0001085146-18-002165.txt : 20180815
0001085146-18-002165.hdr.sgml : 20180815
20180815162548
ACCESSION NUMBER: 0001085146-18-002165
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180630
FILED AS OF DATE: 20180815
DATE AS OF CHANGE: 20180815
EFFECTIVENESS DATE: 20180815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TIEDEMANN ADVISORS, LLC
CENTRAL INDEX KEY: 0001483232
IRS NUMBER: 261518088
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13688
FILM NUMBER: 181021288
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVENUE
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-396-5900
MAIL ADDRESS:
STREET 1: 520 MADISON AVENUE
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: TIEDEMANN WEALTH MANAGEMENT, LLC
DATE OF NAME CHANGE: 20100203
13F-HR/A
1
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06-30-2018
06-30-2018
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TIEDEMANN ADVISORS, LLC
520 MADISON AVENUE
26TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-13688
N
Kevin Moran
General Counsel
212-396-5910
/s/ Kevin Moran
New York
NY
08-03-2018
1
295
1565786
1
0001432976
028-13689
Tiedemann Wealth Management Holdings, LLC
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
2U INC
COM
90214J101
376
4500
SH
DFND
1
0
0
4500
3M CO
COM
88579Y101
1498
7608
SH
DFND
1
5094
0
2514
ABAXIS INC
COM
002567105
249
3000
SH
DFND
1
0
0
3000
ABBOTT LABS
COM
002824100
1043
17145
SH
DFND
1
11584
0
5561
ABBVIE INC
COM
00287Y109
955
10290
SH
DFND
1
6271
0
4019
ABERDEEN EMRG MRKTS EQT INM
COM
00301W105
162
23148
SH
DFND
1
23148
0
0
ADOBE SYS INC
COM
00724F101
600
2458
SH
DFND
1
2458
0
0
AFLAC INC
COM
001055102
345
8004
SH
DFND
1
8004
0
0
AIR LEASE CORP
CL A
00912X302
721
17142
SH
DFND
1
17142
0
0
AIR PRODS & CHEMS INC
COM
009158106
322
2054
SH
DFND
1
0
0
2054
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1151
6204
SH
DFND
1
6154
0
50
ALLIANCE RES PARTNER L P
UT LTD PART
01877R108
4224
230152
SH
DFND
1
42407
0
0
ALLIANT ENERGY CORP
COM
018802108
1540
36390
SH
DFND
1
0
0
0
ALLSTATE CORP
COM
020002101
285
3120
SH
DFND
1
3120
0
0
ALPHABET INC
CAP STK CL A
02079K305
17456
15461
SH
DFND
1
2056
0
13405
ALPHABET INC
CAP STK CL C
02079K107
16186
14509
SH
DFND
1
1616
0
12893
ALPS ETF TR
ALERIAN MLP
00162Q866
243
24148
SH
DFND
1
0
0
24148
ALTRIA GROUP INC
COM
02209S103
1143
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SH
DFND
1
15558
0
4297
AMAZON COM INC
COM
023135106
5380
3164
SH
DFND
1
2917
0
247
AMERICAN ELEC PWR INC
COM
025537101
3402
49124
SH
DFND
1
440
0
924
AMERICAN EXPRESS CO
COM
025816109
1837
18749
SH
DFND
1
6230
0
11279
AMERICAN TOWER CORP NEW
COM
03027X100
1900
13109
SH
DFND
1
10973
0
136
AMERICAN WTR WKS CO INC NEW
COM
030420103
707
8280
SH
DFND
1
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0
820
AMERIGAS PARTNERS L P
UNIT L P INT
030975106
8319
197032
SH
DFND
1
20060
0
0
AMERIPRISE FINL INC
COM
03076C106
217
1550
SH
DFND
1
28
0
1522
AMGEN INC
COM
031162100
2081
11257
SH
DFND
1
2371
0
886
ANSYS INC
COM
03662Q105
547
3140
SH
DFND
1
3140
0
0
APOLLO MEDICAL HLDGS INC
COM NEW
03763A207
504
19500
SH
DFND
1
0
0
19500
APPLE INC
COM
037833100
10740
58025
SH
DFND
1
33113
0
20345
APTIV PLC
SHS
G6095L109
687
7500
SH
DFND
1
7500
0
0
AT&T INC
COM
00206R102
1333
41524
SH
DFND
1
30383
0
11141
ATLANTIC CAP BANCSHARES INC
COM
048269203
685
34861
SH
DFND
1
34861
0
0
ATMOS ENERGY CORP
COM
049560105
1026
11384
SH
DFND
1
1364
0
360
AUTOMATIC DATA PROCESSING IN
COM
053015103
445
3297
SH
DFND
1
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0
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BANK AMER CORP
COM
060505104
622
22061
SH
DFND
1
6001
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BARCLAYS BK PLC
IPATH S&P MLP
06742A750
1681
95852
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DFND
1
0
0
95852
BERKSHIRE HATHAWAY INC DEL
CL A
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1128
4
SH
DFND
1
2
0
1
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2996
16061
SH
DFND
1
13775
0
2286
BLACKROCK INC
COM
09247X101
2170
4347
SH
DFND
1
4259
0
88
BLUE APRON HLDGS INC
CL A
09523Q101
1154
344455
SH
DFND
1
0
0
344455
BOEING CO
COM
097023105
1304
3881
SH
DFND
1
0
0
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BOOKING HLDGS INC
COM
09857L108
233
115
SH
DFND
1
3
0
112
BP MIDSTREAM PARTNERS LP
UNIT LTD PTNR
0556EL109
3471
165377
SH
DFND
1
0
0
0
BP PLC
SPONSORED ADR
055622104
492
10775
SH
DFND
1
10397
0
378
BRISTOL MYERS SQUIBB CO
COM
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823
14874
SH
DFND
1
11340
0
3534
BRIXMOR PPTY GROUP INC
COM
11120U105
190
10892
SH
DFND
1
0
0
10892
BROADCOM INC
COM
11135F101
258
1058
SH
DFND
1
1058
0
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
797
13897
SH
DFND
1
13555
0
342
CELGENE CORP
COM
151020104
696
8760
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DFND
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1404
CHARTER COMMUNICATIONS INC N
CL A
16119P108
258
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0
CHEMOURS CO
COM
163851108
351
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DFND
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0
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CHESAPEAKE UTILS CORP
COM
165303108
894
11131
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DFND
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0
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CHEVRON CORP NEW
COM
166764100
1864
14751
SH
DFND
1
9738
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5013
CHURCH & DWIGHT INC
COM
171340102
776
14600
SH
DFND
1
14600
0
0
CISCO SYS INC
COM
17275R102
4240
98521
SH
DFND
1
9823
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83748
CITIGROUP INC
COM NEW
172967424
795
11872
SH
DFND
1
8177
0
3695
CMS ENERGY CORP
COM
125896100
1582
33462
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DFND
1
0
0
612
COCA COLA CO
COM
191216100
875
19689
SH
DFND
1
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4000
COGENT COMMUNICATIONS HLDGS
COM NEW
19239V302
562
10518
SH
DFND
1
10518
0
0
COGNEX CORP
COM
192422103
232
5200
SH
DFND
1
5200
0
0
COLGATE PALMOLIVE CO
COM
194162103
599
9233
SH
DFND
1
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0
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COMCAST CORP NEW
CL A
20030N101
326
9973
SH
DFND
1
6963
0
3010
CONCHO RES INC
COM
20605P101
415
3000
SH
DFND
1
3000
0
0
CONOCOPHILLIPS
COM
20825C104
1200
17236
SH
DFND
1
3568
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CONSOLIDATED EDISON INC
COM
209115104
694
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SH
DFND
1
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0
CORENERGY INFRASTRUCTURE TR
COM NEW
21870U502
479
12740
SH
DFND
1
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0
0
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COM
22160K105
1482
7090
SH
DFND
1
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CSX CORP
COM
126408103
317
4979
SH
DFND
1
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0
0
CVS HEALTH CORP
COM
126650100
394
6103
SH
DFND
1
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DAVITA INC
COM
23918K108
985
14179
SH
DFND
1
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0
119
DEVON ENERGY CORP NEW
COM
25179M103
791
18000
SH
DFND
1
18000
0
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DISNEY WALT CO
COM DISNEY
254687106
3615
34470
SH
DFND
1
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0
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DOMINION ENERGY MIDSTRM PRTN
COM UT REP LTD
257454108
1099
80850
SH
DFND
1
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0
100
DOUBLELINE INCOME SOLUTIONS
COM
258622109
3152
157663
SH
DFND
1
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9943
DOWDUPONT INC
COM
26078J100
17614
267201
SH
DFND
1
24247
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DUKE ENERGY CORP NEW
COM NEW
26441C204
910
11518
SH
DFND
1
55
0
2443
EATON VANCE TXMGD GL BUYWR O
COM
27829C105
1058
89700
SH
DFND
1
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0
89700
ECOLAB INC
COM
278865100
924
6560
SH
DFND
1
6130
0
430
EDISON INTL
COM
281020107
1034
16190
SH
DFND
1
0
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
226
1555
SH
DFND
1
1360
0
195
ELECTRONIC ARTS INC
COM
285512109
839
5949
SH
DFND
1
0
0
5949
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
14301
1308304
SH
DFND
1
130272
0
0
ENBRIDGE INC
COM
29250N105
2296
64391
SH
DFND
1
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806
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
7180
416170
SH
DFND
1
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0
500
ENERGY TRANSFER PARTNERS LP
UNIT LTD PRT INT
29278N103
7076
371652
SH
DFND
1
1202
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
51991
1878970
SH
DFND
1
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0
46817
EOG RES INC
COM
26875P101
1394
11202
SH
DFND
1
11202
0
0
EQT CORP
COM
26884L109
5771
104600
SH
DFND
1
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0
0
EQT MIDSTREAM PARTNERS LP
UNIT LTD PARTN
26885B100
10634
206128
SH
DFND
1
31321
0
0
ETF SER SOLUTIONS
DEEP VALUE ETF
26922A701
107165
3072513
SH
DFND
1
2304928
0
764036
EVERSOURCE ENERGY
COM
30040W108
3082
52580
SH
DFND
1
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0
0
EXELON CORP
COM
30161N101
14780
346985
SH
DFND
1
1190
0
1320
EXXON MOBIL CORP
COM
30231G102
33517
405115
SH
DFND
1
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6724
FACEBOOK INC
CL A
30303M102
3356
17270
SH
DFND
1
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0
2764
FEDERAL REALTY INVT TR
SH BEN INT NEW
313747206
2734
21435
SH
DFND
1
0
0
21435
FEDEX CORP
COM
31428X106
1302
5717
SH
DFND
1
5717
0
0
FIBROGEN INC
COM
31572Q808
941
15025
SH
DFND
1
15025
0
0
FIRST TR ENERGY INCOME & GRW
COM
33738G104
5026
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SH
DFND
1
216130
0
0
FIRST TR EXCHANGE TRADED FD
NO AMER ENERGY
33738D101
87013
3747833
SH
DFND
1
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0
2870186
FIRST TR MLP & ENERGY INCOME
COM
33739B104
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SH
DFND
1
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0
FORTIS INC
COM
349553107
7448
233640
SH
DFND
1
0
0
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FST TR NEW OPPORT MLP & ENE
COM
33739M100
108
10444
SH
DFND
1
10444
0
0
GABELLI EQUITY TR INC
COM
362397101
84
13355
SH
DFND
1
13355
0
0
GCP APPLIED TECHNOLOGIES INC
COM
36164Y101
1120
38687
SH
DFND
1
38687
0
0
GENERAL ELECTRIC CO
COM
369604103
834
60648
SH
DFND
1
32001
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21464
GILEAD SCIENCES INC
COM
375558103
1087
15336
SH
DFND
1
15324
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12
GOLDMAN SACHS GROUP INC
COM
38141G104
1092
4948
SH
DFND
1
4774
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174
GRACE W R & CO DEL NEW
COM
38388F108
2836
38687
SH
DFND
1
38687
0
0
HERITAGE COMMERCE CORP
COM
426927109
10209
600869
SH
DFND
1
0
0
600869
HILLTOP HOLDINGS INC
COM
432748101
5584
252980
SH
DFND
1
0
0
252980
HOLLY ENERGY PARTNERS L P
COM UT LTD PTN
435763107
12800
452919
SH
DFND
1
64852
0
0
HOME DEPOT INC
COM
437076102
1375
7047
SH
DFND
1
3768
0
3279
HONEYWELL INTL INC
COM
438516106
1773
12317
SH
DFND
1
9878
0
2439
IDACORP INC
COM
451107106
1625
17620
SH
DFND
1
0
0
0
INFRAREIT INC
COM
45685L100
388
17330
SH
DFND
1
0
0
0
INTEL CORP
COM
458140100
2921
58719
SH
DFND
1
31982
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8869
INTERNATIONAL BUSINESS MACHS
COM
459200101
465
3334
SH
DFND
1
2245
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1089
INTERNATIONAL GAME TECHNOLOG
SHS USD
G4863A108
980
42189
SH
DFND
1
0
0
42189
INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1000
46137V613
28642
254365
SH
DFND
1
223799
0
17144
INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1500
46137V597
2090
15021
SH
DFND
1
15021
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
1155
11332
SH
DFND
1
0
0
11332
INVESCO EXCHANGE TRADED FD T
S&P500 PUR VAL
46137V258
838
12724
SH
DFND
1
12724
0
0
INVESCO EXCHNG TRADED FD TR
FNDMNTL HY CRP
46138E719
229
12576
SH
DFND
1
0
0
12576
INVESCO EXCHNG TRADED FD TR
FTSE RAFI DEV
46138E743
2980
69307
SH
DFND
1
50488
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18819
INVESCO EXCHNG TRADED FD TR
FTSE RAFI EMNG
46138E727
1278
61872
SH
DFND
1
61872
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
464
2698
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1760
ISHARES GOLD TRUST
ISHARES
464285105
120
10000
SH
DFND
1
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0
0
ISHARES INC
CORE MSCI EMKT
46434G103
1671
31843
SH
DFND
1
950
0
30893
ISHARES INC
MSCI JPN ETF NEW
46434G822
1082
18695
SH
DFND
1
18695
0
0
ISHARES INC
MSCI WORLD ETF
464286392
1584
18118
SH
DFND
1
18118
0
0
ISHARES TR
AGENCY BOND ETF
464288166
1076
9639
SH
DFND
1
9639
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
1444
22783
SH
DFND
1
780
0
22003
ISHARES TR
CORE MSCI TOTAL
46432F834
528
8780
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DFND
1
8780
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
19531
99838
SH
DFND
1
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0
26201
ISHARES TR
CORE S&P SCP ETF
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2156
25764
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DFND
1
1626
0
24138
ISHARES TR
CORE S&P TTL STK
464287150
49672
791121
SH
DFND
1
772134
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11084
ISHARES TR
CORE S&P500 ETF
464287200
20395
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DFND
1
0
0
74366
ISHARES TR
EAFE GRWTH ETF
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202
2559
SH
DFND
1
0
0
2559
ISHARES TR
EAFE VALUE ETF
464288877
5621
109436
SH
DFND
1
88777
0
20659
ISHARES TR
FLTG RATE NT ETF
46429B655
473
9271
SH
DFND
1
0
0
9271
ISHARES TR
GRWT ALLOCAT ETF
464289867
234
5274
SH
DFND
1
5274
0
0
ISHARES TR
INTL SEL DIV ETF
464288448
796
24815
SH
DFND
1
0
0
24815
ISHARES TR
MODERT ALLOC ETF
464289875
73349
1954618
SH
DFND
1
1718271
0
220676
ISHARES TR
MRGSTR MD CP ETF
464288208
412
2219
SH
DFND
1
0
0
2219
ISHARES TR
MRNGSTR LG-CP ET
464287127
922
5949
SH
DFND
1
0
0
5949
ISHARES TR
MSCI AC ASIA ETF
464288182
237
3324
SH
DFND
1
1010
0
2314
ISHARES TR
MSCI ACWI ETF
464288257
31791
447016
SH
DFND
1
0
0
33366
ISHARES TR
MSCI EAFE ETF
464287465
3766
56257
SH
DFND
1
5074
0
51183
ISHARES TR
MSCI EMG MKT ETF
464287234
1585
36566
SH
DFND
1
3386
0
33180
ISHARES TR
MSCI USA ESG SLC
464288802
330
2903
SH
DFND
1
0
0
2903
ISHARES TR
NEW ZEALAND ETF
464289123
641
13267
SH
DFND
1
0
0
13267
ISHARES TR
RUS 1000 ETF
464287622
7346
48330
SH
DFND
1
0
0
48330
ISHARES TR
RUS 1000 GRW ETF
464287614
2737
19034
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DFND
1
6905
0
12129
ISHARES TR
RUS 1000 VAL ETF
464287598
4741
39051
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DFND
1
3736
0
35315
ISHARES TR
RUS 2000 GRW ETF
464287648
1177
5763
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DFND
1
0
0
5763
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RUS 2000 VAL ETF
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479
3621
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DFND
1
0
0
3621
ISHARES TR
RUS MD CP GR ETF
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1656
13073
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1
13073
0
0
ISHARES TR
RUS MID CAP ETF
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744
3509
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DFND
1
465
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3044
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RUSSELL 2000 ETF
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7026
42899
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DFND
1
860
0
42039
ISHARES TR
RUSSELL 3000 ETF
464287689
11367
70040
SH
DFND
1
18695
0
51345
ISHARES TR
S&P 500 GRWT ETF
464287309
8099
49669
SH
DFND
1
44169
0
5500
ISHARES TR
U.S. TECH ETF
464287721
424
2375
SH
DFND
1
1860
0
0
JANUS HENDERSON GROUP PLC
ORD SHS
G4474Y214
746
24278
SH
DFND
1
23901
0
377
JOHNSON & JOHNSON
COM
478160104
6303
51946
SH
DFND
1
43291
0
6232
JPMORGAN CHASE & CO
COM
46625H100
3533
33906
SH
DFND
1
25431
0
7900
KANSAS CITY SOUTHERN
COM NEW
485170302
479
4500
SH
DFND
1
4300
0
200
KINDER MORGAN INC DEL
COM
49456B101
15108
854930
SH
DFND
1
100931
0
353
KRAFT HEINZ CO
COM
500754106
388
6201
SH
DFND
1
4282
0
1919
LAUDER ESTEE COS INC
CL A
518439104
583
4082
SH
DFND
1
4000
0
82
LIBERTY MEDIA CORP DELAWARE
COM C SIRIUSXM
531229607
254
5606
SH
DFND
1
5606
0
0
LILLY ELI & CO
COM
532457108
228
2660
SH
DFND
1
132
0
2528
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
31623
457757
SH
DFND
1
42080
0
100
MASTERCARD INCORPORATED
CL A
57636Q104
2164
11010
SH
DFND
1
10110
0
900
MCDONALDS CORP
COM
580135101
922
5877
SH
DFND
1
4168
0
1709
MEDTRONIC PLC
SHS
G5960L103
204
2392
SH
DFND
1
2242
0
150
MERCK & CO INC
COM
58933Y105
803
13109
SH
DFND
1
3177
0
7628
METLIFE INC
COM
59156R108
308
7072
SH
DFND
1
2572
0
4500
MICROSOFT CORP
COM
594918104
5932
60183
SH
DFND
1
21803
0
21120
MIMEDX GROUP INC
COM
602496101
9283
1452668
SH
DFND
1
463564
0
250
MIMEDX GROUP INC
COM
602496101
20
10000
SH
Call
DFND
1
10000
0
0
MOLINA HEALTHCARE INC
COM
60855R100
62161
634679
SH
DFND
1
0
0
634679
MONDELEZ INTL INC
CL A
609207105
627
15234
SH
DFND
1
11360
0
3874
MORGAN STANLEY
COM NEW
617446448
674
14198
SH
DFND
1
14198
0
0
MPLX LP
COM UNIT REP LTD
55336V100
2826
82798
SH
DFND
1
0
0
218
NATIONAL GRID PLC
SPONSORED ADR NE
636274409
1148
20565
SH
DFND
1
795
0
266
NETFLIX INC
COM
64110L106
3761
9608
SH
DFND
1
9555
0
53
NEW JERSEY RES
COM
646025106
1803
40055
SH
DFND
1
0
0
0
NEXTERA ENERGY INC
COM
65339F101
11590
69391
SH
DFND
1
7519
0
862
NEXTERA ENERGY PARTNERS LP
COM UNIT PART IN
65341B106
21857
468349
SH
DFND
1
56072
0
0
NIKE INC
CL B
654106103
239
2997
SH
DFND
1
2046
0
951
NISOURCE INC
COM
65473P105
2329
88568
SH
DFND
1
108
0
1400
NORDSTROM INC
COM
655664100
3774
72890
SH
DFND
1
0
0
72890
NOVO-NORDISK A S
ADR
670100205
262
5662
SH
DFND
1
495
0
5167
NVIDIA CORP
COM
67066G104
3421
14442
SH
DFND
1
0
0
14442
OCCIDENTAL PETE CORP DEL
COM
674599105
814
9632
SH
DFND
1
7124
0
2508
ONEOK INC NEW
COM
682680103
7535
107906
SH
DFND
1
20671
0
59
ORACLE CORP
COM
68389X105
96583
2192062
SH
DFND
1
7398
0
2184664
PACIFIC BIOSCIENCES CALIF IN
COM
69404D108
42
11700
SH
DFND
1
0
0
11700
PAYPAL HLDGS INC
COM
70450Y103
974
11703
SH
DFND
1
10079
0
1624
PEMBINA PIPELINE CORP
COM
706327103
333
9592
SH
DFND
1
8282
0
1310
PEPSICO INC
COM
713448108
1911
17560
SH
DFND
1
6543
0
11017
PFIZER INC
COM
717081103
1784
49233
SH
DFND
1
36215
0
13018
PHILIP MORRIS INTL INC
COM
718172109
1622
19813
SH
DFND
1
14805
0
5008
PHILLIPS 66
COM
718546104
931
8293
SH
DFND
1
2394
0
5899
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
18846
369089
SH
DFND
1
39650
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
11784
498517
SH
DFND
1
58067
0
850
PPG INDS INC
COM
693506107
218
2114
SH
DFND
1
2000
0
114
PPL CORP
COM
69351T106
3603
124450
SH
DFND
1
0
0
1500
PROCTER AND GAMBLE CO
COM
742718109
1066
13639
SH
DFND
1
6807
0
5632
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
2391
66500
SH
DFND
1
66500
0
0
PROSPECT CAPITAL CORPORATION
COM
74348T102
75
11000
SH
DFND
1
0
0
11000
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
12976
239708
SH
DFND
1
3167
0
567
QUALCOMM INC
COM
747525103
237
4230
SH
DFND
1
1460
0
2770
RALPH LAUREN CORP
CL A
751212101
728
5763
SH
DFND
1
5763
0
0
RAYTHEON CO
COM NEW
755111507
1363
7061
SH
DFND
1
3535
0
3526
REGENERON PHARMACEUTICALS
COM
75886F107
240
695
SH
DFND
1
695
0
0
RENASANT CORP
COM
75970E107
861
18916
SH
DFND
1
0
0
18916
ROSS STORES INC
COM
778296103
694
8192
SH
DFND
1
0
0
8192
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
510
7389
SH
DFND
1
7389
0
0
SALESFORCE COM INC
COM
79466L302
1405
10297
SH
DFND
1
9632
0
665
SANCHEZ ENERGY CORP
COM
79970Y105
315
69700
SH
DFND
1
0
0
69700
SCHLUMBERGER LTD
COM
806857108
765
11311
SH
DFND
1
9563
0
1748
SCHWAB CHARLES CORP NEW
COM
808513105
258
5053
SH
DFND
1
4595
0
458
SCHWAB STRATEGIC TR
SCHWAB FDT US LG
808524771
27109
725930
SH
DFND
1
39956
0
685974
SCHWAB STRATEGIC TR
SCHWAB FDT US SC
808524763
3474
87035
SH
DFND
1
1160
0
85875
SCHWAB STRATEGIC TR
SCHWB FDT INT LG
808524755
601
20340
SH
DFND
1
285
0
20055
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
2292
35241
SH
DFND
1
0
0
35241
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
5704
110699
SH
DFND
1
110699
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
282
3935
SH
DFND
1
2835
0
0
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
237
4070
SH
DFND
1
2680
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
220
3172
SH
DFND
1
3022
0
150
SEMPRA ENERGY
COM
816851109
211
1798
SH
DFND
1
1173
0
200
SHELL MIDSTREAM PARTNERS L P
UNIT LTD INT
822634101
9196
414590
SH
DFND
1
46890
0
0
SMUCKER J M CO
COM NEW
832696405
207
1925
SH
DFND
1
1925
0
0
SOUTHERN CO
COM
842587107
391
8400
SH
DFND
1
0
0
2620
SPDR GOLD TRUST
GOLD SHS
78463V107
3260
27487
SH
DFND
1
21421
0
3640
SPDR S&P 500 ETF TR
TR UNIT
78462F103
53827
197512
SH
DFND
1
139248
0
58264
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
2199
6175
SH
DFND
1
85
0
6090
SPDR SER TR
SPDR BLOOMBERG
78468R663
15810
172631
SH
DFND
1
0
0
172631
SPDR SERIES TRUST
BLOOMBERG BRCLYS
78464A417
2230
62846
SH
DFND
1
62846
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
8307
89603
SH
DFND
1
0
0
89603
SPECTRA ENERGY PARTNERS LP
COM
84756N109
13812
389956
SH
DFND
1
52963
0
19800
SPRING BK PHARMACEUTICALS IN
COM
849431101
4883
412049
SH
DFND
1
70227
0
0
SQUARE INC
CL A
852234103
616
10000
SH
DFND
1
0
0
10000
STARBUCKS CORP
COM
855244109
875
17954
SH
DFND
1
6042
0
11912
SVB FINL GROUP
COM
78486Q101
520
1800
SH
DFND
1
1800
0
0
TABLEAU SOFTWARE INC
CL A
87336U105
1404
14362
SH
DFND
1
0
0
14362
TC PIPELINES LP
UT COM LTD PRT
87233Q108
15580
600363
SH
DFND
1
47265
0
0
TESLA INC
COM
88160R101
5305
15467
SH
DFND
1
131
0
15336
TEXAS INSTRS INC
COM
882508104
323
2928
SH
DFND
1
1678
0
1250
THERMO FISHER SCIENTIFIC INC
COM
883556102
315
1518
SH
DFND
1
927
0
591
TORCHMARK CORP
COM
891027104
349
4293
SH
DFND
1
0
0
4293
TRANSCANADA CORP
COM
89353D107
17882
409327
SH
DFND
1
33579
0
100
TRANSMONTAIGNE PARTNERS L P
COM UNIT L P
89376V100
2239
60780
SH
DFND
1
7520
0
200
UBS AG JERSEY BRH
ALERIAN INFRST
902641646
257
11234
SH
DFND
1
0
0
11234
UGI CORP NEW
COM
902681105
8285
158340
SH
DFND
1
0
0
200
UNILEVER N V
N Y SHS NEW
904784709
229
4106
SH
DFND
1
620
0
3486
UNION BANKSHARES CORP NEW
COM
90539J109
482
12385
SH
DFND
1
12385
0
0
UNION PAC CORP
COM
907818108
659
4650
SH
DFND
1
4650
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
1887
15086
SH
DFND
1
12657
0
1429
UNITEDHEALTH GROUP INC
COM
91324P102
336
1366
SH
DFND
1
1206
0
160
UNIVERSAL DISPLAY CORP
COM
91347P105
688
8000
SH
DFND
1
8000
0
0
US BANCORP DEL
COM NEW
902973304
472
9409
SH
DFND
1
0
0
9409
VALERO ENERGY PARTNERS LP
COM UNT REP LP
91914J102
2127
55885
SH
DFND
1
7145
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
358
4580
SH
DFND
1
4370
0
210
VANGUARD GROUP
DIV APP ETF
921908844
530
5185
SH
DFND
1
1474
0
1011
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
2463
20852
SH
DFND
1
0
0
20852
VANGUARD INDEX FDS
GROWTH ETF
922908736
1303
8699
SH
DFND
1
2236
0
6463
VANGUARD INDEX FDS
MID CAP ETF
922908629
1440
9129
SH
DFND
1
122
0
8167
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
8552
105004
SH
DFND
1
582
0
104422
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
2840
11331
SH
DFND
1
1221
0
10110
VANGUARD INDEX FDS
SMALL CP ETF
922908751
1277
8196
SH
DFND
1
545
0
6801
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
20758
147814
SH
DFND
1
136953
0
10861
VANGUARD INDEX FDS
VALUE ETF
922908744
1277
12308
SH
DFND
1
4040
0
8268
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
2367
45663
SH
DFND
1
0
0
45663
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
6204
146981
SH
DFND
1
6915
0
140066
VANGUARD INTL EQUITY INDEX F
FTSE PACIFIC ETF
922042866
818
11691
SH
DFND
1
0
0
11691
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
5157
70282
SH
DFND
1
8440
0
61842
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
8141
189744
SH
DFND
1
57215
0
132529
VANGUARD WORLD FDS
INF TECH ETF
92204A702
881
4849
SH
DFND
1
1056
0
3793
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
310
2650
SH
DFND
1
650
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1066
21152
SH
DFND
1
5525
0
12627
VISA INC
COM CL A
92826C839
1333
10070
SH
DFND
1
7535
0
2535
WEC ENERGY GROUP INC
COM
92939U106
1977
30590
SH
DFND
1
0
0
0
WELLS FARGO CO NEW
COM
949746101
819
14808
SH
DFND
1
9768
0
5040
WESTERN GAS EQUITY PARTNERS
COMUNT LTD PT
95825R103
1970
55090
SH
DFND
1
0
0
0
WESTERN GAS PARTNERS LP
COM UNIT LP IN
958254104
1868
38590
SH
DFND
1
0
0
0
WESTLAKE CHEM PARTNERS LP
COM UNIT RP LP
960417103
8464
345465
SH
DFND
1
31775
0
0
WEYERHAEUSER CO
COM
962166104
301
8277
SH
DFND
1
7957
0
320
WILLIAMS PARTNERS L P NEW
COM UNIT LTD PAR
96949L105
16612
409272
SH
DFND
1
47112
0
0
WILLIS TOWERS WATSON PUB LTD
SHS
G96629103
515
3384
SH
DFND
1
3384
0
0
WSFS FINL CORP
COM
929328102
862
16170
SH
DFND
1
16170
0
0
XCEL ENERGY INC
COM
98389B100
1684
36570
SH
DFND
1
0
0
500
XG TECHNOLOGY INC
COM PAR
98372A705
14
21228
SH
DFND
1
0
0
21228
ZOETIS INC
CL A
98978V103
853
10008
SH
DFND
1
7500
0
2508