0000950170-23-048850.txt : 20230919 0000950170-23-048850.hdr.sgml : 20230919 20230919184425 ACCESSION NUMBER: 0000950170-23-048850 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230915 FILED AS OF DATE: 20230919 DATE AS OF CHANGE: 20230919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAMASWAMI RAJIV CENTRAL INDEX KEY: 0001483009 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37883 FILM NUMBER: 231264999 MAIL ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nutanix, Inc. CENTRAL INDEX KEY: 0001618732 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 270989767 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1740 TECHNOLOGY DRIVE STREET 2: SUITE 150 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408-216-8360 MAIL ADDRESS: STREET 1: 1740 TECHNOLOGY DRIVE STREET 2: SUITE 150 CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 ownership.xml 4 X0508 4 2023-09-15 0001618732 Nutanix, Inc. NTNX 0001483009 RAMASWAMI RAJIV C/O NUTANIX, INC. 1740 TECHNOLOGY DR., SUITE 150 SAN JOSE CA 95110 true true President and CEO false Class A Common Stock 2023-09-15 4 M false 23663 0 A 582137 D Class A Common Stock 2023-09-15 4 M false 58446 0 A 640583 D Class A Common Stock 2023-09-15 4 M false 8628 0 A 649211 D Class A Common Stock 2023-09-15 4 M false 17206 0 A 666417 D Restricted Stock Units 2023-09-15 4 M false 23663 0 D Class A Common Stock 23663 118313 D Restricted Stock Units 2023-09-15 4 M false 58446 0 D Class A Common Stock 58446 292233 D Restricted Stock Units 2023-09-15 4 M false 8628 0 D Class A Common Stock 8628 69023 D Restricted Stock Units 2023-09-15 4 M false 17206 0 D Class A Common Stock 17206 206477 D Each Restricted Stock Unit or RSU represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. As previously reported, on December 9, 2020, the Reporting Person was granted a target number of 703,117 performance-based RSUs ("PRSUs") subject to two stock price milestones. 133% of the target number of PRSUs became eligible to vest upon achievement of both milestones. The eligible PRSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter, subject to the Reporting person continuing to provide service to the Issuer through each vesting date. The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. /s/ Raymond Hum, Attorney in Fact 2023-09-19