0001493152-17-003905.txt : 20170414 0001493152-17-003905.hdr.sgml : 20170414 20170414171509 ACCESSION NUMBER: 0001493152-17-003905 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170316 FILED AS OF DATE: 20170414 DATE AS OF CHANGE: 20170414 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Surna Inc. CENTRAL INDEX KEY: 0001482541 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 273911608 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1780 55TH ST. SUITE C CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 303-993-5271 MAIL ADDRESS: STREET 1: 1780 55TH ST. SUITE C CITY: BOULDER STATE: CO ZIP: 80301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keen Stephen Banks CENTRAL INDEX KEY: 0001608505 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54286 FILM NUMBER: 17763229 MAIL ADDRESS: STREET 1: 840 TURPIN WAY CITY: ERIE STATE: CO ZIP: 80516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keen Brandy Marie CENTRAL INDEX KEY: 0001608502 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54286 FILM NUMBER: 17763230 MAIL ADDRESS: STREET 1: 840 TURPIN WAY CITY: ERIE STATE: CO ZIP: 80516 4 1 form4.xml X0306 4 2017-03-16 0 0001482541 Surna Inc. SRNA 0001608502 Keen Brandy Marie 6519 STEEPLE ROCK DR FREDERICK CO 80516 1 1 1 0 VP Sales, Secretary 0001608505 Keen Stephen Banks 6519 STEEPLE ROCK DR FREDERICK CO 80516 1 1 1 0 Director of Technology Common Stock 2017-04-05 4 S 0 5700000 0.1052 D 25984669 D Common Stock 2017-04-05 4 S 0 1425000 0.1052 D 24559669 D Common Stock 2017-04-06 4 S 0 475000 0.1052 D 24084669 D Common Stock 2017-04-06 4 S 0 3800000 0.1052 D 20284669 D Stock Options (Right to Buy) 0.0002 2017-03-16 4 J 0 1544400 0.00 D 2014-03-31 2017-03-18 Common Stock 1544400 0 D Stock Options (Right to Buy) 0.0002 2017-03-16 4 J 0 1544400 0.00 D 2014-03-31 2017-03-18 Common Stock 1544400 0 D Shares sold from joint account of the reporting persons. Options held by Brandy Marie Keen. Options held by Stephen Banks Keen. Options transferred in a private transaction. No cash consideration paid. Represents options under the Safari 2014 Stock Option Plan, which was assumed by the Company. /s/ Brandy M Keen 2017-04-14 /s/ Stephen B Keen 2017-04-14