0001387131-16-007916.txt : 20161114 0001387131-16-007916.hdr.sgml : 20161111 20161114112335 ACCESSION NUMBER: 0001387131-16-007916 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Breithorn Capital Management CENTRAL INDEX KEY: 0001483060 IRS NUMBER: 262788156 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14396 FILM NUMBER: 161992224 BUSINESS ADDRESS: STREET 1: 509 MADISON AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 487 4964 MAIL ADDRESS: STREET 1: 509 MADISON AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: R.J. Ulrich & Co. LLC DATE OF NAME CHANGE: 20100202 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001483060 XXXXXXXX 09-30-2016 09-30-2016 false Breithorn Capital Management

509 Madison Avenue 5th Floor New York NY 10022

13F HOLDINGS REPORT 028-14396 N Charles Daly 212-487-4964 /s/ Charles Daly New York NY 11-14-2016 0 43 133385 INFORMATION TABLE 2 infotable.xml ALLISON TRANSMISSION HLDGS I COM 01973R101 3439 119920 SH SOLE 119920 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 5710 96230 SH SOLE 96230 0 0 APPLE INC COM 037833100 220 1950 SH SOLE 1950 0 0 ARDMORE SHIPPING CORP COM Y0207T100 3274 465073 SH SOLE 465073 0 0 BED BATH & BEYOND INC COM 075896100 3273 75925 SH SOLE 75925 0 0 BLUE BIRD CORP COM 095306106 6124 419150 SH SOLE 419150 0 0 CALPINE CORP COM NEW 131347304 3203 253370 SH SOLE 253370 0 0 CHEVRON CORP NEW COM 166764100 313 3037 SH SOLE 3037 0 0 CIGNA CORPORATION COM 125509109 469 3600 SH SOLE 3600 0 0 CITIZENS FINL GROUP INC COM 174610105 5411 218961 SH SOLE 218961 0 0 CROWN HOLDINGS INC COM 228368106 297 5200 SH SOLE 5200 0 0 CSX CORP COM 126408103 523 17160 SH SOLE 17160 0 0 DEVRY ED GROUP INC COM 251893103 5186 224890 SH SOLE 224890 0 0 DYNEGY INC NEW DEL COM 26817R108 2504 202100 SH SOLE 202100 0 0 EASTMAN CHEM CO COM 277432100 257 3800 SH SOLE 3800 0 0 ENZO BIOCHEM INC COM 294100102 322 63324 SH SOLE 63324 0 0 ERA GROUP INC COM 26885G109 2622 325667 SH SOLE 325667 0 0 EXPRESS INC COM 30219E103 3101 263000 SH SOLE 263000 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 5358 145160 SH SOLE 145160 0 0 FLUOR CORP NEW COM 343412102 257 5010 SH SOLE 5010 0 0 GENERAL MTRS CO COM 37045V100 7045 221750 SH SOLE 221750 0 0 GNC HLDGS INC COM CL A 36191G107 4411 216030 SH SOLE 216030 0 0 INGERSOLL-RAND PLC SHS G47791101 283 4160 SH SOLE 4160 0 0 INGRAM MICRO INC CL A 457153104 9076 254520 SH SOLE 254520 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 313 1970 SH SOLE 1970 0 0 INVESTORS BANCORP INC NEW COM 46146L101 4936 411000 SH SOLE 411000 0 0 J ALEXANDERS HLDGS INC COM 46609J106 203 20085 SH SOLE 20085 0 0 KLX INC COM 482539103 3418 97100 SH SOLE 97100 0 0 KULICKE & SOFFA INDS INC COM 501242101 9659 747057 SH SOLE 747057 0 0 LABORATORY CORP AMER HLDGS COM 50540R409 4458 32430 SH SOLE 32430 0 0 LEUCADIA NATL CORP COM 527288104 5053 265390 SH SOLE 265390 0 0 M/I HOMES INC COM 55305B101 4516 191612 SH SOLE 191612 0 0 NRG ENERGY INC COM NEW 629377508 367 32750 SH SOLE 32750 0 0 OWENS ILL INC COM NEW 690768403 4337 235851 SH SOLE 235851 0 0 PERRIGO CO PLC SHS G97822103 4460 48300 SH SOLE 48300 0 0 QUANTUM CORP COM DSSG 747906204 4442 6034142 SH SOLE 6034142 0 0 SYMANTEC CORP COM 871503108 885 35270 SH SOLE 35270 0 0 TELEPHONE & DATA SYS INC COM NEW 879433829 3187 117270 SH SOLE 117270 0 0 TEXTRON INC COM 883203101 596 15000 SH SOLE 15000 0 0 VECTRUS INC COM 92242T101 2091 137276 SH SOLE 137276 0 0 XL GROUP LTD COM G98294104 4717 140250 SH SOLE 140250 0 0 TRINITY BIOTECH PLC SPON ADR NEW 896438306 1984 150100 SH SOLE 150100 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 1085 41050 SH SOLE 41050 0 0