RLTY INVT TR SH BEN INT NEW 313747206 2201 21477 SH DFND 1 29 0 21448 FEDEX CORP COM 31428X106 268 942 SH DFND 1 942 0 0 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 101567 4453378 SH DFND 1 2180312 0 2273066 FIRST TR MLP & ENERGY INCOM COM 33739B104 1486 214896 SH DFND 1 159496 0 55400 FLEXSHARES TR MORNSTAR UPSTR 33939L407 1710 47248 SH DFND 1 47248 0 0 FLOTEK INDS INC DEL COM 343389102 78 46157 SH DFND 1 0 0 46157 F-STAR THERAPEUTICS INC COM 30315R107 188 17243 SH DFND 1 17243 0 0 GABELLI EQUITY TR INC COM 362397101 985 144435 SH DFND 1 144435 0 0 GCP APPLIED TECHNOLOGIES INC COM 36164Y101 949 38687 SH DFND 1 38687 0 0 GENERAL ELECTRIC CO COM 369604103 541 41080 SH DFND 1 25652 0 15428 GLOBAL X FDS GLBX MSCI NORW 37950E747 426 30769 SH DFND 1 30769 0 0 GLOBE LIFE INC COM 37959E102 392 4066 SH DFND 1 1 0 4065 GOLDMAN SACHS GROUP INC COM 38141G104 8626 26374 SH DFND 1 380 0 25994 GRACE W R & CO DEL NEW COM 38388F108 1631 27251 SH DFND 1 27251 0 0 HERITAGE COMM CORP COM 426927109 7531 616262 SH DFND 1 616262 0 0 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 1068 55913 SH DFND 1 0 0 55913 HOME DEPOT INC COM 437076102 1403 4590 SH DFND 1 1092 0 3498 HONEYWELL INTL INC COM 438516106 984 4533 SH DFND 1 2850 0 1683 I3 VERTICALS INC COM CL A 46571Y107 1572 50513 SH DFND 1 50513 0 0 INTEL CORP COM 458140100 10032 156767 SH DFND 1 6049 0 150718 INTERCONTINENTAL EXCHANGE IN COM 45866F104 1840 16473 SH DFND 1 274 0 16199 INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 718 44738 SH DFND 1 0 0 44738 INTUIT COM 461202103 207 541 SH DFND 1 497 0 44 INVESCO EXCH TRADED FD TR II FTSE RAFI DEV 46138E743 789 17052 SH DFND 1 17052 0 0 INVESCO EXCH TRADED FD TR II KBW BK ETF 46138E628 799 12913 SH DFND 1 0 0 12913 INVESCO EXCHANGE TRADED FD T DYNMC LRG VALU 46137V738 574 13448 SH DFND 1 0 0 13448 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 3100 20444 SH DFND 1 4327 0 16117 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1792 12647 SH DFND 1 0 0 12647 INVESCO QQQ TR UNIT SER 1 46090E103 2540 7950 SH DFND 1 5570 0 2380 ISHARES GOLD TR ISHARES 464285105 69576 4278749 SH DFND 1 3169563 0 1109186 ISHARES INC CORE MSCI EMKT 46434G103 1900 29523 SH DFND 1 5419 0 24104 ISHARES INC ESG AWR MSCI EM 46434G863 1374 31716 SH DFND 1 31716 0 0 ISHARES INC MSCI WORLD ETF 464286392 675 5680 SH DFND 1 5680 0 0 ISHARES TR COHEN STEER REIT 464287564 626 10836 SH DFND 1 5936 0 4900 ISHARES TR CORE MSCI PAC 46434V696 459 6890 SH DFND 1 6890 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 462 6572 SH DFND 1 6572 0 0 ISHARES TR CORE S&P MCP ETF 464287507 229661 882396 SH DFND 1 535553 0 346843 ISHARES TR CORE S&P SCP ETF 464287804 4171 38431 SH DFND 1 27406 0 11025 ISHARES TR CORE S&P TTL STK 464287150 130943 1429546 SH DFND 1 974713 0 454833 ISHARES TR CORE S&P500 ETF 464287200 24399 61328 SH DFND 1 14056 0 47272 ISHARES TR EAFE VALUE ETF 464288877 473 9282 SH DFND 1 5109 0 4173 ISHARES TR ESG AW MSCI EAFE 46435G516 3336 43935 SH DFND 1 25367 0 18568 ISHARES TR ESG AWR MSCI USA 46435G425 4704 51796 SH DFND 1 45729 0 6067 ISHARES TR EXPND TEC SC ETF 464287549 940 2604 SH DFND 1 491 0 2113 ISHARES TR GRWT ALLOCAT ETF 464289867 319 5939 SH DFND 1 5939 0 0 ISHARES TR INTL SEL DIV ETF 464288448 458 14525 SH DFND 1 14525 0 0 ISHARES TR MODERT ALLOC ETF 464289875 63492 1458013 SH DFND 1 1184889 0 273124 ISHARES TR MSCI ACWI ETF 464288257 6893 72446 SH DFND 1 70581 0 1865 ISHARES TR MSCI EAFE ETF 464287465 17930 236275 SH DFND 1 229949 0 6326 ISHARES TR MSCI EAFE MIN VL 46429B689 640 8760 SH DFND 1 0 0 8760 ISHARES TR MSCI EMG MKT ETF 464287234 310 5817 SH DFND 1 998 0 4819 ISHARES TR MSCI INTL QUALTY 46434V456 344 9423 SH DFND 1 9423 0 0 ISHARES TR MSCI KLD400 SOC 464288570 503 6584 SH DFND 1 0 0 6584 ISHARES TR MSCI LW CRB TG 46434V464 7200 46135 SH DFND 1 44645 0 1490 ISHARES TR MSCI USA ESG SLC 464288802 1120 12768 SH DFND 1 0 0 12768 ISHARES TR NATIONAL MUN ETF 464288414 2496 21503 SH DFND 1 21503 0 0 ISHARES TR NEW ZEALAND ETF 464289123 958 15385 SH DFND 1 15385 0 0 ISHARES TR RUS 1000 ETF 464287622 10382 46390 SH DFND 1 45626 0 764 ISHARES TR RUS 1000 GRW ETF 464287614 16626 68408 SH DFND 1 36830 0 31578 ISHARES TR RUS 1000 VAL ETF 464287598 11429 75406 SH DFND 1 27001 0 48405 ISHARES TR RUS 2000 GRW ETF 464287648 2611 8680 SH DFND 1 1320 0 7360 ISHARES TR RUS 2000 VAL ETF 464287630 573 3593 SH DFND 1 0 0 3593 ISHARES TR RUS MD CP GR ETF 464287481 4332 42447 SH DFND 1 13371 0 29076 ISHARES TR RUS MDCP VAL ETF 464287473 583 5342 SH DFND 1 0 0 5342 ISHARES TR RUS MID CAP ETF 464287499 1985 26833 SH DFND 1 26833 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 7125 32240 SH DFND 1 10669 0 21571 ISHARES TR RUSSELL 3000 ETF 464287689 20857 87916 SH DFND 1 82233 0 5683 ISHARES TR S&P 100 ETF 464287101 369 2053 SH DFND 1 2053 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 5683 87290 SH DFND 1 65290 0 22000 ISHARES TR S&P MC 400GR ETF 464287606 13096 167098 SH DFND 1 144710 0 22388 ISHARES TR S&P MC 400VL ETF 464287705 1213 11899 SH DFND 1 199 0 11700 ISHARES TR SP SMCP600VL ETF 464287879 245 2428 SH DFND 1 28 0 2400 ISHARES TR U.S. REAL ES ETF 464287739 340 3693 SH DFND 1 108 0 3585 ISHARES TR U.S. TECH ETF 464287721 410 4680 SH DFND 1 4680 0 0 J P MORGAN EXCHANGE-TRADED F BETABULDRS CDA 46641Q696 267 9029 SH DFND 1 4980 0 4049 J P MORGAN EXCHANGE-TRADED F BETBULD EUROPE 46641Q720 275 10058 SH DFND 1 6880 0 3178 J P MORGAN EXCHANGE-TRADED F BETBULD JAPAN 46641Q712 252 8851 SH DFND 1 2103 0 6748 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 239 4718 SH DFND 1 0 0 4718 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 601 11769 SH DFND 1 0 0 11769 JANUS HENDERSON GROUP PLC ORD SHS G4474Y214 774 24850 SH DFND 1 949 0 23901 JD.COM INC SPON ADR CL A 47215P106 1250 14827 SH DFND 1 14827 0 0 JOHNSON & JOHNSON COM 478160104 7740 47104 SH DFND 1 30063 0 17041 JPMORGAN CHASE & CO COM 46625H100 4883 32076 SH DFND 1 23068 0 9008 KANSAS CITY SOUTHERN COM NEW 485170302 2223 8408 SH DFND 1 4100 0 4308 KIMBERLY-CLARK CORP COM 494368103 261 1861 SH DFND 1 214 0 1647 KINDER MORGAN INC DEL COM 49456B101 511 30692 SH DFND 1 1990 0 28702 KRANESHARES TR QUADRTC INT RT 500767736 408 14265 SH DFND 1 14265 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 404 1586 SH DFND 1 1578 0 8 LAUDER ESTEE COS INC CL A 518439104 238 824 SH DFND 1 545 0 279 LENDINGCLUB CORP COM NEW 52603A208 1600 96875 SH DFND 1 96875 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 12177 81097 SH DFND 1 81097 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 202 7894 SH DFND 1 7894 0 0 LIBERTY MEDIA CORP DEL COM A SIRIUSXM 531229409 3531 80105 SH DFND 1 80105 0 0 LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 4476 101466 SH DFND 1 101466 0 0 LILLY ELI & CO COM 532457108 1427 7636 SH DFND 1 407 0 7229 LIONS GATE ENTMNT CORP CL A VTG 535919401 192 12857 SH DFND 1 12857 0 0 LIONS GATE ENTMNT CORP CL B NON VTG 535919500 363 28121 SH DFND 1 28121 0 0 LOWES COS INC COM 548661107 1299 6831 SH DFND 1 5769 0 1062 LYFT INC CL A COM 55087P104 209 3309 SH DFND 1 2883 0 426 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 4534 104570 SH DFND 1 4695 0 99875 MARRIOTT INTL INC NEW CL A 571903202 804 5427 SH DFND 1 5427 0 0 MASTERCARD INCORPORATED CL A 57636Q104 2713 7621 SH DFND 1 6215 0 1406 MCDONALDS CORP COM 580135101 1710 7631 SH DFND 1 4608 0 3023 MERCK & CO. INC COM 58933Y105 1986 25560 SH DFND 1 3950 0 21610 METLIFE INC COM 59156R108 201 3308 SH DFND 1 122 0 3186 MICROSOFT CORP COM 594918104 10404 44125 SH DFND 1 24006 0 20119 MIMEDX GROUP INC COM 602496101 4581 444913 SH DFND 1 444913 0 0 MONDELEZ INTL INC CL A 609207105 751 12733 SH DFND 1 7704 0 5029 MORGAN STANLEY COM NEW 617446448 521 6713 SH DFND 1 6681 0 32 NETFLIX INC COM 64110L106 3247 6221 SH DFND 1 5887 0 334 NEWMONT CORP COM 651639106 328 5444 SH DFND 1 276 0 5168 NEXTERA ENERGY INC COM 65339F101 1245 16465 SH DFND 1 6013 0 10452 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 3020 41437 SH DFND 1 2687 0 38750 NIKE INC CL B 654106103 498 3739 SH DFND 1 3099 0 640 NORTHROP GRUMMAN CORP COM 666807102 213 660 SH DFND 1 27 0 633 NOVO-NORDISK A S ADR 670100205 391 5709 SH DFND 1 5567 0 142 NUSHARES ETF TR NUVEEN ESG MIDCP 67092P409 26033 519846 SH DFND 1 505190 0 14656 NVIDIA CORPORATION COM 67066G104 1580 2960 SH DFND 1 2269 0 691 NXP SEMICONDUCTORS N V COM N6596X109 3137 15542 SH DFND 1 15200 0 342 ONEOK INC NEW COM 682680103 1506 29736 SH DFND 1 2724 0 27012 ORACLE CORP COM 68389X105 154665 2204146 SH DFND 1 114389 0 2089757 OTIS WORLDWIDE CORP COM 68902V107 211 3070 SH DFND 1 1672 0 1398 PACCAR INC COM 693718108 67554 727000 SH DFND 1 726983 0 17 PAYPAL HLDGS INC COM 70450Y103 892 3672 SH DFND 1 1366 0 2306 PELOTON INTERACTIVE INC CL A COM 70614W100 387 3440 SH DFND 1 3440 0 0 PENUMBRA INC COM 70975L107 3039 11227 SH DFND 1 11227 0 0 PEPSICO INC COM 713448108 2841 20091 SH DFND 1 8703 0 11388 PFIZER INC COM 717081103 1549 42807 SH DFND 1 24026 0 18781 PHILIP MORRIS INTL INC COM 718172109 1397 15565 SH DFND 1 10957 0 4608 PHILLIPS 66 COM 718546104 769 9427 SH DFND 1 9093 0 334 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 571 18044 SH DFND 1 0 0 18044 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 1470 161488 SH DFND 1 0 0 161488 PRICE T ROWE GROUP INC COM 74144T108 359 2089 SH DFND 1 2079 0 10 PROCTER AND GAMBLE CO COM 742718109 1552 11463 SH DFND 1 2569 0 8894 PROLOGIS INC. COM 74340W103 26167 246849 SH DFND 1 246739 0 110 PROSHARES TR RUSS 2000 DIVD 74347B698 1136 17362 SH DFND 1 0 0 17362 PROSHARES TR S&P 500 DV ARIST 74348A467 1362 15787 SH DFND 1 0 0 15787 PROSPECT CAP CORP COM 74348T102 91 11750 SH DFND 1 0 0 11750 PRUDENTIAL FINL INC COM 744320102 207 2276 SH DFND 1 2134 0 142 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 1821 30237 SH DFND 1 5390 0 24847 QUALCOMM INC COM 747525103 13886 104725 SH DFND 1 102403 0 2322 RALPH LAUREN CORP CL A 751212101 712 5786 SH DFND 1 5786 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1239 16029 SH DFND 1 3670 0 12359 REGENERON PHARMACEUTICALS COM 75886F107 201 427 SH DFND 1 409 0 18 RELMADA THERAPEUTICS INC COM 75955J402 1956 55556 SH DFND 1 55556 0 0 RICHMOND MUT BANCORPORATION COM 76525P100 348 25630 SH DFND 1 25630 0 0 ROBLOX CORP CL A 771049103 879 13566 SH DFND 1 13566 0 0 ROCKWELL AUTOMATION INC COM 773903109 1721 6485 SH DFND 1 54 0 6431 S&P GLOBAL INC COM 78409V104 231 653 SH DFND 1 96 0 557 SALESFORCE COM INC COM 79466L302 4348 20525 SH DFND 1 19302 0 1223 SCHWAB CHARLES CORP COM 808513105 322 4941 SH DFND 1 4784 0 157 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 9085 175856 SH DFND 1 29154 0 146702 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 1084 21399 SH DFND 1 0 0 21399 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1176 12255 SH DFND 1 10643 0 1612 SEI INVTS CO COM 784117103 1222 20057 SH DFND 1 18764 0 1293 SELECT SECTOR SPDR TR ENERGY 81369Y506 3475 70825 SH DFND 1 69825 0 1000 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 795 11638 SH DFND 1 11638 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 204 5991 SH DFND 1 2368 0 3623 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1633 25505 SH DFND 1 0 0 25505 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 219 1650 SH DFND 1 1500 0 150 SEMPRA ENERGY COM 816851109 1054 7894 SH DFND 1 55 0 7839 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 480 35967 SH DFND 1 0 0 35967 SHOCKWAVE MED INC COM 82489T104 1845 14166 SH DFND 1 14166 0 0 SNOWFLAKE INC CL A 833445109 5554 24223 SH DFND 1 22861 0 1362 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 414 1249 SH DFND 1 463 0 786 SPDR GOLD TR GOLD SHS 78463V107 2777 17354 SH DFND 1 17243 0 111 SPDR S&P 500 ETF TR TR UNIT 78462F103 85419 214821 SH DFND 1 72545 0 142276 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1159 2431 SH DFND 1 0 0 2431 SPDR SER TR NUVEEN BLMBRG SR 78468R739 1822 36757 SH DFND 1 0 0 36757 SPDR SER TR PORTFOLIO S&P400 78464A847 350528 7660177 SH DFND 1 4526740 0 3133437 SPDR SER TR S&P BIOTECH 78464A870 1142 8419 SH DFND 1 1239 0 7180 SPDR SER TR S&P DIVID ETF 78464A763 8033 68067 SH DFND 1 62553 0 5514 SPDR SER TR S&P OILGAS EXP 78468R556 324 3979 SH DFND 1 3979 0 0 SPDR SER TR S&P REGL BKG 78464A698 202 3055 SH DFND 1 1250 0 1805 SQUARE INC CL A 852234103 1107 4876 SH DFND 1 75 0 4801 STARBUCKS CORP COM 855244109 3791 34693 SH DFND 1 30376 0 4317 STITCH FIX INC COM CL A 860897107 2513 50720 SH DFND 1 0 0 50720 STONECASTLE FINL CORP COM 861780104 235 11863 SH DFND 1 11863 0 0 STRYKER CORPORATION COM 863667101 322 1322 SH DFND 1 924 0 398 SUPER LEAGUE GAMING INC COM 86804F202 78 11034 SH DFND 1 0 0 11034 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 437 3674 SH DFND 1 3214 0 460 TARGET CORP COM 87612E106 207 1051 SH DFND 1 535 0 516 TC ENERGY CORP COM 87807B107 4159 90811 SH DFND 1 4364 0 86447 TESLA INC COM 88160R101 6956 10414 SH DFND 1 9585 0 829 TEXAS INSTRS INC COM 882508104 346 1829 SH DFND 1 641 0 1188 THERMO FISHER SCIENTIFIC INC COM 883556102 961 2100 SH DFND 1 1236 0 864 TRANSDIGM GROUP INC COM 893641100 390 663 SH DFND 1 663 0 0 TWITTER INC COM 90184L102 272 4257 SH DFND 1 90 0 4167 UBER TECHNOLOGIES INC COM 90353T100 43992 807040 SH DFND 1 65994 0 741046 UDR INC COM 902653104 241 5491 SH DFND 1 5463 0 28 UNILEVER PLC SPON ADR NEW 904767704 310 5554 SH DFND 1 1757 0 3797 UNION PAC CORP COM 907818108 1604 7277 SH DFND 1 6816 0 461 UNITED PARCEL SERVICE INC CL B 911312106 330 1952 SH DFND 1 1365 0 587 UNITEDHEALTH GROUP INC COM 91324P102 2373 6382 SH DFND 1 5747 0 635 UPWORK INC COM 91688F104 4032 90065 SH DFND 1 0 0 90065 US BANCORP DEL COM NEW 902973304 256 4582 SH DFND 1 301 0 4281 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 440 13561 SH DFND 1 0 0 13561 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 281 1151 SH DFND 1 310 0 841 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 279 3383 SH DFND 1 2356 0 1027 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 2921 34474 SH DFND 1 3823 0 30651 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 438 7661 SH DFND 1 7661 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 317 1790 SH DFND 1 705 0 1085 VANGUARD INDEX FDS GROWTH ETF 922908736 5066 19716 SH DFND 1 3171 0 16545 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 401 2970 SH DFND 1 2970 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 4790 21643 SH DFND 1 5339 0 16304 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 57501 626038 SH DFND 1 423673 0 202365 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 7208 19787 SH DFND 1 1118 0 18669 VANGUARD INDEX FDS SMALL CP ETF 922908751 1250 5839 SH DFND 1 1799 0 4040 VANGUARD INDEX FDS TOTAL STK MKT 922908769 120857 584728 SH DFND 1 406261 0 178467 VANGUARD INDEX FDS VALUE ETF 922908744 3078 23423 SH DFND 1 5952 0 17471 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3259 62563 SH DFND 1 32636 0 29927 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 267 3269 SH DFND 1 3269 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 4720 48530 SH DFND 1 37556 0 10974 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 256 2748 SH DFND 1 0 0 2748 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 2037 38177 SH DFND 1 38177 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 7494 121825 SH DFND 1 119622 0 2203 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 449 3050 SH DFND 1 3050 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 4132 65884 SH DFND 1 65437 0 447 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 5911 120382 SH DFND 1 13607 0 106775 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 1386 13708 SH DFND 1 13346 0 362 VANGUARD WORLD FD ESG INTL STK ETF 921910725 372 6052 SH DFND 1 6052 0 0 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 1532 11791 SH DFND 1 0 0 11791 VANGUARD WORLD FDS INF TECH ETF 92204A702 4225 11785 SH DFND 1 0 0 11785 VERIZON COMMUNICATIONS INC COM 92343V104 19416 333883 SH DFND 1 314443 0 19440 VISA INC COM CL A 92826C839 4648 21954 SH DFND 1 17146 0 4808 WAITR HLDGS INC COM 930752100 85 28969 SH DFND 1 28969 0 0 WALMART INC COM 931142103 2792 20458 SH DFND 1 1804 0 18654 WEC ENERGY GROUP INC COM 92939U106 595 6351 SH DFND 1 106 0 6245 WELLS FARGO CO NEW COM 949746101 430 10996 SH DFND 1 4066 0 6930 WESTLAKE CHEM PARTNERS LP COM UNIT RP LP 960417103 958 39895 SH DFND 1 0 0 39895 WEYERHAEUSER CO MTN BE COM NEW 962166104 209 5886 SH DFND 1 5886 0 0 WILLIAMS COS INC COM 969457100 1119 47222 SH DFND 1 1828 0 45394 WILLIS TOWERS WATSON PLC LTD SHS G96629103 746 3250 SH DFND 1 16 0 3234 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 204 2809 SH DFND 1 0 0 2809 WORLD GOLD TR SPDR GLD MINIS 98149E204 269 15825 SH DFND 1 15825 0 0 WYNN RESORTS LTD COM 983134107 1996 15916 SH DFND 1 0 0 15916 YUM BRANDS INC COM 988498101 249 2297 SH DFND 1 1567 0 730 YUM CHINA HLDGS INC COM 98850P109 224 3784 SH DFND 1 2704 0 1080 ZILLOW GROUP INC CL A 98954M101 1164 8862 SH DFND 1 5800 0 3062 ZILLOW GROUP INC CL C CAP STK 98954M200 1127 8699 SH DFND 1 6560 0 2139 ZOETIS INC CL A 98978V103 593 3771 SH DFND 1 174 0 3597 ZUORA INC COM CL A 98983V106 370 24991 SH DFND 1 0 0 24991