0001140361-18-023218.txt : 20180514
0001140361-18-023218.hdr.sgml : 20180514
20180514130032
ACCESSION NUMBER: 0001140361-18-023218
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180331
FILED AS OF DATE: 20180514
DATE AS OF CHANGE: 20180514
EFFECTIVENESS DATE: 20180514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AlphaOne Investment Services, LLC
CENTRAL INDEX KEY: 0001482390
IRS NUMBER: 264010368
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1209
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13713
FILM NUMBER: 18829627
BUSINESS ADDRESS:
STREET 1: 789 E LANCASTER AVE SUITE 120
CITY: VILLANOVA
STATE: PA
ZIP: 19085
BUSINESS PHONE: 267-597-3849
MAIL ADDRESS:
STREET 1: 789 E LANCASTER AVE SUITE 120
CITY: VILLANOVA
STATE: PA
ZIP: 19085
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001482390
XXXXXXXX
03-31-2018
03-31-2018
AlphaOne Investment Services, LLC
789 E LANCASTER AVE SUITE 120
VILLANOVA
PA
19085
13F HOLDINGS REPORT
028-13713
N
Donald O'Hara
Chief Operating Officer
267-597-3849
/s/ Donald O'Hara
Villanova
PA
05-11-2018
0
456
363887
false
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COM
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298
4968
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3635
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1333
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3325
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G1151C101
215
1402
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1402
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ACI WORLDWIDE INC
COM
004498101
168
7103
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ACTIVISION BLIZZARD INC
COM
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12
181
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181
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ADOBE SYS INC
COM
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401
1855
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ADVANCED MICRO DEVICES INC
COM
007903107
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1700
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1700
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AECOM
COM
00766T100
127
3566
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COM
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199
1180
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682
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498
AGILENT TECHNOLOGIES INC
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4454
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537
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GENERAL ELECTRIC CO
COM
369604103
1686
125088
SH
SOLE
0
125088
0
0
GENERAL MLS INC
COM
370334104
53
1178
SH
SOLE
0
1178
0
0
GENTHERM INC
COM
37253A103
117
3435
SH
SOLE
0
3435
0
0
GEO GROUP INC NEW
COM
36162J106
235
11494
SH
SOLE
0
11494
0
0
GIBRALTAR INDS INC
COM
374689107
36
1050
SH
SOLE
0
1050
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
10
41
SH
SOLE
0
0
0
41
GOODYEAR TIRE & RUBR CO
COM
382550101
14
511
SH
SOLE
0
511
0
0
GP STRATEGIES CORP
COM
36225V104
4674
206375
SH
SOLE
0
206375
0
0
GRAND CANYON ED INC
COM
38526M106
92
876
SH
SOLE
0
876
0
0
GROUP 1 AUTOMOTIVE INC
COM
398905109
61
930
SH
SOLE
0
930
0
0
GTT COMMUNICATIONS INC
COM
362393100
5401
95252
SH
SOLE
0
95252
0
0
HANESBRANDS INC
COM
410345102
14
756
SH
SOLE
0
756
0
0
HANMI FINL CORP
COM NEW
410495204
23
750
SH
SOLE
0
750
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
62
1211
SH
SOLE
0
0
0
1211
HASBRO INC
COM
418056107
20
235
SH
SOLE
0
235
0
0
HEALTHSTREAM INC
COM
42222N103
4847
195213
SH
SOLE
0
195213
0
0
HELMERICH & PAYNE INC
COM
423452101
1
19
SH
SOLE
0
0
0
19
HERITAGE FINL CORP WASH
COM
42722X106
5405
176646
SH
SOLE
0
176646
0
0
HERSHEY CO
COM
427866108
51
512
SH
SOLE
0
293
0
219
HESS CORP
COM
42809H107
74
1462
SH
SOLE
0
560
0
902
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
104
5942
SH
SOLE
0
3307
0
2635
HEXCEL CORP NEW
COM
428291108
39
600
SH
SOLE
0
600
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A203
33
425
SH
SOLE
0
425
0
0
HOME DEPOT INC
COM
437076102
650
3646
SH
SOLE
0
2436
0
1210
HORMEL FOODS CORP
COM
440452100
19
558
SH
SOLE
0
558
0
0
HORTONWORKS INC
COM
440894103
254
12450
SH
SOLE
0
12450
0
0
HP INC
COM
40434L105
175
8003
SH
SOLE
0
3707
0
4296
HUMANA INC
COM
444859102
119
443
SH
SOLE
0
296
0
147
HUNTINGTON BANCSHARES INC
COM
446150104
34
2241
SH
SOLE
0
2241
0
0
HURCO COMPANIES INC
COM
447324104
5456
118869
SH
SOLE
0
118869
0
0
HURON CONSULTING GROUP INC
COM
447462102
112
2950
SH
SOLE
0
2950
0
0
IBERIABANK CORP
COM
450828108
23
300
SH
SOLE
0
300
0
0
ICHOR HOLDINGS
SHS
G4740B105
3281
135543
SH
SOLE
0
135543
0
0
ICON PLC
SHS
G4705A100
229
1941
SH
SOLE
0
1941
0
0
IHS MARKIT LTD
SHS
G47567105
36
753
SH
SOLE
0
753
0
0
ILLINOIS TOOL WKS INC
COM
452308109
101
646
SH
SOLE
0
646
0
0
ILLUMINA INC
COM
452327109
72
303
SH
SOLE
0
303
0
0
INGERSOLL-RAND PLC
SHS
G47791101
44
518
SH
SOLE
0
518
0
0
INPHI CORP
COM
45772F107
3191
106027
SH
SOLE
0
106027
0
0
INSTEEL INDUSTRIES INC
COM
45774W108
4047
146479
SH
SOLE
0
146479
0
0
INTEL CORP
COM
458140100
640
12294
SH
SOLE
0
10619
0
1675
INTERNATIONAL BUSINESS MACHS
COM
459200101
8471
55208
SH
SOLE
0
54279
0
929
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
22
164
SH
SOLE
0
164
0
0
INTL PAPER CO
COM
460146103
46
856
SH
SOLE
0
856
0
0
INTUIT
COM
461202103
116
668
SH
SOLE
0
504
0
164
INVACARE CORP
COM
461203101
7648
439529
SH
SOLE
0
439529
0
0
INVESTORS BANCORP INC NEW
COM
46146L101
99
7224
SH
SOLE
0
7224
0
0
IQVIA HLDGS INC
COM
46266C105
30
302
SH
SOLE
0
302
0
0
IRON MTN INC NEW
COM
46284V101
20
606
SH
SOLE
0
606
0
0
ISHARES GOLD TRUST
ISHARES
464285105
41
3187
SH
SOLE
0
0
0
3187
ISHARES INC
CORE MSCI EMKT
46434G103
116
1982
SH
SOLE
0
0
0
1982
ISHARES TR
MSCI EAFE ETF
464287465
145
2086
SH
SOLE
0
2086
0
0
ISHARES TR
CORE S&P500 ETF
464287200
261
984
SH
SOLE
0
984
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
31
359
SH
SOLE
0
359
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
122
1038
SH
SOLE
0
1038
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
254
3849
SH
SOLE
0
0
0
3849
ISHARES TR
CORE S&P SCP ETF
464287804
52
672
SH
SOLE
0
672
0
0
ISHARES TR
MBS ETF
464288588
26
248
SH
SOLE
0
0
0
248
ISHARES TR
NATIONAL MUN ETF
464288414
133
1223
SH
SOLE
0
0
0
1223
JD COM INC
SPON ADR CL A
47215P106
27
658
SH
SOLE
0
658
0
0
JOHNSON & JOHNSON
COM
478160104
839
6549
SH
SOLE
0
5607
0
942
JOHNSON CTLS INTL PLC
SHS
G51502105
173
4909
SH
SOLE
0
1919
0
2990
JPMORGAN CHASE & CO
COM
46625H100
4869
44273
SH
SOLE
0
43500
0
773
JPMORGAN CHASE & CO
COM
46625H100
979
8900
SH
Put
SOLE
0
8900
0
0
KADANT INC
COM
48282T104
4161
44031
SH
SOLE
0
44031
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
24
215
SH
SOLE
0
215
0
0
KEARNY FINL CORP MD
COM
48716P108
64
4940
SH
SOLE
0
4940
0
0
KELLOGG CO
COM
487836108
34
516
SH
SOLE
0
516
0
0
KEYCORP NEW
COM
493267108
257
13161
SH
SOLE
0
2230
0
10931
KIMBERLY CLARK CORP
COM
494368103
100
911
SH
SOLE
0
729
0
182
KIRKLANDS INC
COM
497498105
2824
291462
SH
SOLE
0
291462
0
0
KLA-TENCOR CORP
COM
482480100
35
325
SH
SOLE
0
325
0
0
KNIGHT SWIFT TRANSN HLDGS IN
CL A
499049104
5185
112700
SH
SOLE
0
112700
0
0
KOHLS CORP
COM
500255104
7
107
SH
SOLE
0
0
0
107
KRAFT HEINZ CO
COM
500754106
78
1255
SH
SOLE
0
1255
0
0
KROGER CO
COM
501044101
44
1844
SH
SOLE
0
1844
0
0
L BRANDS INC
COM
501797104
20
512
SH
SOLE
0
512
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
34
211
SH
SOLE
0
211
0
0
LAM RESEARCH CORP
COM
512807108
3190
15703
SH
SOLE
0
15703
0
0
LAUDER ESTEE COS INC
CL A
518439104
69
464
SH
SOLE
0
464
0
0
LILLY ELI & CO
COM
532457108
234
3018
SH
SOLE
0
2022
0
996
LOCKHEED MARTIN CORP
COM
539830109
176
521
SH
SOLE
0
521
0
0
LOGMEIN INC
COM
54142L109
386
3340
SH
SOLE
0
3340
0
0
LOWES COS INC
COM
548661107
153
1741
SH
SOLE
0
1741
0
0
LYDALL INC DEL
COM
550819106
3415
70787
SH
SOLE
0
70787
0
0
MACOM TECH SOLUTIONS HLDGS I
COM
55405Y100
376
22626
SH
SOLE
0
22626
0
0
MALIBU BOATS INC
COM CL A
56117J100
80
2415
SH
SOLE
0
2415
0
0
MANPOWERGROUP INC
COM
56418H100
49
429
SH
SOLE
0
0
0
429
MARATHON OIL CORP
COM
565849106
28
1762
SH
SOLE
0
1762
0
0
MARRIOTT INTL INC NEW
CL A
571903202
209
1538
SH
SOLE
0
635
0
903
MARTEN TRANS LTD
COM
573075108
4977
218279
SH
SOLE
0
218279
0
0
MASCO CORP
COM
574599106
195
4829
SH
SOLE
0
0
0
4829
MASTEC INC
COM
576323109
216
4600
SH
SOLE
0
4600
0
0
MATTHEWS INTL CORP
CL A
577128101
30
600
SH
SOLE
0
600
0
0
MAXIMUS INC
COM
577933104
27
400
SH
SOLE
0
400
0
0
MCDONALDS CORP
COM
580135101
29
186
SH
SOLE
0
0
0
186
MEDNAX INC
COM
58502B106
170
3048
SH
SOLE
0
3048
0
0
MEDTRONIC PLC
SHS
G5960L103
318
3964
SH
SOLE
0
2826
0
1138
MERCK & CO INC
COM
58933Y105
376
6895
SH
SOLE
0
5705
0
1190
METLIFE INC
COM
59156R108
65
1413
SH
SOLE
0
0
0
1413
METTLER TOLEDO INTERNATIONAL
COM
592688105
30
53
SH
SOLE
0
53
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
39
1100
SH
SOLE
0
1100
0
0
MICHAELS COS INC
COM
59408Q106
86
4339
SH
SOLE
0
4339
0
0
MICRO FOCUS INTERNATIONAL PL
SPON ADR NEW
594837304
1
90
SH
SOLE
0
0
0
90
MICROCHIP TECHNOLOGY INC
COM
595017104
484
5295
SH
SOLE
0
5295
0
0
MICRON TECHNOLOGY INC
COM
595112103
2413
46278
SH
SOLE
0
46278
0
0
MICRON TECHNOLOGY INC
COM
595112103
2268
43500
SH
Put
SOLE
0
43500
0
0
MICROSEMI CORP
COM
595137100
29
450
SH
SOLE
0
450
0
0
MICROSOFT CORP
COM
594918104
1893
20738
SH
SOLE
0
17430
0
3308
MIMECAST LTD
ORD SHS
G14838109
6
161
SH
SOLE
0
161
0
0
MOHAWK INDS INC
COM
608190104
30
131
SH
SOLE
0
131
0
0
MOLSON COORS BREWING CO
CL B
60871R209
29
383
SH
SOLE
0
383
0
0
MONDELEZ INTL INC
CL A
609207105
130
3126
SH
SOLE
0
3126
0
0
MONOLITHIC PWR SYS INC
COM
609839105
23
200
SH
SOLE
0
200
0
0
MONSANTO CO NEW
COM
61166W101
108
923
SH
SOLE
0
923
0
0
MOODYS CORP
COM
615369105
56
345
SH
SOLE
0
345
0
0
MORGAN STANLEY
COM NEW
617446448
18
341
SH
SOLE
0
0
0
341
MOSAIC CO NEW
COM
61945C103
18
728
SH
SOLE
0
728
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
35
336
SH
SOLE
0
336
0
0
MOVADO GROUP INC
COM
624580106
5281
137516
SH
SOLE
0
137516
0
0
MPLX LP
COM UNIT REP LTD
55336V100
23
691
SH
SOLE
0
71
0
620
MSG NETWORK INC
CL A
553573106
171
7573
SH
SOLE
0
7573
0
0
MULTI COLOR CORP
COM
625383104
2721
41202
SH
SOLE
0
41202
0
0
MYLAN N V
SHS EURO
N59465109
46
1112
SH
SOLE
0
1112
0
0
NATIONAL COMM CORP
COM
63546L102
4913
112812
SH
SOLE
0
112812
0
0
NATIONAL GRID PLC
SPONSORED ADR NE
636274409
44
783
SH
SOLE
0
74
0
709
NATURAL GAS SERVICES GROUP
COM
63886Q109
4057
170114
SH
SOLE
0
170114
0
0
NAVIGANT CONSULTING INC
COM
63935N107
151
7833
SH
SOLE
0
7833
0
0
NAVIGATORS GROUP INC
COM
638904102
187
3244
SH
SOLE
0
3244
0
0
NCR CORP NEW
COM
62886E108
159
5033
SH
SOLE
0
5033
0
0
NETAPP INC
COM
64110D104
34
559
SH
SOLE
0
559
0
0
NETSCOUT SYS INC
COM
64115T104
104
3950
SH
SOLE
0
3950
0
0
NEWELL BRANDS INC
COM
651229106
26
1016
SH
SOLE
0
1016
0
0
NEWMONT MINING CORP
COM
651639106
43
1106
SH
SOLE
0
1106
0
0
NEXTERA ENERGY INC
COM
65339F101
339
2075
SH
SOLE
0
1039
0
1036
NEXTERA ENERGY PARTNERS LP
COM UNIT PART IN
65341B106
23
583
SH
SOLE
0
50
0
533
NIKE INC
CL B
654106103
182
2741
SH
SOLE
0
2741
0
0
NISOURCE INC
COM
65473P105
42
1749
SH
SOLE
0
780
0
969
NN INC
COM
629337106
3490
145426
SH
SOLE
0
145426
0
0
NOBLE ENERGY INC
COM
655044105
31
1009
SH
SOLE
0
1009
0
0
NOKIA CORP
SPONSORED ADR
654902204
2
314
SH
SOLE
0
314
0
0
NORFOLK SOUTHERN CORP
COM
655844108
88
646
SH
SOLE
0
602
0
44
NORTHRIM BANCORP INC
COM
666762109
122
3521
SH
SOLE
0
3521
0
0
NORTHWEST PIPE CO
COM
667746101
3159
182628
SH
SOLE
0
182628
0
0
NOVANTA INC
COM
67000B104
7307
140109
SH
SOLE
0
140109
0
0
NV5 GLOBAL INC
COM
62945V109
1360
24400
SH
SOLE
0
24400
0
0
NVIDIA CORP
COM
67066G104
319
1376
SH
SOLE
0
1376
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
104
1602
SH
SOLE
0
1602
0
0
OCEANFIRST FINL CORP
COM
675234108
6676
249582
SH
SOLE
0
249582
0
0
OCLARO INC
COM NEW
67555N206
22
2300
SH
SOLE
0
2300
0
0
OLD DOMINION FGHT LINES INC
COM
679580100
5279
35918
SH
SOLE
0
35918
0
0
OLD SECOND BANCORP INC ILL
COM
680277100
1765
126959
SH
SOLE
0
126959
0
0
OLLIES BARGAIN OUTLT HLDGS I
COM
681116109
36
600
SH
SOLE
0
600
0
0
ON ASSIGNMENT INC
COM
682159108
7735
94463
SH
SOLE
0
94463
0
0
ONEOK INC NEW
COM
682680103
50
870
SH
SOLE
0
870
0
0
ORACLE CORP
COM
68389X105
1881
41105
SH
SOLE
0
38265
0
2840
PACIFIC PREMIER BANCORP
COM
69478X105
21
516
SH
SOLE
0
516
0
0
PACWEST BANCORP DEL
COM
695263103
5517
111382
SH
SOLE
0
111382
0
0
PALO ALTO NETWORKS INC
COM
697435105
20
110
SH
SOLE
0
110
0
0
PANHANDLE OIL AND GAS INC
CL A
698477106
3943
204326
SH
SOLE
0
204326
0
0
PARKER HANNIFIN CORP
COM
701094104
47
276
SH
SOLE
0
276
0
0
PATTERN ENERGY GROUP INC
CL A
70338P100
23
1332
SH
SOLE
0
136
0
1196
PATTERSON UTI ENERGY INC
COM
703481101
23
1325
SH
SOLE
0
1325
0
0
PDF SOLUTIONS INC
COM
693282105
3863
331319
SH
SOLE
0
331319
0
0
PEMBINA PIPELINE CORP
COM
706327103
30
948
SH
SOLE
0
97
0
851
PEPSICO INC
COM
713448108
360
3297
SH
SOLE
0
2965
0
332
PERKINELMER INC
COM
714046109
17
229
SH
SOLE
0
229
0
0
PFIZER INC
COM
717081103
441
12435
SH
SOLE
0
12435
0
0
PHILIP MORRIS INTL INC
COM
718172109
323
3246
SH
SOLE
0
3246
0
0
PIMCO ETF TR
INV GRD CRP BD
72201R817
155
1519
SH
SOLE
0
0
0
1519
PINNACLE FINL PARTNERS INC
COM
72346Q104
4784
74511
SH
SOLE
0
74511
0
0
PINNACLE WEST CAP CORP
COM
723484101
19
232
SH
SOLE
0
232
0
0
PNC FINL SVCS GROUP INC
COM
693475105
24
160
SH
SOLE
0
0
0
160
PPG INDS INC
COM
693506107
331
2968
SH
SOLE
0
528
0
2440
PPL CORP
COM
69351T106
40
1417
SH
SOLE
0
1417
0
0
PRA HEALTH SCIENCES INC
COM
69354M108
37
450
SH
SOLE
0
450
0
0
PRAXAIR INC
COM
74005P104
86
594
SH
SOLE
0
594
0
0
PRESIDIO INC
COM
74102M103
36
2300
SH
SOLE
0
2300
0
0
PROCTER AND GAMBLE CO
COM
742718109
572
7220
SH
SOLE
0
5310
0
1910
PROGRESSIVE CORP OHIO
COM
743315103
113
1862
SH
SOLE
0
0
0
1862
PROOFPOINT INC
COM
743424103
6
50
SH
SOLE
0
50
0
0
PRUDENTIAL FINL INC
COM
744320102
158
1521
SH
SOLE
0
0
0
1521
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
53
1049
SH
SOLE
0
1049
0
0
PVH CORP
COM
693656100
24
161
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0
161
0
0
QUAKER CHEM CORP
COM
747316107
30
200
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0
200
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0
QUALCOMM INC
COM
747525103
109
1959
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0
262
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QUEST DIAGNOSTICS INC
COM
74834L100
28
283
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283
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RAPID7 INC
COM
753422104
253
9880
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RAYTHEON CO
COM NEW
755111507
131
605
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0
605
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REGENERON PHARMACEUTICALS
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55
160
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160
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RENASANT CORP
COM
75970E107
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31
471
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COM
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294
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338
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338
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27
225
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225
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ROYAL CARIBBEAN CRUISES LTD
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355
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355
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RPC INC
COM
749660106
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RPX CORP
COM
74972G103
154
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S&P GLOBAL INC
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78409V104
101
529
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529
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0
SABRE CORP
COM
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210
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SALESFORCE COM INC
COM
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571
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833
SALLY BEAUTY HLDGS INC
COM
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130
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COM
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SCRIPPS E W CO OHIO
CL A NEW
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127
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SEAGATE TECHNOLOGY PLC
SHS
G7945M107
35
600
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600
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0
SEMPRA ENERGY
COM
816851109
116
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477
SHERWIN WILLIAMS CO
COM
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82
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SIMMONS 1ST NATL CORP
CL A $1 PAR
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21
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SKYWORKS SOLUTIONS INC
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396
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SP PLUS CORP
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COM
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COM
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STERLING CONSTRUCTION CO INC
COM
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SYNEOS HEALTH INC
CL A
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SYSCO CORP
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TARGET CORP
COM
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TCF FINL CORP
COM
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158
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REG SHS
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73
729
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233
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350
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COM
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25
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TYSON FOODS INC
CL A
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45
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159
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UNION BANKSHARES CORP NEW
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22
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UNITED TECHNOLOGIES CORP
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480
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V F CORP
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80
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VANGUARD INDEX FDS
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VERISIGN INC
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VERIZON COMMUNICATIONS INC
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400
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210
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154
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504
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699
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46
420
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420
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0