0001085146-20-001320.txt : 20200507 0001085146-20-001320.hdr.sgml : 20200507 20200507153731 ACCESSION NUMBER: 0001085146-20-001320 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200507 DATE AS OF CHANGE: 20200507 EFFECTIVENESS DATE: 20200507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TIEDEMANN ADVISORS, LLC CENTRAL INDEX KEY: 0001483232 IRS NUMBER: 261518088 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13688 FILM NUMBER: 20856060 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-396-5900 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: TIEDEMANN WEALTH MANAGEMENT, LLC DATE OF NAME CHANGE: 20100203 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001483232 XXXXXXXX 03-31-2020 03-31-2020 false TIEDEMANN ADVISORS, LLC

520 MADISON AVENUE 26TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-13688 N Kevin Moran 212-396-5910 /s/ Kevin Moran New York NY 05-05-2020 1 292 1544960 1 0001432976 028-13689 Tiedemann Wealth Management Holdings, LLC INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ISHARES TR INTL SEL DIV ETF 464288448 337 14904 SH DFND 1 14904 0 0 VANGUARD WORLD FD ESG INTL STK ETF 921910725 386 9384 SH DFND 1 9384 0 0 WILLIAMS COS INC COM 969457100 6402 452426 SH DFND 1 413289 0 39137 CME GROUP INC COM 12572Q105 4886 28255 SH DFND 1 45 0 28210 ZOETIS INC CL A 98978V103 389 3302 SH DFND 1 7 0 3295 STARWOOD PPTY TR INC COM 85571B105 3233 301335 SH DFND 1 301335 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 719 11743 SH DFND 1 8952 0 2791 CORENERGY INFRASTRUCTURE TR COM NEW 21870U502 208 11320 SH DFND 1 11320 0 0 NETFLIX INC COM 64110L106 2347 6249 SH DFND 1 5722 0 527 BP MIDSTREAM PARTNERS LP UNIT LTD PTNR 0556EL109 582 62530 SH DFND 1 36680 0 25850 ISHARES TR IBOXX INV CP ETF 464287242 8250 66800 SH DFND 1 66800 0 0 WESTERN UN CO COM 959802109 190 10464 SH DFND 1 2799 0 7665 WELLS FARGO CO NEW COM 949746101 353 12314 SH DFND 1 7230 0 5084 ALLIANT ENERGY CORP COM 018802108 2895 59942 SH DFND 1 59920 0 22 INVESCO EXCHANGE-TRADED FD T FTSE RAFI DEV 46138E743 7023 231483 SH DFND 1 231483 0 0 ISHARES INC ESG MSCI EM ETF 46434G863 902 32972 SH DFND 1 32972 0 0 XCEL ENERGY INC COM 98389B100 2563 42168 SH DFND 1 41636 0 532 ISHARES TR CORE S&P500 ETF 464287200 22781 88165 SH DFND 1 36462 0 51703 ISHARES TR CORE MSCI EURO 46434V738 510 13761 SH DFND 1 0 0 13761 ISHARES TR RUS MD CP GR ETF 464287481 799 6572 SH DFND 1 6572 0 0 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 648 209100 SH DFND 1 183785 0 25315 SPDR S&P 500 ETF TR TR UNIT 78462F103 55320 213469 SH DFND 1 64134 0 149335 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 770 29773 SH DFND 1 391 0 29382 WESTLAKE CHEM PARTNERS LP COM UNIT RP LP 960417103 6480 438398 SH DFND 1 403888 0 34510 ISHARES TR MSCI EAFE ETF 464287465 5449 101924 SH DFND 1 92123 0 9801 DUPONT DE NEMOURS INC COM 26614N102 1292 37886 SH DFND 1 5528 0 32358 TESLA INC COM 88160R101 1576 3007 SH DFND 1 2667 0 340 IDACORP INC COM 451107106 1642 18708 SH DFND 1 18660 0 48 CMS ENERGY CORP COM 125896100 1481 25207 SH DFND 1 24577 0 630 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 522 5833 SH DFND 1 5833 0 0 PEPSICO INC COM 713448108 2162 18001 SH DFND 1 3613 0 14388 CVS HEALTH CORP COM 126650100 364 6136 SH DFND 1 2209 0 3927 ALLSTATE CORP COM 020002101 340 3686 SH DFND 1 3129 0 557 UNILEVER N V N Y SHS NEW 904784709 258 5286 SH DFND 1 0 0 5286 MFA FINL INC COM 55272X102 19 11000 SH DFND 1 0 0 11000 HILLTOP HOLDINGS INC COM 432748101 711 47056 SH DFND 1 0 0 47056 ISHARES GOLD TRUST ISHARES 464285105 51506 3417789 SH DFND 1 2586304 0 831485 SPDR SER TR S&P BIOTECH 78464A870 1449 18715 SH DFND 1 0 0 18715 ABBOTT LABS COM 002824100 1592 20169 SH DFND 1 8453 0 11716 CIGNA CORP NEW COM 125523100 358 2019 SH DFND 1 511 0 1508 ALICO INC COM 016230104 1201 38571 SH DFND 1 38571 0 0 ISHARES INC CORE MSCI EMKT 46434G103 1594 39386 SH DFND 1 4935 0 34451 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 232 11163 SH DFND 1 2368 0 8795 LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 280 8864 SH DFND 1 5606 0 3258 VANGUARD WORLD FDS INF TECH ETF 92204A702 2539 11982 SH DFND 1 0 0 11982 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 3701 67916 SH DFND 1 67916 0 0 RELMADA THERAPEUTICS INC COM 75955J402 9639 282592 SH DFND 1 282592 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 246 5400 SH DFND 1 0 0 5400 HOME DEPOT INC COM 437076102 1178 6309 SH DFND 1 1012 0 5297 EQUITRANS MIDSTREAM CORP COM 294600101 134 26611 SH DFND 1 26611 0 0 JOHNSON & JOHNSON COM 478160104 6020 45906 SH DFND 1 28736 0 17170 INTEL CORP COM 458140100 18464 341165 SH DFND 1 22354 0 318811 NVIDIA CORP COM 67066G104 4108 15583 SH DFND 1 14215 0 1368 ABBVIE INC COM 00287Y109 1827 23984 SH DFND 1 8060 0 15924 AZURRX BIOPHARMA INC COM 05502L105 37 63460 SH DFND 1 63460 0 0 MERCK & CO. INC COM 58933Y105 2322 29933 SH DFND 1 6441 0 23492 PROSPECT CAPITAL CORPORATION COM 74348T102 67 15600 SH DFND 1 0 0 15600 PHILLIPS 66 COM 718546104 472 8807 SH DFND 1 7667 0 1140 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 327 3607 SH DFND 1 726 0 2881 MICROSOFT CORP COM 594918104 9351 59293 SH DFND 1 38064 0 21229 ISHARES TR MSCI EMG MKT ETF 464287234 1961 57456 SH DFND 1 26349 0 31107 ISHARES TR RUS 2000 GRW ETF 464287648 1133 7160 SH DFND 1 1320 0 5840 THERMO FISHER SCIENTIFIC INC COM 883556102 616 2169 SH DFND 1 1109 0 1060 ISHARES TR RUS 2000 VAL ETF 464287630 516 6294 SH DFND 1 1748 0 4546 NOVO-NORDISK A S ADR 670100205 337 5531 SH DFND 1 5332 0 199 QUANTA SVCS INC COM 74762E102 4094 129016 SH DFND 1 129016 0 0 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 15232 354229 SH DFND 1 308919 0 45310 BP PLC SPONSORED ADR 055622104 212 8706 SH DFND 1 8328 0 378 NUSHARES ETF TR NUVEEN ESG MIDCP 67092P409 5915 202180 SH DFND 1 168938 0 33242 CISCO SYS INC COM 17275R102 3401 86513 SH DFND 1 2297 0 84216 ONEOK INC NEW COM 682680103 4247 194728 SH DFND 1 182933 0 11795 SEMPRA ENERGY COM 816851109 4526 39864 SH DFND 1 39509 0 355 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 5628 167749 SH DFND 1 95102 0 72647 NIKE INC CL B 654106103 276 3330 SH DFND 1 2788 0 542 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 2842 33303 SH DFND 1 3823 0 29480 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 798 10482 SH DFND 1 0 0 10482 JANUS HENDERSON GROUP PLC ORD SHS G4474Y214 366 23901 SH DFND 1 0 0 23901 PERKINELMER INC COM 714046109 494 6560 SH DFND 1 0 0 6560 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 4419 18661 SH DFND 1 1062 0 17599 RAYTHEON CO COM NEW 755111507 608 4635 SH DFND 1 340 0 4295 ATRICURE INC COM 04963C209 244 7263 SH DFND 1 7263 0 0 SALESFORCE COM INC COM 79466L302 2974 20659 SH DFND 1 5066 0 15593 NEWMONT CORP COM 651639106 339 7496 SH DFND 1 328 0 7168 AMERICAN ELEC PWR CO INC COM 025537101 2144 26802 SH DFND 1 25370 0 1432 ORACLE CORP COM 68389X105 106609 2205860 SH DFND 1 114879 0 2090981 ISHARES TR S&P 500 GRWT ETF 464287309 3394 20562 SH DFND 1 14217 0 6345 ISHARES TR MSCI KLD400 SOC 464288570 336 3455 SH DFND 1 0 0 3455 LENDINGCLUB CORP COM NEW 52603A208 1678 213750 SH DFND 1 213750 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 1695 12316 SH DFND 1 5070 0 7246 AMERICAN TOWER CORP NEW COM 03027X100 1117 5132 SH DFND 1 1567 0 3565 BERKSHIRE HATHAWAY INC DEL CL A 084670108 4352 16 SH DFND 1 15 0 1 TJX COS INC NEW COM 872540109 5421 113386 SH DFND 1 109389 0 3997 AFLAC INC COM 001055102 247 7221 SH DFND 1 3221 0 4000 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 10157 1017720 SH DFND 1 972060 0 45660 WEC ENERGY GROUP INC COM 92939U106 578 6558 SH DFND 1 2229 0 4329 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1348 24742 SH DFND 1 23940 0 802 ADOBE INC COM 00724F101 1044 3281 SH DFND 1 2414 0 867 ISHARES TR U.S. TECH ETF 464287721 485 2375 SH DFND 1 1170 0 1205 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1244 12033 SH DFND 1 6763 0 5270 TRANSDIGM GROUP INC COM 893641100 210 657 SH DFND 1 657 0 0 ABERDEEN ASIA-PACIFIC INCOME COM 003009107 34 10000 SH DFND 1 0 0 10000 CITIGROUP INC COM NEW 172967424 285 6774 SH DFND 1 705 0 6069 ISHARES TR RUS 1000 GRW ETF 464287614 8442 56035 SH DFND 1 20044 0 35991 ISHARES TR RUSSELL 3000 ETF 464287689 15100 101802 SH DFND 1 96118 0 5684 BK OF AMERICA CORP COM 060505104 268 12630 SH DFND 1 744 0 11886 VANGUARD INDEX FDS SMALL CP ETF 922908751 829 7181 SH DFND 1 50 0 7131 VANGUARD WORLD FDS UTILITIES ETF 92204A876 407 3340 SH DFND 1 0 0 3340 ALPHABET INC CAP STK CL C 02079K107 13318 11453 SH DFND 1 5245 0 6208 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 11873 325923 SH DFND 1 290239 0 35684 WALMART INC COM 931142103 2239 19611 SH DFND 1 1143 0 18468 DTE ENERGY CO COM 233331107 1797 18750 SH DFND 1 14036 0 4714 NEXTERA ENERGY INC COM 65339F101 12145 50473 SH DFND 1 45161 0 5312 SPDR SER TR NUVEEN BLMBRG SR 78468R739 1797 36757 SH DFND 1 0 0 36757 ISHARES TR COHEN STEER REIT 464287564 224 2450 SH DFND 1 0 0 2450 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 7115 507154 SH DFND 1 456526 0 50628 COMCAST CORP NEW CL A 20030N101 293 8463 SH DFND 1 2922 0 5541 ISHARES TR ESG MSCI USA ETF 46435G425 2615 45489 SH DFND 1 37984 0 7505 LOWES COS INC COM 548661107 1582 18381 SH DFND 1 16975 0 1406 CANTEL MEDICAL CORP COM 138098108 3048 84897 SH DFND 1 84802 0 95 SOUTHERN CO COM 842587107 1422 26265 SH DFND 1 23992 0 2273 MPLX LP COM UNIT REP LTD 55336V100 538 46258 SH DFND 1 26780 0 19478 UNION PAC CORP COM 907818108 623 4419 SH DFND 1 3484 0 935 BRISTOL-MYERS SQUIBB CO COM 110122108 517 9271 SH DFND 1 4129 0 5142 ISHARES TR GRWT ALLOCAT ETF 464289867 246 5939 SH DFND 1 5939 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 614 4811 SH DFND 1 503 0 4308 EXELON CORP COM 30161N101 1539 41804 SH DFND 1 41804 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 757 2869 SH DFND 1 113 0 2756 3M CO COM 88579Y101 801 5868 SH DFND 1 4189 0 1679 ISHARES TR MSCI LW CRB TG 46434V464 6868 67158 SH DFND 1 65147 0 2011 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 38421 550056 SH DFND 1 353613 0 196443 APPLIED MATLS INC COM 038222105 285 6224 SH DFND 1 275 0 5949 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 235 16562 SH DFND 1 0 0 16562 RALPH LAUREN CORP CL A 751212101 390 5776 SH DFND 1 5763 0 13 SPRING BK PHARMACEUTICALS IN COM 849431101 338 363114 SH DFND 1 363114 0 0 SPDR SER TR S&P DIVID ETF 78464A763 7057 88364 SH DFND 1 83819 0 4545 QUALCOMM INC COM 747525103 264 3895 SH DFND 1 349 0 3546 ISHARES TR GL CLEAN ENE ETF 464288224 166 17423 SH DFND 1 0 0 17423 ISHARES INC MSCI WORLD ETF 464286392 258 3307 SH DFND 1 3307 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3008 16453 SH DFND 1 9185 0 7268 COCA COLA CO COM 191216100 491 10997 SH DFND 1 5830 0 5167 HONEYWELL INTL INC COM 438516106 586 4381 SH DFND 1 2542 0 1839 CONSOLIDATED EDISON INC COM 209115104 835 10702 SH DFND 1 9340 0 1362 REGENERON PHARMACEUTICALS COM 75886F107 438 898 SH DFND 1 380 0 518 VERIZON COMMUNICATIONS INC COM 92343V104 20491 381370 SH DFND 1 352413 0 28957 PROGRESSIVE CORP OHIO COM 743315103 294 3984 SH DFND 1 3862 0 122 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 910 4679 SH DFND 1 4384 0 295 ISHARES TR S&P 100 ETF 464287101 240 2022 SH DFND 1 2022 0 0 ISHARES TR RUS MID CAP ETF 464287499 1606 37197 SH DFND 1 36752 0 445 CONOCOPHILLIPS COM 20825C104 494 16051 SH DFND 1 14395 0 1656 LILLY ELI & CO COM 532457108 1030 7423 SH DFND 1 126 0 7297 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 4427 80265 SH DFND 1 34240 0 46025 ISHARES TR CORE S&P TTL STK 464287150 45819 800899 SH DFND 1 738998 0 61901 AT&T INC COM 00206R102 831 28492 SH DFND 1 6559 0 21933 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 1623 21451 SH DFND 1 3 0 21448 INVESCO EXCHANGE-TRADED FD T FNDMNTL HY CRP 46138E719 196 11796 SH DFND 1 0 0 11796 HUMANA INC COM 444859102 217 691 SH DFND 1 3 0 688 ISHARES TR FLTG RATE NT ETF 46429B655 260 5331 SH DFND 1 0 0 5331 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 1409 19912 SH DFND 1 19550 0 362 CORTEVA INC COM 22052L104 948 40320 SH DFND 1 8628 0 31692 DAVITA INC COM 23918K108 494 6489 SH DFND 1 51 0 6438 NORDSTROM INC COM 655664100 825 53764 SH DFND 1 0 0 53764 EVERSOURCE ENERGY COM 30040W108 2681 34277 SH DFND 1 34205 0 72 LIBERTY BROADBAND CORP COM SER C 530307305 257 2325 SH DFND 1 1511 0 814 AMERICAN WTR WKS CO INC NEW COM 030420103 1643 13743 SH DFND 1 12908 0 835 AMGEN INC COM 031162100 2143 10573 SH DFND 1 8610 0 1963 INOVIO PHARMACEUTICALS INC COM NEW 45773H201 82 11000 SH DFND 1 0 0 11000 PFIZER INC COM 717081103 1420 43504 SH DFND 1 17794 0 25710 VANGUARD INDEX FDS GROWTH ETF 922908736 2806 17908 SH DFND 1 2866 0 15042 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 6891 110536 SH DFND 1 110536 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 346 1837 SH DFND 1 1364 0 473 GRACE W R & CO DEL NEW COM 38388F108 1676 47081 SH DFND 1 27251 0 19830 MSCI INC COM 55354G100 464 1607 SH DFND 1 3 0 1604 ETF SER SOLUTIONS DEEP VALUE ETF 26922A701 1253 67098 SH DFND 1 32642 0 34456 STARBUCKS CORP COM 855244109 990 15064 SH DFND 1 10542 0 4522 PROCTER & GAMBLE CO COM 742718109 1551 14098 SH DFND 1 1236 0 12862 ECOLAB INC COM 278865100 209 1336 SH DFND 1 6 0 1330 UNITEDHEALTH GROUP INC COM 91324P102 985 3948 SH DFND 1 3234 0 714 ISHARES TR CORE MSCI TOTAL 46432F834 309 6572 SH DFND 1 6572 0 0 GLOBE LIFE INC COM 37959E102 293 4068 SH DFND 1 3 0 4065 JD COM INC SPON ADR CL A 47215P106 309 7633 SH DFND 1 7633 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 1544 8091 SH DFND 1 4623 0 3468 COGENT COMMUNICATIONS HLDGS COM NEW 19239V302 1075 13115 SH DFND 1 8298 0 4817 VISA INC COM CL A 92826C839 3402 21113 SH DFND 1 16969 0 4144 AMAZON COM INC COM 023135106 7179 3682 SH DFND 1 2820 0 862 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 21023 576130 SH DFND 1 490942 0 85188 PROLOGIS INC. COM 74340W103 24480 304597 SH DFND 1 66857 0 237740 COASTAL FINL CORP WA COM NEW 19046P209 158 15000 SH DFND 1 0 0 15000 INTUITIVE SURGICAL INC COM NEW 46120E602 662 1336 SH DFND 1 1215 0 121 ISHARES TR SELECT DIVID ETF 464287168 1556 21163 SH DFND 1 0 0 21163 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 318 1445 SH DFND 1 665 0 780 EATON VANCE TAX-MANAGED GLOB COM 27829F108 64 10000 SH DFND 1 0 0 10000 ISHARES TR US TREAS BD ETF 46429B267 280 9998 SH DFND 1 0 0 9998 KINDER MORGAN INC DEL COM 49456B101 7721 554656 SH DFND 1 499351 0 55305 ISHARES TR USA QUALITY FCTR 46432F339 386 4758 SH DFND 1 723 0 4035 ALTRIA GROUP INC COM 02209S103 580 14676 SH DFND 1 10285 0 4391 ISHARES TR MSCI USA ESG SLC 464288802 809 7370 SH DFND 1 0 0 7370 ISHARES TR U.S. REAL ES ETF 464287739 257 3693 SH DFND 1 108 0 3585 COSTCO WHSL CORP NEW COM 22160K105 1488 5217 SH DFND 1 882 0 4335 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 19154 611376 SH DFND 1 418078 0 193298 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 69 13712 SH DFND 1 112 0 13600 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 1480 23568 SH DFND 1 7992 0 15576 ENBRIDGE INC COM 29250N105 4032 138589 SH DFND 1 101074 0 37515 EATON VANCE TXMGD GL BUYWR O COM 27829C105 669 89700 SH DFND 1 89700 0 0 MCDONALDS CORP COM 580135101 1175 7106 SH DFND 1 3627 0 3479 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 9975 107903 SH DFND 1 36976 0 70927 CITIZENS FINANCIAL GROUP INC COM 174610105 345 18338 SH DFND 1 3338 0 15000 INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 531 89297 SH DFND 1 0 0 89297 BLACKROCK HEALTH SCIENCS TR COM SHS 09260E105 448 25000 SH DFND 1 0 0 25000 AMBOW ED HLDG LTD SPONSORED ADS 02322P200 114 59836 SH DFND 1 0 0 59836 ISHARES TR RUSSELL 2000 ETF 464287655 3873 33842 SH DFND 1 10290 0 23552 AVALARA INC COM 05338G106 1057 14170 SH DFND 1 13962 0 208 ISHARES TR MSCI ACWI ETF 464288257 6356 101586 SH DFND 1 96742 0 4844 GABELLI EQUITY TR INC COM 362397101 771 177192 SH DFND 1 177192 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 321 3901 SH DFND 1 2874 0 1027 TC ENERGY CORP COM 87807B107 31029 691165 SH DFND 1 633475 0 57690 DISNEY WALT CO COM DISNEY 254687106 1670 17291 SH DFND 1 12880 0 4411 ISHARES TR S&P MC 400VL ETF 464287705 1049 9560 SH DFND 1 3710 0 5850 DUKE ENERGY CORP NEW COM NEW 26441C204 2545 31470 SH DFND 1 29127 0 2343 FIRST TR MLP & ENERGY INCOME COM 33739B104 1410 319104 SH DFND 1 319104 0 0 CSX CORP COM 126408103 446 7784 SH DFND 1 3267 0 4517 ISHARES TR LATN AMER 40 ETF 464287390 941 51507 SH DFND 1 18663 0 32844 SPDR GOLD TRUST GOLD SHS 78463V107 5026 33945 SH DFND 1 33790 0 155 ROCKWELL AUTOMATION INC COM 773903109 992 6575 SH DFND 1 11 0 6564 GCP APPLIED TECHNOLOGIES INC COM 36164Y101 1212 68117 SH DFND 1 38687 0 29430 AMERICAN EXPRESS CO COM 025816109 739 8636 SH DFND 1 1172 0 7464 ISHARES TR ESG MSCI EAFE 46435G516 2129 40057 SH DFND 1 26057 0 14000 TARGET CORP COM 87612E106 1238 13318 SH DFND 1 371 0 12947 INTERCONTINENTAL EXCHANGE IN COM 45866F104 1344 16648 SH DFND 1 82 0 16566 AUTOZONE INC COM 053332102 206 244 SH DFND 1 7 0 237 HERITAGE COMMERCE CORP COM 426927109 4766 621438 SH DFND 1 606001 0 15437 ISHARES TR RUS 1000 ETF 464287622 3833 27083 SH DFND 1 23660 0 3423 VANGUARD INDEX FDS MID CAP ETF 922908629 3998 30370 SH DFND 1 8193 0 22177 PHILIP MORRIS INTL INC COM 718172109 1319 17788 SH DFND 1 12907 0 4881 MONDELEZ INTL INC CL A 609207105 802 15922 SH DFND 1 6550 0 9372 APPLE INC COM 037833100 16232 63833 SH DFND 1 30543 0 33290 BRIXMOR PPTY GROUP INC COM 11120U105 246 25876 SH DFND 1 0 0 25876 NEW JERSEY RES COM 646025106 3026 88651 SH DFND 1 88651 0 0 ISHARES TR CORE S&P MCP ETF 464287507 97233 675887 SH DFND 1 525969 0 149918 ATMOS ENERGY CORP COM 049560105 1999 20148 SH DFND 1 19778 0 370 ISHARES TR CORE MSCI PAC 46434V696 319 6890 SH DFND 1 6890 0 0 CUMMINS INC COM 231021106 208 1536 SH DFND 1 1503 0 33 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 78626 4419674 SH DFND 1 2569896 0 1849778 ISHARES TR NEW ZEALAND ETF 464289123 686 15385 SH DFND 1 15385 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 236 2127 SH DFND 1 568 0 1559 TC PIPELINES LP UT COM LTD PRT 87233Q108 23234 845493 SH DFND 1 780088 0 65405 CHEVRON CORP NEW COM 166764100 848 11707 SH DFND 1 7520 0 4187 ISHARES TR RUS 1000 VAL ETF 464287598 6608 66630 SH DFND 1 17128 0 49502 PAYPAL HLDGS INC COM 70450Y103 314 3281 SH DFND 1 1082 0 2199 PPL CORP COM 69351T106 3585 140498 SH DFND 1 140498 0 0 ISHARES TR NATIONAL MUN ETF 464288414 2632 23288 SH DFND 1 23288 0 0 WYNN RESORTS LTD COM 983134107 727 12085 SH DFND 1 3 0 12082 VANGUARD STAR FDS VG TL INTL STK F 921909768 4093 97550 SH DFND 1 97550 0 0 SEI INVESTMENTS CO COM 784117103 927 20003 SH DFND 1 18725 0 1278 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 5148 975049 SH DFND 1 851040 0 124009 IDEXX LABS INC COM 45168D104 207 855 SH DFND 1 850 0 5 GENERAL ELECTRIC CO COM 369604103 235 29556 SH DFND 1 16649 0 12907 ISHARES TR S&P MC 400GR ETF 464287606 4043 22658 SH DFND 1 17955 0 4703 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 209 1279 SH DFND 1 13 0 1266 FORTIS INC COM 349553107 1589 41215 SH DFND 1 41215 0 0 ISHARES TR CORE S&P SCP ETF 464287804 2291 40833 SH DFND 1 28008 0 12825 WSFS FINL CORP COM 929328102 587 23574 SH DFND 1 16170 0 7404 ISHARES TR EXPND TEC SC ETF 464287549 768 3628 SH DFND 1 0 0 3628 BLUE APRON HLDGS INC CL A NEW 09523Q200 161 13333 SH DFND 1 13333 0 0 ISHARES TR EAFE VALUE ETF 464288877 11630 325865 SH DFND 1 61874 0 263991 ENTERPRISE PRODS PARTNERS L COM 293792107 36167 2529147 SH DFND 1 2243197 0 285950 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 983 11704 SH DFND 1 0 0 11704 VANGUARD INDEX FDS VALUE ETF 922908744 2284 25640 SH DFND 1 5952 0 19688 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 3975 119218 SH DFND 1 11628 0 107590 SPDR SER TR PORTFOLIO S&P400 78464A847 119824 4730517 SH DFND 1 2618214 0 2112303 INVESCO EXCHANGE-TRADED FD T FTSE RAFI EMNG 46138E727 360 23320 SH DFND 1 23320 0 0 UNITED TECHNOLOGIES CORP COM 913017109 881 9340 SH DFND 1 3397 0 5943 ISHARES TR CORE MSCI EAFE 46432F842 1589 31859 SH DFND 1 0 0 31859 DIAGEO P L C SPON ADR NEW 25243Q205 615 4785 SH DFND 1 4600 0 185 NORTHROP GRUMMAN CORP COM 666807102 207 685 SH DFND 1 146 0 539 WILLIS TOWERS WATSON PLC LTD SHS G96629103 579 3394 SH DFND 1 4 0 3390 EXXON MOBIL CORP COM 30231G102 12713 334826 SH DFND 1 329624 0 5202 ALPHABET INC CAP STK CL A 02079K305 15779 13580 SH DFND 1 2119 0 11461 WASTE MGMT INC DEL COM 94106L109 310 3348 SH DFND 1 2447 0 901 FACEBOOK INC CL A 30303M102 2815 16875 SH DFND 1 14710 0 2165 KIMBERLY CLARK CORP COM 494368103 242 1875 SH DFND 1 175 0 1700 ISHARES TR MODERT ALLOC ETF 464289875 59801 1627679 SH DFND 1 1357049 0 270630 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 6370 1384680 SH DFND 1 1059369 0 325311 DOW INC COM 260557103 1075 36765 SH DFND 1 5509 0 31256 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 6129 136479 SH DFND 1 123037 0 13442 VANGUARD INDEX FDS TOTAL STK MKT 922908769 80359 623368 SH DFND 1 438485 0 184883 BLACKROCK INC COM 09247X101 896 2037 SH DFND 1 1314 0 723 ANNALY CAPITAL MANAGEMENT IN COM 035710409 105 19670 SH DFND 1 0 0 19670 WEYERHAEUSER CO COM 962166104 170 10037 SH DFND 1 5635 0 4402 PROSHARES TR S&P 500 DV ARIST 74348A467 916 15787 SH DFND 1 0 0 15787 MASTERCARD INC CL A 57636Q104 2269 9394 SH DFND 1 6095 0 3299 SUPER LEAGUE GAMING INC COM 86804F202 24 11034 SH DFND 1 0 0 11034 JPMORGAN CHASE & CO COM 46625H100 3630 40319 SH DFND 1 26683 0 13636