0001493152-17-002237.txt : 20170308 0001493152-17-002237.hdr.sgml : 20170308 20170308144410 ACCESSION NUMBER: 0001493152-17-002237 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170303 FILED AS OF DATE: 20170308 DATE AS OF CHANGE: 20170308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Surna Inc. CENTRAL INDEX KEY: 0001482541 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 273911608 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1780 55TH ST. SUITE C CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 303-993-5271 MAIL ADDRESS: STREET 1: 1780 55TH ST. SUITE C CITY: BOULDER STATE: CO ZIP: 80301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keen Stephen Banks CENTRAL INDEX KEY: 0001608505 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54286 FILM NUMBER: 17674822 MAIL ADDRESS: STREET 1: 840 TURPIN WAY CITY: ERIE STATE: CO ZIP: 80516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keen Brandy Marie CENTRAL INDEX KEY: 0001608502 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54286 FILM NUMBER: 17674823 MAIL ADDRESS: STREET 1: 840 TURPIN WAY CITY: ERIE STATE: CO ZIP: 80516 4 1 form4.xml X0306 4 2017-03-03 0 0001482541 Surna Inc. SRNA 0001608502 Keen Brandy Marie 6519 STEEPLE ROCK DRIVE FREDERICK CO 80516 1 1 1 0 VP Sales, Secretary 0001608505 Keen Stephen Banks 6519 STEEPLE ROCK DRIVE FREDERICK CO 80516 1 1 1 0 Director of Technology Common Stock 2017-03-03 4 S 0 75000 0.1614 D 31899669 D Common Stock 2017-03-07 4 S 0 50000 0.1685 D 31849669 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting persons on December 12, 2016. Shares sold from joint account of the reporting persons. /s/ Brandy M. Keen 2017-03-08 /s/ Stephen B. Keen 2017-03-08