0001493152-17-003905.txt : 20170414
0001493152-17-003905.hdr.sgml : 20170414
20170414171509
ACCESSION NUMBER: 0001493152-17-003905
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170316
FILED AS OF DATE: 20170414
DATE AS OF CHANGE: 20170414
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Surna Inc.
CENTRAL INDEX KEY: 0001482541
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700]
IRS NUMBER: 273911608
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1780 55TH ST. SUITE C
CITY: BOULDER
STATE: CO
ZIP: 80301
BUSINESS PHONE: 303-993-5271
MAIL ADDRESS:
STREET 1: 1780 55TH ST. SUITE C
CITY: BOULDER
STATE: CO
ZIP: 80301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Keen Stephen Banks
CENTRAL INDEX KEY: 0001608505
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54286
FILM NUMBER: 17763229
MAIL ADDRESS:
STREET 1: 840 TURPIN WAY
CITY: ERIE
STATE: CO
ZIP: 80516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Keen Brandy Marie
CENTRAL INDEX KEY: 0001608502
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54286
FILM NUMBER: 17763230
MAIL ADDRESS:
STREET 1: 840 TURPIN WAY
CITY: ERIE
STATE: CO
ZIP: 80516
4
1
form4.xml
X0306
4
2017-03-16
0
0001482541
Surna Inc.
SRNA
0001608502
Keen Brandy Marie
6519 STEEPLE ROCK DR
FREDERICK
CO
80516
1
1
1
0
VP Sales, Secretary
0001608505
Keen Stephen Banks
6519 STEEPLE ROCK DR
FREDERICK
CO
80516
1
1
1
0
Director of Technology
Common Stock
2017-04-05
4
S
0
5700000
0.1052
D
25984669
D
Common Stock
2017-04-05
4
S
0
1425000
0.1052
D
24559669
D
Common Stock
2017-04-06
4
S
0
475000
0.1052
D
24084669
D
Common Stock
2017-04-06
4
S
0
3800000
0.1052
D
20284669
D
Stock Options (Right to Buy)
0.0002
2017-03-16
4
J
0
1544400
0.00
D
2014-03-31
2017-03-18
Common Stock
1544400
0
D
Stock Options (Right to Buy)
0.0002
2017-03-16
4
J
0
1544400
0.00
D
2014-03-31
2017-03-18
Common Stock
1544400
0
D
Shares sold from joint account of the reporting persons.
Options held by Brandy Marie Keen.
Options held by Stephen Banks Keen.
Options transferred in a private transaction. No cash consideration paid.
Represents options under the Safari 2014 Stock Option Plan, which was assumed by the Company.
/s/ Brandy M Keen
2017-04-14
/s/ Stephen B Keen
2017-04-14