0001085146-19-001491.txt : 20190513 0001085146-19-001491.hdr.sgml : 20190513 20190513150804 ACCESSION NUMBER: 0001085146-19-001491 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190513 DATE AS OF CHANGE: 20190513 EFFECTIVENESS DATE: 20190513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TIEDEMANN ADVISORS, LLC CENTRAL INDEX KEY: 0001483232 IRS NUMBER: 261518088 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13688 FILM NUMBER: 19818083 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-396-5900 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: TIEDEMANN WEALTH MANAGEMENT, LLC DATE OF NAME CHANGE: 20100203 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001483232 XXXXXXXX 03-31-2019 03-31-2019 false TIEDEMANN ADVISORS, LLC

520 MADISON AVENUE 26TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-13688 N Kevin Moran 212-396-5910 /s/ Kevin Moran New York NY 05-13-2019 1 444 2122179 1 0001432976 028-13689 Tiedemann Wealth Management Holdings, LLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 3209 15452 SH DFND 1 5245 0 10207 ABBOTT LABS COM 002824100 2264 28294 SH DFND 1 12535 0 15759 ABBVIE INC COM 00287Y109 1086 13498 SH DFND 1 7772 0 5726 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1930 10961 SH DFND 1 35 0 10926 ADOBE INC COM 00724F101 3467 13007 SH DFND 1 4355 0 8652 AFLAC INC COM 001055102 403 8043 SH DFND 1 7234 0 809 AIR PRODS & CHEMS INC COM 009158106 884 4598 SH DFND 1 8 0 4590 AKAMAI TECHNOLOGIES INC COM 00971T101 255 3548 SH DFND 1 10 0 3538 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2483 13610 SH DFND 1 4716 0 8894 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 5288 259702 SH DFND 1 259702 0 0 ALLIANT ENERGY CORP COM 018802108 4362 92562 SH DFND 1 92550 0 12 ALLSTATE CORP COM 020002101 313 3316 SH DFND 1 3135 0 181 ALPHABET INC CAP STK CL A 02079K305 21431 18209 SH DFND 1 2271 0 15938 ALPHABET INC CAP STK CL C 02079K107 19339 16485 SH DFND 1 2180 0 14305 ALTRIA GROUP INC COM 02209S103 979 16843 SH DFND 1 11217 0 5626 AMAZON COM INC COM 023135106 8707 4889 SH DFND 1 3511 0 1378 AMBEV SA SPONSORED ADR 02319V103 739 172003 SH DFND 1 0 0 172003 AMDOCS LTD SHS G02602103 204 3750 SH DFND 1 0 0 3750 AMERICAN ELEC PWR CO INC COM 025537101 3650 43565 SH DFND 1 41999 0 1566 AMERICAN EXPRESS CO COM 025816109 2056 18812 SH DFND 1 3972 0 14840 AMERICAN INTL GROUP INC COM NEW 026874784 208 4804 SH DFND 1 2730 0 2074 AMERICAN TOWER CORP NEW COM 03027X100 2613 13260 SH DFND 1 10920 0 2340 AMERICAN WTR WKS CO INC NEW COM 030420103 5033 48280 SH DFND 1 36548 0 11732 AMERIGAS PARTNERS L P UNIT L P INT 030975106 9229 298947 SH DFND 1 298947 0 0 AMGEN INC COM 031162100 3260 17158 SH DFND 1 15786 0 1372 ANALOG DEVICES INC COM 032654105 718 6824 SH DFND 1 19 0 6805 ANSYS INC COM 03662Q105 263 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SH DFND 1 0 0 159803 BANK AMER CORP COM 060505104 821 29725 SH DFND 1 7175 0 22550 BANK HAWAII CORP COM 062540109 207 2625 SH DFND 1 0 0 2625 BAXTER INTL INC COM 071813109 221 2720 SH DFND 1 700 0 2020 BECTON DICKINSON & CO COM 075887109 2205 8831 SH DFND 1 11 0 8820 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1204 4 SH DFND 1 2 0 2 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2851 14206 SH DFND 1 12665 0 1541 BLACKROCK INC COM 09247X101 2407 5631 SH DFND 1 2778 0 2853 BLOOM ENERGY CORP COM CL A 093712107 132 10170 SH DFND 1 0 0 10170 BLUE APRON HLDGS INC CL A 09523Q101 338 344455 SH DFND 1 0 0 344455 BOEING CO COM 097023105 1427 3741 SH DFND 1 178 0 3563 BOOKING HLDGS INC COM 09857L108 400 230 SH DFND 1 41 0 189 BORGWARNER INC COM 099724106 697 18146 SH DFND 1 18 0 18128 BOSTON SCIENTIFIC CORP COM 101137107 1479 38570 SH DFND 1 668 0 37902 BP MIDSTREAM PARTNERS LP UNIT LTD PTNR 0556EL109 3725 257417 SH DFND 1 257417 0 0 BP PLC SPONSORED ADR 055622104 539 12325 SH DFND 1 9837 0 2488 BRISTOL MYERS SQUIBB CO COM 110122108 976 20476 SH DFND 1 10088 0 10388 BRIXMOR PPTY GROUP INC COM 11120U105 210 11423 SH DFND 1 0 0 11423 BROADCOM INC COM 11135F101 828 2748 SH DFND 1 640 0 2108 BROWN & BROWN INC COM 115236101 232 7900 SH DFND 1 0 0 7900 CAMDEN PPTY TR SH BEN INT 133131102 261 2556 SH DFND 1 0 0 2556 CANADIAN NATL RY CO COM 136375102 1308 14642 SH DFND 1 3000 0 11642 CARNIVAL CORP UNIT 99/99/9999 143658300 636 12574 SH DFND 1 11456 0 1118 CDK GLOBAL INC COM 12508E101 235 3977 SH DFND 1 1033 0 2944 CELGENE CORP COM 151020104 725 7672 SH DFND 1 6909 0 763 CHARTER COMMUNICATIONS INC N CL A 16119P108 2022 5833 SH DFND 1 747 0 5086 CHECK POINT SOFTWARE TECH LT ORD M22465104 2014 15925 SH DFND 1 0 0 15925 CHEESECAKE FACTORY INC COM 163072101 220 4489 SH DFND 1 0 0 4489 CHEMED CORP NEW COM 16359R103 240 750 SH DFND 1 0 0 750 CHEMOURS CO COM 163851108 494 13366 SH DFND 1 220 0 13146 CHESAPEAKE ENERGY CORP COM 165167107 39 12481 SH DFND 1 0 0 12481 CHEVRON CORP NEW COM 166764100 2392 19420 SH DFND 1 9382 0 10038 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 870 17061 SH DFND 1 0 0 17061 CHOICE HOTELS INTL INC COM 169905106 231 2975 SH DFND 1 0 0 2975 CHUBB LIMITED COM H1467J104 1569 11132 SH DFND 1 670 0 10462 CHURCH & DWIGHT INC COM 171340102 1852 25998 SH DFND 1 14618 0 11380 CIGNA CORP NEW COM 125523100 295 1836 SH DFND 1 1512 0 324 CINCINNATI FINL CORP COM 172062101 1005 11635 SH DFND 1 0 0 11635 CINTAS CORP COM 172908105 1332 6596 SH DFND 1 6 0 6590 CISCO SYS INC COM 17275R102 6196 114790 SH DFND 1 7915 0 106875 CITIGROUP INC COM NEW 172967424 1390 22348 SH DFND 1 1841 0 20507 CITIZENS FINL GROUP INC COM 174610105 688 21156 SH DFND 1 22 0 21134 CLOROX CO DEL COM 189054109 683 4262 SH DFND 1 29 0 4233 CME GROUP INC COM CL A 12572Q105 1637 9956 SH DFND 1 607 0 9349 CMS ENERGY CORP COM 125896100 2314 41649 SH DFND 1 39730 0 1919 COCA COLA CO COM 191216100 813 17143 SH DFND 1 11665 0 5478 COGENT COMMUNICATIONS HLDGS COM NEW 19239V302 571 10518 SH DFND 1 10518 0 0 COGNEX CORP COM 192422103 751 14780 SH DFND 1 5213 0 9567 COLGATE PALMOLIVE CO COM 194162103 1405 20477 SH DFND 1 5860 0 14617 COMCAST CORP NEW CL A 20030N101 1737 43418 SH DFND 1 15930 0 27488 COMMERCE BANCSHARES INC COM 200525103 511 8804 SH DFND 1 0 0 8804 CONOCOPHILLIPS COM 20825C104 1855 27772 SH DFND 1 3115 0 24657 CONSOLIDATED EDISON INC COM 209115104 957 11295 SH DFND 1 8995 0 2300 COOPER COS INC COM NEW 216648402 312 1053 SH DFND 1 3 0 1050 CORENERGY INFRASTRUCTURE TR COM NEW 21870U502 476 12940 SH DFND 1 12940 0 0 CORESITE RLTY CORP COM 21870Q105 263 2425 SH DFND 1 0 0 2425 CORNING INC COM 219350105 797 24064 SH DFND 1 17439 0 6625 COSTCO WHSL CORP NEW COM 22160K105 4721 19512 SH DFND 1 3961 0 15551 COTT CORP QUE COM 22163N106 296 20269 SH DFND 1 0 0 20269 CSX CORP COM 126408103 387 5173 SH DFND 1 5136 0 37 CVS HEALTH CORP COM 126650100 1536 28523 SH DFND 1 1077 0 27446 DANAHER CORPORATION COM 235851102 2485 18810 SH DFND 1 1196 0 17614 DAVITA INC COM 23918K108 771 14182 SH DFND 1 14071 0 111 DEERE & CO COM 244199105 644 4018 SH DFND 1 15 0 4003 DENTSPLY SIRONA INC COM 24906P109 430 8640 SH DFND 1 15 0 8625 DIAGEO P L C SPON ADR NEW 25243Q205 1427 8642 SH DFND 1 252 0 8390 DISCOVER FINL SVCS COM 254709108 1507 21178 SH DFND 1 178 0 21000 DISNEY WALT CO COM DISNEY 254687106 5238 47175 SH DFND 1 29441 0 17734 DOLLAR GEN CORP NEW COM 256677105 771 6456 SH DFND 1 13 0 6443 DOMINION ENERGY INC COM 25746U109 338 4414 SH DFND 1 3937 0 477 DONALDSON INC COM 257651109 873 17450 SH DFND 1 0 0 17450 DORMAN PRODUCTS INC COM 258278100 245 2775 SH DFND 1 0 0 2775 DOUBLELINE INCOME SOLUTIONS COM 258622109 489 24566 SH DFND 1 13910 0 10656 DOW INC COM 260557103 1213 21569 SH DFND 1 0 0 21569 DOWDUPONT INC COM 26078J100 16611 311626 SH DFND 1 21219 0 290407 DUKE ENERGY CORP NEW COM NEW 26441C204 635 7045 SH DFND 1 2145 0 4900 DUNKIN BRANDS GROUP INC COM 265504100 273 3634 SH DFND 1 9 0 3625 EAST WEST BANCORP INC COM 27579R104 225 4675 SH DFND 1 0 0 4675 EATON CORP PLC SHS G29183103 369 4577 SH DFND 1 1889 0 2688 EATON VANCE CORP COM NON VTG 278265103 248 6150 SH DFND 1 0 0 6150 EATON VANCE TXMGD GL BUYWR O COM 27829C105 876 89700 SH DFND 1 0 0 89700 ECOLAB INC COM 278865100 2117 11962 SH DFND 1 6644 0 5318 EDWARDS LIFESCIENCES CORP COM 28176E108 1839 9606 SH DFND 1 6368 0 3238 ELECTRONIC ARTS INC COM 285512109 363 3580 SH DFND 1 14 0 3566 EMERSON ELEC CO COM 291011104 1487 21727 SH DFND 1 627 0 21100 ENBRIDGE INC COM 29250N105 13515 372699 SH DFND 1 365059 0 7640 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 25486 1658105 SH DFND 1 1631495 0 26610 ENTERPRISE PRODS PARTNERS L COM 293792107 64882 2229575 SH DFND 1 2116322 0 113253 EOG RES INC COM 26875P101 1436 15083 SH DFND 1 15083 0 0 EQM MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 795 17200 SH DFND 1 17200 0 0 EQUINIX INC COM 29444U700 780 1722 SH DFND 1 3 0 1719 EQUITRANS MIDSTREAM CORPORAT COM 294600101 7014 322070 SH DFND 1 322070 0 0 ETF SER SOLUTIONS DEEP VALUE ETF 26922A701 222783 6833973 SH DFND 1 3870670 0 2963303 EVERSOURCE ENERGY COM 30040W108 4418 62278 SH DFND 1 62278 0 0 EXELON CORP COM 30161N101 13503 269352 SH DFND 1 268960 0 392 EXPEDITORS INTL WASH INC COM 302130109 422 5572 SH DFND 1 0 0 5572 EXXON MOBIL CORP COM 30231G102 28184 348825 SH DFND 1 334299 0 14526 F5 NETWORKS INC COM 315616102 360 2300 SH DFND 1 0 0 2300 FACEBOOK INC CL A 30303M102 5310 31855 SH DFND 1 16751 0 15104 FACTSET RESH SYS INC COM 303075105 516 2078 SH DFND 1 603 0 1475 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 2994 21561 SH DFND 1 0 0 21561 FEDEX CORP COM 31428X106 1040 5715 SH DFND 1 5590 0 125 FIBROGEN INC COM 31572Q808 817 15025 SH DFND 1 15025 0 0 FIRST SOLAR INC COM 336433107 566 10703 SH DFND 1 0 0 10703 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 126135 5100515 SH DFND 1 1373543 0 3726972 FIRST TR MLP & ENERGY INCOME COM 33739B104 5396 468952 SH DFND 1 468952 0 0 FLOWERS FOODS INC COM 343498101 213 10000 SH DFND 1 0 0 10000 FLUIDIGM CORP DEL COM 34385P108 359 27037 SH DFND 1 0 0 27037 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 473 5118 SH DFND 1 0 0 5118 FORTIS INC COM 349553107 8805 238040 SH DFND 1 238040 0 0 FUSION CONNECT INC COM 36116X102 34 25920 SH DFND 1 25920 0 0 GABELLI EQUITY TR INC COM 362397101 82 13355 SH DFND 1 13355 0 0 GCP APPLIED TECHNOLOGIES INC COM 36164Y101 1145 38687 SH DFND 1 38687 0 0 GENERAL ELECTRIC CO COM 369604103 483 48269 SH DFND 1 30436 0 17833 GENERAL ELECTRIC CO COM 369604103 10 3000 SH Call DFND 1 0 0 3000 GENERAL MTRS CO COM 37045V100 426 11500 SH DFND 1 2113 0 9387 GOLDMAN SACHS GROUP INC COM 38141G104 688 3585 SH DFND 1 3216 0 369 GRACE W R & CO DEL NEW COM 38388F108 3019 38687 SH DFND 1 38687 0 0 GRAINGER W W INC COM 384802104 422 1403 SH DFND 1 3 0 1400 GRIFOLS S A SP ADR REP B NVT 398438408 457 22680 SH DFND 1 0 0 22680 HD SUPPLY HLDGS INC COM 40416M105 719 16585 SH DFND 1 0 0 16585 HDFC BANK LTD SPONSORED ADS 40415F101 606 5202 SH DFND 1 0 0 5202 HENRY JACK & ASSOC INC COM 426281101 237 1705 SH DFND 1 5 0 1700 HENRY SCHEIN INC COM 806407102 449 7472 SH DFND 1 3012 0 4460 HERITAGE COMMERCE CORP COM 426927109 7313 604369 SH DFND 1 0 0 604369 HILLTOP HOLDINGS INC COM 432748101 4617 252980 SH DFND 1 0 0 252980 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 12258 454163 SH DFND 1 454163 0 0 HOME DEPOT INC COM 437076102 2998 15617 SH DFND 1 6551 0 9066 HONEYWELL INTL INC COM 438516106 1862 11719 SH DFND 1 5687 0 6032 HSBC HLDGS PLC SPON ADR NEW 404280406 583 14015 SH DFND 1 845 0 13170 HUBBELL INC COM 443510607 846 7175 SH DFND 1 0 0 7175 ICICI BK LTD ADR 45104G104 722 63017 SH DFND 1 0 0 63017 IDACORP INC COM 451107106 1077 10820 SH DFND 1 10820 0 0 IDEX CORP COM 45167R104 210 1380 SH DFND 1 5 0 1375 IDEXX LABS INC COM 45168D104 1123 5024 SH DFND 1 5024 0 0 ILLINOIS TOOL WKS INC COM 452308109 2414 16701 SH DFND 1 15 0 16686 INTEL CORP COM 458140100 11953 222583 SH DFND 1 42512 0 180071 INTELSAT S A COM L5140P101 157 10000 SH DFND 1 0 0 10000 INTERNATIONAL BUSINESS MACHS COM 459200101 492 3491 SH DFND 1 1415 0 2076 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 641 4969 SH DFND 1 3006 0 1963 INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 1178 89297 SH DFND 1 0 0 89297 INTERPUBLIC GROUP COS INC COM 460690100 227 10784 SH DFND 1 31 0 10753 INTL PAPER CO COM 460146103 239 5156 SH DFND 1 1970 0 3186 INTUIT COM 461202103 1088 4164 SH DFND 1 12 0 4152 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 22783 200990 SH DFND 1 139816 0 61174 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 1680 13176 SH DFND 1 13176 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1201 11497 SH DFND 1 0 0 11497 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 4668 73996 SH DFND 1 36126 0 37870 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP 46138E719 200 10726 SH DFND 1 0 0 10726 INVESCO EXCHNG TRADED FD TR FTSE RAFI DEV 46138E743 13708 338316 SH DFND 1 266764 0 71552 INVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG 46138E727 1112 51918 SH DFND 1 51918 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 524 2915 SH DFND 1 938 0 1977 IPG PHOTONICS CORP COM 44980X109 349 2303 SH DFND 1 7 0 2296 ISHARES GOLD TRUST ISHARES 464285105 157 12700 SH DFND 1 12700 0 0 ISHARES INC CORE MSCI EMKT 46434G103 1764 34145 SH DFND 1 2150 0 31995 ISHARES INC MSCI CDA ETF 464286509 207 7483 SH DFND 1 0 0 7483 ISHARES INC MSCI JPN ETF NEW 46434G822 368 6728 SH DFND 1 1639 0 5089 ISHARES INC MSCI WORLD ETF 464286392 816 9214 SH DFND 1 9214 0 0 ISHARES TR CORE MSCI EAFE 46432F842 1438 23673 SH DFND 1 4240 0 19433 ISHARES TR CORE MSCI TOTAL 46432F834 510 8780 SH DFND 1 8780 0 0 ISHARES TR CORE S&P MCP ETF 464287507 16947 89465 SH DFND 1 55281 0 34184 ISHARES TR CORE S&P SCP ETF 464287804 3570 46253 SH DFND 1 13879 0 32374 ISHARES TR CORE S&P TTL STK 464287150 68955 1070788 SH DFND 1 939417 0 131371 ISHARES TR CORE S&P500 ETF 464287200 18994 66748 SH DFND 1 2535 0 64213 ISHARES TR EAFE VALUE ETF 464288877 13744 281222 SH DFND 1 150179 0 131043 ISHARES TR FLTG RATE NT ETF 46429B655 476 9331 SH DFND 1 4000 0 5331 ISHARES TR GRWT ALLOCAT ETF 464289867 236 5274 SH DFND 1 5274 0 0 ISHARES TR INTL SEL DIV ETF 464288448 460 14904 SH DFND 1 0 0 14904 ISHARES TR LATN AMER 40 ETF 464287390 29228 879921 SH DFND 1 202956 0 676965 ISHARES TR MODERT ALLOC ETF 464289875 61589 1618523 SH DFND 1 1311899 0 306624 ISHARES TR MRGSTR MD CP ETF 464288208 415 2219 SH DFND 1 0 0 2219 ISHARES TR MRNGSTR LG-CP ET 464287127 947 5917 SH DFND 1 0 0 5917 ISHARES TR MSCI AC ASIA ETF 464288182 235 3324 SH DFND 1 1010 0 2314 ISHARES TR MSCI ACWI ETF 464288257 7667 106265 SH DFND 1 0 0 106265 ISHARES TR MSCI EAFE ETF 464287465 9675 149172 SH DFND 1 96077 0 53095 ISHARES TR MSCI EMG MKT ETF 464287234 2567 59794 SH DFND 1 2823 0 56971 ISHARES TR MSCI KLD400 SOC 464288570 872 8275 SH DFND 1 0 0 8275 ISHARES TR MSCI USA ESG SLC 464288802 231 1951 SH DFND 1 0 0 1951 ISHARES TR NATIONAL MUN ETF 464288414 3146 28288 SH DFND 1 24288 0 4000 ISHARES TR NEW ZEALAND ETF 464289123 804 15385 SH DFND 1 0 0 15385 ISHARES TR RUS 1000 ETF 464287622 5011 31878 SH DFND 1 200 0 31678 ISHARES TR RUS 1000 GRW ETF 464287614 3545 23416 SH DFND 1 11279 0 12137 ISHARES TR RUS 1000 VAL ETF 464287598 5006 40539 SH DFND 1 6674 0 33865 ISHARES TR RUS 2000 GRW ETF 464287648 1287 6549 SH DFND 1 1029 0 5520 ISHARES TR RUS 2000 VAL ETF 464287630 537 4475 SH DFND 1 845 0 3630 ISHARES TR RUS MD CP GR ETF 464287481 1113 8206 SH DFND 1 8206 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 223 2576 SH DFND 1 1260 0 1316 ISHARES TR RUS MID CAP ETF 464287499 1296 24031 SH DFND 1 23586 0 445 ISHARES TR RUSSELL 2000 ETF 464287655 7659 50014 SH DFND 1 1143 0 48871 ISHARES TR RUSSELL 3000 ETF 464287689 19256 115497 SH DFND 1 21006 0 94491 ISHARES TR S&P 500 GRWT ETF 464287309 3983 23108 SH DFND 1 17608 0 5500 ISHARES TR S&P MC 400GR ETF 464287606 5141 23483 SH DFND 1 20386 0 3097 ISHARES TR S&P MC 400VL ETF 464287705 1122 7150 SH DFND 1 0 0 7150 ISHARES TR SHRT NAT MUN ETF 464288158 265 2500 SH DFND 1 2500 0 0 ISHARES TR U.S. REAL ES ETF 464287739 323 3713 SH DFND 1 128 0 3585 ISHARES TR U.S. TECH ETF 464287721 453 2375 SH DFND 1 1860 0 515 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 567 63934 SH DFND 1 0 0 63934 JANUS HENDERSON GROUP PLC ORD SHS G4474Y214 599 24001 SH DFND 1 0 0 24001 JD COM INC SPON ADR CL A 47215P106 279 9267 SH DFND 1 9256 0 11 JOHNSON & JOHNSON COM 478160104 12265 87742 SH DFND 1 48261 0 39481 JONES LANG LASALLE INC COM 48020Q107 274 1779 SH DFND 1 4 0 1775 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 583 22906 SH DFND 1 17893 0 5013 JPMORGAN CHASE & CO COM 46625H100 8430 83288 SH DFND 1 25301 0 57987 JUNIPER NETWORKS INC COM 48203R104 223 8400 SH DFND 1 0 0 8400 KAMAN CORP COM 483548103 222 3800 SH DFND 1 0 0 3800 KANSAS CITY SOUTHERN COM NEW 485170302 734 6309 SH DFND 1 2006 0 4303 KIMBERLY CLARK CORP COM 494368103 697 5599 SH DFND 1 620 0 4979 KINDER MORGAN INC DEL COM 49456B101 17303 864676 SH DFND 1 864154 0 522 KRAFT HEINZ CO COM 500754106 307 9419 SH DFND 1 5061 0 4358 LAMAR ADVERTISING CO NEW CL A 512816109 229 2900 SH DFND 1 0 0 2900 LAUDER ESTEE COS INC CL A 518439104 1432 8651 SH DFND 1 8009 0 642 LIBERTY GLOBAL PLC SHS CL C G5480U120 1231 50864 SH DFND 1 0 0 50864 LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 214 5606 SH DFND 1 5606 0 0 LIBERTY PPTY TR SH BEN INT 531172104 1425 29183 SH DFND 1 29174 0 9 LILLY ELI & CO COM 532457108 1368 10538 SH DFND 1 2622 0 7916 LINCOLN ELEC HLDGS INC COM 533900106 792 9383 SH DFND 1 8 0 9375 LINDE PLC COM G5494J103 2356 13383 SH DFND 1 496 0 12887 LOWES COS INC COM 548661107 374 3429 SH DFND 1 288 0 3141 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 434 5165 SH DFND 1 5015 0 150 M & T BK CORP COM 55261F104 306 1952 SH DFND 1 7 0 1945 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 37069 611349 SH DFND 1 579388 0 31961 MANHATTAN ASSOCS INC COM 562750109 275 5000 SH DFND 1 0 0 5000 MARRIOTT INTL INC NEW CL A 571903202 243 1948 SH DFND 1 1033 0 915 MASCO CORP COM 574599106 213 5427 SH DFND 1 217 0 5210 MASIMO CORP COM 574795100 387 2800 SH DFND 1 0 0 2800 MASTERCARD INC CL A 57636Q104 3755 15948 SH DFND 1 10850 0 5098 MCDONALDS CORP COM 580135101 1402 7383 SH DFND 1 5071 0 2312 MEDTRONIC PLC SHS G5960L103 1013 11058 SH DFND 1 1875 0 9183 MERCK & CO INC COM 58933Y105 3614 43130 SH DFND 1 10968 0 32162 METLIFE INC COM 59156R108 254 5980 SH DFND 1 332 0 5648 METTLER TOLEDO INTERNATIONAL COM 592688105 1313 1818 SH DFND 1 3 0 1815 MICROSOFT CORP COM 594918104 14172 120136 SH DFND 1 42079 0 78057 MIDDLEBY CORP COM 596278101 280 2156 SH DFND 1 0 0 2156 MOLINA HEALTHCARE INC COM 60855R100 30418 214266 SH DFND 1 4 0 214262 MONDELEZ INTL INC CL A 609207105 805 16018 SH DFND 1 10311 0 5707 MORGAN STANLEY COM NEW 617446448 862 20445 SH DFND 1 20445 0 0 MPLX LP COM UNIT REP LTD 55336V100 7013 213237 SH DFND 1 213019 0 218 MSCI INC COM 55354G100 270 1347 SH DFND 1 4 0 1343 NATIONAL FUEL GAS CO N J COM 636180101 203 3300 SH DFND 1 0 0 3300 NETFLIX INC COM 64110L106 1615 4531 SH DFND 1 4318 0 213 NEW JERSEY RES COM 646025106 1367 27295 SH DFND 1 23245 0 4050 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 291 17200 SH DFND 1 10400 0 6800 NEWMONT MNG CORP COM 651639106 234 6536 SH DFND 1 1536 0 5000 NEXTERA ENERGY INC COM 65339F101 19928 103075 SH DFND 1 99638 0 3437 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 24684 529249 SH DFND 1 529249 0 0 NIKE INC CL B 654106103 2332 27613 SH DFND 1 7769 0 19844 NISOURCE INC COM 65473P105 1149 40105 SH DFND 1 38688 0 1417 NOKIA CORP SPONSORED ADR 654902204 245 42831 SH DFND 1 0 0 42831 NORDSON CORP COM 655663102 285 2150 SH DFND 1 0 0 2150 NORDSTROM INC COM 655664100 3252 73260 SH DFND 1 0 0 73260 NORTHERN TR CORP COM 665859104 1257 13809 SH DFND 1 804 0 13005 NORTHROP GRUMMAN CORP COM 666807102 204 755 SH DFND 1 8 0 747 NOVO-NORDISK A S ADR 670100205 342 6451 SH DFND 1 495 0 5956 NVIDIA CORP COM 67066G104 2794 15563 SH DFND 1 955 0 14608 OCCIDENTAL PETE CORP COM 674599105 537 8033 SH DFND 1 3657 0 4376 OMNICOM GROUP INC COM 681919106 1009 13715 SH DFND 1 84 0 13631 ONE GAS INC COM 68235P108 317 3561 SH DFND 1 11 0 3550 ONEOK INC NEW COM 682680103 7945 113767 SH DFND 1 113762 0 5 ORACLE CORP COM 68389X105 119547 2225833 SH DFND 1 7830 0 2218003 PALO ALTO NETWORKS INC COM 697435105 1098 4519 SH DFND 1 4375 0 144 PARKER HANNIFIN CORP COM 701094104 768 4475 SH DFND 1 7 0 4468 PAYPAL HLDGS INC COM 70450Y103 3510 33791 SH DFND 1 13394 0 20397 PEMBINA PIPELINE CORP COM 706327103 353 9603 SH DFND 1 8282 0 1321 PEPSICO INC COM 713448108 6650 54247 SH DFND 1 4853 0 49394 PERKINELMER INC COM 714046109 315 3276 SH DFND 1 8 0 3268 PFIZER INC COM 717081103 2947 69480 SH DFND 1 42849 0 26631 PHILIP MORRIS INTL INC COM 718172109 1842 20558 SH DFND 1 14272 0 6286 PHILLIPS 66 COM 718546104 1442 15158 SH DFND 1 8694 0 6464 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 19684 376005 SH DFND 1 373946 0 2059 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 21580 880487 SH DFND 1 877608 0 2879 PNC FINL SVCS GROUP INC COM 693475105 1163 9476 SH DFND 1 19 0 9457 PPG INDS INC COM 693506107 509 4515 SH DFND 1 12 0 4503 PPL CORP COM 69351T106 6489 201809 SH DFND 1 201809 0 0 PRICE T ROWE GROUP INC COM 74144T108 503 5019 SH DFND 1 13 0 5006 PROCTER AND GAMBLE CO COM 742718109 3912 37624 SH DFND 1 9159 0 28465 PROLOGIS INC COM 74340W103 690 9603 SH DFND 1 175 0 9428 PROSPECT CAPITAL CORPORATION COM 74348T102 72 11000 SH DFND 1 0 0 11000 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 13395 225478 SH DFND 1 223949 0 1529 QUALCOMM INC COM 747525103 200 3488 SH DFND 1 975 0 2513 RALPH LAUREN CORP CL A 751212101 774 5934 SH DFND 1 5768 0 166 RAYTHEON CO COM NEW 755111507 2224 12221 SH DFND 1 4930 0 7291 REGENERON PHARMACEUTICALS COM 75886F107 480 1171 SH DFND 1 698 0 473 ROCKWELL AUTOMATION INC COM 773903109 1154 6572 SH DFND 1 7 0 6565 ROGERS COMMUNICATIONS INC CL B 775109200 208 3827 SH DFND 1 3627 0 200 ROSS STORES INC COM 778296103 1469 15775 SH DFND 1 21 0 15754 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 1013 8795 SH DFND 1 10 0 8785 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 847 13223 SH DFND 1 761 0 12462 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 417 6679 SH DFND 1 6089 0 590 RPM INTL INC COM 749685103 1116 19231 SH DFND 1 5681 0 13550 RYMAN HOSPITALITY PPTYS INC COM 78377T107 204 2450 SH DFND 1 0 0 2450 S&P GLOBAL INC COM 78409V104 1755 8330 SH DFND 1 536 0 7794 SALESFORCE COM INC COM 79466L302 3215 20302 SH DFND 1 12944 0 7358 SAP SE SPON ADR 803054204 1725 14934 SH DFND 1 719 0 14215 SASOL LTD SPONSORED ADR 803866300 400 12930 SH DFND 1 0 0 12930 SCHLUMBERGER LTD COM 806857108 1063 24145 SH DFND 1 11428 0 12717 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 31692 835048 SH DFND 1 48742 0 786306 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 2868 76988 SH DFND 1 1160 0 75828 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 458 16589 SH DFND 1 285 0 16304 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 3702 54732 SH DFND 1 0 0 54732 SEI INVESTMENTS CO COM 784117103 567 10862 SH DFND 1 4704 0 6158 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1953 34812 SH DFND 1 34812 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 263 2868 SH DFND 1 0 0 2868 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 512 19896 SH DFND 1 4110 0 15786 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 296 3935 SH DFND 1 2835 0 1100 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 226 4070 SH DFND 1 2680 0 1390 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 721 9744 SH DFND 1 2911 0 6833 SEMPRA ENERGY COM 816851109 238 1870 SH DFND 1 1370 0 500 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 10225 499975 SH DFND 1 499975 0 0 SIGNATURE BK NEW YORK N Y COM 82669G104 308 2400 SH DFND 1 0 0 2400 SIMON PPTY GROUP INC NEW COM 828806109 493 2706 SH DFND 1 13 0 2693 SIRIUS XM HLDGS INC COM 82968B103 73 12569 SH DFND 1 0 0 12569 SOUTHERN CO COM 842587107 553 10707 SH DFND 1 4887 0 5820 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 374 1441 SH DFND 1 665 0 776 SPDR GOLD TRUST GOLD SHS 78463V107 5046 41368 SH DFND 1 17998 0 23370 SPDR S&P 500 ETF TR TR UNIT 78462F103 55896 197002 SH DFND 1 137369 0 59633 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1831 5287 SH DFND 1 0 0 5287 SPDR SER TR SPDR BLOOMBERG 78468R663 220 2408 SH DFND 1 0 0 2408 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 2038 56662 SH DFND 1 56662 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 870 9615 SH DFND 1 0 0 9615 SPDR SERIES TRUST S&P BK ETF 78464A797 215 5150 SH DFND 1 0 0 5150 SPDR SERIES TRUST S&P DIVID ETF 78464A763 8767 88202 SH DFND 1 0 0 88202 SPDR SERIES TRUST S&P REGL BKG 78464A698 257 5000 SH DFND 1 5000 0 0 SPRING BK PHARMACEUTICALS IN COM 849431101 4323 412049 SH DFND 1 412049 0 0 SQUARE INC CL A 852234103 749 10003 SH DFND 1 0 0 10003 STANLEY BLACK & DECKER INC COM 854502101 239 1762 SH DFND 1 9 0 1753 STARBUCKS CORP COM 855244109 2371 31889 SH DFND 1 5449 0 26440 STATE STR CORP COM 857477103 523 7906 SH DFND 1 56 0 7850 STERIS PLC SHS USD G8473T100 272 2131 SH DFND 1 6 0 2125 STRYKER CORP COM 863667101 2013 10165 SH DFND 1 12 0 10153 SVB FINL GROUP COM 78486Q101 1139 5119 SH DFND 1 4003 0 1116 SYSCO CORP COM 871829107 222 3324 SH DFND 1 69 0 3255 TABLEAU SOFTWARE INC CL A 87336U105 1713 13459 SH DFND 1 0 0 13459 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 1989 48548 SH DFND 1 300 0 48248 TALLGRASS ENERGY LP CLASS A SHS 874696107 4573 181886 SH DFND 1 181886 0 0 TC PIPELINES LP UT COM LTD PRT 87233Q108 27189 727764 SH DFND 1 727764 0 0 TECH DATA CORP COM 878237106 208 2025 SH DFND 1 0 0 2025 TELEFLEX INC COM 879369106 1060 3508 SH DFND 1 3 0 3505 TERADATA CORP DEL COM 88076W103 224 5162 SH DFND 1 0 0 5162 TESLA INC COM 88160R101 394 1408 SH DFND 1 131 0 1277 TEXAS INSTRS INC COM 882508104 460 4331 SH DFND 1 419 0 3912 TEXAS ROADHOUSE INC COM 882681109 207 3325 SH DFND 1 0 0 3325 THE CHARLES SCHWAB CORPORATI COM 808513105 755 17656 SH DFND 1 4646 0 13010 THERMO FISHER SCIENTIFIC INC COM 883556102 1764 6441 SH DFND 1 741 0 5700 TIFFANY & CO NEW COM 886547108 345 3266 SH DFND 1 708 0 2558 TJX COS INC NEW COM 872540109 1253 23569 SH DFND 1 60 0 23509 TORCHMARK CORP COM 891027104 430 5250 SH DFND 1 1200 0 4050 TRANSCANADA CORP COM 89353D107 30031 660422 SH DFND 1 660312 0 110 TRAVELERS COMPANIES INC COM 89417E109 609 4436 SH DFND 1 41 0 4395 UGI CORP NEW COM 902681105 4467 80121 SH DFND 1 79913 0 208 UMB FINL CORP COM 902788108 200 3107 SH DFND 1 0 0 3107 UNIFIRST CORP MASS COM 904708104 284 1852 SH DFND 1 0 0 1852 UNILEVER N V N Y SHS NEW 904784709 672 11531 SH DFND 1 620 0 10911 UNILEVER PLC SPON ADR NEW 904767704 912 15791 SH DFND 1 0 0 15791 UNION BANKSHARES CORP NEW COM 90539J109 400 12385 SH DFND 1 12385 0 0 UNION PACIFIC CORP COM 907818108 2800 16745 SH DFND 1 4313 0 12432 UNITED PARCEL SERVICE INC CL B 911312106 1345 12025 SH DFND 1 524 0 11501 UNITED TECHNOLOGIES CORP COM 913017109 2785 21611 SH DFND 1 11583 0 10028 UNITEDHEALTH GROUP INC COM 91324P102 3914 15831 SH DFND 1 1900 0 13931 US BANCORP DEL COM NEW 902973304 1450 29881 SH DFND 1 65 0 29816 V F CORP COM 918204108 702 8086 SH DFND 1 16 0 8070 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 448 5632 SH DFND 1 4172 0 1460 VANGUARD GROUP DIV APP ETF 921908844 900 8179 SH DFND 1 2281 0 5898 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 2182 18844 SH DFND 1 0 0 18844 VANGUARD INDEX FDS GROWTH ETF 922908736 1323 8431 SH DFND 1 2000 0 6431 VANGUARD INDEX FDS MID CAP ETF 922908629 1650 10229 SH DFND 1 122 0 10107 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 46993 536812 SH DFND 1 64458 0 472354 VANGUARD INDEX FDS SMALL CP ETF 922908751 1367 8911 SH DFND 1 730 0 8181 VANGUARD INDEX FDS TOTAL STK MKT 922908769 50138 346460 SH DFND 1 335465 0 10995 VANGUARD INDEX FDS VALUE ETF 922908744 2302 21242 SH DFND 1 12194 0 9048 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2894 57691 SH DFND 1 858 0 56833 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 11843 278634 SH DFND 1 87168 0 191466 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 215 4010 SH DFND 1 0 0 4010 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 33628 510692 SH DFND 1 161988 0 348704 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 4232 57836 SH DFND 1 8440 0 49396 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 6298 120287 SH DFND 1 0 0 120287 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 11496 190270 SH DFND 1 190270 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 5091 98083 SH DFND 1 97550 0 533 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 7230 176161 SH DFND 1 19730 0 156431 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 251 3001 SH DFND 1 0 0 3001 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 230 1583 SH DFND 1 0 0 1583 VANGUARD WORLD FDS INF TECH ETF 92204A702 981 4890 SH DFND 1 1056 0 3834 VANGUARD WORLD FDS UTILITIES ETF 92204A876 343 2650 SH DFND 1 650 0 2000 VARIAN MED SYS INC COM 92220P105 317 2231 SH DFND 1 606 0 1625 VERIZON COMMUNICATIONS INC COM 92343V104 2171 36725 SH DFND 1 9699 0 27026 VISA INC COM CL A 92826C839 4929 31571 SH DFND 1 8637 0 22934 VISLINK TECHNOLOGIES INC COM 92836Y102 18 52074 SH DFND 1 0 0 52074 VOYA FINL INC COM 929089100 210 4237 SH DFND 1 0 0 4237 WABTEC CORP COM 929740108 364 4956 SH DFND 1 3142 0 1814 WASTE MGMT INC DEL COM 94106L109 913 8793 SH DFND 1 19 0 8774 WATERS CORP COM 941848103 1645 6535 SH DFND 1 3 0 6532 WEC ENERGY GROUP INC COM 92939U106 2467 31196 SH DFND 1 31196 0 0 WELLS FARGO CO NEW COM 949746101 842 17428 SH DFND 1 8780 0 8648 WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT 958669103 375 11959 SH DFND 1 11959 0 0 WESTLAKE CHEM PARTNERS LP COM UNIT RP LP 960417103 8958 394468 SH DFND 1 394468 0 0 WEYERHAEUSER CO COM 962166104 455 17290 SH DFND 1 6990 0 10300 WILLIAMS COS INC DEL COM 969457100 13719 477710 SH DFND 1 460090 0 17620 WILLIS TOWERS WATSON PUB LTD SHS G96629103 598 3391 SH DFND 1 3391 0 0 WSFS FINL CORP COM 929328102 624 16170 SH DFND 1 16170 0 0 WYNN RESORTS LTD COM 983134107 1433 12011 SH DFND 1 6 0 12005 XCEL ENERGY INC COM 98389B100 6685 118226 SH DFND 1 117726 0 500 XYLEM INC COM 98419M100 1589 20110 SH DFND 1 10 0 20100 YANDEX N V SHS CLASS A N97284108 541 15761 SH DFND 1 0 0 15761 ZOETIS INC CL A 98978V103 1260 12504 SH DFND 1 7522 0 4982