X0303 4 2011-01-05 0 0001490906 Capitol Federal Financial Inc CFFND 0001482480 Jackson Rick C CAPITOL FEDERAL FINANCIAL 700 SOUTH KANSAS AVENUE, SUITE 517 TOPEKA KS 66603 0 1 0 0 Executive Vice President CFFN common stock 65753 D CFFN common stock 25237 I ESOP Incentive Stock Option 14.43 2020-01-26 CFFN common stock 34634 34634 D CFFN non-qualified stock option 14.43 2025-01-26 CFFN common stock 55913 55913 D Phantom Stock 2010 13.9 2012-12-31 CFFN common stock 249 249 D CFFN phantom stock 2011 11.91 2011-01-05 4 A 0 2542 11.91 A 2013-12-31 CFFN common stock 2542 2542 D Options vested or will vest on each of the following dates; January 26, 2010, January 26, 2011, January 26, 2012, January 26, 2013 and January 26, 2014. Phantom stock units were acquired under the Company's Deferred Incentive Bonus Plan. The units are deemed sold and settled in cash approximately three years from date of acquistion. James D. Wempe, Power of Attorney 2011-01-07