0000909012-11-000466.txt : 20110822 0000909012-11-000466.hdr.sgml : 20110822 20110822150123 ACCESSION NUMBER: 0000909012-11-000466 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110822 DATE AS OF CHANGE: 20110822 EFFECTIVENESS DATE: 20110822 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kingfisher Capital LLC CENTRAL INDEX KEY: 0001483170 IRS NUMBER: 264831865 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13782 FILM NUMBER: 111049686 BUSINESS ADDRESS: STREET 1: 215 QUEENS ROAD CITY: CHARLOTTE STATE: NC ZIP: 28204 BUSINESS PHONE: 7043331710 MAIL ADDRESS: STREET 1: 215 QUEENS ROAD CITY: CHARLOTTE STATE: NC ZIP: 28204 13F-HR/A 1 t306477.txt 12-31-10 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F-HR/A Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: December 31, 2010 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Address: Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Title: Phone: Signature, Place, and Date of Signing: /s/ H.K. HALLETT Charlotte, NC 8/22/11 ----------------- --------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 141 ----------- Form 13F Information Table Value Total: 187,926 ----------- (thousands)
MKT VALUE 13 F INFO 12-31-10 TITLE OF MARKET DIV BY INVESTING VOTING AUTHORITY DESCRIPTION CLASS SYMBOL CUSIP VALUE 1000 QUANTITY DISCRETION SOLE NONE SHARED ------------------------------------------------------------------------------------------------------------------------------------ A123 Systems Com Usd0.001 Common Stock AONE 03739T108 $161,493 $161 16928 sole 380 16548 0 Abbott Labs Common Stock ABT 2824100 $859,889 $860 17948 sole 50 17898 0 Aberdeen Asia Pacific Income Common Stock FAX 3009107 $1,145,057 $1,145 169638 sole 169638 0 ADVANCED BATTERY TECHNOLOGIES Common Stock ABAT 00752h102 $63,594 $64 16518 sole 16518 0 Advent Claymore Global Conv Common Stock AGC 02301T108 $1,153,925 $1,154 125837 sole 125837 0 Aecom Technologies Corp Common Stock ACM 00766T100 $753,596 $754 26943 sole 24933 2010 0 American Water Works Co. Common Stock AWK 30420103 $1,375,745 $1,376 54399 sole 44267 10132 0 Applied Materials, Inc. Common Stock AMAT 38222105 $874,725 $875 62258 sole 263 61995 0 Aqua America, Inc. Common Stock WTR 03836W103 $701,640 $702 31212 sole 31212 0 Banco Santender Central Hispan Common Stock STD 05964H105 $384,710 $385 36123 sole 154 35969 0 Bank of America Corporation Common Stock BAC 60505104 $526,691 $527 39482 sole 39482 0 BB&T Corporation Common Stock BBT 54937107 $277,649 $278 10561 sole 10561 0 Becton, Dickinson and Company Common Stock BDX 75887109 $654,692 $655 7746 sole 34 7712 0 Berkshire Hathaway Inc Del Cl Common Stock BRKB 84670702 $3,986,914 $3,987 49768 sole 23612 26156 0 Berkshire Hathaway Inc. Class Common Stock BRKA 84670108 $1,324,950 $1,325 11 sole 11 0 Blackrock Inc Common Stock BLK 09247X101 $1,173,210 $1,173 6156 sole 5544 612 0 Blackstone Group L Pcom Unit R Common Stock BX 09253U108 $1,883,181 $1,883 133087 sole 124006 9081 0 BP Prudhoe Bay Royalty Trust Common Stock BPT 55630107 $1,038,134 $1,038 8204 sole 30 8174 0 BYD COMPANY COM Common Stock BYDDF Y1023R104 $52,675 $53 10024 sole 10024 0 Calamos Conv Opps & Inc Fd Common Stock CHI 128117108 $5,368,202 $5,368 407299 sole 407299 0 Calamos Strg Ttl Return Fd Com Common Stock CSQ 128125101 $127,847 $128 13806 sole 8606 5200 0 Canadian Oil Sands Trust Common Stock COSWF 13642L100 $1,356,106 $1,356 51039 sole 204 50835 0 Central Europe & Russia Fund Common Stock CEE 153436100 $493,796 $494 11802 sole 11802 0 China Fd Inc Common Stock CHN 169373107 $3,835,722 $3,836 118022 sole 85181 32841 0 China Mobile (Hong Kong) Ltd. Common Stock CHL 16941M109 $712,891 $713 14367 sole 59 14308 0 Chiquita Brands Intl Common Stock CQB 170032809 $838,873 $839 59834 sole 52914 6920 0 Cliffs Natural Resources Inc Common Stock CLF 18683K101 $1,030,824 $1,031 13214 sole 10884 2330 0 Coca-Cola Company Common Stock KO 191216100 $874,083 $874 13290 sole 300 12990 0 Colgate-Palmolive Company Common Stock CL 194162103 $633,798 $634 7886 sole 7886 0 Comerica Incorporated Common Stock CMA 200340107 $730,044 $730 17283 sole 17283 0 Cree Resh Inc Common Stock CREE 225447101 $992,699 $993 15066 sole 13062 2004 0 Duff & Phelps Utilities & Corp Common Stock DUC 26432K108 $1,559,004 $1,559 136875 sole 136875 0 EATON VANCE TAX MG COM Common Stock ETB 27828x100 $757,087 $757 52539 sole 52539 0 Eaton Vance Txmg Gl Bu Common Stock ETW 27829C105 $2,152,742 $2,153 175734 sole 435 175299 0 Energy Recovery Inc Com Common Stock ERII 29270J100 $647,919 $648 177027 sole 126946 50081 0 Enernoc Inc. Common Stock ENOC 292764107 $951,690 $952 39803 sole 34672 5131 0 Entech Solar Inc. Common Stock ENSL 29362Y106 $926 $1 12512 sole 12512 0 Exelon Corporation Common Stock EXC 30161N101 $1,348,841 $1,349 32393 sole 75 32318 0 Exxon Mobil Corporation Common Stock XOM 30231G102 $1,876,587 $1,877 25664 sole 200 25464 0 FDLTY NAS CMPST INDX FND Common Stock ONEQ 315912808 $2,195,246 $2,195 20953 sole 20953 0 First Trust NYSE Arca Biotech Common Stock FBT 33733E203 $697,605 $698 17837 sole 17509 328 0 Fluor Corporation Common Stock FLR 343412102 $237,608 $238 3586 sole 1112 2474 0 General Electric Company Common Stock GE 369604103 $3,685,578 $3,686 201508 sole 98696 102812 0 H. J. Heinz Company Common Stock HNZ 423074103 $267,084 $267 5400 sole 5400 0 HSBC HOLDINGS PLC ADR Common Stock HBC 404280406 $592,574 $593 11610 sole 49 11561 0 Hugoton Royalty Tr Ubi Units O Common Stock HGT 444717102 $751,873 $752 36641 sole 153 36488 0 Hyflux Ltd Common Stock HYFXF Y3817K10 $88,678 $89 48967 sole 48967 0 Illinois Tool Works Inc. Common Stock ITW 452308109 $819,316 $819 15343 sole 56 15287 0 ING ASIA PACIFIC HIGH DIVIDEND Common Stock IAE 44983J107 $1,551,485 $1,551 78956 sole 317 78639 0 Intel Corporation Common Stock INTC 458140100 $1,564,635 $1,565 74400 sole 867 73533 0 International Business Machine Common Stock IBM 459200101 $804,392 $804 5481 sole 21 5460 0 iShares Barclays Intermediate Common Stock CIU 464288638 $1,647,540 $1,648 15664 sole 15664 0 iShares Dow Jones Intl Select Common Stock IDV 464288448 $1,277,344 $1,277 37971 sole 154 37817 0 iShares Dow Jones US Real Esta Common Stock IYR 464287739 $615,952 $616 11007 sole 47 10960 0 iShares Gold Trust Common Stock IAU 464285105 $3,028,824 $3,029 217901 sole 749 217152 0 iShares Goldman Sachs Investop Common Stock LQD 464287242 $1,770,717 $1,771 16329 sole 16329 0 iShares MSCI All Country Asia Common Stock AAXJ 464288182 $1,683,209 $1,683 26424 sole 25900 524 0 iShares MSCI Canada Common Stock EWC 464286509 $4,650,465 $4,650 150015 sole 73298 76717 0 iShares MSCI EAFE Index Fund Common Stock EFA 464287465 $640,611 $641 11003 sole 11003 0 iShares MSCI EAFE Small Cap Common Stock SCZ 464288273 $1,051,704 $1,052 24916 sole 24443 473 0 iShares MSCI Singapore Common Stock EWS 464286673 $555,648 $556 40119 sole 40119 0 iShares NASDAQ Biotechnology S Common Stock IBB 464287556 $1,024,163 $1,024 10963 sole 10757 206 0 iShares Russell MidCap Index Common Stock IWR 464287499 $928,100 $928 9121 sole 9121 0 iShares S&P Global Cons Discre Common Stock RXI 464288745 $2,225,885 $2,226 41677 sole 40829 848 0 iShares S&P Latin America 40 I Common Stock ILF 464287390 $4,530,973 $4,531 84125 sole 27518 56607 0 iShares S&P MidCap 400 Growth Common Stock IJK 464287606 $1,361,029 $1,361 13513 sole 13254 259 0 iShares S&P U.S. Preferred Sto Common Stock PFF 464288687 $2,282,759 $2,283 58834 sole 71 58763 0 iShares Tr 1-3 Yr Trs Bd Common Stock SHY 464287457 $2,002,671 $2,003 23847 sole 23847 0 iShares Tr Barclys 1-3yr Cr Common Stock CSJ 464288646 $217,545 $218 2086 sole 2086 0 iShares Tr US Tips Bd Fd Common Stock TIP 464287176 $5,495,735 $5,496 51114 sole 51114 0 Itau Unibanco Banco Holding SA Common Stock ITUB 465562106 $2,931,501 $2,932 122095 sole 72343 49752 0 Itron, Inc. Common Stock ITRI 465741106 $864,521 $865 15591 sole 12986 2605 0 ITT Corporation Common Stock ITT 450911102 $1,514,800 $1,515 29069 sole 25961 3108 0 Johnson & Johnson Common Stock JNJ 478160104 $3,076,694 $3,077 49744 sole 17277 32467 0 Kayne Anderson Mlp Invt Common Stock KYN 486606106 $2,576,512 $2,577 81872 sole 193 81679 0 Kinder Morgan Mgmt (KMR) Common Stock KMR 49455U100 $1,086,391 $1,086 16244 sole 16244 0 Kraft Foods Inc. Common Stock KFT 50075N104 $591,474 $591 18771 sole 18771 0 Longtop Financial Technologies Common Stock LFT 54318P108 $874,579 $875 24173 sole 20540 3633 0 Macquarie Global Infrastructur Common Stock MGU 55608D101 $3,783,249 $3,783 218938 sole 109312 109626 0 Manitowoc Company, Inc. Common Stock MTW 563571108 $1,209,961 $1,210 92293 sole 76460 15833 0 Market Vectors Etf TRUST Common Stock NLR 57060U704 $1,561,332 $1,561 61591 sole 180 61411 0 Market Vectors Gold Miners ETF Common Stock GDX 57060u100 $2,111,556 $2,112 34351 sole 24812 9539 0 Martin Marietta Matls Common Stock MLM 573284106 $792,065 $792 8587 sole 38 8549 0 Mastercard Incorporated Common Stock MA 57636Q104 $808,589 $809 3608 sole 3302 306 0 McDermott International Common Stock MDR 580037109 $1,352,650 $1,353 65377 sole 57369 8008 0 MFS Multimarket Income Trust Common Stock MMT 552737108 $1,893,450 $1,893 274413 sole 274413 0 Microsoft Corporation Common Stock MSFT 594918104 $2,348,637 $2,349 84150 sole 39265 44885 0 Morgan Stanley Emerging Market Common Stock EDD 617477104 $1,576,838 $1,577 97637 sole 97637 0 Morgan Stanley Frontier Emrgng Common Stock FFD 61757P101 $832,142 $832 56957 sole 56957 0 Mosaic Co. Common Stock MOS 61945A107 $1,885,252 $1,885 24689 sole 21765 2924 0 Mueller Water Products, Inc. Common Stock MWA 624758108 $1,212,190 $1,212 290693 sole 261207 29486 0 Nextera Energy Inc. Common Stock NEE 65339F101 $704,984 $705 13560 sole 13560 0 Nuveen Floating Rate Income Fu Common Stock JFR 67072T108 $357,890 $358 30304 sole 30304 0 Ocean Pwr Technologies Common Stock OPTT 674870308 $63,578 $64 11115 sole 11115 0 Oracle Corporation Common Stock ORCL 68389X105 $225,830 $226 7215 sole 395 6820 0 Penney J C Inc Common Stock JCP 708160106 $613,793 $614 18997 sole 82 18915 0 Peoples United Finl Inc Common Stock PBCT 712704105 $622,100 $622 44404 sole 192 44212 0 PepsiCo Common Stock PEP 713448108 $1,681,794 $1,682 25743 sole 36 25707 0 Pfizer Inc. Common Stock PFE 717081103 $596,404 $596 34061 sole 34061 0 Piedmont Natural Gas Company, Common Stock PNY 720186105 $352,855 $353 12620 sole 12620 0 Plum Creek Timber Company, Inc Common Stock PCL 729251108 $822,627 $823 21966 sole 83 21883 0 PowerShares Cleantech Portfoli Common Stock PZD 73935x278 $691,630 $692 26198 sole 26198 0 PowerShares DB Agriculture Fun Common Stock DBA 73936B408 $5,391,257 $5,391 166654 sole 46480 120174 0 PowerShares Global Water Portf Common Stock PIO 73936T623 $802,630 $803 40111 sole 40111 0 PowerShares QQQ Trust, Series Common Stock QQQQ 631100104 $1,897,114 $1,897 34835 sole 34147 688 0 PowerShares Wilderhill Clean E Common Stock PBW 73935X500 $554,920 $555 53409 sole 358 53051 0 Procter & Gamble Company Common Stock PG 742718109 $2,941,666 $2,942 45728 sole 16664 29064 0 ProShares UltraShort 20+ Year Common Stock TBT 74347R297 $682,277 $682 18420 sole 18420 0 Putnam Premier Income Trust Sh Common Stock PPT 746853100 $639,712 $640 101865 sole 101865 0 QUALCOMM, Incorporated Common Stock QCOM 747525103 $578,439 $578 11688 sole 52 11636 0 Roche Hldg Ltd Spons Common Stock RHHBY 71195104 $2,293,740 $2,294 62585 sole 32695 29890 0 Royal Bank of Canada Common Stock RY 780087102 $1,247,058 $1,247 23817 sole 550 23267 0 Saul Centers, Inc. Common Stock BFS 804395101 $276,998 $277 5850 sole 5850 0 SCANA Corporation Common Stock SCG 80589M102 $1,304,384 $1,304 32128 sole 32128 0 Select Sector SPDR Trust-Finan Common Stock XLF 81369Y605 $2,562,671 $2,563 160669 sole 157154 3515 0 Sonoco Products Company Common Stock SON 835495102 $272,289 $272 8087 sole 8087 0 Southern Copper Corporation Common Stock SCCO 84265V105 $2,297,555 $2,298 47139 sole 19611 27528 0 SPDR Gold Shares Common Stock GLD 78463V107 $487,323 $487 3513 sole 55 3458 0 SPDR S&P International Mid Cap Common Stock MDD 78463X764 $1,429,689 $1,430 46119 sole 45254 865 0 Sprott Physical Silver Trust E Common Stock PSLV 85207K107 $140,700 $141 10000 sole 10000 0 Suncor Energy Inc. Common Stock SU 867229106 $1,088,087 $1,088 28417 sole 24910 3507 0 Sunpower Corporation Common Stock SPWRA 867652109 $157,193 $157 12252 sole 1572 10680 0 Symantec Corporation Common Stock SYMC 871503108 $803,085 $803 47974 sole 44692 3282 0 TAIWAN SEMICONDUCTOR MANUFACTU Common Stock TSM 874039100 $769,103 $769 61332 sole 262 61070 0 Targacept Inc Common Stock TRGT 87611R306 $502,891 $503 18977 sole 18977 0 Telefonica S A Sponsored ADR Common Stock TEF 879382208 $688,853 $689 10068 sole 40 10028 0 TEUCRIUM CORN FUND Common Stock CORN 88166A102 $519,418 $519 13315 sole 13315 0 Teva Pharmaceutical Industries Common Stock TEVA 881624209 $1,016,952 $1,017 19508 sole 14342 5166 0 The India Fund, Inc. Common Stock IFN 454089103 $4,889,259 $4,889 139255 sole 139255 0 TIFFANY & CO Common Stock TIF 886547108 $899,117 $899 14439 sole 63 14376 0 Toronto Dominion Bank Common Stock TD 891160509 $656,455 $656 8834 sole 35 8799 0 Total S.A. Sponsored ADR Common Stock TOT 89151E109 $623,042 $623 11650 sole 47 11603 0 United States Oil Fund Units Common Stock USO 91232N108 $1,949,454 $1,949 49986 sole 35012 14974 0 United Technologies Corporatio Common Stock UTX 913017109 $3,014,699 $3,015 38296 sole 13607 24689 0 V F Corporation Common Stock VFC 918204108 $529,835 $530 6148 sole 28 6120 0 Veeco Instruments Inc. Common Stock VECO 922417100 $985,545 $986 22941 sole 16717 6224 0 Veolia Environnement Sponsored Common Stock VE 92334N103 $837,230 $837 28516 sole 104 28412 0 Verizon Communications Common Stock VZ 92343V104 $3,514,666 $3,515 98230 sole 44006 54224 0 Waste Management, Inc. Common Stock WM 94106L109 $867,219 $867 23521 sole 85 23436 0 WisdomTree Dreyfus Chinese Yua Common Stock CYB 97717w182 $490,681 $491 19341 sole 19341 0 YUM! Brands, Inc. Common Stock YUM 988498101 $775,382 $775 15808 sole 66 15742 0 $187,925,554 $187,926 7,064,062 2,185,017 4,879,045 0