0001209191-23-019698.txt : 20230317 0001209191-23-019698.hdr.sgml : 20230317 20230317164505 ACCESSION NUMBER: 0001209191-23-019698 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230315 FILED AS OF DATE: 20230317 DATE AS OF CHANGE: 20230317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAMASWAMI RAJIV CENTRAL INDEX KEY: 0001483009 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37883 FILM NUMBER: 23743318 MAIL ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nutanix, Inc. CENTRAL INDEX KEY: 0001618732 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 270989767 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1740 TECHNOLOGY DRIVE STREET 2: SUITE 150 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408-216-8360 MAIL ADDRESS: STREET 1: 1740 TECHNOLOGY DRIVE STREET 2: SUITE 150 CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-03-15 0 0001618732 Nutanix, Inc. NTNX 0001483009 RAMASWAMI RAJIV C/O NUTANIX, INC. 1740 TECHNOLOGY DR., STE 150 SAN JOSE CA 95110 1 1 0 0 President and CEO Class A Common Stock 2023-03-15 4 M 0 23662 0.00 A 334010 D Class A Common Stock 2023-03-15 4 M 0 58446 0.00 A 392456 D Class A Common Stock 2023-03-15 4 M 0 8627 0.00 A 401083 D Class A Common Stock 2023-03-15 4 M 0 17206 0.00 A 418289 D Class A Common Stock 2023-03-15 4 F 0 47448 24.72 D 370841 D Restricted Stock Units 2023-03-15 4 M 0 23662 0.00 D Class A Common Stock 23662 165639 D Restricted Stock Units 2023-03-15 4 M 0 58446 0.00 D Class A Common Stock 58446 409126 D Restricted Stock Units 2023-03-15 4 M 0 8627 0.00 D Class A Common Stock 8627 86279 D Restricted Stock Units 2023-03-15 4 M 0 17206 0.00 D Class A Common Stock 17206 240890 D Represents shares surrendered to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. As previously reported, on December 9, 2020, the Reporting Person was granted a target number of 703,117 performance-based RSUs ("PRSUs") subject to two stock price milestones. 133% of the target number of PRSUs became eligible to vest upon achievement of both milestones. The eligible PRSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. /s/ Raymond Hum, Attorney in Fact 2023-03-17