0001567619-18-006109.txt : 20181114 0001567619-18-006109.hdr.sgml : 20181114 20181114125413 ACCESSION NUMBER: 0001567619-18-006109 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181114 EFFECTIVENESS DATE: 20181114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AlphaOne Investment Services, LLC CENTRAL INDEX KEY: 0001482390 IRS NUMBER: 264010368 STATE OF INCORPORATION: DE FISCAL YEAR END: 1209 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13713 FILM NUMBER: 181182170 BUSINESS ADDRESS: STREET 1: 1000 CHESTERBROOK BLVD SUITE 100 CITY: BERWYN STATE: PA ZIP: 19312 BUSINESS PHONE: 267-597-3849 MAIL ADDRESS: STREET 1: 1000 CHESTERBROOK BLVD SUITE 100 CITY: BERWYN STATE: PA ZIP: 19312 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001482390 XXXXXXXX 09-30-2018 09-30-2018 AlphaOne Investment Services, LLC

1000 CHESTERBROOK BLVD SUITE 100 BERWYN PA 19312

13F HOLDINGS REPORT 028-13713 N Donald O'Hara 267-597-3849 /s/ Donald O'Hara Berwyn PA 11-14-2018 1 216 337145 false 1 Villanova Investment Management Company LLC INFORMATION TABLE 2 form13fInfoTable.xml AAR CORP COM 000361105 41 861 SH SOLE 1 861 0 0 ACI WORLDWIDE INC COM 004498101 64 2257 SH SOLE 1 2257 0 0 ACTIVISION BLIZZARD INC COM 00507V109 2413 29000 SH SOLE 0 29000 0 0 ADVANCED ENERGY INDS COM 007973100 33 640 SH SOLE 1 640 0 0 ADVANCED ENERGY INDS COM 007973100 67 1300 SH SOLE 0 1300 0 0 ADVANCED MICRO DEVICES INC COM 007903107 2811 91000 SH SOLE 0 91000 0 0 ADVANCED MICRO DEVICES INC COM 007903107 2811 91000 SH Put SOLE 0 91000 0 0 AECOM COM 00766T100 42 1296 SH SOLE 1 1296 0 0 AIR LEASE CORP CL A 00912X302 90 1951 SH SOLE 1 1951 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 338 2050 SH SOLE 0 2050 0 0 ALPHABET INC CAP STK CL C 02079K107 78 65 SH SOLE 0 65 0 0 ALPHABET INC CAP STK CL A 02079K305 5617 4653 SH SOLE 0 4653 0 0 ALTRA INDL MOTION CORP COM 02208R106 5295 128204 SH SOLE 0 128204 0 0 AMAZON COM INC COM 023135106 34 17 SH SOLE 0 17 0 0 AMC NETWORKS INC CL A 00164V103 89 1338 SH SOLE 1 1338 0 0 AMERICAN ELEC PWR INC COM 025537101 12 170 SH SOLE 0 0 0 170 AMERICAN TOWER CORP NEW COM 03027X100 17 115 SH SOLE 0 0 0 115 AMERICAN WTR WKS CO INC NEW COM 030420103 10 111 SH SOLE 0 0 0 111 APPLE INC COM 037833100 90 400 SH SOLE 0 400 0 0 APPLIED MATLS INC COM 038222105 2444 63240 SH SOLE 0 63240 0 0 AQUA AMERICA INC COM 03836W103 5 130 SH SOLE 0 0 0 130 ARGO GROUP INTL HLDGS LTD COM G0464B107 47 743 SH SOLE 1 743 0 0 ARRIS INTL INC SHS G0551A103 91 3513 SH SOLE 1 3513 0 0 ARTISAN PARTNERS ASSET MGMT CL A 04316A108 25 775 SH SOLE 0 775 0 0 ASGN INC COM 00191U102 5508 69781 SH SOLE 0 69781 0 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 85 2032 SH SOLE 1 2032 0 0 AT&T INC COM 00206R102 1136 33820 SH SOLE 0 33820 0 0 ATRICURE INC COM 04963C209 4917 140369 SH SOLE 0 140369 0 0 AVERY DENNISON CORP COM 053611109 30 275 SH SOLE 0 275 0 0 AXIS CAPITAL HOLDINGS LTD SHS G0692U109 102 1770 SH SOLE 1 1770 0 0 AZZ INC COM 002474104 4676 92601 SH SOLE 0 92601 0 0 BANC OF CALIFORNIA INC COM 05990K106 1276 67504 SH SOLE 0 67504 0 0 BANK OF NT BUTTERFIELD&SON L SHS NEW G0772R208 22 432 SH SOLE 0 432 0 0 BANNER CORP COM NEW 06652V208 4844 77922 SH SOLE 0 77922 0 0 BERKSHIRE HILLS BANCORP INC COM 084680107 27 675 SH SOLE 0 675 0 0 BRIDGEWATER BANCSHARES INC COM ACCD INV 108621103 30 2280 SH SOLE 1 2280 0 0 BRYN MAWR BK CORP COM 117665109 4533 96642 SH SOLE 0 96642 0 0 CALAMP CORP COM 128126109 6437 268667 SH SOLE 0 268667 0 0 CAMBREX CORP COM 132011107 5385 78727 SH SOLE 0 78727 0 0 CAMBREX CORP COM 132011107 33 485 SH SOLE 1 485 0 0 CANADIAN NATL RY CO COM 136375102 10 107 SH SOLE 0 0 0 107 CANTEL MEDICAL CORP COM 138098108 16 175 SH SOLE 0 175 0 0 CARBONITE INC COM 141337105 5253 147357 SH SOLE 0 147357 0 0 CARDTRONICS PLC SHS CL A G1991C105 27 840 SH SOLE 1 840 0 0 CARS COM INC COM 14575E105 58 2114 SH SOLE 1 2114 0 0 CATALENT INC COM 148806102 30 650 SH SOLE 0 650 0 0 CBS CORP NEW CL B 124857202 256 4460 SH SOLE 0 4460 0 0 CBTX INC COM 12481V104 1825 51361 SH SOLE 0 51361 0 0 CIRRUS LOGIC INC COM 172755100 38 978 SH SOLE 1 978 0 0 CISCO SYS INC COM 17275R102 385 7905 SH SOLE 0 7905 0 0 CISION LTD SHS G1992S109 31 1850 SH SOLE 0 1850 0 0 COHERENT INC COM 192479103 44 255 SH SOLE 1 255 0 0 COLUMBIA BKG SYS INC COM 197236102 5178 133559 SH SOLE 0 133559 0 0 COLUMBUS MCKINNON CORP N Y COM 199333105 4554 115175 SH SOLE 0 115175 0 0 COMCAST CORP NEW CL A 20030N101 1356 38300 SH SOLE 0 38300 0 0 CORELOGIC INC COM 21871D103 67 1362 SH SOLE 1 1362 0 0 CRA INTL INC COM 12618T105 4370 87023 SH SOLE 0 87023 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 8 75 SH SOLE 0 0 0 75 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 19 510 SH SOLE 0 510 0 0 DOMINION ENERGY INC COM 25746U109 5 70 SH SOLE 0 0 0 70 DONNELLEY FINL SOLUTIONS INC COM 25787G100 100 5580 SH SOLE 1 5580 0 0 DTE ENERGY CO COM 233331107 8 69 SH SOLE 0 0 0 69 DXP ENTERPRISES INC NEW COM NEW 233377407 4826 120430 SH SOLE 0 120430 0 0 ELECTRONIC ARTS INC COM 285512109 3641 30220 SH SOLE 0 30220 0 0 ENCOMPASS HEALTH CORP COM 29261A100 47 600 SH SOLE 0 600 0 0 ENTEGRIS INC COM 29362U104 28 950 SH SOLE 0 950 0 0 ENTERPRISE FINL SVCS CORP COM 293712105 6934 130702 SH SOLE 0 130702 0 0 EPAM SYS INC COM 29414B104 48 350 SH SOLE 0 350 0 0 EURONET WORLDWIDE INC COM 298736109 49 488 SH SOLE 1 488 0 0 EVERCORE INC CLASS A 29977A105 35 350 SH SOLE 0 350 0 0 EVERQUOTE INC COM CL A 30041R108 102 6840 SH SOLE 0 6840 0 0 EXPONENT INC COM 30214U102 3994 74515 SH SOLE 0 74515 0 0 FACEBOOK INC CL A 30303M102 6624 40276 SH SOLE 0 40276 0 0 FACEBOOK INC CL A 30303M102 4112 25000 SH Put SOLE 0 25000 0 0 FEDERAL SIGNAL CORP COM 313855108 7173 267850 SH SOLE 0 267850 0 0 FINANCIAL INSTNS INC COM 317585404 3100 98723 SH SOLE 0 98723 0 0 FIRST BUSEY CORP COM NEW 319383204 17 550 SH SOLE 0 550 0 0 FIRST INTST BANCSYSTEM INC COM CL A 32055Y201 13 300 SH SOLE 0 300 0 0 FIRSTCASH INC COM 33767D105 54 663 SH SOLE 1 663 0 0 FLUSHING FINL CORP COM 343873105 2660 109004 SH SOLE 0 109004 0 0 FORESCOUT TECHNOLOGIES INC COM 34553D101 253 6710 SH SOLE 0 6710 0 0 FORTIS INC COM 349553107 4 137 SH SOLE 0 0 0 137 FUSION CONNECT INC COM 36116X102 10 3790 SH SOLE 0 3790 0 0 GAIN CAP HLDGS INC COM 36268W100 44 6832 SH SOLE 1 6832 0 0 GENTHERM INC COM 37253A103 55 1215 SH SOLE 1 1215 0 0 GEO GROUP INC NEW COM 36162J106 104 4131 SH SOLE 1 4131 0 0 GIBRALTAR INDS INC COM 374689107 48 1050 SH SOLE 0 1050 0 0 GP STRATEGIES CORP COM 36225V104 3848 228341 SH SOLE 0 228341 0 0 GROUP 1 AUTOMOTIVE INC COM 398905109 24 368 SH SOLE 1 368 0 0 GTT COMMUNICATIONS INC COM 362393100 158 3630 SH SOLE 0 3630 0 0 HANGER INC COM NEW 41043F208 4342 208447 SH SOLE 0 208447 0 0 HANMI FINL CORP COM NEW 410495204 19 750 SH SOLE 0 750 0 0 HEALTHCARE SVCS GRP INC COM 421906108 24 600 SH SOLE 0 600 0 0 HEALTHSTREAM INC COM 42222N103 5762 185800 SH SOLE 0 185800 0 0 HERITAGE FINL CORP WASH COM 42722X106 5469 155588 SH SOLE 0 155588 0 0 HEXCEL CORP NEW COM 428291108 40 600 SH SOLE 0 600 0 0 HORTONWORKS INC COM 440894103 332 14560 SH SOLE 0 14560 0 0 HP INC COM 40434L105 4979 193190 SH SOLE 0 193190 0 0 HURCO COMPANIES INC COM 447324104 5304 117600 SH SOLE 0 117600 0 0 HURON CONSULTING GROUP INC COM 447462102 45 914 SH SOLE 1 914 0 0 I3 VERTICALS INC COM CL A 46571Y107 5406 235238 SH SOLE 0 235238 0 0 IBERIABANK CORP COM 450828108 24 300 SH SOLE 0 300 0 0 ICHOR HOLDINGS SHS G4740B105 29 1400 SH SOLE 1 1400 0 0 ICHOR HOLDINGS SHS G4740B105 3347 163913 SH SOLE 0 163913 0 0 ICON PLC SHS G4705A100 59 384 SH SOLE 1 384 0 0 IMPERVA INC COM 45321L100 73 1570 SH SOLE 0 1570 0 0 INPHI CORP COM 45772F107 5556 146295 SH SOLE 0 146295 0 0 INSTEEL INDUSTRIES INC COM 45774W108 4622 128809 SH SOLE 0 128809 0 0 INTEL CORP COM 458140100 2584 54640 SH SOLE 0 54640 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 446 2950 SH SOLE 0 2950 0 0 INVACARE CORP COM 461203101 4382 301163 SH SOLE 0 301163 0 0 INVESTORS BANCORP INC NEW COM 46146L101 39 3158 SH SOLE 1 3158 0 0 JELD-WEN HLDG INC COM 47580P103 53 2151 SH SOLE 1 2151 0 0 JPMORGAN CHASE & CO COM 46625H100 4909 43500 SH SOLE 0 43500 0 0 JPMORGAN CHASE & CO COM 46625H100 4909 43500 SH Put SOLE 0 43500 0 0 KADANT INC COM 48282T104 4192 38870 SH SOLE 0 38870 0 0 KEARNY FINL CORP MD COM 48716P108 25 1803 SH SOLE 1 1803 0 0 KNIGHT SWIFT TRANSN HLDGS IN CL A 499049104 4147 120278 SH SOLE 0 120278 0 0 LAM RESEARCH CORP COM 512807108 76 502 SH SOLE 0 502 0 0 LANTHEUS HLDGS INC COM 516544103 2923 195500 SH SOLE 0 195500 0 0 LITTELFUSE INC COM 537008104 20 100 SH SOLE 0 100 0 0 LYDALL INC DEL COM 550819106 38 871 SH SOLE 1 871 0 0 LYDALL INC DEL COM 550819106 3740 86785 SH SOLE 0 86785 0 0 MALIBU BOATS INC COM CL A 56117J100 29 524 SH SOLE 1 524 0 0 MARTEN TRANS LTD COM 573075108 4232 201058 SH SOLE 0 201058 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 15 761 SH SOLE 0 761 0 0 MASTERCARD INCORPORATED CL A 57636Q104 42 190 SH SOLE 0 190 0 0 MATTHEWS INTL CORP CL A 577128101 30 600 SH SOLE 0 600 0 0 MAXIMUS INC COM 577933104 23 350 SH SOLE 0 350 0 0 MEDNAX INC COM 58502B106 49 1045 SH SOLE 1 1045 0 0 MICHAELS COS INC COM 59408Q106 30 1873 SH SOLE 1 1873 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 13 170 SH SOLE 0 170 0 0 MICROSOFT CORP COM 594918104 3474 30373 SH SOLE 0 30373 0 0 MIMECAST LTD ORD SHS G14838109 312 7450 SH SOLE 0 7450 0 0 MONOLITHIC PWR SYS INC COM 609839105 31 250 SH SOLE 0 250 0 0 MOVADO GROUP INC COM 624580106 5035 120159 SH SOLE 0 120159 0 0 MSG NETWORK INC CL A 553573106 71 2764 SH SOLE 1 2764 0 0 MULTI COLOR CORP COM 625383104 2155 34613 SH SOLE 0 34613 0 0 MYRIAD GENETICS INC COM 62855J104 28 600 SH SOLE 0 600 0 0 NATIONAL COMM CORP COM 63546L102 4611 111644 SH SOLE 0 111644 0 0 NATIONAL GRID PLC SPONSORED ADR NE 636274409 3 63 SH SOLE 0 0 0 63 NATURAL GAS SERVICES GROUP COM 63886Q109 3868 183301 SH SOLE 0 183301 0 0 NAVIGATORS GROUP INC COM 638904102 41 590 SH SOLE 1 590 0 0 NCR CORP NEW COM 62886E108 61 2158 SH SOLE 1 2158 0 0 NETSCOUT SYS INC COM 64115T104 23 900 SH SOLE 0 900 0 0 NEXTERA ENERGY INC COM 65339F101 19 113 SH SOLE 0 0 0 113 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 4 90 SH SOLE 0 0 0 90 NISOURCE INC COM 65473P105 6 250 SH SOLE 0 0 0 250 NORFOLK SOUTHERN CORP COM 655844108 8 44 SH SOLE 0 0 0 44 NORTHRIM BANCORP INC COM 666762109 43 1040 SH SOLE 1 1040 0 0 NORTHWEST PIPE CO COM 667746101 4076 206364 SH SOLE 0 206364 0 0 NOVANTA INC COM 67000B104 8018 117228 SH SOLE 0 117228 0 0 NV5 GLOBAL INC COM 62945V109 4713 54361 SH SOLE 0 54361 0 0 OCEANFIRST FINL CORP COM 675234108 5917 217374 SH SOLE 0 217374 0 0 OCLARO INC COM NEW 67555N206 21 2300 SH SOLE 0 2300 0 0 OLD DOMINION FGHT LINES INC COM 679580100 4914 30473 SH SOLE 0 30473 0 0 OLD SECOND BANCORP INC ILL COM 680277100 2434 157553 SH SOLE 0 157553 0 0 OLLIES BARGAIN OUTLT HLDGS I COM 681116109 48 500 SH SOLE 0 500 0 0 ORACLE CORP COM 68389X105 1132 21960 SH SOLE 0 21960 0 0 OWENS ILL INC COM NEW 690768403 55 2911 SH SOLE 1 2911 0 0 PACIFIC PREMIER BANCORP COM 69478X105 19 516 SH SOLE 0 516 0 0 PACWEST BANCORP DEL COM 695263103 5249 110152 SH SOLE 0 110152 0 0 PANHANDLE OIL AND GAS INC CL A 698477106 3734 202381 SH SOLE 0 202381 0 0 PATTERSON UTI ENERGY INC COM 703481101 24 1425 SH SOLE 0 1425 0 0 PDF SOLUTIONS INC COM 693282105 1696 187835 SH SOLE 0 187835 0 0 PINNACLE FINL PARTNERS INC COM 72346Q104 4856 80724 SH SOLE 0 80724 0 0 PRA HEALTH SCIENCES INC COM 69354M108 53 485 SH SOLE 0 485 0 0 PRESIDIO INC COM 74102M103 29 1900 SH SOLE 0 1900 0 0 QUAKER CHEM CORP COM 747316107 40 200 SH SOLE 0 200 0 0 QUANTENNA COMMUNICATIONS INC COM 74766D100 43 2340 SH SOLE 0 2340 0 0 RAPID7 INC COM 753422104 307 8320 SH SOLE 0 8320 0 0 RENASANT CORP COM 75970E107 5612 136191 SH SOLE 0 136191 0 0 ROGERS CORP COM 775133101 48 325 SH SOLE 0 325 0 0 RPC INC COM 749660106 4476 289161 SH SOLE 0 289161 0 0 SABRE CORP COM 78573M104 92 3520 SH SOLE 1 3520 0 0 SALESFORCE COM INC COM 79466L302 320 2010 SH SOLE 0 2010 0 0 SALLY BEAUTY HLDGS INC COM 79546E104 46 2518 SH SOLE 1 2518 0 0 SAP SE SPON ADR 803054204 28 230 SH SOLE 0 230 0 0 SCHWEITZER-MAUDUIT INTL INC COM 808541106 41 1080 SH SOLE 1 1080 0 0 SCRIPPS E W CO OHIO CL A NEW 811054402 71 4278 SH SOLE 1 4278 0 0 SEMPRA ENERGY COM 816851109 9 78 SH SOLE 0 0 0 78 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 273 5080 SH SOLE 0 5080 0 0 SIMMONS 1ST NATL CORP CL A $1 PAR 828730200 22 740 SH SOLE 0 740 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 321 3540 SH SOLE 0 3540 0 0 SP PLUS CORP COM 78469C103 5239 143541 SH SOLE 0 143541 0 0 SPARTANNASH CO COM 847215100 26 1285 SH SOLE 1 1285 0 0 SPORTSMANS WHSE HLDGS INC COM 84920Y106 37 6302 SH SOLE 1 6302 0 0 SPROUTS FMRS MKT INC COM 85208M102 15 550 SH SOLE 0 550 0 0 STERLING BANCORP DEL COM 85917A100 4330 196809 SH SOLE 0 196809 0 0 STERLING CONSTRUCTION CO INC COM 859241101 6409 447537 SH SOLE 0 447537 0 0 SUPERNUS PHARMACEUTICALS INC COM 868459108 4661 92569 SH SOLE 0 92569 0 0 SYNEOS HEALTH INC CL A 87166B102 61 1183 SH SOLE 1 1183 0 0 TCF FINL CORP COM 872275102 59 2479 SH SOLE 1 2479 0 0 TENNECO INC COM 880349105 80 1888 SH SOLE 1 1888 0 0 TEXAS ROADHOUSE INC COM 882681109 35 500 SH SOLE 0 500 0 0 THOR INDS INC COM 885160101 36 428 SH SOLE 1 428 0 0 TRICO BANCSHARES COM 896095106 26 675 SH SOLE 0 675 0 0 U S G CORP COM NEW 903293405 51 1172 SH SOLE 1 1172 0 0 U S PHYSICAL THERAPY INC COM 90337L108 5779 48731 SH SOLE 0 48731 0 0 UNION BANKSHARES CORP NEW COM 90539J109 23 600 SH SOLE 0 600 0 0 UNIVERSAL DISPLAY CORP COM 91347P105 35 300 SH SOLE 0 300 0 0 VERITEX HLDGS INC COM 923451108 1328 47000 SH SOLE 0 47000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 462 8660 SH SOLE 0 8660 0 0 VIACOM INC NEW CL B 92553P201 1891 56000 SH SOLE 0 56000 0 0 VIRTUS INVT PARTNERS INC COM 92828Q109 61 539 SH SOLE 1 539 0 0 VISA INC COM CL A 92826C839 57 380 SH SOLE 0 380 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 2730 125800 SH SOLE 0 125800 0 0 WEC ENERGY GROUP INC COM 92939U106 9 132 SH SOLE 0 0 0 132 WESCO INTL INC COM 95082P105 32 525 SH SOLE 0 525 0 0 WINNEBAGO INDS INC COM 974637100 41 1232 SH SOLE 1 1232 0 0 WORLD FUEL SVCS CORP COM 981475106 78 2821 SH SOLE 1 2821 0 0 WORTHINGTON INDS INC COM 981811102 50 1163 SH SOLE 1 1163 0 0 WSFS FINL CORP COM 929328102 4532 96116 SH SOLE 0 96116 0 0 XCEL ENERGY INC COM 98389B100 9 200 SH SOLE 0 0 0 200 YANDEX N V SHS CLASS A N97284108 3813 115930 SH SOLE 0 115930 0 0 ZAYO GROUP HLDGS INC COM 98919V105 994 28620 SH SOLE 0 28620 0 0