0001181431-13-041478.txt : 20130726 0001181431-13-041478.hdr.sgml : 20130726 20130726124437 ACCESSION NUMBER: 0001181431-13-041478 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130724 FILED AS OF DATE: 20130726 DATE AS OF CHANGE: 20130726 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CELLULAR DYNAMICS INTERNATIONAL, INC. CENTRAL INDEX KEY: 0001482080 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 261737267 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 525 SCIENCE DRIVE CITY: MADISON STATE: WI ZIP: 53711 BUSINESS PHONE: (608) 310-5100 MAIL ADDRESS: STREET 1: 525 SCIENCE DRIVE CITY: MADISON STATE: WI ZIP: 53711 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Texas 8-26-22 Trust 2 CENTRAL INDEX KEY: 0001505628 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36021 FILM NUMBER: 13988725 BUSINESS ADDRESS: STREET 1: 3555 TIMMONS LANE, SUITE 800 CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: 713-961-1600 MAIL ADDRESS: STREET 1: 3555 TIMMONS LANE, SUITE 800 CITY: HOUSTON STATE: TX ZIP: 77027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 8-26-22 GP LLC CENTRAL INDEX KEY: 0001553752 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36021 FILM NUMBER: 13988726 BUSINESS ADDRESS: STREET 1: 3555 TIMMONS LANE, SUITE 800 CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: 713-961-1600 MAIL ADDRESS: STREET 1: 3555 TIMMONS LANE, SUITE 800 CITY: HOUSTON STATE: TX ZIP: 77027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sixth Floor Investors LP CENTRAL INDEX KEY: 0001582308 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36021 FILM NUMBER: 13988727 BUSINESS ADDRESS: STREET 1: 3555 TIMMONS LANE, SUITE 800 CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: 713-961-1600 MAIL ADDRESS: STREET 1: 3555 TIMMONS LANE, SUITE 800 CITY: HOUSTON STATE: TX ZIP: 77027 4 1 rrd386607.xml FORM 4 X0306 4 2013-07-24 0 0001482080 CELLULAR DYNAMICS INTERNATIONAL, INC. ICEL 0001582308 Sixth Floor Investors LP 3555 TIMMONS LANE, SUITE 800 HOUSTON TX 77027 1 0 1 0 0001553752 8-26-22 GP LLC C/O LEWIS M. LINN, MANAGER 3555 TIMMONS LANE, SUITE 800 HOUSTON TX 77027 1 0 1 0 0001505628 Texas 8-26-22 Trust 2 C/O 1922 TRUST COMPANY LTA, TRUSTEE 3555 TIMMONS LANE, SUITE 800 HOUSTON TX 77027 1 0 1 0 Common Stock, $0.0001 par value per share ("Common Stock") 2013-07-24 4 P 0 40000 12.00 A 2091282 D In addition to Sixth Floor Investors LP, a Delaware limited partnership ("Sixth Floor Investors"), this Form 4 is being filed jointly by 8-26-22 GP LLC, a Delaware limited liability company ("8-26-22") and Texas 8-26-22 Trust 2 ("Texas 8-26-22", and together with Sixth Floor Investors and 8-26-22, the "Reporting Persons"), each of whom may be deemed to have a pecuniary interest in securities owned by Sixth Floor Investors. Sixth Floor Investors holds directly the securities set forth in this Form 4 (the "Subject Securities"). As the general partner of Sixth Floor Investors, 8-26-22 may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). As the sole member of 8-26-22, Texas 8-26-22 may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the securities listed in this Form 4, except to the extent of any pecuniary interest therein. Sixth Floor Investors LP, By: 8-26-22 GP LLC, its General Partner, By: /s/ Daniel F. Pritzker, Chief Executive Officer 2013-07-25 8-26-22 GP LLC, By: /s/ Lewis M. Linn, Manager 2013-07-25 Texas 8-26-22 Trust 2, By: 1922 Trust Company LTA, its Trustee, By: /s/ Lewis M. Linn, President 2013-07-25