0001209191-23-019698.txt : 20230317
0001209191-23-019698.hdr.sgml : 20230317
20230317164505
ACCESSION NUMBER: 0001209191-23-019698
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230315
FILED AS OF DATE: 20230317
DATE AS OF CHANGE: 20230317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RAMASWAMI RAJIV
CENTRAL INDEX KEY: 0001483009
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37883
FILM NUMBER: 23743318
MAIL ADDRESS:
STREET 1: 5300 CALIFORNIA AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92617
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Nutanix, Inc.
CENTRAL INDEX KEY: 0001618732
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 270989767
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 1740 TECHNOLOGY DRIVE
STREET 2: SUITE 150
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 408-216-8360
MAIL ADDRESS:
STREET 1: 1740 TECHNOLOGY DRIVE
STREET 2: SUITE 150
CITY: SAN JOSE
STATE: CA
ZIP: 95110
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2023-03-15
0
0001618732
Nutanix, Inc.
NTNX
0001483009
RAMASWAMI RAJIV
C/O NUTANIX, INC.
1740 TECHNOLOGY DR., STE 150
SAN JOSE
CA
95110
1
1
0
0
President and CEO
Class A Common Stock
2023-03-15
4
M
0
23662
0.00
A
334010
D
Class A Common Stock
2023-03-15
4
M
0
58446
0.00
A
392456
D
Class A Common Stock
2023-03-15
4
M
0
8627
0.00
A
401083
D
Class A Common Stock
2023-03-15
4
M
0
17206
0.00
A
418289
D
Class A Common Stock
2023-03-15
4
F
0
47448
24.72
D
370841
D
Restricted Stock Units
2023-03-15
4
M
0
23662
0.00
D
Class A Common Stock
23662
165639
D
Restricted Stock Units
2023-03-15
4
M
0
58446
0.00
D
Class A Common Stock
58446
409126
D
Restricted Stock Units
2023-03-15
4
M
0
8627
0.00
D
Class A Common Stock
8627
86279
D
Restricted Stock Units
2023-03-15
4
M
0
17206
0.00
D
Class A Common Stock
17206
240890
D
Represents shares surrendered to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.
Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.
The RSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
As previously reported, on December 9, 2020, the Reporting Person was granted a target number of 703,117 performance-based RSUs ("PRSUs") subject to two stock price milestones. 133% of the target number of PRSUs became eligible to vest upon achievement of both milestones. The eligible PRSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
/s/ Raymond Hum, Attorney in Fact
2023-03-17