X0306 4 2017-08-17 1 0001482541 Surna Inc. SRNA 0001663872 Doucet Aaron Trent 1780 55TH STREET BOULDER CO 80301 0 0 0 1 Former CEO/President/Director Restricted Stock Units 0.00 2017-08-17 2017-08-17 4 A 0 9000000 0.00 A Common Stock 9000000 9000000 D On August 17, 2017, the Issuer's Board of Directors granted the Reporting Person a total of 9,000,000 restricted stock units, which vest in twelve (12) equal installments (750,000 restricted stock units per installment) commencing on the first business day of January 2018 and continuing on the first business day of each of the next eleven (11) calendar months, provided that the Reporting Person is employed by the Issuer on such vesting date or, if the initial term under the employment agreement between the Issuer and the Reporting Person has expired, the Reporting Person has not materially breached any non-competition, non-solicitation and other post-termination of employment obligations On August 17, 2017, the Reporting Person resigned as the Issuer's Chief Executive Officer and President and as a member of the Issuer's Board of Directors. /s/ A. Trent Doucet 2017-08-23