X0306 4 2021-02-23 0001535929 Voya Financial, Inc. VOYA 0001481859 Hurtsellers Christine 230 PARK AVENUE NEW YORK NY 10169 1 See Remarks Common Stock 2021-02-22 4 M 0 57195 0 A 116805 D Common Stock 2021-02-22 4 F 0 23295 59.26 D 93510 D Restricted Stock Units 2021-02-22 4 M 0 19278 0 D Common Stock 19278 38577 D Performance Stock Unit 1.50 2021-02-22 4 M 0 25278 0 D Common Stock 37917 74742 D Performance-Based Stock Options Common Stock 110874 110874 D Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. The options vest based on the conditions set forth in their respective agreements. Chief Executive Officer, Investment Management /s/ Jean Weng, Attorney in Fact 2021-02-24