0000909012-12-000438.txt : 20121113 0000909012-12-000438.hdr.sgml : 20121112 20121113092911 ACCESSION NUMBER: 0000909012-12-000438 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121113 DATE AS OF CHANGE: 20121113 EFFECTIVENESS DATE: 20121113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kingfisher Capital LLC CENTRAL INDEX KEY: 0001483170 IRS NUMBER: 264831865 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13782 FILM NUMBER: 121196267 BUSINESS ADDRESS: STREET 1: 215 QUEENS ROAD CITY: CHARLOTTE STATE: NC ZIP: 28204 BUSINESS PHONE: 7043331710 MAIL ADDRESS: STREET 1: 215 QUEENS ROAD CITY: CHARLOTTE STATE: NC ZIP: 28204 13F-HR 1 t306931.txt KING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F-HR Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Kingfisher Capital LLC Address: 201 S. College Street Suite 2250 Charlotte, NC 28244 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Title: Phone: Signature, Place, and Date of Signing: /s/ H.K. HALLETT Charlotte, NC ----------------- --------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 122 ----------- Form 13F Information Table Value Total: $178,291,195 ----------- (thousands)
MKT VALUE 13 F INFO 9-30-11 TITLE OF MARKET DIV BY INVESTING VOTING AUTHORITY DESCRIPTION CLASS SYMBOL CUSIP VALUE 1000 QUANTITY DISCRETION NONE SOLE SHARED ------------------------------------------------------------------------------------------------------------------------------------ --------------------------------------------------------------------------------------------------------------------------- 1 Abbott Labs Equities ABT 2824100 $ 1,549,525 $ 1,550 22,601 sole 13,205 9,396 0 ------------------------------------------------------------------------------------------------------------------------------ 2 Accenture Ltd Equities ACN G1150G111 $ 1,656,069 $ 1,656 23,648 sole 12,954 10,694 0 ------------------------------------------------------------------------------------------------------------------------------ 3 ALPS Alerian MLP ETF Equities AMLP 00162Q866 $ 2,149,858 $ 2,150 129,744 sole 77,121 52,623 0 ------------------------------------------------------------------------------------------------------------------------------ 4 American Water Works Co. Equities AWK 30420103 $ 1,270,194 $ 1,270 34,274 sole 19,674 14,600 0 ------------------------------------------------------------------------------------------------------------------------------ 5 Apple Inc. Equities AAPL 37833100 $ 4,378,211 $ 4,378 6,563 sole 4,118 2,445 0 ------------------------------------------------------------------------------------------------------------------------------ 6 Aqua America, Inc. Equities WTR 03836W103 $ 323,366 $ 323 13,060 sole 2,580 10,480 0 ------------------------------------------------------------------------------------------------------------------------------ 7 Avago Technologies Equities AVGO Y0486S104 $ 892,684 $ 893 25,604 sole 14,978 10,626 0 ------------------------------------------------------------------------------------------------------------------------------ 8 Avis Budget Group, Inc. Equities CAR 53774105 $ 1,225,986 $ 1,226 79,713 sole 46,554 33,159 0 ------------------------------------------------------------------------------------------------------------------------------ 9 Bank of America CorporationEquities BAC 60505104 $ 271,258 $ 271 30,720 sole 17,820 12,900 0 ------------------------------------------------------------------------------------------------------------------------------ 10 Bank Of Montreal Comnpv Equities BMO 63671101 $ 1,122,528 $ 1,123 19,013 sole 11,116 7,897 0 ------------------------------------------------------------------------------------------------------------------------------ 11 Barclays Bk Plc Ipath S&P 500 Equities VXX 06740c188 $ 1,265,265 $ 1,265 140,585 sole 82,582 58,003 0 ------------------------------------------------------------------------------------------------------------------------------ 12 BB&T Corporation Equities BBT 54937107 $ 241,637 $ 242 7,287 sole 7,287 0 0 ------------------------------------------------------------------------------------------------------------------------------ 13 Berkshire Hathaway Inc Del Class B Equities BRKB 84670702 $ 1,337,906 $ 1,338 15,169 sole 10,116 5,053 0 ------------------------------------------------------------------------------------------------------------------------------ 14 Berkshire Hathaway Inc. Class A Equities BRKA 84670108 $ 398,100 $ 398 3 sole 2 1 0 ------------------------------------------------------------------------------------------------------------------------------ 15 Blackrock Income Trust Mutual Funds BKT 09247F100 $ 1,960,581 $ 1,961 255,284 sole 126,757 128,527 0 ------------------------------------------------------------------------------------------------------------------------------ 16 Blackstone Group L Pcom Unit R Equities BX 09253U108 $ 661,164 $ 661 46,300 sole 27,181 19,119 0 ------------------------------------------------------------------------------------------------------------------------------ 17 Calamos Conv Opps & Inc Fd Equities CHI 128117108 $ 1,737,351 $ 1,737 136,156 sole 61,301 74,855 0 ------------------------------------------------------------------------------------------------------------------------------ 18 Canadian Oil Sands Trust Equities COSWF 13642L100 $ 717,754 $ 718 33,587 sole 19,059 14,528 0 ------------------------------------------------------------------------------------------------------------------------------ 19 China Fd Inc Equities CHN 169373107 $ 2,042,165 $ 2,042 91,618 sole 44,062 47,556 0 ------------------------------------------------------------------------------------------------------------------------------ 20 Coca-Cola Company Equities KO 191216100 $ 825,660 $ 826 21,768 sole 920 20,848 0 ------------------------------------------------------------------------------------------------------------------------------ 21 Colgate-Palmolive Company Equities CL 194162103 $ 686,851 $ 687 6,406 sole 6,006 400 0 ------------------------------------------------------------------------------------------------------------------------------ 22 Continental Resources Inc Equities CLR 212015101 $ 777,536 $ 778 10,111 sole 5,796 4,315 0 ------------------------------------------------------------------------------------------------------------------------------ 23 Cooper Tire & Rubber Co Equities CTB 216831107 $ 861,911 $ 862 44,938 sole 26,235 18,703 0 ------------------------------------------------------------------------------------------------------------------------------ 24 Cummins Inc. Equities CMI 231021106 $ 702,271 $ 702 7,616 sole 4,486 3,130 0 ------------------------------------------------------------------------------------------------------------------------------ 25 Direxion Daily Emrg Mkts Bull Equities EDC 25459W300 $ 1,974,602 $ 1,975 22,224 sole 10,662 11,562 0 ------------------------------------------------------------------------------------------------------------------------------ 26 Dr Pepper Snapple Group, Inc. Equities DPS 26138E109 $ 750,108 $ 750 16,845 sole 9,880 6,965 0 ------------------------------------------------------------------------------------------------------------------------------ 27 Duff & Phelps Utilities & Corp Equities DUC 26432K108 $ 2,066,744 $ 2,067 162,864 sole 76,583 86,281 0 ------------------------------------------------------------------------------------------------------------------------------ 28 Duke Energy Corporation New Equities DUK 26441C105 $ 402,864 $ 403 6,218 sole 2,957 3,261 0 ------------------------------------------------------------------------------------------------------------------------------ 29 Eaton Vance Txmg Gl Bu Equities ETW 27829C105 $ 379,343 $ 379 34,175 sole 12,630 21,545 0 ------------------------------------------------------------------------------------------------------------------------------ 30 EnCana Corporation Equities ECA 292505104 $ 1,003,958 $ 1,004 45,801 sole 24,956 20,845 0 ------------------------------------------------------------------------------------------------------------------------------ 31 Energy Recovery Inc Com Equities ERII 29270J100 $ 124,921 $ 125 42,346 sole 29,817 12,529 0 ------------------------------------------------------------------------------------------------------------------------------ 32 Exide Technologies Com New Equities XIDE 302051206 $ 40,176 $ 40 12,960 sole 7,893 5,067 0 ------------------------------------------------------------------------------------------------------------------------------ 33 Exxon Mobil Corporation Equities XOM 30231G102 $ 1,331,482 $ 1,331 14,560 sole 8,251 6,308.68 0 ------------------------------------------------------------------------------------------------------------------------------ 34 FIDUS INVESTMENT CORPORATION Equities FDUS 316500107 $ 451,084 $ 451 27,011 sole 27,011 0 0 ------------------------------------------------------------------------------------------------------------------------------ 35 First Trust Global Wind Energy Equities FAN 33736G106 $ 86,962 $ 87 12,993 sole 7,992 5,001 0 ------------------------------------------------------------------------------------------------------------------------------ 36 Freeport-McMoran Copper & Gold Equities FCX 35671D857 $ 1,242,891 $ 1,243 31,402 sole 17,622 13,780 0 ------------------------------------------------------------------------------------------------------------------------------ 37 General Electric Company Equities GE 369604103 $ 2,251,629 $ 2,252 99,147 sole 53,771 45,376 0 ------------------------------------------------------------------------------------------------------------------------------ 38 Google Inc. Class A Equities GOOG 38259P508 $ 933,317 $ 933 1,237 sole 739 498 0 ------------------------------------------------------------------------------------------------------------------------------ 39 H. J. Heinz Company Equities HNZ 423074103 $ 381,915 $ 382 6,826 sole 666 6,160 0 ------------------------------------------------------------------------------------------------------------------------------ 40 Harman Intl Industries, Incorp Equities HAR 413086109 $ 1,108,625 $ 1,109 24,017 sole 14,029 9,988 0 ------------------------------------------------------------------------------------------------------------------------------ 41 Hyflux Ltd Equities HYFXF Y3817K10 $ 60,070 $ 60 53,634 sole 32,918 20,716 0 ------------------------------------------------------------------------------------------------------------------------------ 42 Intel Corporation Equities INTC 458140100 $ 477,749 $ 478 21,088 sole 9,770 11,318 0 ------------------------------------------------------------------------------------------------------------------------------ 43 iShares Barclays Credit Bond Equities CFT 464288620 $ 3,559,430 $ 3,559 31,245 sole 14,762 16,483 0 ------------------------------------------------------------------------------------------------------------------------------ 44 iShares Dow Jones Select Divid Equities DVY 464287168 $ 698,966 $ 699 12,118 sole 7,612 4,506 0 ------------------------------------------------------------------------------------------------------------------------------ 45 iShares Dow Jones Transport Av Equities IYT 464287192 $ 2,363,274 $ 2,363 27,136 sole 12,865 14,271 0 ------------------------------------------------------------------------------------------------------------------------------ 46 iShares Dow Jones US Real Esta Equities IYR 464287739 $ 1,994,557 $ 1,995 30,981 sole 18,067 12,914 0 ------------------------------------------------------------------------------------------------------------------------------ 47 iShares Gold Trust Equities IAU 464285105 $ 2,897,681 $ 2,898 167,787 sole 97,340 70,447 0 ------------------------------------------------------------------------------------------------------------------------------ 48 iShares Goldman Sachs Investop Equities LQD 464287242 $ 3,833,685 $ 3,834 31,483 sole 14,984 16,499 0 ------------------------------------------------------------------------------------------------------------------------------ 49 iShares MSCI Brazil Index Fund Equities EWZ 464286400 $ 2,509,952 $ 2,510 46,429 sole 22,143 24,286 0 ------------------------------------------------------------------------------------------------------------------------------ 50 iShares MSCI Canada Equities EWC 464286509 $ 1,616,608 $ 1,617 56,743 sole 27,223 29,520 0 ------------------------------------------------------------------------------------------------------------------------------ 51 iShares MSCI Emerging Markets Equities EEM 464287234 $ 270,059 $ 270 6,535 sole 4,989 1,546 0 ------------------------------------------------------------------------------------------------------------------------------ 52 iShares MSCI Japan Index Fund Equities EWJ 464286848 $ 803,246 $ 803 87,595 sole 41,417 46,178 0 ------------------------------------------------------------------------------------------------------------------------------ 53 iShares MSCI Singapore Equities EWS 464286673 $ 1,557,746 $ 1,558 116,163 sole 55,120 61,043 0 ------------------------------------------------------------------------------------------------------------------------------ 54 iShares Russell 2000 Growth In Equities IWO 464287648 $ 5,879,537 $ 5,880 61,495 sole 36,200 25,295 0 ------------------------------------------------------------------------------------------------------------------------------ 55 Ishares S&P Global Clean Energ Equities ICLN 464288224 $ 99,572 $ 100 14,536 sole 9,252 5,284 0 ------------------------------------------------------------------------------------------------------------------------------ 56 IShares S&P Global Healthcare Equities IXJ 464287325 $ 2,067,429 $ 2,067 32,218 sole 19,306 12,912 0 ------------------------------------------------------------------------------------------------------------------------------ 57 iShares S&P Latin America 40 I Equities ILF 464287390 $ 1,417,871 $ 1,418 33,299 sole 17,349 15,950 0 ------------------------------------------------------------------------------------------------------------------------------ 58 iShares S&P U.S. Preferred Sto Equities PFF 464288687 $ 1,094,835 $ 1,095 27,467 sole 10,053 17,414 0 ------------------------------------------------------------------------------------------------------------------------------ 59 iShares S&P/Citi Intl Treasury Equities IGOV 464288117 $ 4,338,652 $ 4,339 42,213 sole 20,553 21,660 0 ------------------------------------------------------------------------------------------------------------------------------ 60 iShares Tr 1-3 Yr Trs Bd Equities SHY 464287457 $ 292,201 $ 292 3,458 sole 1,118 2,340 0 ------------------------------------------------------------------------------------------------------------------------------ 61 iShares Tr Barclays 3-7 Yr Equities IEI 464288661 $ 1,436,760 $ 1,437 11,613 sole 5,375 6,238 0 ------------------------------------------------------------------------------------------------------------------------------ 62 iShares Tr Barclys 1-3yr Cr Equities CSJ 464288646 $ 501,514 $ 502 4,742 sole 3,215 1,527 0 ------------------------------------------------------------------------------------------------------------------------------ 63 iShares Tr S&p Natl Mun B Equities MUB 464288414 $ 2,755,312 $ 2,755 24,601 sole 11,239 13,362 0 ------------------------------------------------------------------------------------------------------------------------------ 64 iShares Tr US Tips Bd Fd Equities TIP 464287176 $ 4,367,044 $ 4,367 35,866 sole 16,360 19,506 0 ------------------------------------------------------------------------------------------------------------------------------ 65 Johnson & Johnson Equities JNJ 478160104 $ 578,080 $ 578 8,389 sole 3,614 4,775.00 0 ------------------------------------------------------------------------------------------------------------------------------ 66 JP Morgan Chase & Co. Equities JPM 46625H100 $ 918,451 $ 918 22,689 sole 12,627 10,062 0 ------------------------------------------------------------------------------------------------------------------------------ 67 Kayne Anderson Mlp Invt Equities KYN 486606106 $ 2,286,737 $ 2,287 73,199 sole 33,793 39,406 0 ------------------------------------------------------------------------------------------------------------------------------ 68 Kinder Morgan Mgmt (KMR) Equities KMR 49455U100 $ 800,948 $ 801 10,484 sole 5,587 4,897.00 0 ------------------------------------------------------------------------------------------------------------------------------ 69 Kkr Financial Hldgs Llc Equities KFN 48248A306 $ 1,603,327 $ 1,603 159,535 sole 93,295 66,240 0 ------------------------------------------------------------------------------------------------------------------------------ 70 Las Vegas Sands Equities LVS 517834107 $ 1,130,872 $ 1,131 24,388 sole 14,285 10,103 0 ------------------------------------------------------------------------------------------------------------------------------ 71 Lvmh Moet New Adr Equities LVMUY 502441306 $ 972,163 $ 972 32,330 sole 18,514 13,816 0 ------------------------------------------------------------------------------------------------------------------------------ 72 MarketVectors Agribusiness ETF Equities MOO 57060U605 $ 2,095,423 $ 2,095 40,460 sole 24,060 16,400 0 ------------------------------------------------------------------------------------------------------------------------------ 73 MarketVectors Etf Tr Indonesi Equities IDX 57060U753 $ 2,215,322 $ 2,215 77,513 sole 37,004 40,509 0 ------------------------------------------------------------------------------------------------------------------------------ 74 Mastercard Incorporated Equities MA 57636Q104 $ 1,103,417 $ 1,103 2,444 sole 1,407 1,037 0 ------------------------------------------------------------------------------------------------------------------------------ 75 MFS Multimarket Income Trust Equities MMT 552737108 $ 2,171,165 $ 2,171 297,013 sole 139,466 157,547 0 ------------------------------------------------------------------------------------------------------------------------------ 76 Microsoft Corporation Equities MSFT 594918104 $ 267,840 $ 268 9,000 sole 3,260 5,740 0 ------------------------------------------------------------------------------------------------------------------------------ 77 MOVADO GROUP INC Equities MOV 624580106 $ 1,034,361 $ 1,034 30,675 sole 17,954 12,721 0 ------------------------------------------------------------------------------------------------------------------------------ 78 Mueller Water Products, Inc. Equities MWA 624758108 $ 1,583,616 $ 1,584 323,187 sole 185,689 137,498 0 ------------------------------------------------------------------------------------------------------------------------------ 79 Novo-Nordisk A-S Adr Equities NVO 670100205 $ 1,212,296 $ 1,212 7,682 sole 4,492 3,190 0 ------------------------------------------------------------------------------------------------------------------------------ 80 Oracle Corporation Equities ORCL 68389X105 $ 1,070,710 $ 1,071 34,034 sole 19,763 14,271 0 ------------------------------------------------------------------------------------------------------------------------------ 81 PepsiCo Equities PEP 713448108 $ 722,208 $ 722 10,205 sole 4,964 5,241 0 ------------------------------------------------------------------------------------------------------------------------------ 82 Pfizer Inc. Equities PFE 717081103 $ 886,971 $ 887 35,693 sole 7,323 28,370 0 ------------------------------------------------------------------------------------------------------------------------------ 83 Piedmont Natural Gas Company, Equities PNY 720186105 $ 257,242 $ 257 7,920 sole 2,442 5,478 0 ------------------------------------------------------------------------------------------------------------------------------ 84 Plum Creek Timber Company, Inc Equities PCL 729251108 $ 1,360,004 $ 1,360 31,022 sole 17,191 13,831 0 ------------------------------------------------------------------------------------------------------------------------------ 85 Potash Corp Sask Inc Equities POT 73755L107 $ 1,392,436 $ 1,392 32,069 sole 19,202 12,867 0 ------------------------------------------------------------------------------------------------------------------------------ 86 PowerShares Global Water Portf Equities PHO 73935X575 $ 211,700 $ 212 10,862 sole 6,669 4,193 0 ------------------------------------------------------------------------------------------------------------------------------ 87 PowerShares QQQ Trust, Series Equities QQQ 631100104 $ 2,828,307 $ 2,828 41,247 sole 24,564 16,683 0 ------------------------------------------------------------------------------------------------------------------------------ 88 Procter & Gamble Company Equities PG 742718109 $ 1,896,582 $ 1,897 27,344 sole 13,089 14,255 0 ------------------------------------------------------------------------------------------------------------------------------ 89 ProShares Short 20+ Year Treas Equities TBF 74347X849 $ 2,264,744 $ 2,265 77,853 sole 35,635 42,218 0 ------------------------------------------------------------------------------------------------------------------------------ 90 PROSHARES TRUST Equities UWM 74347R842 $ 4,756,826 $ 4,757 107,889 sole 51,829 56,060 0 ------------------------------------------------------------------------------------------------------------------------------ 91 PROSHARES ULTRASHORT EURO Equities EUO 74347W882 $ 1,237,621 $ 1,238 61,512 sole 29,333 32,179 0 ------------------------------------------------------------------------------------------------------------------------------ 92 Prudential Financial, Inc. Equities PRU 744320102 $ 753,928 $ 754 13,831 sole 7,871 5,960 0 ------------------------------------------------------------------------------------------------------------------------------ 93 QUALCOMM, Incorporated Equities QCOM 747525103 $ 942,922 $ 943 15,094 sole 8,786 6,308 0 ------------------------------------------------------------------------------------------------------------------------------ 94 Rio Tinto Plc Equities RIO 767204100 $ 708,274 $ 708 15,147 sole 8,902 6,245 0 ------------------------------------------------------------------------------------------------------------------------------ 95 Roche Hldg Ltd Spons Equities RHHBY 71195104 $ 1,119,443 $ 1,119 23,823 sole 12,562 11,261 0 ------------------------------------------------------------------------------------------------------------------------------ 96 Rockwell Automation, Inc. Equities ROK 773903109 $ 1,083,519 $ 1,084 15,579 sole 9,065 6,514 0 ------------------------------------------------------------------------------------------------------------------------------ 97 Royal Bank of Canada Equities RY 780087102 $ 1,299,762 $ 1,300 22,640 sole 22,640 0 0 ------------------------------------------------------------------------------------------------------------------------------ 98 Royal Caribbean Cruises Com St Equities RCL V7780T103 $ 1,132,543 $ 1,133 37,489 sole 21,911 15,578 0 ------------------------------------------------------------------------------------------------------------------------------ 99 Rydex S&P Equal Weight ETF Equities RSP 78355W106 $ 500,041 $ 500 9,583 sole 6,164 3,419 0 ------------------------------------------------------------------------------------------------------------------------------ 100 SCANA Corporation Equities SCG 80589M102 $ 1,550,674 $ 1,551 32,125 sole 32,125 0 0 ------------------------------------------------------------------------------------------------------------------------------ 101 Schwab U.S. TIPS ETF Equities SCHP 808524870 $ 5,930,217 $ 5,930 101,597 sole 48,833 52,764 0 ------------------------------------------------------------------------------------------------------------------------------ 102 Sector Spdr Health Fund Equities XLV 81369Y209 $ 1,268,996 $ 1,269 31,630 sole 15,099 16,531 0 ------------------------------------------------------------------------------------------------------------------------------ 103 Select Sector SPDR Trust-Finan Equities XLF 81369Y605 $ 1,848,319 $ 1,848 118,558 sole 56,531 62,027 0 ------------------------------------------------------------------------------------------------------------------------------ 104 Sonoco Products Company Equities SON 835495102 $ 250,616 $ 251 8,087 sole 8,087 0 0 ------------------------------------------------------------------------------------------------------------------------------ 105 SPDR Gold Shares Equities GLD 78463V107 $ 2,513,204 $ 2,513 14,621 sole 7,070 7,551 0 ------------------------------------------------------------------------------------------------------------------------------ 106 SPDR MSCI ACWI (ex-US) Equities CWI 78463X848 $ 482,410 $ 482 15,897 sole 12,438 3,459 0 ------------------------------------------------------------------------------------------------------------------------------ 107 SPDR S&P Midcap 400 Etf Tr Uni Equities MDY 78467Y107 $ 6,089,932 $ 6,090 33,848 sole 20,032 13,816 0 ------------------------------------------------------------------------------------------------------------------------------ 108 Spirit Airlines Equities SAVE 848577102 $ 929,203 $ 929 54,403 sole 32,339 22,064 0 ------------------------------------------------------------------------------------------------------------------------------ 109 Steelcase Inc Cl A Equities SCS 858155203 $ 1,273,270 $ 1,273 129,266 sole 75,523 53,743 0 ------------------------------------------------------------------------------------------------------------------------------ 110 Target Corporation Equities TGT 87612E106 $ 1,168,737 $ 1,169 18,414 sole 10,562 7,852 0 ------------------------------------------------------------------------------------------------------------------------------ 111 The India Fund, Inc. Equities IFN 454089103 $ 184,386 $ 184 7,934 sole 6,017 1,917 0 ------------------------------------------------------------------------------------------------------------------------------ 112 Time Warner Inc. Equities TWX 887317303 $ 1,523,030 $ 1,523 33,595 sole 18,071 15,524 0 ------------------------------------------------------------------------------------------------------------------------------ 113 Union Pacific Corporation Equities UNP 907818108 $ 854,877 $ 855 7,202 sole 4,047 3,155 0 ------------------------------------------------------------------------------------------------------------------------------ 114 United Technologies Corporatio Equities UTX 913017109 $ 1,481,403 $ 1,481 18,922 sole 9,817 9,105 0 ------------------------------------------------------------------------------------------------------------------------------ 115 Vanguard Intl Eqty Idx Emr Mkt Equities VWO 922042858 $ 2,132,277 $ 2,132 51,109 sole 24,453 26,656 0 ------------------------------------------------------------------------------------------------------------------------------ 116 Vanguard Total Bond Market ETF Equities BND 921937835 $ 5,207,519 $ 5,208 61,157 sole 28,133 33,024 0 ------------------------------------------------------------------------------------------------------------------------------ 117 Verizon Communications Equities VZ 92343V104 $ 1,987,532 $ 1,988 43,615 sole 21,979 21,636 0 ------------------------------------------------------------------------------------------------------------------------------ 118 Wabtec Equities WAB 929740108 $ 733,690 $ 734 9,138 sole 5,314 3,824 0 ------------------------------------------------------------------------------------------------------------------------------ 119 Walter Inds Inc Equities WLT 93317Q105 $ 1,104,971 $ 1,105 34,041 sole 19,974 14,067 0 ------------------------------------------------------------------------------------------------------------------------------ 120 Watson Pharmaceuticals Inc Equities WPI 942683103 $ 1,238,567 $ 1,239 14,544 sole 8,361 6,183 0 ------------------------------------------------------------------------------------------------------------------------------ 121 Weatherford International Ltd. Equities WFT G95089101 $ 771,426 $ 771 60,838 sole 33,775 27,063 0 ------------------------------------------------------------------------------------------------------------------------------ 122 Wells Fargo & Company Equities WFC 949746101 $ 885,936 $ 886 25,657 sole 16,176 9,481 0 ------------------------------------------------------------------------------------------------------------------------------ $178,291,195 $178,291 5,418,860 2,896,307 2,522,554