0001181431-13-041478.txt : 20130726
0001181431-13-041478.hdr.sgml : 20130726
20130726124437
ACCESSION NUMBER: 0001181431-13-041478
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130724
FILED AS OF DATE: 20130726
DATE AS OF CHANGE: 20130726
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CELLULAR DYNAMICS INTERNATIONAL, INC.
CENTRAL INDEX KEY: 0001482080
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 261737267
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 525 SCIENCE DRIVE
CITY: MADISON
STATE: WI
ZIP: 53711
BUSINESS PHONE: (608) 310-5100
MAIL ADDRESS:
STREET 1: 525 SCIENCE DRIVE
CITY: MADISON
STATE: WI
ZIP: 53711
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Texas 8-26-22 Trust 2
CENTRAL INDEX KEY: 0001505628
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36021
FILM NUMBER: 13988725
BUSINESS ADDRESS:
STREET 1: 3555 TIMMONS LANE, SUITE 800
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: 713-961-1600
MAIL ADDRESS:
STREET 1: 3555 TIMMONS LANE, SUITE 800
CITY: HOUSTON
STATE: TX
ZIP: 77027
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: 8-26-22 GP LLC
CENTRAL INDEX KEY: 0001553752
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36021
FILM NUMBER: 13988726
BUSINESS ADDRESS:
STREET 1: 3555 TIMMONS LANE, SUITE 800
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: 713-961-1600
MAIL ADDRESS:
STREET 1: 3555 TIMMONS LANE, SUITE 800
CITY: HOUSTON
STATE: TX
ZIP: 77027
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sixth Floor Investors LP
CENTRAL INDEX KEY: 0001582308
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36021
FILM NUMBER: 13988727
BUSINESS ADDRESS:
STREET 1: 3555 TIMMONS LANE, SUITE 800
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: 713-961-1600
MAIL ADDRESS:
STREET 1: 3555 TIMMONS LANE, SUITE 800
CITY: HOUSTON
STATE: TX
ZIP: 77027
4
1
rrd386607.xml
FORM 4
X0306
4
2013-07-24
0
0001482080
CELLULAR DYNAMICS INTERNATIONAL, INC.
ICEL
0001582308
Sixth Floor Investors LP
3555 TIMMONS LANE, SUITE 800
HOUSTON
TX
77027
1
0
1
0
0001553752
8-26-22 GP LLC
C/O LEWIS M. LINN, MANAGER
3555 TIMMONS LANE, SUITE 800
HOUSTON
TX
77027
1
0
1
0
0001505628
Texas 8-26-22 Trust 2
C/O 1922 TRUST COMPANY LTA, TRUSTEE
3555 TIMMONS LANE, SUITE 800
HOUSTON
TX
77027
1
0
1
0
Common Stock, $0.0001 par value per share ("Common Stock")
2013-07-24
4
P
0
40000
12.00
A
2091282
D
In addition to Sixth Floor Investors LP, a Delaware limited partnership ("Sixth Floor Investors"), this Form 4 is being filed jointly by 8-26-22 GP LLC, a Delaware limited liability company ("8-26-22") and Texas 8-26-22 Trust 2 ("Texas 8-26-22", and together with Sixth Floor Investors and 8-26-22, the "Reporting Persons"), each of whom may be deemed to have a pecuniary interest in securities owned by Sixth Floor Investors.
Sixth Floor Investors holds directly the securities set forth in this Form 4 (the "Subject Securities"). As the general partner of Sixth Floor Investors, 8-26-22 may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). As the sole member of 8-26-22, Texas 8-26-22 may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a).
Each of the Reporting Persons disclaims any beneficial ownership of any of the securities listed in this Form 4, except to the extent of any pecuniary interest therein.
Sixth Floor Investors LP, By: 8-26-22 GP LLC, its General Partner, By: /s/ Daniel F. Pritzker, Chief Executive Officer
2013-07-25
8-26-22 GP LLC, By: /s/ Lewis M. Linn, Manager
2013-07-25
Texas 8-26-22 Trust 2, By: 1922 Trust Company LTA, its Trustee, By: /s/ Lewis M. Linn, President
2013-07-25