0000892712-13-000511.txt : 20130801 0000892712-13-000511.hdr.sgml : 20130801 20130801181737 ACCESSION NUMBER: 0000892712-13-000511 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130730 FILED AS OF DATE: 20130801 DATE AS OF CHANGE: 20130801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CELLULAR DYNAMICS INTERNATIONAL, INC. CENTRAL INDEX KEY: 0001482080 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 261737267 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 525 SCIENCE DRIVE CITY: MADISON STATE: WI ZIP: 53711 BUSINESS PHONE: (608) 310-5100 MAIL ADDRESS: STREET 1: 525 SCIENCE DRIVE CITY: MADISON STATE: WI ZIP: 53711 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomson James A CENTRAL INDEX KEY: 0001582451 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36021 FILM NUMBER: 131003938 MAIL ADDRESS: STREET 1: 525 SCIENCE DRIVE CITY: MADISON STATE: WI ZIP: 53711 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-07-30 0001482080 CELLULAR DYNAMICS INTERNATIONAL, INC. ICEL 0001582451 Thomson James A 525 SCIENCE DRIVE MADISON WI 53711 1 0 0 0 Common Stock 2013-07-30 4 C 0 25642 A 765515 D Common Stock 2013-07-30 4 C 0 25642 A 791157 D Series A Preferred Stock 2013-07-30 4 C 0 25642 D Common Stock 25642 0 D Series B Preferred Stock 2013-07-30 4 C 0 25642 D Common Stock 25642 0 D Stock Option (Right to Buy) 12.00 2013-07-30 4 A 0 150000 0 A 2013-07-30 2023-07-30 Common Stock 150000 150000 D Each share of Series A Preferred Stock automatically converted into one (1) share of Common Stock immediately prior to the closing of the issuer's initial public offering of common stock, and had no expiration date. Each share of Series B Preferred Stock automatically converted into one (1) share of Common Stock immediately prior to the closing of the issuer's initial public offering of common stock, and had no expiration date. Anna M. Geyso (pursuant to Power of Attorney previously filed) 2013-08-01