0001085146-18-002059.txt : 20180814 0001085146-18-002059.hdr.sgml : 20180814 20180814092823 ACCESSION NUMBER: 0001085146-18-002059 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180814 DATE AS OF CHANGE: 20180814 EFFECTIVENESS DATE: 20180814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TIEDEMANN ADVISORS, LLC CENTRAL INDEX KEY: 0001483232 IRS NUMBER: 261518088 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13688 FILM NUMBER: 181014676 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-396-5900 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: TIEDEMANN WEALTH MANAGEMENT, LLC DATE OF NAME CHANGE: 20100203 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001483232 XXXXXXXX 06-30-2018 06-30-2018 false TIEDEMANN ADVISORS, LLC

520 MADISON AVENUE 26TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-13688 N Kevin Moran 212-396-5910 /s/ Kevin Moran New York NY 08-03-2018 1 320 1565786 1 0001432976 028-13689 Tiedemann Wealth Management Holdings, LLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 2U INC COM 90214J101 376 4500 SH DFND 0 0 4500 3M CO COM 88579Y101 1498 7608 SH DFND 5094 0 2514 ABAXIS INC COM 002567105 249 3000 SH DFND 0 0 3000 ABBOTT LABS COM 002824100 1043 17145 SH DFND 11584 0 5561 ABBVIE INC COM 00287Y109 955 10290 SH DFND 6271 0 4019 ABERDEEN EMRG MRKTS EQT INM COM 00301W105 162 23148 SH DFND 23148 0 0 ADOBE SYS INC COM 00724F101 600 2458 SH DFND 2458 0 0 AFLAC INC COM 001055102 345 8004 SH DFND 8004 0 0 AIR LEASE CORP CL A 00912X302 721 17142 SH DFND 17142 0 0 AIR PRODS & CHEMS INC COM 009158106 322 2054 SH DFND 0 0 2054 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1151 6204 SH DFND 6154 0 50 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 4224 230152 SH DFND 42407 0 0 ALLIANT ENERGY CORP COM 018802108 1540 36390 SH DFND 0 0 0 ALLSTATE CORP COM 020002101 285 3120 SH DFND 3120 0 0 ALPHABET INC CAP STK CL A 02079K305 17456 15461 SH DFND 2056 0 13405 ALPHABET INC CAP STK CL C 02079K107 16186 14509 SH DFND 1616 0 12893 ALPS ETF TR ALERIAN MLP 00162Q866 243 24148 SH DFND 0 0 24148 ALTRIA GROUP INC COM 02209S103 1143 19855 SH DFND 15558 0 4297 AMAZON COM INC COM 023135106 5380 3164 SH DFND 2917 0 247 AMERICAN ELEC PWR INC COM 025537101 3402 49124 SH DFND 440 0 924 AMERICAN EXPRESS CO COM 025816109 1837 18749 SH DFND 6230 0 11279 AMERICAN TOWER CORP NEW COM 03027X100 1900 13109 SH DFND 10973 0 136 AMERICAN WTR WKS CO INC NEW COM 030420103 707 8280 SH DFND 0 0 820 AMERIGAS PARTNERS L P UNIT L P INT 030975106 8272 195922 SH DFND 18950 0 0 AMERIGAS PARTNERS L P UNIT L P INT 030975106 47 1110 SH DFND 1 1110 0 0 AMERIPRISE FINL INC COM 03076C106 217 1550 SH DFND 28 0 1522 AMGEN INC COM 031162100 2081 11257 SH DFND 2371 0 886 ANSYS INC COM 03662Q105 547 3140 SH DFND 3140 0 0 APOLLO MEDICAL HLDGS INC COM NEW 03763A207 504 19500 SH DFND 0 0 19500 APPLE INC COM 037833100 10740 58025 SH DFND 33113 0 20345 APTIV PLC SHS G6095L109 687 7500 SH DFND 7500 0 0 AT&T INC COM 00206R102 1333 41524 SH DFND 30383 0 11141 ATLANTIC CAP BANCSHARES INC COM 048269203 685 34861 SH DFND 34861 0 0 ATMOS ENERGY CORP COM 049560105 1026 11384 SH DFND 1364 0 360 AUTOMATIC DATA PROCESSING IN COM 053015103 445 3297 SH DFND 0 0 3297 BANK AMER CORP COM 060505104 622 22061 SH DFND 6001 0 16060 BARCLAYS BK PLC IPATH S&P MLP 06742A750 1681 95852 SH DFND 0 0 95852 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1128 4 SH DFND 2 0 1 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2996 16061 SH DFND 13775 0 2286 BLACKROCK INC COM 09247X101 2170 4347 SH DFND 4259 0 88 BLUE APRON HLDGS INC CL A 09523Q101 1154 344455 SH DFND 0 0 344455 BOEING CO COM 097023105 1304 3881 SH DFND 0 0 3881 BOOKING HLDGS INC COM 09857L108 233 115 SH DFND 3 0 112 BP MIDSTREAM PARTNERS LP UNIT LTD PTNR 0556EL109 3471 165377 SH DFND 0 0 0 BP PLC SPONSORED ADR 055622104 492 10775 SH DFND 10397 0 378 BRISTOL MYERS SQUIBB CO COM 110122108 823 14874 SH DFND 11340 0 3534 BRIXMOR PPTY GROUP INC COM 11120U105 190 10892 SH DFND 0 0 10892 BROADCOM INC COM 11135F101 258 1058 SH DFND 1058 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 797 13897 SH DFND 13555 0 342 CELGENE CORP COM 151020104 696 8760 SH DFND 7356 0 1404 CHARTER COMMUNICATIONS INC N CL A 16119P108 258 879 SH DFND 879 0 0 CHEMOURS CO COM 163851108 351 7877 SH DFND 0 0 7877 CHESAPEAKE UTILS CORP COM 165303108 894 11131 SH DFND 0 0 0 CHEVRON CORP NEW COM 166764100 1864 14751 SH DFND 9738 0 5013 CHURCH & DWIGHT INC COM 171340102 776 14600 SH DFND 14600 0 0 CISCO SYS INC COM 17275R102 4240 98521 SH DFND 9823 0 83748 CITIGROUP INC COM NEW 172967424 795 11872 SH DFND 8177 0 3695 CMS ENERGY CORP COM 125896100 1582 33462 SH DFND 0 0 612 COCA COLA CO COM 191216100 875 19689 SH DFND 15689 0 4000 COGENT COMMUNICATIONS HLDGS COM NEW 19239V302 562 10518 SH DFND 10518 0 0 COGNEX CORP COM 192422103 232 5200 SH DFND 5200 0 0 COLGATE PALMOLIVE CO COM 194162103 599 9233 SH DFND 8405 0 828 COMCAST CORP NEW CL A 20030N101 326 9973 SH DFND 6963 0 3010 CONCHO RES INC COM 20605P101 415 3000 SH DFND 3000 0 0 CONOCOPHILLIPS COM 20825C104 1200 17236 SH DFND 3568 0 13668 CONSOLIDATED EDISON INC COM 209115104 694 8900 SH DFND 8900 0 0 CORENERGY INFRASTRUCTURE TR COM NEW 21870U502 479 12740 SH DFND 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 1482 7090 SH DFND 4245 0 2090 CSX CORP COM 126408103 317 4979 SH DFND 4979 0 0 CVS HEALTH CORP COM 126650100 394 6103 SH DFND 1530 0 2573 DAVITA INC COM 23918K108 985 14179 SH DFND 14060 0 119 DEVON ENERGY CORP NEW COM 25179M103 791 18000 SH DFND 18000 0 0 DISNEY WALT CO COM DISNEY 254687106 3615 34470 SH DFND 26129 0 1979 DOMINION ENERGY MIDSTRM PRTN COM UT REP LTD 257454108 1099 80850 SH DFND 11800 0 100 DOUBLELINE INCOME SOLUTIONS COM 258622109 3152 157663 SH DFND 123908 0 9943 DOWDUPONT INC COM 26078J100 17614 267201 SH DFND 24247 0 242954 DUKE ENERGY CORP NEW COM NEW 26441C204 910 11518 SH DFND 55 0 2443 EATON VANCE TXMGD GL BUYWR O COM 27829C105 1058 89700 SH DFND 0 0 89700 ECOLAB INC COM 278865100 924 6560 SH DFND 6130 0 430 EDISON INTL COM 281020107 1034 16190 SH DFND 0 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 226 1555 SH DFND 1360 0 195 ELECTRONIC ARTS INC COM 285512109 839 5949 SH DFND 0 0 5949 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 14225 1301389 SH DFND 123357 0 0 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 76 6915 SH DFND 1 6915 0 0 ENBRIDGE INC COM 29250N105 37 1030 SH DFND 1 1030 0 0 ENBRIDGE INC COM 29250N105 2259 63361 SH DFND 3015 0 806 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 7180 416170 SH DFND 0 0 500 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 7076 371652 SH DFND 1202 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 51685 1867898 SH DFND 165801 0 46817 ENTERPRISE PRODS PARTNERS L COM 293792107 306 11072 SH DFND 1 11072 0 0 EOG RES INC COM 26875P101 1394 11202 SH DFND 11202 0 0 EQT CORP COM 26884L109 5771 104600 SH DFND 0 0 0 EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 10546 204423 SH DFND 29616 0 0 EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 88 1705 SH DFND 1 1705 0 0 ETF SER SOLUTIONS DEEP VALUE ETF 26922A701 543 15570 SH DFND 1 15570 0 0 ETF SER SOLUTIONS DEEP VALUE ETF 26922A701 106622 3056943 SH DFND 2289358 0 764036 EVERSOURCE ENERGY COM 30040W108 3082 52580 SH DFND 0 0 0 EXELON CORP COM 30161N101 14729 345795 SH DFND 0 0 1320 EXELON CORP COM 30161N101 51 1190 SH DFND 1 1190 0 0 EXXON MOBIL CORP COM 30231G102 33517 405115 SH DFND 398391 0 6724 FACEBOOK INC CL A 30303M102 3356 17270 SH DFND 14506 0 2764 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 2734 21435 SH DFND 0 0 21435 FEDEX CORP COM 31428X106 1302 5717 SH DFND 5717 0 0 FIBROGEN INC COM 31572Q808 941 15025 SH DFND 15025 0 0 FIRST TR ENERGY INCOME & GRW COM 33738G104 5026 218925 SH DFND 216130 0 0 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 87013 3747833 SH DFND 742371 0 2870186 FIRST TR MLP & ENERGY INCOME COM 33739B104 9189 704785 SH DFND 645801 0 0 FORTIS INC COM 349553107 7448 233640 SH DFND 0 0 0 FST TR NEW OPPORT MLP & ENE COM 33739M100 108 10444 SH DFND 10444 0 0 GABELLI EQUITY TR INC COM 362397101 84 13355 SH DFND 13355 0 0 GCP APPLIED TECHNOLOGIES INC COM 36164Y101 1120 38687 SH DFND 38687 0 0 GENERAL ELECTRIC CO COM 369604103 834 60648 SH DFND 32001 0 21464 GILEAD SCIENCES INC COM 375558103 1087 15336 SH DFND 15324 0 12 GOLDMAN SACHS GROUP INC COM 38141G104 1092 4948 SH DFND 4774 0 174 GRACE W R & CO DEL NEW COM 38388F108 2836 38687 SH DFND 38687 0 0 HERITAGE COMMERCE CORP COM 426927109 10209 600869 SH DFND 0 0 600869 HILLTOP HOLDINGS INC COM 432748101 5584 252980 SH DFND 0 0 252980 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 12696 449234 SH DFND 61167 0 0 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 104 3685 SH DFND 1 3685 0 0 HOME DEPOT INC COM 437076102 1375 7047 SH DFND 3768 0 3279 HONEYWELL INTL INC COM 438516106 1773 12317 SH DFND 9878 0 2439 IDACORP INC COM 451107106 1625 17620 SH DFND 0 0 0 INFRAREIT INC COM 45685L100 388 17330 SH DFND 0 0 0 INTEL CORP COM 458140100 2921 58719 SH DFND 31982 0 8869 INTERNATIONAL BUSINESS MACHS COM 459200101 465 3334 SH DFND 2245 0 1089 INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 980 42189 SH DFND 0 0 42189 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 25887 229900 SH DFND 199334 0 17144 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 2755 24465 SH DFND 1 24465 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 2090 15021 SH DFND 15021 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1155 11332 SH DFND 0 0 11332 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 838 12724 SH DFND 12724 0 0 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP 46138E719 229 12576 SH DFND 0 0 12576 INVESCO EXCHNG TRADED FD TR FTSE RAFI DEV 46138E743 2980 69307 SH DFND 50488 0 18819 INVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG 46138E727 1278 61872 SH DFND 61872 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 464 2698 SH DFND 938 0 1760 ISHARES GOLD TRUST ISHARES 464285105 120 10000 SH DFND 10000 0 0 ISHARES INC CORE MSCI EMKT 46434G103 1671 31843 SH DFND 950 0 30893 ISHARES INC MSCI JPN ETF NEW 46434G822 1082 18695 SH DFND 18695 0 0 ISHARES INC MSCI WORLD ETF 464286392 1584 18118 SH DFND 18118 0 0 ISHARES TR AGENCY BOND ETF 464288166 1076 9639 SH DFND 9639 0 0 ISHARES TR CORE MSCI EAFE 46432F842 1444 22783 SH DFND 780 0 22003 ISHARES TR CORE MSCI TOTAL 46432F834 528 8780 SH DFND 8780 0 0 ISHARES TR CORE S&P MCP ETF 464287507 19531 99838 SH DFND 73637 0 26201 ISHARES TR CORE S&P SCP ETF 464287804 2156 25764 SH DFND 1626 0 24138 ISHARES TR CORE S&P TTL STK 464287150 49672 791121 SH DFND 772134 0 11084 ISHARES TR CORE S&P500 ETF 464287200 20395 74366 SH DFND 0 0 74366 ISHARES TR EAFE GRWTH ETF 464288885 202 2559 SH DFND 0 0 2559 ISHARES TR EAFE VALUE ETF 464288877 5621 109436 SH DFND 88777 0 20659 ISHARES TR FLTG RATE NT ETF 46429B655 473 9271 SH DFND 0 0 9271 ISHARES TR GRWT ALLOCAT ETF 464289867 234 5274 SH DFND 5274 0 0 ISHARES TR INTL SEL DIV ETF 464288448 796 24815 SH DFND 0 0 24815 ISHARES TR MODERT ALLOC ETF 464289875 73349 1954618 SH DFND 1718271 0 220676 ISHARES TR MRGSTR MD CP ETF 464288208 412 2219 SH DFND 0 0 2219 ISHARES TR MRNGSTR LG-CP ET 464287127 922 5949 SH DFND 0 0 5949 ISHARES TR MSCI AC ASIA ETF 464288182 237 3324 SH DFND 1010 0 2314 ISHARES TR MSCI ACWI ETF 464288257 31791 447016 SH DFND 0 0 33366 ISHARES TR MSCI EAFE ETF 464287465 3766 56257 SH DFND 5074 0 51183 ISHARES TR MSCI EMG MKT ETF 464287234 1585 36566 SH DFND 3386 0 33180 ISHARES TR MSCI USA ESG SLC 464288802 330 2903 SH DFND 0 0 2903 ISHARES TR NEW ZEALAND ETF 464289123 641 13267 SH DFND 0 0 13267 ISHARES TR RUS 1000 ETF 464287622 7346 48330 SH DFND 0 0 48330 ISHARES TR RUS 1000 GRW ETF 464287614 2737 19034 SH DFND 6905 0 12129 ISHARES TR RUS 1000 VAL ETF 464287598 4741 39051 SH DFND 3736 0 35315 ISHARES TR RUS 2000 GRW ETF 464287648 1177 5763 SH DFND 0 0 5763 ISHARES TR RUS 2000 VAL ETF 464287630 479 3621 SH DFND 0 0 3621 ISHARES TR RUS MD CP GR ETF 464287481 1656 13073 SH DFND 13073 0 0 ISHARES TR RUS MID CAP ETF 464287499 744 3509 SH DFND 465 0 3044 ISHARES TR RUSSELL 2000 ETF 464287655 7026 42899 SH DFND 860 0 42039 ISHARES TR RUSSELL 3000 ETF 464287689 11367 70040 SH DFND 18695 0 51345 ISHARES TR S&P 500 GRWT ETF 464287309 8099 49669 SH DFND 44169 0 5500 ISHARES TR U.S. TECH ETF 464287721 424 2375 SH DFND 1860 0 0 JANUS HENDERSON GROUP PLC ORD SHS G4474Y214 746 24278 SH DFND 23901 0 377 JOHNSON & JOHNSON COM 478160104 6303 51946 SH DFND 43291 0 6232 JPMORGAN CHASE & CO COM 46625H100 3533 33906 SH DFND 25431 0 7900 KANSAS CITY SOUTHERN COM NEW 485170302 479 4500 SH DFND 4300 0 200 KINDER MORGAN INC DEL COM 49456B101 65 3675 SH DFND 1 3675 0 0 KINDER MORGAN INC DEL COM 49456B101 15043 851255 SH DFND 97256 0 353 KRAFT HEINZ CO COM 500754106 388 6201 SH DFND 4282 0 1919 LAUDER ESTEE COS INC CL A 518439104 583 4082 SH DFND 4000 0 82 LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 254 5606 SH DFND 5606 0 0 LILLY ELI & CO COM 532457108 228 2660 SH DFND 132 0 2528 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 31472 455575 SH DFND 39898 0 100 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 151 2182 SH DFND 1 2182 0 0 MASTERCARD INCORPORATED CL A 57636Q104 2164 11010 SH DFND 10110 0 900 MCDONALDS CORP COM 580135101 922 5877 SH DFND 4168 0 1709 MEDTRONIC PLC SHS G5960L103 204 2392 SH DFND 2242 0 150 MERCK & CO INC COM 58933Y105 803 13109 SH DFND 3177 0 7628 METLIFE INC COM 59156R108 308 7072 SH DFND 2572 0 4500 MICROSOFT CORP COM 594918104 5932 60183 SH DFND 21803 0 21120 MIMEDX GROUP INC COM 602496101 9283 1452668 SH DFND 463564 0 250 MIMEDX GROUP INC COM 602496101 20 10000 SH Call DFND 10000 0 0 MOLINA HEALTHCARE INC COM 60855R100 62161 634679 SH DFND 0 0 634679 MONDELEZ INTL INC CL A 609207105 627 15234 SH DFND 11360 0 3874 MORGAN STANLEY COM NEW 617446448 674 14198 SH DFND 14198 0 0 MPLX LP COM UNIT REP LTD 55336V100 2826 82798 SH DFND 0 0 218 NATIONAL GRID PLC SPONSORED ADR NE 636274409 1104 19770 SH DFND 0 0 266 NATIONAL GRID PLC SPONSORED ADR NE 636274409 44 795 SH DFND 1 795 0 0 NETFLIX INC COM 64110L106 3761 9608 SH DFND 9555 0 53 NEW JERSEY RES COM 646025106 1803 40055 SH DFND 0 0 0 NEXTERA ENERGY INC COM 65339F101 11527 69016 SH DFND 7144 0 862 NEXTERA ENERGY INC COM 65339F101 63 375 SH DFND 1 375 0 0 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 21716 465334 SH DFND 53057 0 0 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 141 3015 SH DFND 1 3015 0 0 NIKE INC CL B 654106103 239 2997 SH DFND 2046 0 951 NISOURCE INC COM 65473P105 2329 88568 SH DFND 108 0 1400 NORDSTROM INC COM 655664100 3774 72890 SH DFND 0 0 72890 NOVO-NORDISK A S ADR 670100205 262 5662 SH DFND 495 0 5167 NVIDIA CORP COM 67066G104 3421 14442 SH DFND 0 0 14442 OCCIDENTAL PETE CORP DEL COM 674599105 814 9632 SH DFND 7124 0 2508 ONEOK INC NEW COM 682680103 7457 106791 SH DFND 19556 0 59 ONEOK INC NEW COM 682680103 78 1115 SH DFND 1 1115 0 0 ORACLE CORP COM 68389X105 96583 2192062 SH DFND 7398 0 2184664 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 42 11700 SH DFND 0 0 11700 PAYPAL HLDGS INC COM 70450Y103 974 11703 SH DFND 10079 0 1624 PEMBINA PIPELINE CORP COM 706327103 333 9592 SH DFND 8282 0 1310 PEPSICO INC COM 713448108 1911 17560 SH DFND 6543 0 11017 PFIZER INC COM 717081103 1784 49233 SH DFND 36215 0 13018 PHILIP MORRIS INTL INC COM 718172109 1622 19813 SH DFND 14805 0 5008 PHILLIPS 66 COM 718546104 931 8293 SH DFND 2394 0 5899 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 18732 366864 SH DFND 37425 0 0 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 114 2225 SH DFND 1 2225 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 11717 495662 SH DFND 55212 0 850 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 67 2855 SH DFND 1 2855 0 0 PPG INDS INC COM 693506107 218 2114 SH DFND 2000 0 114 PPL CORP COM 69351T106 3603 124450 SH DFND 0 0 1500 PROCTER AND 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4595 0 458 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 27109 725930 SH DFND 39956 0 685974 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 3474 87035 SH DFND 1160 0 85875 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 601 20340 SH DFND 285 0 20055 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2292 35241 SH DFND 0 0 35241 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 5704 110699 SH DFND 110699 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 282 3935 SH DFND 2835 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 237 4070 SH DFND 2680 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 220 3172 SH DFND 3022 0 150 SEMPRA ENERGY COM 816851109 183 1558 SH DFND 933 0 200 SEMPRA ENERGY COM 816851109 28 240 SH DFND 1 240 0 0 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 9137 411940 SH DFND 44240 0 0 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 59 2650 SH DFND 1 2650 0 0 SMUCKER J M CO COM NEW 832696405 207 1925 SH DFND 1925 0 0 SOUTHERN CO COM 842587107 391 8400 SH DFND 0 0 2620 SPDR GOLD TRUST GOLD SHS 78463V107 3260 27487 SH DFND 21421 0 3640 SPDR S&P 500 ETF TR TR UNIT 78462F103 53827 197512 SH DFND 139248 0 58264 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2199 6175 SH DFND 85 0 6090 SPDR SER TR SPDR BLOOMBERG 78468R663 15810 172631 SH DFND 0 0 172631 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 2230 62846 SH DFND 62846 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 8307 89603 SH DFND 0 0 89603 SPECTRA ENERGY PARTNERS LP COM 84756N109 13729 387626 SH DFND 50633 0 19800 SPECTRA ENERGY PARTNERS LP COM 84756N109 83 2330 SH DFND 1 2330 0 0 SPRING BK PHARMACEUTICALS IN COM 849431101 4883 412049 SH DFND 70227 0 0 SQUARE INC CL A 852234103 616 10000 SH DFND 0 0 10000 STARBUCKS CORP COM 855244109 875 17954 SH DFND 6042 0 11912 SVB FINL GROUP COM 78486Q101 520 1800 SH DFND 1800 0 0 TABLEAU SOFTWARE INC CL A 87336U105 1404 14362 SH DFND 0 0 14362 TC PIPELINES LP UT COM LTD PRT 87233Q108 72 2759 SH DFND 1 2759 0 0 TC PIPELINES LP UT COM LTD PRT 87233Q108 15508 597604 SH DFND 44506 0 0 TESLA INC COM 88160R101 5305 15467 SH DFND 131 0 15336 TEXAS INSTRS INC COM 882508104 323 2928 SH DFND 1678 0 1250 THERMO FISHER SCIENTIFIC INC COM 883556102 315 1518 SH DFND 927 0 591 TORCHMARK CORP COM 891027104 349 4293 SH DFND 0 0 4293 TRANSCANADA CORP COM 89353D107 17806 407562 SH DFND 31814 0 100 TRANSCANADA CORP COM 89353D107 76 1765 SH DFND 1 1765 0 0 TRANSMONTAIGNE PARTNERS L P COM UNIT L P 89376V100 2239 60780 SH DFND 7520 0 200 UBS AG JERSEY BRH ALERIAN INFRST 902641646 257 11234 SH DFND 0 0 11234 UGI CORP NEW COM 902681105 8285 158340 SH DFND 0 0 200 UNILEVER N V N Y SHS NEW 904784709 229 4106 SH DFND 620 0 3486 UNION BANKSHARES CORP NEW COM 90539J109 482 12385 SH DFND 12385 0 0 UNION PAC CORP COM 907818108 659 4650 SH DFND 4650 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1887 15086 SH DFND 12657 0 1429 UNITEDHEALTH GROUP INC COM 91324P102 336 1366 SH DFND 1206 0 160 UNIVERSAL DISPLAY CORP COM 91347P105 688 8000 SH DFND 8000 0 0 US BANCORP DEL COM NEW 902973304 472 9409 SH DFND 0 0 9409 VALERO ENERGY PARTNERS LP COM UNT REP LP 91914J102 2127 55885 SH DFND 7145 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 358 4580 SH DFND 4370 0 210 VANGUARD GROUP DIV APP ETF 921908844 530 5185 SH DFND 1474 0 1011 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 2463 20852 SH DFND 0 0 20852 VANGUARD INDEX FDS GROWTH ETF 922908736 1303 8699 SH DFND 2236 0 6463 VANGUARD INDEX FDS MID CAP ETF 922908629 1440 9129 SH DFND 122 0 8167 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 8552 105004 SH DFND 582 0 104422 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2840 11331 SH DFND 1221 0 10110 VANGUARD INDEX FDS SMALL CP ETF 922908751 1277 8196 SH DFND 545 0 6801 VANGUARD INDEX FDS TOTAL STK MKT 922908769 20758 147814 SH DFND 136953 0 10861 VANGUARD INDEX FDS VALUE ETF 922908744 1277 12308 SH DFND 4040 0 8268 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2367 45663 SH DFND 0 0 45663 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 6204 146981 SH DFND 6915 0 140066 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 818 11691 SH DFND 0 0 11691 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 5157 70282 SH DFND 8440 0 61842 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 8141 189744 SH DFND 57215 0 132529 VANGUARD WORLD FDS INF TECH ETF 92204A702 881 4849 SH DFND 1056 0 3793 VANGUARD WORLD FDS UTILITIES ETF 92204A876 310 2650 SH DFND 650 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1066 21152 SH DFND 5525 0 12627 VISA INC COM CL A 92826C839 1333 10070 SH DFND 7535 0 2535 WEC ENERGY GROUP INC COM 92939U106 1977 30590 SH DFND 0 0 0 WELLS FARGO CO NEW COM 949746101 819 14808 SH DFND 9768 0 5040 WESTERN GAS EQUITY PARTNERS COMUNT LTD PT 95825R103 1970 55090 SH DFND 0 0 0 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 1868 38590 SH DFND 0 0 0 WESTLAKE CHEM PARTNERS LP COM UNIT RP LP 960417103 48 1975 SH DFND 1 1975 0 0 WESTLAKE CHEM PARTNERS LP COM UNIT RP LP 960417103 8416 343490 SH DFND 29800 0 0 WEYERHAEUSER CO COM 962166104 301 8277 SH DFND 7957 0 320 WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 16500 406512 SH DFND 44352 0 0 WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 112 2760 SH DFND 1 2760 0 0 WILLIS TOWERS WATSON PUB LTD SHS G96629103 515 3384 SH DFND 3384 0 0 WSFS FINL CORP COM 929328102 862 16170 SH DFND 16170 0 0 XCEL ENERGY INC COM 98389B100 1684 36570 SH DFND 0 0 500 XG TECHNOLOGY INC COM PAR 98372A705 14 21228 SH DFND 0 0 21228 ZOETIS INC CL A 98978V103 853 10008 SH DFND 7500 0 2508